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Zachary Ellis

Publications and source records attributed to Zachary Ellis.

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When Patients Cut In: Extending Clinical Conversational AI Safety to Interruptions

Clinical voice agents are now deployed in routine care, where real patients do not wait their turn: they interrupt. These systems typically use a cascaded architecture (speech-to-text -> LLM -> text-to-speech), so when a patient cuts the agent off mid-utterance, clinically required content can be lost even when the model handles cooperative transcripts well. Yet clinical conversational-AI benchmarks almost universally assume patients wait for the agent to finish, missing interruption-induced loss of required content. We present a transcript-based evaluation of interruption recovery, adapting conversation-analytic overlap categories into three operational types (recognitional, competitive, transitional sub-unit) and testing four deployment-oriented, non-reasoning LLM configurations across four cells spanning history-taking (information gathering) and FAQ (information provision), scored on whether the agent preserves the clinically required content. In the gathering cells, target-question failure varied across models; in the provision cells, where arms are directly comparable, failure rose for every model. Rankings differ across cells, and competitive FAQ interruption produced 30/30 provision-coverage failures for all four models (Wilson 95% CI: 88.6-100.0%; baseline 0/30 for three, 4/30 for Llama). A brief apology marker ("sorry to interrupt") shifts recovery by tens of percentage points, inconsistently across models, and for one it reduces recovery. Interruption robustness therefore cannot be a single score: evaluation must be content-grounded, reported per cell, and matched to the deployment's interruption profile.

cs.CL

WER is Unaware: Assessing How ASR Errors Distort Clinical Understanding in Patient Facing Dialogue

As Automatic Speech Recognition (ASR) is increasingly deployed in clinical dialogue, standard evaluations still rely heavily on Word Error Rate (WER). This paper challenges that standard, investigating whether WER or other common metrics correlate with the clinical impact of transcription errors. We establish a gold-standard benchmark by having expert clinicians compare ground-truth utterances to their ASR-generated counterparts, labeling the clinical impact of any discrepancies found in two distinct doctor-patient dialogue datasets. Our analysis reveals that WER and a comprehensive suite of existing metrics correlate poorly with the clinician-assigned risk labels (No, Minimal, or Significant Impact). To bridge this evaluation gap, we introduce an LLM-as-a-Judge, programmatically optimized using GEPA through DSPy to replicate expert clinical assessment. The optimized judge (Gemini-2.5-Pro) achieves human-comparable performance, obtaining 90% accuracy and a strong Cohen's kappa of 0.816. This work provides a validated, automated framework for moving ASR evaluation beyond simple textual fidelity to a necessary, scalable assessment of safety in clinical dialogue.

cs.CL