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Zenglin Xu

Publications and source records attributed to Zenglin Xu.

At least 55 records · Page 3Linked to original sources

Pelican-VL 1.0: A Foundation Brain Model for Embodied Intelligence

This report presents Pelican-VL 1.0, a new family of open-source embodied brain models with parameter scales ranging from 7 billion to 72 billion. Our explicit mission is clearly stated as: To embed powerful intelligence into various embodiments. Pelican-VL 1.0 is currently the largest-scale open-source embodied multimodal brain model. Its core advantage lies in the in-depth integration of data power and intelligent adaptive learning mechanisms. Specifically, metaloop distilled a high-quality dataset from a raw dataset containing 4+ billion tokens. Pelican-VL 1.0 is trained on a large-scale cluster of 1000+ A800 GPUs, consuming over 50k+ A800 GPU-hours per checkpoint. This translates to a 20.3% performance uplift from its base model and outperforms 100B-level open-source counterparts by 10.6%, placing it on par with leading proprietary systems on well-known embodied benchmarks. We establish a novel framework, DPPO (Deliberate Practice Policy Optimization), inspired by human metacognition to train Pelican-VL 1.0. We operationalize this as a metaloop that teaches the AI to practice deliberately, which is a RL-Refine-Diagnose-SFT loop.

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A Polynomial-time Algorithm for Online Sparse Linear Regression with Improved Regret Bound under Weaker Conditions

In this paper, we study the problem of online sparse linear regression (OSLR) where the algorithms are restricted to accessing only $k$ out of $d$ attributes per instance for prediction, which was proved to be NP-hard. Previous work gave polynomial-time algorithms assuming the data matrix satisfies the linear independence of features, the compatibility condition, or the restricted isometry property. We introduce a new polynomial-time algorithm, which significantly improves previous regret bounds (Ito et al., 2017) under the compatibility condition that is weaker than the other two assumptions. The improvements benefit from a tighter convergence rate of the $\ell_1$-norm error of our estimators. Our algorithm leverages the well-studied Dantzig Selector, but importantly with several novel techniques, including an algorithm-dependent sampling scheme for estimating the covariance matrix, an adaptive parameter tuning scheme, and a batching online Newton step with careful initializations. We also give novel and non-trivial analyses, including an induction method for analyzing the $\ell_1$-norm error, careful analyses on the covariance of non-independent random variables, and a decomposition on the regret. We further extend our algorithm to OSLR with additional observations where the algorithms can observe additional $k_0$ attributes after each prediction, and improve previous regret bounds (Kale et al., 2017; Ito et al., 2017).

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Nexus: An Omni-Perceptive And -Interactive Model for Language, Audio, And Vision

This work proposes an industry-level omni-modal large language model (LLM) pipeline that integrates auditory, visual, and linguistic modalities to overcome challenges such as limited tri-modal datasets, high computational costs, and complex feature alignments. Our pipeline consists of three main components: First, a modular framework enabling flexible configuration of various encoder-LLM-decoder architectures. Second, a lightweight training strategy that pre-trains audio-language alignment on the state-of-the-art vision-language model Qwen2.5-VL, thus avoiding the costly pre-training of vision-specific modalities. Third, an audio synthesis pipeline that generates high-quality audio-text data from diverse real-world scenarios, supporting applications such as Automatic Speech Recognition and Speech-to-Speech chat. To this end, we introduce an industry-level omni-modal LLM, Nexus. Extensive experiments validate the efficacy of our pipeline, yielding the following key findings:(1) In the visual understanding task, Nexus exhibits superior performance compared with its backbone model - Qwen2.5-VL-7B, validating the efficiency of our training strategy. (2) Within the English Spoken Question-Answering task, the model achieves better accuracy than the same-period competitor (i.e, MiniCPM-o2.6-7B) in the LLaMA Q. benchmark. (3) In our real-world ASR testset, Nexus achieves outstanding performance, indicating its robustness in real scenarios. (4) In the Speech-to-Text Translation task, our model outperforms Qwen2-Audio-Instruct-7B. (5) In the Text-to-Speech task, based on pretrained vocoder (e.g., Fishspeech1.4 or CosyVoice2.0), Nexus is comparable to its backbone vocoder on Seed-TTS benchmark. (6) An in-depth analysis of tri-modal alignment reveals that incorporating the audio modality enhances representational alignment between vision and language.

