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Yusuke Miyao

Publications and source records attributed to Yusuke Miyao.

At least 37 records · Page 2Linked to original sources

A Statistical and Multi-Perspective Revisiting of the Membership Inference Attack in Large Language Models

The lack of data transparency in Large Language Models (LLMs) has highlighted the importance of Membership Inference Attack (MIA), which differentiates trained (member) and untrained (non-member) data. Though it shows success in previous studies, recent research reported a near-random performance in different settings, highlighting a significant performance inconsistency. We assume that a single setting doesn't represent the distribution of the vast corpora, causing members and non-members with different distributions to be sampled and causing inconsistency. In this study, instead of a single setting, we statistically revisit MIA methods from various settings with thousands of experiments for each MIA method, along with study in text feature, embedding, threshold decision, and decoding dynamics of members and non-members. We found that (1) MIA performance improves with model size and varies with domains, while most methods do not statistically outperform baselines, (2) Though MIA performance is generally low, a notable amount of differentiable member and non-member outliers exists and vary across MIA methods, (3) Deciding a threshold to separate members and non-members is an overlooked challenge, (4) Text dissimilarity and long text benefit MIA performance, (5) Differentiable or not is reflected in the LLM embedding, (6) Member and non-members show different decoding dynamics.

cs.CL↗

Does it Chug? Towards a Data-Driven Understanding of Guitar Tone Description

Natural language is commonly used to describe instrument timbre, such as a "warm" or "heavy" sound. As these descriptors are based on human perception, there can be disagreement over which acoustic features correspond to a given adjective. In this work, we pursue a data-driven approach to further our understanding of such adjectives in the context of guitar tone. Our main contribution is a dataset of timbre adjectives, constructed by processing single clips of instrument audio to produce varied timbres through adjustments in EQ and effects such as distortion. Adjective annotations are obtained for each clip by crowdsourcing experts to complete a pairwise comparison and a labeling task. We examine the dataset and reveal correlations between adjective ratings and highlight instances where the data contradicts prevailing theories on spectral features and timbral adjectives, suggesting a need for a more nuanced, data-driven understanding of timbre.

cs.SD↗

GADFA: Generator-Assisted Decision-Focused Approach for Opinion Expressing Timing Identification

The advancement of text generation models has granted us the capability to produce coherent and convincing text on demand. Yet, in real-life circumstances, individuals do not continuously generate text or voice their opinions. For instance, consumers pen product reviews after weighing the merits and demerits of a product, and professional analysts issue reports following significant news releases. In essence, opinion expression is typically prompted by particular reasons or signals. Despite long-standing developments in opinion mining, the appropriate timing for expressing an opinion remains largely unexplored. To address this deficit, our study introduces an innovative task - the identification of news-triggered opinion expressing timing. We ground this task in the actions of professional stock analysts and develop a novel dataset for investigation. Our approach is decision-focused, leveraging text generation models to steer the classification model, thus enhancing overall performance. Our experimental findings demonstrate that the text generated by our model contributes fresh insights from various angles, effectively aiding in identifying the optimal timing for opinion expression.

cs.CL↗

Distilling Analysis from Generative Models for Investment Decisions

Professionals' decisions are the focus of every field. For example, politicians' decisions will influence the future of the country, and stock analysts' decisions will impact the market. Recognizing the influential role of professionals' perspectives, inclinations, and actions in shaping decision-making processes and future trends across multiple fields, we propose three tasks for modeling these decisions in the financial market. To facilitate this, we introduce a novel dataset, A3, designed to simulate professionals' decision-making processes. While we find current models present challenges in forecasting professionals' behaviors, particularly in making trading decisions, the proposed Chain-of-Decision approach demonstrates promising improvements. It integrates an opinion-generator-in-the-loop to provide subjective analysis based on each news item, further enhancing the proposed tasks' performance.

q-fin.ST↗

Hierarchical Organization Simulacra in the Investment Sector

This paper explores designing artificial organizations with professional behavior in investments using a multi-agent simulation. The method mimics hierarchical decision-making in investment firms, using news articles to inform decisions. A large-scale study analyzing over 115,000 news articles of 300 companies across 15 years compared this approach against professional traders' decisions. Results show that hierarchical simulations align closely with professional choices, both in frequency and profitability. However, the study also reveals biases in decision-making, where changes in prompt wording and perceived agent seniority significantly influence outcomes. This highlights both the potential and limitations of large language models in replicating professional financial decision-making.

