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Yuri Latushkin

Publications and source records attributed to Yuri Latushkin.

53 records · Page 3Linked to original sources

Hadamard-type formulas via the Maslov form

Given a star-shaped bounded Lipschitz domain $Ω\subset{\mathbb R}^d$, we consider the Schrödinger operator $L_{\mathcal G}=-Δ+V$ on $Ω$ and its restrictions $L^{Ω_t}_{\mathcal G}$ on the subdomains $Ω_t$, $t\in[0,1]$, obtained by shrinking $Ω$ towards its center. We impose either the Dirichlet or quite general Robin-type boundary conditions determined by a subspace ${\mathcal G}$ of the boundary space $H^{1/2}(\partialΩ)\times H^{-1/2}(\partialΩ)$, and assume that the potential is smooth and takes values in the set of symmetric $(N\times N)$ matrices. Two main results are proved: First, for any $t_0\in(0,1]$ we give an asymptotic formula for the eigenvalues $λ(t)$ of the operator $L^{Ω_t}_{\mathcal G}$ as $t\to t_0$ up to quadratic terms, that is, we explicitly compute the first and second $t$-derivatives of the eigenvalues. This includes the case of the eigenvalues with arbitrary multiplicities. Second, we compute the first derivative of the eigenvalues via the (Maslov) crossing form utilized in symplectic topology to define the Arnold-Maslov-Keller index of a path in the set of Lagrangian subspaces of the boundary space. The path is obtained by taking the Dirichlet and Neumann traces of the weak solutions of the eigenvalue problems for $L^{Ω_t}_{\mathcal G}$.

math.SP↗

Counting spectrum via the Maslov index for one dimensional $θ-$periodic Schrödinger operators

We study the spectrum of the Schrödinger operators with $n\times n$ matrix valued potentials on a finite interval subject to $θ-$periodic boundary conditions. For two such operators, corresponding to different values of $θ$, we compute the difference of their eigenvalue counting functions via the Maslov index of a path of Lagrangian planes. In addition we derive a formula for the derivatives of the eigenvalues with respect to $θ$ in terms of the Maslov crossing form. Finally, we give a new shorter proof of a recent result relating the Morse and Maslov indices of the Schrödinger operator for a fixed $θ$.

math.SP↗

Some results on the entropy of nonautonomous dynamical systems

In this paper we advance the entropy theory of discrete nonautonomous dynamical systems that was initiated by Kolyada and Snoha in 1996. The first part of the paper is devoted to the measure-theoretic entropy theory of general topological systems. We derive several conditions guaranteeing that an initial probability measure, when pushed forward by the system, produces an invariant measure sequence whose entropy captures the dynamics on arbitrarily fine scales. In the second part of the paper, we apply the general theory to the nonstationary subshifts of finite type, introduced by Fisher and Arnoux. In particular, we give sufficient conditions for the variational principle, relating the topological and measure-theoretic entropy, to hold.

math.DS↗

The Morse and Maslov indices for matrix Hill's equations

For Hill's equations with matrix valued periodic potential, we discuss relations between the Morse index, counting the number of unstable eigenvalues, and the Maslov index, counting the number of signed intersections of a path in the space of Lagrangian planes with a fixed plane. We adapt to the one dimensional periodic setting the strategy of a recent paper by J. Deng and C. Jones relating the Morse and Maslov indices for multidimensional elliptic eigenvalue problems.

math.SP↗

The Morse and Maslov indices for multidimensional Schrödinger operators with matrix-valued potentials

We study the Schrödinger operator $L=-Δ+V$ on a star-shaped domain $Ω$ in $\mathbb{R}^d$ with Lipschitz boundary $\partialΩ$. The operator is equipped with quite general Dirichlet- or Robin-type boundary conditions induced by operators between $H^{1/2}(\partialΩ)$ and $H^{-1/2}(\partialΩ)$, and the potential takes values in the set of symmetric $N\times N$ matrices. By shrinking the domain and rescaling the operator we obtain a path in the Fredholm-Lagrangian-Grassmannian of the subspace of $H^{1/2}(\partialΩ)\times H^{-1/2}(\partialΩ)$ corresponding to the given boundary condition. The path is formed by computing the Dirichlet and Neumann traces of weak solutions to the rescaled eigenvalue equation. We prove a formula relating the number of negative eigenvalues of $L$ (the Morse index), the signed crossings of the path (the Maslov index), the number of negative eigenvalues of the potential matrix evaluated at the center of the domain, and the number of negative squares of a bilinear form related to the boundary operator.

math.SP↗

The index formula and the spectral shift function for relatively trace class perturbations

