arXiv subjects

Yutao Zhu

Publications and source records attributed to Yutao Zhu.

At least 73 records · Page 4Linked to original sources

arXiv2024

DemoRank: Selecting Effective Demonstrations for Large Language Models in Ranking Task

Recently, there has been increasing interest in applying large language models (LLMs) as zero-shot passage rankers. However, few studies have explored how to select appropriate in-context demonstrations for the passage ranking task, which is the focus of this paper. Previous studies mainly use LLM's feedback to train a retriever for demonstration selection. These studies apply the LLM to score each demonstration independently, which ignores the dependencies between demonstrations (especially important in ranking task), leading to inferior performance of top-$k$ retrieved demonstrations. To mitigate this issue, we introduce a demonstration reranker to rerank the retrieved demonstrations so that top-$k$ ranked ones are more suitable for ICL. However, generating training data for such reranker is quite challenging. On the one hand, different from demonstration retriever, the training samples of reranker need to incorporate demonstration dependencies. On the other hand, obtaining the gold ranking from the retrieved demonstrations is an NP-hard problem, which is hard to implement. To overcome these challenges, we propose a method to approximate the optimal demonstration list iteratively and utilize LLM to score demonstration lists of varying lengths. By doing so, the search space is greatly reduced and demonstration dependencies are considered. Based on these scored demonstration lists, we further design a list-pairwise training approach which compares a pair of lists that only differ in the last demonstration, to teach the reranker how to select the next demonstration given a previous sequence. In this paper, we propose a demonstration selection framework DemoRank for ranking task and conduct extensive experiments to prove its strong ability.

cs.IR↗

arXiv2024

Towards Effective and Efficient Continual Pre-training of Large Language Models

Continual pre-training (CPT) has been an important approach for adapting language models to specific domains or tasks. To make the CPT approach more traceable, this paper presents a technical report for continually pre-training Llama-3 (8B), which significantly enhances the Chinese language ability and scientific reasoning ability of the backbone model. To enhance the new abilities while retaining the original abilities, we design specific data mixture and curriculum strategies by utilizing existing datasets and synthesizing high-quality datasets. Specifically, we synthesize multidisciplinary scientific question and answer (QA) pairs based on related web pages, and subsequently incorporate these synthetic data to improve the scientific reasoning ability of Llama-3. We refer to the model after CPT as Llama-3-SynE (Synthetic data Enhanced Llama-3). We also present the tuning experiments with a relatively small model -- TinyLlama, and employ the derived findings to train the backbone model. Extensive experiments on a number of evaluation benchmarks show that our approach can largely improve the performance of the backbone models, including both the general abilities (+8.81 on C-Eval and +6.31 on CMMLU) and the scientific reasoning abilities (+12.00 on MATH and +4.13 on SciEval), without hurting the original capacities. Our model, data, and codes are available at https://github.com/RUC-GSAI/Llama-3-SynE.

cs.CL↗

arXiv2024

Understand What LLM Needs: Dual Preference Alignment for Retrieval-Augmented Generation

Retrieval-augmented generation (RAG) has demonstrated effectiveness in mitigating the hallucination problem of large language models (LLMs). However, the difficulty of aligning the retriever with the diverse LLMs' knowledge preferences inevitably poses an inevitable challenge in developing a reliable RAG system. To address this issue, we propose DPA-RAG, a universal framework designed to align diverse knowledge preferences within RAG systems. Specifically, we initially introduce a preference knowledge construction pipline and incorporate five novel query augmentation strategies to alleviate preference data scarcity. Based on preference data, DPA-RAG accomplishes both external and internal preference alignment: 1) It jointly integrate pair-wise, point-wise, and contrastive preference alignment abilities into the reranker, achieving external preference alignment among RAG components. 2) It further introduces a pre-aligned stage before vanilla Supervised Fine-tuning (SFT), enabling LLMs to implicitly capture knowledge aligned with their reasoning preferences, achieving LLMs' internal alignment. Experimental results across four knowledge-intensive QA datasets demonstrate that DPA-RAG outperforms all baselines and seamlessly integrates both black-box and open-sourced LLM readers. Further qualitative analysis and discussions also provide empirical guidance for achieving reliable RAG systems. Our code is publicly available at https://github.com/dongguanting/DPA-RAG.