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Understanding Generalization of Federated Learning: the Trade-off between Model Stability and Optimization

Federated Learning (FL) is a distributed learning approach that trains machine learning models across multiple devices while keeping their local data private. However, FL often faces challenges due to data heterogeneity, leading to inconsistent local optima among clients. These inconsistencies can cause unfavorable convergence behavior and generalization performance degradation. Existing studies often describe this issue through \textit{convergence analysis} on gradient norms, focusing on how well a model fits training data, or through \textit{algorithmic stability}, which examines the generalization gap. However, neither approach precisely captures the generalization performance of FL algorithms, especially for non-convex neural network training. In response, this paper introduces an innovative generalization dynamics analysis framework, namely \textit{Libra}, for algorithm-dependent excess risk minimization, highlighting the trade-offs between model stability and gradient norms. We present Libra towards a standard federated optimization framework and its variants using server momentum. Through this framework, we show that larger local steps or momentum accelerate convergence of gradient norms, while worsening model stability, yielding better excess risk. Experimental results on standard FL settings prove the insights of our theories. These insights can guide hyperparameter tuning and future algorithm design to achieve stronger generalization.

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FinHEAR: Human Expertise and Adaptive Risk-Aware Temporal Reasoning for Financial Decision-Making

Financial decision-making presents unique challenges for language models, demanding temporal reasoning, adaptive risk assessment, and responsiveness to dynamic events. While large language models (LLMs) show strong general reasoning capabilities, they often fail to capture behavioral patterns central to human financial decisions-such as expert reliance under information asymmetry, loss-averse sensitivity, and feedback-driven temporal adjustment. We propose FinHEAR, a multi-agent framework for Human Expertise and Adaptive Risk-aware reasoning. FinHEAR orchestrates specialized LLM-based agents to analyze historical trends, interpret current events, and retrieve expert-informed precedents within an event-centric pipeline. Grounded in behavioral economics, it incorporates expert-guided retrieval, confidence-adjusted position sizing, and outcome-based refinement to enhance interpretability and robustness. Empirical results on curated financial datasets show that FinHEAR consistently outperforms strong baselines across trend prediction and trading tasks, achieving higher accuracy and better risk-adjusted returns.

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IndexNet: Timestamp and Variable-Aware Modeling for Time Series Forecasting

Multivariate time series forecasting (MTSF) plays a vital role in a wide range of real-world applications, such as weather prediction and traffic flow forecasting. Although recent advances have significantly improved the modeling of temporal dynamics and inter-variable dependencies, most existing methods overlook index-related descriptive information, such as timestamps and variable indices, which carry rich contextual semantics. To unlock the potential of such information and take advantage of the lightweight and powerful periodic capture ability of MLP-based architectures, we propose IndexNet, an MLP-based framework augmented with an Index Embedding (IE) module. The IE module consists of two key components: Timestamp Embedding (TE) and Channel Embedding (CE). Specifically, TE transforms timestamps into embedding vectors and injects them into the input sequence, thereby improving the model's ability to capture long-term complex periodic patterns. In parallel, CE assigns each variable a unique and trainable identity embedding based on its index, allowing the model to explicitly distinguish between heterogeneous variables and avoid homogenized predictions when input sequences seem close. Extensive experiments on 12 diverse real-world datasets demonstrate that IndexNet achieves comparable performance across mainstream baselines, validating the effectiveness of our temporally and variably aware design. Moreover, plug-and-play experiments and visualization analyses further reveal that IndexNet exhibits strong generality and interpretability, two aspects that remain underexplored in current MTSF research.

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From Implicit Exploration to Structured Reasoning: Leveraging Guideline and Refinement for LLMs

Large language models (LLMs) have advanced general-purpose reasoning, showing strong performance across diverse tasks. However, existing methods often rely on implicit exploration, where the model follows stochastic and unguided reasoning paths-like walking without a map. This leads to unstable reasoning paths, lack of error correction, and limited learning from past experience. To address these issues, we propose a framework that shifts from implicit exploration to structured reasoning through guideline and refinement. First, we extract structured reasoning patterns from successful trajectories and reflective signals from failures. During inference, the model follows these guidelines step-by-step, with refinement applied after each step to correct errors and stabilize the reasoning process. Experiments on BBH and four additional benchmarks (GSM8K, MATH-500, MBPP, HumanEval) show that our method consistently outperforms strong baselines across diverse reasoning tasks. Structured reasoning with stepwise execution and refinement improves stability and generalization, while guidelines transfer well across domains and flexibly support cross-model collaboration, matching or surpassing supervised fine-tuning in effectiveness and scalability.

