arXiv subjects

Yutao Hou

Publications and source records attributed to Yutao Hou.

4 recordsLinked to original sources

arXiv2026

FinSafetyBench: Evaluating LLM Safety in Real-World Financial Scenarios

Large language models (LLMs) are increasingly applied in financial scenarios. However, they may produce harmful outputs, including facilitating illegal activities or unethical behavior, posing serious compliance risks. To systematically evaluate LLM safety in finance, we propose FinSafetyBench, a bilingual (English-Chinese) red-teaming benchmark designed to test an LLM's refusal of requests that violate financial compliance. Grounded in real-world financial crime cases and ethics standards, the benchmark comprises 14 subcategories spanning financial crimes and ethical violations. Through extensive experiments on general-purpose and finance-specialized LLMs under three representative attack settings, we identify critical vulnerabilities that allow adversarial prompts to bypass compliance safeguards. Further analysis reveals stronger susceptibility in Chinese contexts and highlights the limitations of prompt-level defenses against sophisticated or implicit manipulation strategies.

cs.CL↗

arXiv2026

Toward Automated Robustness Evaluation of Mathematical Reasoning

Large Language Models (LLMs) have demonstrated remarkable capabilities in various reasoning-intensive tasks. However, these models exhibit unexpected brittleness, often failing on simple variations of the same underlying task. Existing robustness evaluations predominantly rely on hand-crafted templates or a limited set of perturbation rules. Consequently, such approaches lack the adaptability to probe latent vulnerabilities unique to specific models and remain susceptible to data contamination. To address this, we propose the Math Stress Tester (MaSTer), an automated framework inspired by software stress testing. MaSTer generates adversarial variants via a multi-round rewrite-verify loop, ensuring semantic consistency while successfully inducing model failure. Our framework generates benchmark variants dynamically for each LLM, thus minimizing the risk of data contamination. Experiments on GSM8K and MATH-500 demonstrate the effectiveness of MaSTer on mathematical tasks. Additionally, we validate the framework's extensibility to non-mathematical tasks, highlighting its broad applicability. Furthermore, we demonstrate that the synthesized variants generated by MaSTer can be utilized as a fine-tuning dataset to significantly enhance the model's robustness.

cs.CL↗

arXiv2026

Compound-QA: A Benchmark for Evaluating LLMs on Compound Questions

Large language models (LLMs) demonstrate remarkable performance across various tasks, prompting researchers to develop diverse evaluation benchmarks. However, most benchmarks typically measure the ability of LLMs to respond to individual questions, neglecting the complex interactions in real-world applications. We introduce Compound Question Synthesis (CQ-Syn) to build Compound-QA, a benchmark targeting questions composed of multiple interrelated sub-questions. This benchmark is derived from existing QA datasets, annotated with proprietary LLMs, and verified by humans for accuracy. It encompasses five categories: Factual-Statement, Cause-and-Effect, Hypothetical-Analysis, Comparison-and-Selection, and Evaluation-and-Suggestion. It evaluates the LLM capability in terms of three dimensions, including understanding, reasoning, and knowledge. Evaluating nine open-source LLMs on Compound-QA reveals that their performance on compound questions is notably lower than on non-compound questions. We further explore strategies to enhance LLMs' handling of compound questions, and our results show that these methods substantially improve models' comprehension and reasoning abilities.

cs.CL↗

arXiv2025

Unveiling Over-Memorization in Finetuning LLMs for Reasoning Tasks

The pretrained large language models (LLMs) are finetuned with labeled data for better instruction following ability and alignment with human values. In this paper, we study the learning dynamics of LLM finetuning on reasoning tasks and reveal the uncovered over-memorization phenomenon during a specific stage of LLM finetuning. At this stage, the LLMs have excessively memorized training data and exhibit high test perplexity while maintaining good test accuracy. We explore the conditions that contribute to over-memorization and discover that this issue is prevalent across various tasks, models, and fine-tuning methods, with prolonged training and large learning rates exacerbating the problem. Although models with over-memorization demonstrate comparable test accuracy to normal models, they suffer from reduced robustness, poor out-of-distribution generalization, and decreased generation diversity. In light of our findings on over-memorization, we offer recommendations for checkpoint selection and propose techniques such as checkpoint merging and memorization-aware reweighting to mitigate this effect.

cs.CL↗