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Yuqi Xu

Publications and source records attributed to Yuqi Xu.

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SafeRI: Recognition and Intervention for Token-Level Safety Intervention in Large Vision Language Models

Existing safety alignment methods for vision-language models usually modify the model behavior globally: once the safety parameters are trained or loaded, they participate in both unsafe and already-safe generations. This always-on intervention can unnecessarily perturb the model's original reasoning path and degrade general multimodal capabilities. We argue that safety alignment should be an on-demand intervention rather than a permanent modification to every decoding trajectory. To this end, we propose a streaming recognition and gated LoRA framework for intrinsic VLM safety. During autoregressive generation, a lightweight recognizer estimates whether the current pre-token generation state is safe or unsafe. Its output updates the LoRA gate for the following decoding step; otherwise, generation follows the frozen-backbone policy. The LoRA module is trained from unsafe prefixes, transition statements, and safe continuations, so that it learns to redirect unsafe generations back to safe responses after activation. Experiments across multiple safety and general-purpose benchmarks demonstrate the effectiveness of our method in post-alignment settings.

cs.CV

A characterization of tight ($ k, 0 $)-stable graphs

Let k and l be two non-negative integers with k > l. A graph G is (k,l)-stable if alpha(G - S) >= alpha(G) - l for every subset S of V(G) with |S| = k, where alpha(G) denotes the independence number of G. Dong and Wu established that alpha(G) <= floor((n - k + 1)/2) + l for a (k, l)-stable graph G, where n is the order of G. A (k, l)-stable graph G is tight if alpha(G) = floor((n - k + 1)/2) + l. In this paper, we provide a complete characterization of tight (k, 0)-stable graphs for k >= 4. In particular, we prove that tight (k, 0)-stable graphs are K_{k+1} and K_{k+2} for k >= 5, which not only extends the result of Liu, Song and Wang [J. Graph Theory 110(2) (2025), 193-199] from k >= 24 to k >= 5, but also proves the conjecture of Dong and Luo [Electron. J. Comb. 32(4) (2025), 4-45] once more.

math.CO

SafeCap: Improving LVLM Safety with Image Captioning Reinforcement Learning

Large vision-language models (LVLMs) remain vulnerable to jailbreak attacks that exploit visual inputs to bypass safety alignment inherited from their language backbones. We propose SafeCap, a reinforcement-learning framework that aligns LVLMs through learned self-captioning. SafeCap trains a policy model to first generate a safety-relevant image caption and then produce a final answer; the caption is further optimized by whether it enables a frozen LLM to reach a safety-aligned decision. This caption-mediated objective encourages the policy to expose visual cues relevant to safe response generation rather than relying solely on direct refusal supervision. Across five multimodal safety benchmarks and six vision-utility benchmarks, SafeCap substantially improves aggregate safety performance under its intended DirectCap protocol, with gains of 3.7-19.0 points in safety average across four model settings while maintaining comparable or improved vision utility. Under controlled comparisons on matched backbones and data, SafeCap outperforms safety SFT, DPO, and SafeGRPO, demonstrating the effectiveness of caption-mediated reinforcement learning for multimodal safety alignment.

cs.CV

DOPD: Dual On-policy Distillation

On-policy distillation (OPD) offers superior capacity transfer by supervising student-sampled trajectories with dense token-level signals. To furnish high-quality supervision sources and thereby elevate the performance frontier of distillation, an intuitive direction is to infuse privileged information to either teacher or student itself. However, this additional input induces a potential failure mode we dub privilege illusion: a pattern that conflates the transferable capability gap that students are meant to close, and the information asymmetry gap that can only be mimicked but never replicated. This issue is further amplified by the inherent non-uniformity of token-level supervision, where only a small subset of tokens carries pivotal capability-bearing signals. To this end, we propose DOPD, an advantage-aware dual distillation paradigm that dynamically routes token-level supervision between privileged teacher and privileged student policies based on their advantage gap and relative probabilities. Each token receives supervision of different strength, objective, and strategy from either teacher or student itself, which transfers credible capability while simultaneously receiving auxiliary signals, to alleviate privilege illusion. Extensive experiments on both large language model (LLM) and vision-language model (VLM) settings demonstrate that DOPD consistently outperforms Vanilla OPD and other counterparts. Further results on stability, robustness, continual learning, and out-of-distribution tasks validate its superiority.

cs.AI

Right Makes Might: Aligning Verified Hidden States Empowers RL Reasoning

Reinforcement Learning from Verifiable Rewards (RLVR) has become the dominant approach for improving mathematical reasoning in large language models, yet current methods reduce each correct rollout to a single reward bit, ignoring the geometric structure shared among their hidden states. Investigating this structure, we find that at the anchor token (the position immediately before the answer marker), correct rollouts converge naturally because they must produce the same answer (cosine similarity ~0.84), yet each retains residual variance from its unique reasoning path. Encouraging full alignment at this point pushes the model to extract a unified "correct decision" representation, reducing sensitivity to which reasoning path was taken. Based on this observation, we propose Hidden-Align, an auxiliary loss function that aligns the last-layer hidden states of correct rollouts at the anchor token during RL training, with zero overhead in both training and inference. On eight mathematical reasoning benchmarks, Hidden-Align improves average pass@1 over the DAPO baseline by 3.8, 6.2, and 5.4 percentage points on Qwen3-1.7B, 4B, and 14B respectively, with consistent pass@k gains across all three scales, supported by ablations on loss type, anchor position, layer depth, and loss weight.

