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Yunyi Zhao

Publications and source records attributed to Yunyi Zhao.

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PhyMamba: Physics-Modulated Mamba for Robust Battery Health Prognostics

Battery health prognostics is a core function in battery management systems (BMSs), yet long-horizon health forecasting from BMS signals remains challenging due to operating-condition dependency and sensor noise. In this paper, we propose PhyMamba, a two-stage physics-modulated Mamba framework that integrates electrochemical aging into sequence modelling. PhyMamba does not require explicit identification of internal aging parameters, which often relies on intrusive measurements. In stage-1, a lightweight Mamba encoder first processes BMS signals and produces a latent representation that is transformed via an aging parameterization module, into physics-informed aging features. In stage-2, a customized Mamba forecasting backbone performs multi-cycle prediction, where physics is tightly integrated to regulate the model's internal temporal updates toward degradation-consistent evolution. Experiments on three public datasets under multiple forecast horizons show that PhyMamba achieves the best aggregated performance, with an overall mean error reduction of 31.8% compared with a diverse range of baselines. PhyMamba also offers an optimized accuracy-efficiency trade-off, which supports practical deployment for robust battery health prognostics.

cs.LG

Diffusion-Modeled Reinforcement Learning for Carbon and Risk-Aware Microgrid Optimization

This paper introduces DiffCarl, a diffusion-modeled carbon- and risk-aware reinforcement learning algorithm for intelligent operation of multi-microgrid systems. With the growing integration of renewables and increasing system complexity, microgrid communities face significant challenges in real-time energy scheduling and optimization under uncertainty. DiffCarl integrates a diffusion model into a deep reinforcement learning (DRL) framework to enable adaptive energy scheduling under uncertainty and explicitly account for carbon emissions and operational risk. By learning action distributions through a denoising generation process, DiffCarl enhances DRL policy expressiveness and enables carbon- and risk-aware scheduling in dynamic and uncertain microgrid environments. Extensive experimental studies demonstrate that it outperforms classic algorithms and state-of-the-art DRL solutions, with 2.3-30.1% lower operational cost. It also achieves 28.7% lower carbon emissions than those of its carbon-unaware variant and reduces performance variability. These results highlight DiffCarl as a practical and forward-looking solution. Its flexible design allows efficient adaptation to different system configurations and objectives to support real-world deployment in evolving energy systems.

cs.LG

Practical Battery Health Monitoring using Uncertainty-Aware Bayesian Neural Network

Battery health monitoring and prediction are critically important in the era of electric mobility with a huge impact on safety, sustainability, and economic aspects. Existing research often focuses on prediction accuracy but tends to neglect practical factors that may hinder the technology's deployment in real-world applications. In this paper, we address these practical considerations and develop models based on the Bayesian neural network for predicting battery end-of-life. Our models use sensor data related to battery health and apply distributions, rather than single-point, for each parameter of the models. This allows the models to capture the inherent randomness and uncertainty of battery health, which leads to not only accurate predictions but also quantifiable uncertainty. We conducted an experimental study and demonstrated the effectiveness of our proposed models, with a prediction error rate averaging 13.9%, and as low as 2.9% for certain tested batteries. Additionally, all predictions include quantifiable certainty, which improved by 66% from the initial to the mid-life stage of the battery. This research has practical values for battery technologies and contributes to accelerating the technology adoption in the industry.

cs.LG

BatSort: Enhanced Battery Classification with Transfer Learning for Battery Sorting and Recycling

Battery recycling is a critical process for minimizing environmental harm and resource waste for used batteries. However, it is challenging, largely because sorting batteries is costly and hardly automated to group batteries based on battery types. In this paper, we introduce a machine learning-based approach for battery-type classification and address the daunting problem of data scarcity for the application. We propose BatSort which applies transfer learning to utilize the existing knowledge optimized with large-scale datasets and customizes ResNet to be specialized for classifying battery types. We collected our in-house battery-type dataset of small-scale to guide the knowledge transfer as a case study and evaluate the system performance. We conducted an experimental study and the results show that BatSort can achieve outstanding accuracy of 92.1% on average and up to 96.2% and the performance is stable for battery-type classification. Our solution helps realize fast and automated battery sorting with minimized cost and can be transferred to related industry applications with insufficient data.

cs.CE

On Solar Photovoltaic Parameter Estimation: Global Optimality Analysis and a Simple Efficient Differential Evolution Method

A large variety of sophisticated metaheuristic methods have been proposed for photovoltaic parameter extraction. Our aim is not to develop another metaheuristic method but to investigate two practically important yet rarely studied issues: (i) whether existing results are already globally optimal; (ii) whether a significantly simpler metaheuristic can achieve equally good performance. We take the two widely used I-V curve datasets for case studies. The first issue is addressed using a branch and bound algorithm, which certifies the global minimum rigorously or locates a fairly tight upper bound, despite its intolerable slowness. These values are useful references for fair evaluation and further development of metaheuristics. Next, extensive examination and comparison reveal that, perhaps surprisingly, an elementary differential evolution (DE) algorithm can either attain the global minimum certified above or obtain the best-known result. More attractively, the simple DE algorithm takes only a fraction of the runtime of state-of-the-art metaheuristic methods and is particularly preferable in time-sensitive applications. This novel, unusual, and notable finding also indicates that the employment of increasingly complicated metaheuristics might be somewhat overkilling for regular PV parameter estimation. Finally, we discuss the implications of these results for future research and suggest the simple DE method as the first choice for industrial applications.

eess.SY