We compute the Fredholm index, ${\rm ind}(D_A)$, of the operator $D_A = (d/dt) + A$ on $L^2(\mathbb{R};\mathcal{H})$ associated with the operator path $\{A(t)\}_{t=-\infty}^{\infty}$, where $(A f)(t) = A(t) f(t)$ for a.e. $t\in\mathbb{R}$, and appropriate $f \in L^2(\mathbb{R};\mathcal{H})$, via the spectral shift function $ξ(\, \cdot \,;A_+,A_-)$ associated with the pair $(A_+, A_-)$ of asymptotic operators $A_{\pm}=A(\pm\infty)$ on the separable complex Hilbert space $\mathcal{H}$ in the case when $A(t)$ is generally an unbounded (relatively trace class) perturbation of the unbounded self-adjoint operator $A_-$. We derive a formula (an extension of a formula due to Pushnitski) relating the spectral shift function $ξ(\, \cdot \,;A_+,A_-)$ for the pair $(A_+, A_-)$, and the corresponding spectral shift function $ξ(\, \cdot \,;H_2,H_1)$ for the pair of operators $(H_2,H_1)=(D_A {D_A}^*, {D_A}^* D_A)$ in this relative trace class context. This formula is then used to identify the Fredholm index of $D_A$ with $ξ(0;A_+,A_-)$. In addition, we prove that ${\rm ind}(D_A)$ coincides with the spectral flow SpFlow$(\{A(t)\}_{t=-\infty}^\infty)$ of the family $\{A(t)\}_{t\in\mathbb{R}}$ and also relate it to the (Fredholm) perturbation determinant for the pair $(A_+, A_-)$. We also provide some applications in the context of supersymmetric quantum mechanics to zeta function and heat kernel regularized spectral asymmetries and the eta-invariant.

math.SP↗

The Morse and Maslov Indices for Schrödinger Operators

We study the spectrum of Schrödinger operators with matrix valued potentials utilizing tools from infinite dimensional symplectic geometry. Using the spaces of abstract boundary values, we derive relations between the Morse and Maslov indices for a family of operators on a Hilbert space obtained by perturbing a given self-adjoint operator by a smooth family of bounded self-adjoint operators. The abstract results are applied to the Schrödinger operators with quasi-periodic, Dirichlet and Neumann boundary conditions. In particular, we derive an analogue of the Morse-Smale Index Theorem for the multidimensional Schrödinger operators with periodic potentials. For quasi convex domains in $\mathbb{R}^n$ we recast the results connecting the Morse and Maslov indices using the Dirichlet and Neumann traces on the boundary of the domain.

math.AP↗

Some Operator Bounds Employing Complex Interpolation Revisited

We revisit and extend known bounds on operator-valued functions of the type $$ T_1^{-z} S T_2^{-1+z}, \quad z \in \ol Σ= \{z\in\bbC\,|\, \Re(z) \in [0,1]\}, $$ under various hypotheses on the linear operators $S$ and $T_j$, $j=1,2$. We particularly single out the case of self-adjoint and sectorial operators $T_j$ in some separable complex Hilbert space $\cH_j$, $j=1,2$, and suppose that $S$ (resp., $S^*$) is a densely defined closed operator mapping $\dom(S) \subseteq \cH_1$ into $\cH_2$ (resp., $\dom(S^*) \subseteq \cH_2$ into $\cH_1$), relatively bounded with respect to $T_1$ (resp., $T_2^*$). Using complex interpolation methods, a generalized polar decomposition for $S$, and Heinz's inequality, the bounds we establish lead to inequalities of the following type, \begin{align*} & \big\|\ol{T_2^{-x}ST_1^{-1+x}}\big\|_{\cB(\cH_1,\cH_2)} \leq N_1 N_2 e^{(θ_1 + θ_2) [x(1-x)]^{1/2}} \\ & \quad \times \big\|ST_1^{-1}\big\|_{\cB(\cH_1,\cH_2)}^{1-x} \, \big\|S^*(T_2^*)^{-1}\big\|_{\cB(\cH_2,\cH_1)}^{x}, \quad x \in [0,1], \end{align*} assuming that $T_j$ have bounded imaginary powers, that is, for some $N_j\ge 1$ and $θ_j \ge 0,$ $$ \big\|T_j^{is}\big\|_{\cB(\cH)} \leq N_j e^{θ_j |s|}, \quad s \in \bbR, \; j=1,2. $$ We also derive analogous bounds with $\cB(\cH_1,\cH_2)$ replaced by trace ideals, $\cB_p(\cH_1, \cH_2)$, $p \in [1,\infty)$. The methods employed are elementary, predominantly relying on Hadamard's three-lines theorem and Heinz's inequality.

math.FA↗

Finding eigenvalues of holomorphic Fredholm operator pencils using boundary value problems and contour integrals

Investigating the stability of nonlinear waves often leads to linear or nonlinear eigenvalue problems for differential operators on unbounded domains. In this paper we propose to detect and approximate the point spectra of such operators (and the associated eigenfunctions) via contour integrals of solutions to resolvent equations. The approach is based on Keldysh' theorem and extends a recent method for matrices depending analytically on the eigenvalue parameter. We show that errors are well-controlled under very general assumptions when the resolvent equations are solved via boundary value problems on finite domains. Two applications are presented: an analytical study of Schrödinger operators on the real line as well as on bounded intervals and a numerical study of the FitzHugh-Nagumo system. We also relate the contour method to the well-known Evans function and show that our approach provides an alternative to evaluating and computing its zeroes.