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Position: LLMs Can be Good Tutors in English Education

While recent efforts have begun integrating large language models (LLMs) into English education, they often rely on traditional approaches to learning tasks without fully embracing educational methodologies, thus lacking adaptability to language learning. To address this gap, we argue that LLMs have the potential to serve as effective tutors in English Education. Specifically, LLMs can play three critical roles: (1) as data enhancers, improving the creation of learning materials or serving as student simulations; (2) as task predictors, serving as learner assessment or optimizing learning pathway; and (3) as agents, enabling personalized and inclusive education. We encourage interdisciplinary research to explore these roles, fostering innovation while addressing challenges and risks, ultimately advancing English Education through the thoughtful integration of LLMs.

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Efficient Network Automatic Relevance Determination

We propose Network Automatic Relevance Determination (NARD), an extension of ARD for linearly probabilistic models, to simultaneously model sparse relationships between inputs $X \in \mathbb R^{d \times N}$ and outputs $Y \in \mathbb R^{m \times N}$, while capturing the correlation structure among the $Y$. NARD employs a matrix normal prior which contains a sparsity-inducing parameter to identify and discard irrelevant features, thereby promoting sparsity in the model. Algorithmically, it iteratively updates both the precision matrix and the relationship between $Y$ and the refined inputs. To mitigate the computational inefficiencies of the $\mathcal O(m^3 + d^3)$ cost per iteration, we introduce Sequential NARD, which evaluates features sequentially, and a Surrogate Function Method, leveraging an efficient approximation of the marginal likelihood and simplifying the calculation of determinant and inverse of an intermediate matrix. Combining the Sequential update with the Surrogate Function method further reduces computational costs. The computational complexity per iteration for these three methods is reduced to $\mathcal O(m^3+p^3)$, $\mathcal O(m^3 + d^2)$, $\mathcal O(m^3+p^2)$, respectively, where $p \ll d$ is the final number of features in the model. Our methods demonstrate significant improvements in computational efficiency with comparable performance on both synthetic and real-world datasets.

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Mitigating Over-Squashing in Graph Neural Networks by Spectrum-Preserving Sparsification

The message-passing paradigm of Graph Neural Networks often struggles with exchanging information across distant nodes typically due to structural bottlenecks in certain graph regions, a limitation known as \textit{over-squashing}. To reduce such bottlenecks, \textit{graph rewiring}, which modifies graph topology, has been widely used. However, existing graph rewiring techniques often overlook the need to preserve critical properties of the original graph, e.g., \textit{spectral properties}. Moreover, many approaches rely on increasing edge count to improve connectivity, which introduces significant computational overhead and exacerbates the risk of over-smoothing. In this paper, we propose a novel graph rewiring method that leverages \textit{spectrum-preserving} graph \textit{sparsification}, for mitigating over-squashing. Our method generates graphs with enhanced connectivity while maintaining sparsity and largely preserving the original graph spectrum, effectively balancing structural bottleneck reduction and graph property preservation. Experimental results validate the effectiveness of our approach, demonstrating its superiority over strong baseline methods in classification accuracy and retention of the Laplacian spectrum.

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Online Optimization for Learning to Communicate over Time-Correlated Channels

Machine learning techniques have garnered great interest in designing communication systems owing to their capacity in tackling with channel uncertainty. To provide theoretical guarantees for learning-based communication systems, some recent works analyze generalization bounds for devised methods based on the assumption of Independently and Identically Distributed (I.I.D.) channels, a condition rarely met in practical scenarios. In this paper, we drop the I.I.D. channel assumption and study an online optimization problem of learning to communicate over time-correlated channels. To address this issue, we further focus on two specific tasks: optimizing channel decoders for time-correlated fading channels and selecting optimal codebooks for time-correlated additive noise channels. For utilizing temporal dependence of considered channels to better learn communication systems, we develop two online optimization algorithms based on the optimistic online mirror descent framework. Furthermore, we provide theoretical guarantees for proposed algorithms via deriving sub-linear regret bound on the expected error probability of learned systems. Extensive simulation experiments have been conducted to validate that our presented approaches can leverage the channel correlation to achieve a lower average symbol error rate compared to baseline methods, consistent with our theoretical findings.