cs.CL↗

Enhancing Financial Sentiment Analysis with Expert-Designed Hint

This paper investigates the role of expert-designed hint in enhancing sentiment analysis on financial social media posts. We explore the capability of large language models (LLMs) to empathize with writer perspectives and analyze sentiments. Our findings reveal that expert-designed hint, i.e., pointing out the importance of numbers, significantly improve performances across various LLMs, particularly in cases requiring perspective-taking skills. Further analysis on tweets containing different types of numerical data demonstrates that the inclusion of expert-designed hint leads to notable improvements in sentiment analysis performance, especially for tweets with monetary-related numbers. Our findings contribute to the ongoing discussion on the applicability of Theory of Mind in NLP and open new avenues for improving sentiment analysis in financial domains through the strategic use of expert knowledge.

cs.CL↗

Enhancing Investment Opinion Ranking through Argument-Based Sentiment Analysis

In the era of rapid Internet and social media platform development, individuals readily share their viewpoints online. The overwhelming quantity of these posts renders comprehensive analysis impractical. This necessitates an efficient recommendation system to filter and present significant, relevant opinions. Our research introduces a dual-pronged argument mining technique to improve recommendation system effectiveness, considering both professional and amateur investor perspectives. Our first strategy involves using the discrepancy between target and closing prices as an opinion indicator. The second strategy applies argument mining principles to score investors' opinions, subsequently ranking them by these scores. Experimental results confirm the effectiveness of our approach, demonstrating its ability to identify opinions with higher profit potential. Beyond profitability, our research extends to risk analysis, examining the relationship between recommended opinions and investor behaviors. This offers a holistic view of potential outcomes following the adoption of these recommended opinions.

cs.CL↗

Analyzing Correlations Between Intrinsic and Extrinsic Bias Metrics of Static Word Embeddings With Their Measuring Biases Aligned

We examine the abilities of intrinsic bias metrics of static word embeddings to predict whether Natural Language Processing (NLP) systems exhibit biased behavior. A word embedding is one of the fundamental NLP technologies that represents the meanings of words through real vectors, and problematically, it also learns social biases such as stereotypes. An intrinsic bias metric measures bias by examining a characteristic of vectors, while an extrinsic bias metric checks whether an NLP system trained with a word embedding is biased. A previous study found that a common intrinsic bias metric usually does not correlate with extrinsic bias metrics. However, the intrinsic and extrinsic bias metrics did not measure the same bias in most cases, which makes us question whether the lack of correlation is genuine. In this paper, we extract characteristic words from datasets of extrinsic bias metrics and analyze correlations with intrinsic bias metrics with those words to ensure both metrics measure the same bias. We observed moderate to high correlations with some extrinsic bias metrics but little to no correlations with the others. This result suggests that intrinsic bias metrics can predict biased behavior in particular settings but not in others. Experiment codes are available at GitHub.

cs.CL↗

Unsupervised Parsing by Searching for Frequent Word Sequences among Sentences with Equivalent Predicate-Argument Structures

Unsupervised constituency parsing focuses on identifying word sequences that form a syntactic unit (i.e., constituents) in target sentences. Linguists identify the constituent by evaluating a set of Predicate-Argument Structure (PAS) equivalent sentences where we find the constituent appears more frequently than non-constituents (i.e., the constituent corresponds to a frequent word sequence within the sentence set). However, such frequency information is unavailable in previous parsing methods that identify the constituent by observing sentences with diverse PAS. In this study, we empirically show that constituents correspond to frequent word sequences in the PAS-equivalent sentence set. We propose a frequency-based parser span-overlap that (1) computes the span-overlap score as the word sequence's frequency in the PAS-equivalent sentence set and (2) identifies the constituent structure by finding a constituent tree with the maximum span-overlap score. The parser achieves state-of-the-art level parsing accuracy, outperforming existing unsupervised parsers in eight out of ten languages. Additionally, we discover a multilingual phenomenon: participant-denoting constituents tend to have higher span-overlap scores than equal-length event-denoting constituents, meaning that the former tend to appear more frequently in the PAS-equivalent sentence set than the latter. The phenomenon indicates a statistical difference between the two constituent types, laying the foundation for future labeled unsupervised parsing research.

