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Yuxu Ge

Publications and source records attributed to Yuxu Ge.

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Coverage, Not Credit: Failure-Credit Routing of Zeroth-Order Perturbation Budgets Does Not Improve On-Pool Sample Efficiency for LLM Agents

Trajectory-level credit assignment can localize which module of a tool-using LLM agent causes failures using only verifiable signals. We ask whether such failure credit should route a fixed zeroth-order/evolution-strategies (ZO/ES) perturbation budget. Across a synthetic environment and frozen Qwen2.5-1.5B/3B and SmolLM2-1.7B agents, three task families, six allocation schemes, a credit-noise sweep, paired seeds, and exact sign-flip tests, we find no statistically detectable improvement over uniform allocation in any on-pool comparison (no gain of at least 2 percentage points). The joint soft-plus-sigma scheme is equivalent to uniform within a +/- 0.02 AUC margin on 1.5B and 3B; concentrating the full budget on the credit argmax is marginally equivalent on 1.5B, where that module is the verified bottleneck, and significantly worse on 3B. Inverse-propensity debiasing does not rescue routing, and misrouting costs up to -0.074 AUC in-house and -0.118 end-to-end on the BFCL-derived family. Across six fixed-step schedules, loss is linear in bottleneck starvation rate (R^2 = 0.94, descriptive), and a preregistered credit-free coverage floor removes detected harm. Matched-budget burst and step-compensating catch-up schedules are consistent with harm arising from insufficient cumulative parameter movement rather than update frequency. Our primary estimand is optimization efficiency on a fixed task pool. On unseen BFCL functions, the study's one exception is that soft routing exceeds uniform on held-out endpoints (+0.047, p = 0.031, n = 6). A plausible but untested reading is that routing-favored caller improvements transfer while uniform's on-pool gains reflect a synthesizer behavior specific to our harness. We report this exception explicitly and document three failure modes that can silently invalidate ZO/ES experiments on frozen LLMs.

cs.AI

Neuroevolution Arena: Nested Ecological Evaluation of Update-and-Inheritance Regimes across Neural Architectures

Competitive artificial-life systems can rank trained controllers differently under training and ecological evaluation. We present Neuroevolution Arena, a GPU-accelerated spatial ecology of independently parameterized neural-network cells, and an audit-tracked nested evaluation protocol. Three implementation-specific update-and-inheritance regimes (EvoEvo, EvoRL, and RLRL) are crossed with two neural architectures for 50,000 generations in three independent training runs per condition. One saved elite-controller artifact from each of the 18 runs enters an aligned-run frozen-evaluation design comprising 198 computational jobs. Pairwise effects average three seed-defined ecological contexts (two cooperation-permitting and one attack-permitting) within each aligned training-run block; the independent level remains n = 3 runs per condition. RL-enabled regimes attain higher recorded training fitness than EvoEvo, whereas pairwise outcomes show architecture-conditioned majority patterns and substantial artifact dependence. Six-way winners vary across artifacts and contexts, and the prespecified survival endpoint has a complete floor. We contribute a nested protocol that separates training-run artifacts from evaluation contexts and exposes, rather than conceals, their different sources of variation.

cs.AI

Governance Architecture for Autonomous Agent Systems: Threats, Framework, and Engineering Practice

Autonomous agents powered by large language models introduce a class of execution-layer vulnerabilities -- prompt injection, retrieval poisoning, and uncontrolled tool invocation -- that existing guardrails fail to address systematically. In this work, we propose the Layered Governance Architecture (LGA), a four-layer framework comprising execution sandboxing (L1), intent verification (L2), zero-trust inter-agent authorization (L3), and immutable audit logging (L4). To evaluate LGA, we construct a bilingual benchmark (Chinese original, English via machine translation) of 1,081 tool-call samples -- covering prompt injection, RAG poisoning, and malicious skill plugins -- and apply it to OpenClaw, a representative open-source agent framework. Experimental results on Layer 2 intent verification with four local LLM judges (Qwen3.5-4B, Llama-3.1-8B, Qwen3.5-9B, Qwen2.5-14B) and one cloud judge (GPT-4o-mini) show that all five LLM judges intercept 93.0-98.5% of TC1/TC2 malicious tool calls, while lightweight NLI baselines remain below 10%. TC3 (malicious skill plugins) proves harder at 75-94% IR among judges with meaningful precision-recall balance, motivating complementary enforcement at Layers 1 and 3. Qwen2.5-14B achieves the best local balance (98% IR, approximately 10-20% FPR); a two-stage cascade (Qwen3.5-9B->GPT-4o-mini) achieves 91.9-92.6% IR with 1.9-6.7% FPR; a fully local cascade (Qwen3.5-9B->Qwen2.5-14B) achieves 94.7-95.6% IR with 6.0-9.7% FPR for data-sovereign deployments. An end-to-end pipeline evaluation (n=100) demonstrates that all four layers operate in concert with 96% IR and a total P50 latency of approximately 980 ms, of which the non-judge layers contribute only approximately 18 ms. Generalization to the external InjecAgent benchmark yields 99-100% interception, confirming robustness beyond our synthetic data.

cs.CR