math.NA↗

Evans Functions, Jost Functions, and Fredholm Determinants

The principal results of this paper consist of an intrinsic definition of the Evans function in terms of newly introduced generalized matrix-valued Jost solutions for general first-order matrix-valued differential equations on the real line, and a proof of the fact that the Evans function, a finite-dimensional determinant by construction, coincides with a modified Fredholm determinant associated with a Birman-Schwinger-type integral operator up to a nonvanishing factor.

math.DS↗

Fredholm Differential Operators with Unbounded Coefficients

We prove that a first order linear differential operator G with unbounded operator coefficients is Fredholm on spaces of functions on the real line with values in a reflexive Banach space if and only if the corresponding strongly continuous evolution family has exponential dichotomies on both semiaxises and a pair of the ranges of the dichotomy projections is Fredholm, and that the Fredholm index of G is equal to the Fredholm index of the pair. The operator G is the generator of the evolution semigroup associated with the evolution family. In the case when the evolution family is the propagator of a well-posed differential equation u'(t)=A(t)u(t) with, generally, unbounded operators A(t), the operator G is a closure of the operator -d/dt+A(t). Thus, this paper provides a complete infinite dimensional generalization of well-known finite dimensional results by K. Palmer, and by A. Ben-Artzi and I. Gohberg.

math-ph↗

Essential spectrum of the linearized 2D Euler equation and Lyapunov-Oseledets exponents

The linear stability of a steady state solution of 2D Euler equations of an ideal fluid is being studied. We give an explicit geometric construction of approximate eigenfunctions for the linearized Euler operator $L$ in vorticity form acting on Sobolev spaces on two dimensional torus. We show that each nonzero Lyapunov-Oseledets exponent for the flow induced by the steady state contributes a vertical line to the essential spectrum of $L$. Also, we compute the spectral and growth bounds for the group generated by $L$ via the maximal Lyapunov-Oseledets exponent. When the flow has arbitrarily long orbits, we show that the essential spectrum of $L$ on $L_2$ is the imaginary

math-ph↗

The Essential Spectrum of the Linearized 2D Euler Operator is a Vertical Band

We prove that the essential spectrum of the operator obtained by linearization about a steady state of the Euler equations governing the motion of inviscid ideal fluid in dimension two is a vertical strip whose width is determined by the maximal Lyapunov exponent of the flow induced by the steady state.

math-ph↗

Spectral Analysis of Darboux Transformations for the Focusing NLS Hierarchy

We study Darboux transformations associated with the focusing nonlinear Schrödinger equation (NLS_-) and their effect on spectral properties of the underlying Lax operator. The latter is a formally J-self-adjoint (but non-self-adjoint) one-dimensional Dirac-type operator with potential q. As one of our principal results we prove that under the most general hypothesis of local integrability on q, the maximally defined operator D(q) generated by this Dirac operator is actually J-self-adjoint. We also establish the existence of Weyl--Titchmarsh-type solutions associated with D(q). The Darboux transformations considered in this paper guarantee that the resulting potentials q are locally nonsingular. Moreover, we prove that the construction of N-soliton NLS_- potentials q^{(N)} with respect to a general NLS_- background potential q, associated with Dirac operators D(q^{(N)}) and D(q), amounts to the insertion of N complex conjugate pairs of eigenvalues into the spectrum of D(q), leaving the rest of the spectrum (especially, the essential spectrum) invariant. These results are obtained by establishing the existence of bounded transformation operators which intertwine the background Dirac operator D(q) and the Dirac operator D(q^{(N)}) obtained after N Darboux transformations.

nlin.SI↗

Hyperbolicity of semigroups and Fourier multipliers

We present a characterization of hyperbolicity for strongly continuous semigroups on Banach spaces in terms of Fourier multiplier properties of the resolvent of the generator. Hyperbolicity with respect to classical solutions is also considered. Our approach unifies and simplifies the M. Kaashoek-- S. Verduyn Lunel theory and multiplier-type results previously obtained by S. Clark, M. Hieber, S. Montgomery-Smith, F. Räbiger, T. Randolph, and L. Weis.

math.FA↗

Stability radius and internal versus external stability in Banach spaces: an evolution semigroup approach

In this paper the theory of evolution semigroups is developed and used to provide a framework to study the stability of general linear control systems. These include time-varying systems modeled with unbounded state-space operators acting on Banach spaces. This approach allows one to apply the classical theory of strongly continuous semigroups to time-varying systems. In particular, the complex stability radius may be expressed explicitly in terms of the generator of a (evolution) semigroup. Examples are given to show that classical formulas for the stability radius of an autonomous Hilbert-space system fail in more general settings. Upper and lower bounds on the stability radius are provided for these general systems. In addition, it is shown that the theory of evolution semigroups allows for a straightforward operator-theoretic analysis of internal stability as determined by classical frequency-domain and input-output operators, even for nonautonomous Banach-space systems

math.DS↗

Lyapunov theorems for Banach spaces

We present a spectral mapping theorem for semigroups on any Banach space $E$. From this, we obtain a characterization of exponential dichotomy for nonautonomous differential equations for $E$-valued functions. This characterization is given in terms of the spectrum of the generator of the semigroup of evolutionary operators.

math.FA↗