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SlimRAG: Retrieval without Graphs via Entity-Aware Context Selection

Retrieval-Augmented Generation (RAG) enhances language models by incorporating external knowledge at inference time. However, graph-based RAG systems often suffer from structural overhead and imprecise retrieval: they require costly pipelines for entity linking and relation extraction, yet frequently return subgraphs filled with loosely related or tangential content. This stems from a fundamental flaw -- semantic similarity does not imply semantic relevance. We introduce SlimRAG, a lightweight framework for retrieval without graphs. SlimRAG replaces structure-heavy components with a simple yet effective entity-aware mechanism. At indexing time, it constructs a compact entity-to-chunk table based on semantic embeddings. At query time, it identifies salient entities, retrieves and scores associated chunks, and assembles a concise, contextually relevant input -- without graph traversal or edge construction. To quantify retrieval efficiency, we propose Relative Index Token Utilization (RITU), a metric measuring the compactness of retrieved content. Experiments across multiple QA benchmarks show that SlimRAG outperforms strong flat and graph-based baselines in accuracy while reducing index size and RITU (e.g., 16.31 vs. 56+), highlighting the value of structure-free, entity-centric context selection. The code will be released soon. https://github.com/continue-ai-company/SlimRAG

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CENTAUR: Bridging the Impossible Trinity of Privacy, Efficiency, and Performance in Privacy-Preserving Transformer Inference

With the growing deployment of pre-trained models like Transformers on cloud platforms, privacy concerns about model parameters and inference data are intensifying. Existing Privacy-Preserving Transformer Inference (PPTI) frameworks face the "impossible trinity" of balancing privacy, efficiency, and performance: Secure Multi-Party Computation (SMPC)-based approaches ensure strong privacy but suffer from high computational overhead and performance losses; Conversely, permutation-based methods achieve near-plaintext efficiency and accuracy but compromise privacy by exposing sensitive model parameters and intermediate results. Bridging this gap with a single approach presents substantial challenges, motivating the introduction of CENTAUR, a groundbreaking PPTI framework that seamlessly integrates random permutations and SMPC to address the "impossible trinity". By designing efficient PPTI algorithms tailored to the structural properties of Transformer models, CENTAUR achieves an unprecedented balance among privacy, efficiency, and performance. Our experiments demonstrate CENTAUR's ability to resist diverse data reconstruction attacks, achieve plaintext-level inference accuracy, and boost inference speed by 5.0-30.4 times, unlocking new possibilities for secure and efficient AI deployment.

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SecFormer: Fast and Accurate Privacy-Preserving Inference for Transformer Models via SMPC

With the growing use of Transformer models hosted on cloud platforms to offer inference services, privacy concerns are escalating, especially concerning sensitive data like investment plans and bank account details. Secure Multi-Party Computing (SMPC) emerges as a promising solution to protect the privacy of inference data and model parameters. However, the application of SMPC in Privacy-Preserving Inference (PPI) for Transformer models often leads to considerable slowdowns or declines in performance. This is largely due to the multitude of nonlinear operations in the Transformer architecture, which are not well-suited to SMPC and difficult to circumvent or optimize effectively. To address this concern, we introduce a comprehensive PPI framework called SecFormer to achieve fast and accurate PPI for Transformer models. We successfully eliminate the high-cost exponential and maximum operations in PPI without sacrificing model performance and develop a suite of efficient SMPC protocols by employing suitable numerical computation methods to boost other complex nonlinear functions in PPI, including GeLU, LayerNorm, and a redesigned Softmax. Our extensive experiments reveal that SecFormer outperforms MPCFormer in performance, showing improvements of $3.4\%$ and $24.7\%$ for BERT$_{\text{BASE}}$ and BERT$_{\text{LARGE}}$, respectively. In terms of efficiency, SecFormer is 3.57 and 3.58 times faster than PUMA for BERT$_{\text{BASE}}$ and BERT$_{\text{LARGE}}$, demonstrating its effectiveness and speed.