cs.CL↗

arXiv2024

Query-oriented Data Augmentation for Session Search

Modeling contextual information in a search session has drawn more and more attention when understanding complex user intents. Recent methods are all data-driven, i.e., they train different models on large-scale search log data to identify the relevance between search contexts and candidate documents. The common training paradigm is to pair the search context with different candidate documents and train the model to rank the clicked documents higher than the unclicked ones. However, this paradigm neglects the symmetric nature of the relevance between the session context and document, i.e., the clicked documents can also be paired with different search contexts when training. In this work, we propose query-oriented data augmentation to enrich search logs and empower the modeling. We generate supplemental training pairs by altering the most important part of a search context, i.e., the current query, and train our model to rank the generated sequence along with the original sequence. This approach enables models to learn that the relevance of a document may vary as the session context changes, leading to a better understanding of users' search patterns. We develop several strategies to alter the current query, resulting in new training data with varying degrees of difficulty. Through experimentation on two extensive public search logs, we have successfully demonstrated the effectiveness of our model.

cs.IR↗

arXiv2024

YuLan: An Open-source Large Language Model

Large language models (LLMs) have become the foundation of many applications, leveraging their extensive capabilities in processing and understanding natural language. While many open-source LLMs have been released with technical reports, the lack of training details hinders further research and development. This paper presents the development of YuLan, a series of open-source LLMs with $12$ billion parameters. The base model of YuLan is pre-trained on approximately $1.7$T tokens derived from a diverse corpus, including massive English, Chinese, and multilingual texts. We design a three-stage pre-training method to enhance YuLan's overall capabilities. Subsequent phases of training incorporate instruction-tuning and human alignment, employing a substantial volume of high-quality synthesized data. To facilitate the learning of complex and long-tail knowledge, we devise a curriculum-learning framework throughout across these stages, which helps LLMs learn knowledge in an easy-to-hard manner. YuLan's training is finished on Jan, 2024 and has achieved performance on par with state-of-the-art LLMs across various English and Chinese benchmarks. This paper outlines a comprehensive technical roadmap for developing LLMs from scratch. Our model and codes are available at https://github.com/RUC-GSAI/YuLan-Chat.

cs.CL↗

arXiv2024

DomainRAG: A Chinese Benchmark for Evaluating Domain-specific Retrieval-Augmented Generation

Retrieval-Augmented Generation (RAG) offers a promising solution to address various limitations of Large Language Models (LLMs), such as hallucination and difficulties in keeping up with real-time updates. This approach is particularly critical in expert and domain-specific applications where LLMs struggle to cover expert knowledge. Therefore, evaluating RAG models in such scenarios is crucial, yet current studies often rely on general knowledge sources like Wikipedia to assess the models' abilities in solving common-sense problems. In this paper, we evaluated LLMs by RAG settings in a domain-specific context, college enrollment. We identified six required abilities for RAG models, including the ability in conversational RAG, analyzing structural information, faithfulness to external knowledge, denoising, solving time-sensitive problems, and understanding multi-document interactions. Each ability has an associated dataset with shared corpora to evaluate the RAG models' performance. We evaluated popular LLMs such as Llama, Baichuan, ChatGLM, and GPT models. Experimental results indicate that existing closed-book LLMs struggle with domain-specific questions, highlighting the need for RAG models to solve expert problems. Moreover, there is room for RAG models to improve their abilities in comprehending conversational history, analyzing structural information, denoising, processing multi-document interactions, and faithfulness in expert knowledge. We expect future studies could solve these problems better.

cs.CL↗

arXiv2024

A Generic Layer Pruning Method for Signal Modulation Recognition Deep Learning Models