cs.CL↗

Self-Emotion Blended Dialogue Generation in Social Simulation Agents

When engaging in conversations, dialogue agents in a virtual simulation environment may exhibit their own emotional states that are unrelated to the immediate conversational context, a phenomenon known as self-emotion. This study explores how such self-emotion affects the agents' behaviors in dialogue strategies and decision-making within a large language model (LLM)-driven simulation framework. In a dialogue strategy prediction experiment, we analyze the dialogue strategy choices employed by agents both with and without self-emotion, comparing them to those of humans. The results show that incorporating self-emotion helps agents exhibit more human-like dialogue strategies. In an independent experiment comparing the performance of models fine-tuned on GPT-4 generated dialogue datasets, we demonstrate that self-emotion can lead to better overall naturalness and humanness. Finally, in a virtual simulation environment where agents have discussions on multiple topics, we show that self-emotion of agents can significantly influence the decision-making process of the agents, leading to approximately a 50% change in decisions.

cs.MA↗

Textless Dependency Parsing by Labeled Sequence Prediction

Traditional spoken language processing involves cascading an automatic speech recognition (ASR) system into text processing models. In contrast, "textless" methods process speech representations without ASR systems, enabling the direct use of acoustic speech features. Although their effectiveness is shown in capturing acoustic features, it is unclear in capturing lexical knowledge. This paper proposes a textless method for dependency parsing, examining its effectiveness and limitations. Our proposed method predicts a dependency tree from a speech signal without transcribing, representing the tree as a labeled sequence. scading method outperforms the textless method in overall parsing accuracy, the latter excels in instances with important acoustic features. Our findings highlight the importance of fusing word-level representations and sentence-level prosody for enhanced parsing performance. The code and models are made publicly available: https://github.com/mynlp/SpeechParser.

cs.CL↗

A Multi-Perspective Analysis of Memorization in Large Language Models

Large Language Models (LLMs), trained on massive corpora with billions of parameters, show unprecedented performance in various fields. Though surprised by their excellent performances, researchers also noticed some special behaviors of those LLMs. One of those behaviors is memorization, in which LLMs can generate the same content used to train them. Though previous research has discussed memorization, the memorization of LLMs still lacks explanation, especially the cause of memorization and the dynamics of generating them. In this research, we comprehensively discussed memorization from various perspectives and extended the discussion scope to not only just the memorized content but also less and unmemorized content. Through various studies, we found that: (1) Through experiments, we revealed the relation of memorization between model size, continuation size, and context size. Further, we showed how unmemorized sentences transition to memorized sentences. (2) Through embedding analysis, we showed the distribution and decoding dynamics across model size in embedding space for sentences with different memorization scores. The n-gram statistics analysis presents d (3) An analysis over n-gram and entropy decoding dynamics discovered a boundary effect when the model starts to generate memorized sentences or unmemorized sentences. (4)We trained a Transformer model to predict the memorization of different models, showing that it is possible to predict memorizations by context.

cs.CL↗

FinGen: A Dataset for Argument Generation in Finance

Thinking about the future is one of the important activities that people do in daily life. Futurists also pay a lot of effort into figuring out possible scenarios for the future. We argue that the exploration of this direction is still in an early stage in the NLP research. To this end, we propose three argument generation tasks in the financial application scenario. Our experimental results show these tasks are still big challenges for representative generation models. Based on our empirical results, we further point out several unresolved issues and challenges in this research direction.

cs.CL↗

Mind the Gap Between Conversations for Improved Long-Term Dialogue Generation

Knowing how to end and resume conversations over time is a natural part of communication, allowing for discussions to span weeks, months, or years. The duration of gaps between conversations dictates which topics are relevant and which questions to ask, and dialogue systems which do not explicitly model time may generate responses that are unnatural. In this work we explore the idea of making dialogue models aware of time, and present GapChat, a multi-session dialogue dataset in which the time between each session varies. While the dataset is constructed in real-time, progress on events in speakers' lives is simulated in order to create realistic dialogues occurring across a long timespan. We expose time information to the model and compare different representations of time and event progress. In human evaluation we show that time-aware models perform better in metrics that judge the relevance of the chosen topics and the information gained from the conversation.

cs.CL↗

Ask an Expert: Leveraging Language Models to Improve Strategic Reasoning in Goal-Oriented Dialogue Models