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A Closer Look into Transformer-Based Code Intelligence Through Code Transformation: Challenges and Opportunities

Transformer-based models have demonstrated state-of-the-art performance in many intelligent coding tasks such as code comment generation and code completion. Previous studies show that deep learning models are sensitive to the input variations, but few studies have systematically studied the robustness of Transformer under perturbed input code. In this work, we empirically study the effect of semantic-preserving code transformation on the performance of Transformer. Specifically, 24 and 27 code transformation strategies are implemented for two popular programming languages, Java and Python, respectively. For facilitating analysis, the strategies are grouped into five categories: block transformation, insertion/deletion transformation, grammatical statement transformation, grammatical token transformation, and identifier transformation. Experiments on three popular code intelligence tasks, including code completion, code summarization and code search, demonstrate insertion/deletion transformation and identifier transformation show the greatest impact on the performance of Transformer. Our results also suggest that Transformer based on abstract syntax trees (ASTs) shows more robust performance than the model based on only code sequence under most code transformations. Besides, the design of positional encoding can impact the robustness of Transformer under code transformation. Based on our findings, we distill some insights about the challenges and opportunities for Transformer-based code intelligence.

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Tensor Networks Meet Neural Networks: A Survey and Future Perspectives

Tensor networks (TNs) and neural networks (NNs) are two fundamental data modeling approaches. TNs were introduced to solve the curse of dimensionality in large-scale tensors by converting an exponential number of dimensions to polynomial complexity. As a result, they have attracted significant attention in the fields of quantum physics and machine learning. Meanwhile, NNs have displayed exceptional performance in various applications, e.g., computer vision, natural language processing, and robotics research. Interestingly, although these two types of networks originate from different observations, they are inherently linked through the typical multilinearity structure underlying both TNs and NNs, thereby motivating a significant number of developments regarding combinations of TNs and NNs. In this paper, we refer to these combinations as tensorial neural networks~(TNNs) and present an introduction to TNNs from both data processing and model architecture perspectives. From the data perspective, we explore the capabilities of TNNs in multi-source fusion, multimodal pooling, data compression, multi-task training, and quantum data processing. From the model perspective, we examine TNNs' integration with various architectures, including Convolutional Neural Networks, Recurrent Neural Networks, Graph Neural Networks, Transformers, Large Language Models, and Quantum Neural Networks. Furthermore, this survey also explores methods for improving TNNs, examines flexible toolboxes for implementing TNNs, and documents TNN development while highlighting potential future directions. To the best of our knowledge, this is the first comprehensive survey that bridges the connections among NNs and TNs. We provide a curated list of TNNs at https://github.com/tnbar/awesome-tensorial-neural-networks.

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IDInit: A Universal and Stable Initialization Method for Neural Network Training

Deep neural networks have achieved remarkable accomplishments in practice. The success of these networks hinges on effective initialization methods, which are vital for ensuring stable and rapid convergence during training. Recently, initialization methods that maintain identity transition within layers have shown good efficiency in network training. These techniques (e.g., Fixup) set specific weights to zero to achieve identity control. However, settings of remaining weight (e.g., Fixup uses random values to initialize non-zero weights) will affect the inductive bias that is achieved only by a zero weight, which may be harmful to training. Addressing this concern, we introduce fully identical initialization (IDInit), a novel method that preserves identity in both the main and sub-stem layers of residual networks. IDInit employs a padded identity-like matrix to overcome rank constraints in non-square weight matrices. Furthermore, we show the convergence problem of an identity matrix can be solved by stochastic gradient descent. Additionally, we enhance the universality of IDInit by processing higher-order weights and addressing dead neuron problems. IDInit is a straightforward yet effective initialization method, with improved convergence, stability, and performance across various settings, including large-scale datasets and deep models.

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FedNoisy: Federated Noisy Label Learning Benchmark

Federated learning has gained popularity for distributed learning without aggregating sensitive data from clients. But meanwhile, the distributed and isolated nature of data isolation may be complicated by data quality, making it more vulnerable to noisy labels. Many efforts exist to defend against the negative impacts of noisy labels in centralized or federated settings. However, there is a lack of a benchmark that comprehensively considers the impact of noisy labels in a wide variety of typical FL settings. In this work, we serve the first standardized benchmark that can help researchers fully explore potential federated noisy settings. Also, we conduct comprehensive experiments to explore the characteristics of these data settings and the comparison across baselines, which may guide method development in the future. We highlight the 20 basic settings for 6 datasets proposed in our benchmark and standardized simulation pipeline for federated noisy label learning, including implementations of 9 baselines. We hope this benchmark can facilitate idea verification in federated learning with noisy labels. \texttt{FedNoisy} is available at \codeword{https://github.com/SMILELab-FL/FedNoisy}.

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