With the successful application of deep learning in communications systems, deep neural networks are becoming the preferred method for signal classification. Although these models yield impressive results, they often come with high computational complexity and large model sizes, which hinders their practical deployment in communication systems. To address this challenge, we propose a novel layer pruning method. Specifically, we decompose the model into several consecutive blocks, each containing consecutive layers with similar semantics. Then, we identify layers that need to be preserved within each block based on their contribution. Finally, we reassemble the pruned blocks and fine-tune the compact model. Extensive experiments on five datasets demonstrate the efficiency and effectiveness of our method over a variety of state-of-the-art baselines, including layer pruning and channel pruning methods.

cs.LG↗

arXiv2024

Small Models, Big Insights: Leveraging Slim Proxy Models To Decide When and What to Retrieve for LLMs

The integration of large language models (LLMs) and search engines represents a significant evolution in knowledge acquisition methodologies. However, determining the knowledge that an LLM already possesses and the knowledge that requires the help of a search engine remains an unresolved issue. Most existing methods solve this problem through the results of preliminary answers or reasoning done by the LLM itself, but this incurs excessively high computational costs. This paper introduces a novel collaborative approach, namely SlimPLM, that detects missing knowledge in LLMs with a slim proxy model, to enhance the LLM's knowledge acquisition process. We employ a proxy model which has far fewer parameters, and take its answers as heuristic answers. Heuristic answers are then utilized to predict the knowledge required to answer the user question, as well as the known and unknown knowledge within the LLM. We only conduct retrieval for the missing knowledge in questions that the LLM does not know. Extensive experimental results on five datasets with two LLMs demonstrate a notable improvement in the end-to-end performance of LLMs in question-answering tasks, achieving or surpassing current state-of-the-art models with lower LLM inference costs.

cs.CL↗

arXiv2024

BIDER: Bridging Knowledge Inconsistency for Efficient Retrieval-Augmented LLMs via Key Supporting Evidence

Retrieval-augmented large language models (LLMs) have demonstrated efficacy in knowledge-intensive tasks such as open-domain QA, addressing inherent challenges in knowledge update and factual inadequacy. However, inconsistencies between retrieval knowledge and the necessary knowledge for LLMs, leading to a decline in LLM's answer quality. This paper introduces BIDER, an approach that refines retrieval documents into Key Supporting Evidence (KSE) through knowledge synthesis, supervised fine-tuning (SFT), and preference alignment. We train BIDER by learning from crafting KSE, while maximizing its output to align with LLM's information acquisition preferences through reinforcement learning. Evaluations across five datasets show BIDER boosts LLMs' answer quality by 7% while reducing input content length in retrieval documents by 80%, outperforming existing methods. The proposed KSE simulation effectively equips LLMs with essential information for accurate question answering.

cs.CL↗

arXiv2024

INTERS: Unlocking the Power of Large Language Models in Search with Instruction Tuning

Large language models (LLMs) have demonstrated impressive capabilities in various natural language processing tasks. Despite this, their application to information retrieval (IR) tasks is still challenging due to the infrequent occurrence of many IR-specific concepts in natural language. While prompt-based methods can provide task descriptions to LLMs, they often fall short in facilitating a comprehensive understanding and execution of IR tasks, thereby limiting LLMs' applicability. To address this gap, in this work, we explore the potential of instruction tuning to enhance LLMs' proficiency in IR tasks. We introduce a novel instruction tuning dataset, INTERS, encompassing 20 tasks across three fundamental IR categories: query understanding, document understanding, and query-document relationship understanding. The data are derived from 43 distinct datasets with manually written templates. Our empirical results reveal that INTERS significantly boosts the performance of various publicly available LLMs, such as LLaMA, Mistral, and Phi, in IR tasks. Furthermore, we conduct extensive experiments to analyze the effects of instruction design, template diversity, few-shot demonstrations, and the volume of instructions on performance. We make our dataset and the fine-tuned models publicly accessible at https://github.com/DaoD/INTERS.