cs.LG

Step-wise Rubric Rewards for LLM Reasoning

Reinforcement Learning with Verifiable Rewards (RLVR) is widely used to improve reasoning in large language models, but rewards only final-answer correctness with no supervision over intermediate steps. Rubric-based methods such as Rubrics as Rewards (RaR) introduce finer-grained supervision by scoring rollouts against structured criteria, yet the rubric scores are still aggregated into a single scalar applied to the entire response, causing three weaknesses: loss of multi-criterion structure, uniform supervision of correct and incorrect steps, and reward hacking through unbounded self-correction. On 1,000 problems, we find 18.2% of steps in correct-answer responses are wrong yet positively rewarded, while 49.9% of steps in incorrect-answer responses are correct yet penalized. We introduce Step-wise Rubrics as Rewards (SRaR), an RLVR framework that (i) uses an LLM judge to attribute each rubric item to a specific reasoning step, (ii) normalizes per-step rubric scores across rollouts so only steps whose quality varies produce a learning signal, and (iii) combines the per-step reward with the outcome reward through a decoupled advantage estimator that keeps the outcome baseline stable. We further build a 16K-problem rubric dataset by contrastively distilling rubric items from correct and flawed reasoning paths sampled from a strong model. Across six mathematical reasoning benchmarks, SRaR improves average accuracy over RaR by 3.57 points on Qwen3-8B and 2.75 points on Qwen3-32B, raises the Faithful Reasoning Rate on AIME 2025 from 34.5% to 46.7%, and reduces self-correction looping from 48.1% to 26.5%.

cs.LG

Leveraging Error Diversity in Group Rollouts for Reinforcement Learning

Reinforcement Learning from Verifiable Rewards (RLVR) typically samples multiple responses per prompt and assigns binary rewards based on individual correctness, yet the collective structure of the group output, specifically the distribution of errors, is largely discarded. We identify this as a missed opportunity: empirical analysis reveals that error diversity within a group is a strong predictor of training success, with problems eliciting diverse wrong answers benefiting substantially more from RLVR than those producing homogeneous failures. Motivated by this observation, we propose Error Diversity Advantage Shaping (EDAS), a lightweight, algorithm-agnostic technique that modulates the advantage signal for incorrect rollouts based on intra-group error diversity. EDAS amplifies penalties for dominant, repeated errors and attenuates penalties for rare, exploratory ones, thereby encouraging the model to maintain diverse reasoning paths and discouraging error perseveration. Crucially, EDAS operates as a simple post-hoc adjustment that can be seamlessly integrated into any RLVR algorithm. We validate EDAS on top of several mainstream RLVR methods across a series of models and seven challenging math benchmarks, demonstrating consistent improvements. Notably, EDAS yields an average improvement of 6.29 points over DAPO on Qwen3-8B across seven benchmarks, confirming that exploiting the latent information in group rollouts is a broadly effective strategy for strengthening RLVR.

cs.LG

A characterization of 4-connected graphs with no 6-wheel minor

For each integer $n\geq 3$, let $W_n$ denote the wheel graph obtained by connecting a single vertex to all vertices of a cycle of length $n$. In particular, $W_6$ is obtained from the Petersen graph by contracting three edges incident with a common vertex. In this paper, we determine all $4$-connected graphs that do not contain $W_6$ as a minor.

math.CO

An excluded minor theorem for the 6-wheel

For each integer $n \geq 3$, the wheel graph $W_n$ is defined as the graph obtained by connecting a single vertex to all vertices of a cycle of length $n$. In particular, $W_6$ can be uniquely obtained from the Petersen graph by contracting three edges incident to a common vertex. Gubser provided a characterization of all 3-connected planar $W_6$-minor-free graphs. In this paper, we complete the characterization of $W_6$-minor-free graphs by determining the 3-connected nonplanar cases.

math.CO

Subspace Optimization for Efficient Federated Learning under Heterogeneous Data

Federated learning increasingly operates in a large-model regime where communication, memory, and computation are all scarce. Typically, non-IID client data induce drift that degrades the stability and performance of local training. Existing remedies such as SCAFFOLD introduce heterogeneity-correction mechanisms to address this challenge, but they incur substantial extra communication and memory overhead. This paper proposes a subspace optimization method for federated learning (SSF), which performs heterogeneity-corrected optimization in a low-dimensional subspace using only projected quantities, while preserving full-dimensional control information through a backfill-style update that retains residual components whenever the active subspace changes. Under standard smoothness and bounded-variance assumptions, SSF attains a non-asymptotic rate of order $\widetilde{\mathcal{O}}(1/T+1/\sqrt{NKT})$. Experiments show favorable accuracy--efficiency trade-offs under heterogeneous data.