Existing dialogue models may encounter scenarios which are not well-represented in the training data, and as a result generate responses that are unnatural, inappropriate, or unhelpful. We propose the "Ask an Expert" framework in which the model is trained with access to an "expert" which it can consult at each turn. Advice is solicited via a structured dialogue with the expert, and the model is optimized to selectively utilize (or ignore) it given the context and dialogue history. In this work the expert takes the form of an LLM. We evaluate this framework in a mental health support domain, where the structure of the expert conversation is outlined by pre-specified prompts which reflect a reasoning strategy taught to practitioners in the field. Blenderbot models utilizing "Ask an Expert" show quality improvements across all expert sizes, including those with fewer parameters than the dialogue model itself. Our best model provides a $\sim 10\%$ improvement over baselines, approaching human-level scores on "engingingness" and "helpfulness" metrics.

cs.CL↗

Towards Parameter-Efficient Integration of Pre-Trained Language Models In Temporal Video Grounding

This paper explores the task of Temporal Video Grounding (TVG) where, given an untrimmed video and a natural language sentence query, the goal is to recognize and determine temporal boundaries of action instances in the video described by the query. Recent works tackled this task by improving query inputs with large pre-trained language models (PLM) at the cost of more expensive training. However, the effects of this integration are unclear, as these works also propose improvements in the visual inputs. Therefore, this paper studies the effects of PLMs in TVG and assesses the applicability of parameter-efficient training with NLP adapters. We couple popular PLMs with a selection of existing approaches and test different adapters to reduce the impact of the additional parameters. Our results on three challenging datasets show that, without changing the visual inputs, TVG models greatly benefited from the PLM integration and fine-tuning, stressing the importance of sentence query representation in this task. Furthermore, NLP adapters were an effective alternative to full fine-tuning, even though they were not tailored to our task, allowing PLM integration in larger TVG models and delivering results comparable to SOTA models. Finally, our results shed light on which adapters work best in different scenarios.

cs.CV↗

Empirical Analysis of the Inductive Bias of Recurrent Neural Networks by Discrete Fourier Transform of Output Sequences

A unique feature of Recurrent Neural Networks (RNNs) is that it incrementally processes input sequences. In this research, we aim to uncover the inherent generalization properties, i.e., inductive bias, of RNNs with respect to how frequently RNNs switch the outputs through time steps in the sequence classification task, which we call output sequence frequency. Previous work analyzed inductive bias by training models with a few synthetic data and comparing the model's generalization with candidate generalization patterns. However, when examining the output sequence frequency, previous methods cannot be directly applied since enumerating candidate patterns is computationally difficult for longer sequences. To this end, we propose to directly calculate the output sequence frequency for each model by regarding the outputs of the model as discrete-time signals and applying frequency domain analysis. Experimental results showed that Long Short-Term Memory (LSTM) and Gated Recurrent Unit (GRU) have an inductive bias towards lower-frequency patterns, while Elman RNN tends to learn patterns in which the output changes at high frequencies. We also found that the inductive bias of LSTM and GRU varies with the number of layers and the size of hidden layers.

cs.LG↗

StoryER: Automatic Story Evaluation via Ranking, Rating and Reasoning

Existing automatic story evaluation methods place a premium on story lexical level coherence, deviating from human preference. We go beyond this limitation by considering a novel \textbf{Story} \textbf{E}valuation method that mimics human preference when judging a story, namely \textbf{StoryER}, which consists of three sub-tasks: \textbf{R}anking, \textbf{R}ating and \textbf{R}easoning. Given either a machine-generated or a human-written story, StoryER requires the machine to output 1) a preference score that corresponds to human preference, 2) specific ratings and their corresponding confidences and 3) comments for various aspects (e.g., opening, character-shaping). To support these tasks, we introduce a well-annotated dataset comprising (i) 100k ranked story pairs; and (ii) a set of 46k ratings and comments on various aspects of the story. We finetune Longformer-Encoder-Decoder (LED) on the collected dataset, with the encoder responsible for preference score and aspect prediction and the decoder for comment generation. Our comprehensive experiments result in a competitive benchmark for each task, showing the high correlation to human preference. In addition, we have witnessed the joint learning of the preference scores, the aspect ratings, and the comments brings gain in each single task. Our dataset and benchmarks are publicly available to advance the research of story evaluation tasks.\footnote{Dataset and pre-trained model demo are available at anonymous website \url{http://storytelling-lab.com/eval} and \url{https://github.com/sairin1202/StoryER}}

cs.CL↗