cs.CL↗

arXiv2024

An Integrated Data Processing Framework for Pretraining Foundation Models

The ability of the foundation models heavily relies on large-scale, diverse, and high-quality pretraining data. In order to improve data quality, researchers and practitioners often have to manually curate datasets from difference sources and develop dedicated data cleansing pipeline for each data repository. Lacking a unified data processing framework, this process is repetitive and cumbersome. To mitigate this issue, we propose a data processing framework that integrates a Processing Module which consists of a series of operators at different granularity levels, and an Analyzing Module which supports probing and evaluation of the refined data. The proposed framework is easy to use and highly flexible. In this demo paper, we first introduce how to use this framework with some example use cases and then demonstrate its effectiveness in improving the data quality with an automated evaluation with ChatGPT and an end-to-end evaluation in pretraining the GPT-2 model. The code and demonstration videos are accessible on GitHub.

cs.LG↗

arXiv2024

UFO: a Unified and Flexible Framework for Evaluating Factuality of Large Language Models

Large language models (LLMs) may generate text that lacks consistency with human knowledge, leading to factual inaccuracies or \textit{hallucination}. Existing research for evaluating the factuality of LLMs involves extracting fact claims using an LLM and verifying them against a predefined fact source. However, these evaluation metrics are task-specific, and not scalable, and the substitutability of fact sources in different tasks is under-explored. To address these challenges, we categorize four available fact sources: human-written evidence, reference documents, search engine results, and LLM knowledge, along with five text generation tasks containing six representative datasets. Then, we propose \texttt{UFO}, an LLM-based unified and flexible evaluation framework to verify facts against plug-and-play fact sources. We implement five evaluation scenarios based on this framework. Experimental results show that for most QA tasks, human-written evidence and reference documents are crucial, and they can substitute for each other in retrieval-augmented QA tasks. In news fact generation tasks, search engine results and LLM knowledge are essential. Our dataset and code are available at \url{https://github.com/WaldenRUC/UFO}.

cs.CL↗

arXiv2024

ConvGQR: Generative Query Reformulation for Conversational Search

In conversational search, the user's real search intent for the current turn is dependent on the previous conversation history. It is challenging to determine a good search query from the whole conversation context. To avoid the expensive re-training of the query encoder, most existing methods try to learn a rewriting model to de-contextualize the current query by mimicking the manual query rewriting. However, manually rewritten queries are not always the best search queries. Training a rewriting model on them would limit the model's ability to produce good search queries. Another useful hint is the potential answer to the question. In this paper, we propose ConvGQR, a new framework to reformulate conversational queries based on generative pre-trained language models (PLMs), one for query rewriting and another for generating potential answers. By combining both, ConvGQR can produce better search queries. In addition, to relate query reformulation to retrieval performance, we propose a knowledge infusion mechanism to optimize both query reformulation and retrieval. Extensive experiments on four conversational search datasets demonstrate the effectiveness of ConvGQR.

cs.IR↗

arXiv2023

Don't Make Your LLM an Evaluation Benchmark Cheater

Large language models~(LLMs) have greatly advanced the frontiers of artificial intelligence, attaining remarkable improvement in model capacity. To assess the model performance, a typical approach is to construct evaluation benchmarks for measuring the ability level of LLMs in different aspects. Despite that a number of high-quality benchmarks have been released, the concerns about the appropriate use of these benchmarks and the fair comparison of different models are increasingly growing. Considering these concerns, in this paper, we discuss the potential risk and impact of inappropriately using evaluation benchmarks and misleadingly interpreting the evaluation results. Specially, we focus on a special issue that would lead to inappropriate evaluation, \ie \emph{benchmark leakage}, referring that the data related to evaluation sets is occasionally used for model training. This phenomenon now becomes more common since pre-training data is often prepared ahead of model test. We conduct extensive experiments to study the effect of benchmark leverage, and find that it can dramatically boost the evaluation results, which would finally lead to an unreliable assessment of model performance. To improve the use of existing evaluation benchmarks, we finally present several guidelines for both LLM developers and benchmark maintainers. We hope this work can draw attention to appropriate training and evaluation of LLMs.