cs.LG

Grouter: Decoupling Routing from Representation for Accelerated MoE Training

Traditional Mixture-of-Experts (MoE) training typically proceeds without any structural priors, effectively requiring the model to simultaneously train expert weights while searching for an optimal routing policy within a vast combinatorial space. This entanglement often leads to sluggish convergence and training instabilities. This paper introduces Grouter, a preemptive routing method that by distilling high-quality structures from fully-trained MoE models and serving as a fixed router for target models. By decoupling structural optimization from weight updates, Grouter significantly accelerates both the speed and quality of model convergence. To ensure the framework's versatility, we also introduce expert folding to adapt Grouter across varying model configurations and expert tuning to rebalance workloads across different data distributions. Furthermore, by leveraging the structural priors provided by preemptive routing, we can implement targeted optimizations to further enhance training throughput. Experiments demonstrate that Grouter achieves superior performance and efficiency which boosts pre-training data utilization by 4.28x and achieves up to 33.5% throughput acceleration, establishing preemptive routing as a fundamental paradigm for scalable MoE training. We publicly release our code and pretrained Grouter checkpoints at https://github.com/JimmyAwoe/Grouter.

cs.LG

Clapping: Removing Per-sample Storage for Pipeline Parallel Distributed Optimization with Communication Compression

Pipeline-parallel distributed optimization is essential for large-scale machine learning but is challenged by significant communication overhead from transmitting high-dimensional activations and gradients between workers. Existing approaches often depend on impractical unbiased gradient assumptions or incur sample-size memory overhead. This paper introduces Clapping, a Communication compression algorithm with LAzy samPling for Pipeline-parallel learnING. Clapping adopts a lazy sampling strategy that reuses data samples across steps, breaking sample-wise memory barrier and supporting convergence in few-epoch or online training regimes. Clapping comprises two variants including Clapping-FC and Clapping-FU, both of which achieve convergence without unbiased gradient assumption, effectively addressing compression error propagation in multi-worker settings. Numerical experiments validate the performance of Clapping across different learning tasks.

math.OC

An Efficient Subspace Algorithm for Federated Learning on Heterogeneous Data

This work addresses the key challenges of applying federated learning to large-scale deep neural networks, particularly the issue of client drift due to data heterogeneity across clients and the high costs of communication, computation, and memory. We propose FedSub, an efficient subspace algorithm for federated learning on heterogeneous data. Specifically, FedSub utilizes subspace projection to guarantee local updates of each client within low-dimensional subspaces, thereby reducing communication, computation, and memory costs. Additionally, it incorporates low-dimensional dual variables to mitigate client drift. We provide convergence analysis that reveals the impact of key factors such as step size and subspace projection matrices on convergence. Experimental results demonstrate its efficiency.

cs.LG

VISTAR:A User-Centric and Role-Driven Benchmark for Text-to-Image Evaluation

We present VISTAR, a user-centric, multi-dimensional benchmark for text-to-image (T2I) evaluation that addresses the limitations of existing metrics. VISTAR introduces a two-tier hybrid paradigm: it employs deterministic, scriptable metrics for physically quantifiable attributes (e.g., text rendering, lighting) and a novel Hierarchical Weighted P/N Questioning (HWPQ) scheme that uses constrained vision-language models to assess abstract semantics (e.g., style fusion, cultural fidelity). Grounded in a Delphi study with 120 experts, we defined seven user roles and nine evaluation angles to construct the benchmark, which comprises 2,845 prompts validated by over 15,000 human pairwise comparisons. Our metrics achieve high human alignment (>75%), with the HWPQ scheme reaching 85.9% accuracy on abstract semantics, significantly outperforming VQA baselines. Comprehensive evaluation of state-of-the-art models reveals no universal champion, as role-weighted scores reorder rankings and provide actionable guidance for domain-specific deployment. All resources are publicly released to foster reproducible T2I assessment.

cs.CV

A characterization of 4-connected graphs with no $K_{3,3}+v$-minor

Among graphs with 13 edges, there are exactly three internally 4-connected graphs which are $Oct^{+}$, cube+e and $ K_{3,3} +v$. A complete characterization of all 4-connected graphs with no $Oct^{+}$-minor is given in [John Maharry, An excluded minor theorem for the octahedron plus an edge, Journal of Graph Theory 57(2) (2008) 124-130]. Let $K_{3,3}+v$ denote the graph obtained by adding a new vertex $v$ to $K_{3,3}$ and joining $v$ to the four vertices of a 4-cycle. In this paper, we determine all 4-connected graphs that do not contain $K_{3,3}+v$ as a minor.

math.CO

An excluded minor theorem for the Wagner graph plus an edge

Let $V_{8}+e$ denote the unique graph obtained from the Wagner graph, also known as $V_{8}$, by adding an edge between two vertices of distance 3 on the Hamilton cycle, which is exactly a split of a minor of the Petersen graph. A complete characterization of all internally 4-connected graphs with no $V_{8}$ minor is given in [J. Maharry and N. Robertson, The structure of graphs not topologically containing the Wagner graph, J. Combin. Theory Ser. B 121 (2016) 398-420]. In this paper we characterize all internally 4-connected graphs with no $V_{8}+e$ minor.

math.CO