cs.CL↗

arXiv2023

Learning to Relate to Previous Turns in Conversational Search

Conversational search allows a user to interact with a search system in multiple turns. A query is strongly dependent on the conversation context. An effective way to improve retrieval effectiveness is to expand the current query with historical queries. However, not all the previous queries are related to, and useful for expanding the current query. In this paper, we propose a new method to select relevant historical queries that are useful for the current query. To cope with the lack of labeled training data, we use a pseudo-labeling approach to annotate useful historical queries based on their impact on the retrieval results. The pseudo-labeled data are used to train a selection model. We further propose a multi-task learning framework to jointly train the selector and the retriever during fine-tuning, allowing us to mitigate the possible inconsistency between the pseudo labels and the changed retriever. Extensive experiments on four conversational search datasets demonstrate the effectiveness and broad applicability of our method compared with several strong baselines.

cs.IR↗

arXiv2023

WebBrain: Learning to Generate Factually Correct Articles for Queries by Grounding on Large Web Corpus

In this paper, we introduce a new NLP task -- generating short factual articles with references for queries by mining supporting evidence from the Web. In this task, called WebBrain, the ultimate goal is to generate a fluent, informative, and factually-correct short article (e.g., a Wikipedia article) for a factual query unseen in Wikipedia. To enable experiments on WebBrain, we construct a large-scale dataset WebBrain-Raw by extracting English Wikipedia articles and their crawlable Wikipedia references. WebBrain-Raw is ten times larger than the previous biggest peer dataset, which can greatly benefit the research community. From WebBrain-Raw, we construct two task-specific datasets: WebBrain-R and WebBrain-G, which are used to train in-domain retriever and generator, respectively. Besides, we empirically analyze the performances of the current state-of-the-art NLP techniques on WebBrain and introduce a new framework ReGen, which enhances the generation factualness by improved evidence retrieval and task-specific pre-training for generation. Experiment results show that ReGen outperforms all baselines in both automatic and human evaluations.

cs.CL↗

arXiv2023

An Empirical Study of Uniform-Architecture Knowledge Distillation in Document Ranking

Although BERT-based ranking models have been commonly used in commercial search engines, they are usually time-consuming for online ranking tasks. Knowledge distillation, which aims at learning a smaller model with comparable performance to a larger model, is a common strategy for reducing the online inference latency. In this paper, we investigate the effect of different loss functions for uniform-architecture distillation of BERT-based ranking models. Here "uniform-architecture" denotes that both teacher and student models are in cross-encoder architecture, while the student models include small-scaled pre-trained language models. Our experimental results reveal that the optimal distillation configuration for ranking tasks is much different than general natural language processing tasks. Specifically, when the student models are in cross-encoder architecture, a pairwise loss of hard labels is critical for training student models, whereas the distillation objectives of intermediate Transformer layers may hurt performance. These findings emphasize the necessity of carefully designing a distillation strategy (for cross-encoder student models) tailored for document ranking with pairwise training samples.

cs.IR↗

arXiv2022

MCP: Self-supervised Pre-training for Personalized Chatbots with Multi-level Contrastive Sampling

Personalized chatbots focus on endowing the chatbots with a consistent personality to behave like real users and further act as personal assistants. Previous studies have explored generating implicit user profiles from the user's dialogue history for building personalized chatbots. However, these studies only use the response generation loss to train the entire model, thus it is prone to suffer from the problem of data sparsity. Besides, they overemphasize the final generated response's quality while ignoring the correlations and fusions between the user's dialogue history, leading to rough data representations and performance degradation. To tackle these problems, we propose a self-supervised learning framework MCP for capturing better representations from users' dialogue history for personalized chatbots. Specifically, we apply contrastive sampling methods to leverage the supervised signals hidden in user dialog history, and generate the pre-training samples for enhancing the model. We design three pre-training tasks based on three types of contrastive pairs from user dialogue history, namely response pairs, sequence augmentation pairs, and user pairs. We pre-train the utterance encoder and the history encoder towards the contrastive objectives and use these pre-trained encoders for generating user profiles while personalized response generation. Experimental results on two real-world datasets show a significant improvement in our proposed model MCP compared with the existing methods.

cs.CL↗