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Zequn Sun

Publications and source records attributed to Zequn Sun.

At least 19 recordsLinked to original sources

Dense Process Supervision for Search Agents via Fact Utility Estimation

Reinforcement learning (RL) for search agents typically relies on outcome rewards. However, it often fails to achieve effective credit assignment, due to the unclear value of intermediate steps. It is hard to separate their contributions from the final result. In this paper, we propose a dense process supervision method based on fact utility estimation, which models the reasoning process as the accumulation of discrete evidence facts. We first extract structured facts from raw observations and organize them into an explicit fact store. To support credit assignment, we then cluster semantically equivalent facts and infer the posterior utility of each fact cluster using Bayesian estimation over group rollouts. Finally, we convert the estimated fact utilities into dense step-level rewards to guide RL training. Experiments on seven single-hop and multi-hop QA benchmarks show that our method consistently outperforms existing baselines. Ablation studies validate clear relative improvements on multi-hop QA compared to outcome reward-only training.

cs.CL

Toward Effective and Reliable LLM Agents via Dynamic Ontology

Large language model (LLM) agents rely heavily on knowledge encoded in model parameters or presented as unstructured context. In domain-specific tasks, this leaves important semantic connections implicit. This often results in incomplete evidence use and brittle multi-step decisions. Ontologies offer a way to externalize domain concepts and relations as machine-interpretable structures, but constructing task-usable ontologies traditionally requires substantial effort from domain experts and is difficult to scale. Automatic construction is also challenging: an ontology that appears semantically plausible may not contain the relational structures needed for actual decision making. We present OaK, an ontology-as-a-kernel framework that dynamically constructs and refines task-oriented ontologies for LLM agents. Given task requirements and training data, OaK constructs an ontology and its knowledge graph, generates task-adaptation functions for graph reasoning, and uses judge feedback to iteratively refine both. By making relevant concepts and relations explicit, the ontology grounds knowledge retrieval and multi-step decision making. We evaluate OaK on TravelPlanner, CRMArenaPro, and ToolQA. Results show that OaK improves standard LLM agents, strengthens evidence grounding, and boosts the reliability of multi-step reasoning.

cs.AI

MAP-Graph: Provenance-Aware Shared Memory for Multi-Agent Workflows

Shared memory helps language-model agents reuse information across long workflows, yet relevant evidence may not be admissible for a particular agent or action. Because restrictions propagate through derivations, summaries can conceal private, poisoned, untrusted, or revoked sources, enabling unauthorized reads or unsafe actions. Existing approaches provide semantic retrieval, scoped access, or lineage tracking, but do not clearly separate hard authorization from graded trust or adapt evidence requirements to action risk. We introduce MAP-Graph, a provenance-aware memory layer that represents agents, sources, memories, claims, and actions in a typed execution graph. It traces ancestry, excludes permission-ineligible records, reranks eligible memories by semantic similarity and multiplicative path trust, and applies a risk-sensitive gate before action execution while retaining affected lineage for audit. On a controlled benchmark of 2,700 synthetic tasks per method across three domains, MAP-Graph achieves 94.96\% overall task success, 72.70\% exact decision accuracy, and 90.22\% in the clean setting, where success requires a correct \textsc{Allow} rather than a safe intervention. Ablations isolate the roles of permission filtering, path trust, and action gating, while transfer tests with two additional backbones preserve the exact-decision and access-control advantages. These results support provenance as an operational control signal, rather than only post-hoc audit metadata, within the evaluated setting.

cs.AI

EIBench: A Simulator-Based Benchmark and Turn-Credit RL for Emotion Management

Emotional intelligence (EI) in Large Language Models (LLMs) is often evaluated through static understanding tasks or single-response dialogue generation. However, emotion management is interactive: a good model should not only recognize a user's emotion, but also improve the user's emotional and relational state over several turns. We introduce EIBench, a simulator-based benchmark for interactive emotion management. EIBench contains 2,222 scenarios, with 2,009 for training and 213 for held-out testing. The scenarios are organized by a 2x2 taxonomy covering Support, Defense, Repair, and Charm, which together capture different forms of support, boundary maintenance, trust repair, and rapport building. In each scenario, an LLM simulator plays the user, updates an emotion-relation state after each turn, and maps the final state to an anchor-based score. This design makes EIBench both an evaluation benchmark and a training environment: the final state gives the outcome reward, while the per-turn state updates provide dense feedback for RL. We evaluate 15 open- and closed-source LLMs. Current models perform well on support and rapport-building scenes, but struggle with boundary maintenance under user pressure. To improve the EI ability of LLMs, we propose Centered Turn-Credit GRPO (CTC-GRPO), a GRPO extension that reuses the simulator's per-turn state updates as dense turn-level feedback while preserving the final outcome reward. CTC-GRPO improves Qwen3-8B from -22.4 to +22.4 on EIBench and also improves on out-of-distribution evaluations including SAGE (+12.4) and EQBench3 (+20.9%). Our results show that simulator-tracked user states can support both evaluation and training for multi-turn emotion management.

cs.CL

Harnessing Structural Context for Entity Alignment Foundation Models

Entity alignment (EA) aims to identify equivalent entities across heterogeneous knowledge graphs (KGs) and is a key component of knowledge fusion and cross-KG reasoning. The recent EA foundation model demonstrates that alignment knowledge, once pretrained, can be directly applied to diverse previously unseen KG pairs. However, it still underuses structural context in two places: cross-KG interaction is weak during encoding, and final candidate ranking still relies too heavily on coarse similarity. We address these limitations with ContextEA, an enhanced encoder-decoder framework for transferable EA. On the encoder side, we introduce a cross-KG interaction encoder that unifies the two KGs with anchor bridges and performs earlier relation-aware cross-graph propagation. On the decoder side, we introduce a structural calibration decoder that calibrates alignment scores with entity-level, neighborhood-level, relation-level, and anchor-aware structural evidence. This design strengthens both structural context construction and structural context exploitation while remaining lightweight. Experiments on 29 EA datasets in OpenEA, SRPRS, and DBP show consistent gains over strong transferable baselines. Notably, the pretrained ContextEA already surpasses the finetuned baselines on all three benchmark groups, demonstrating substantially stronger transfer to unseen KGs. These results suggest that explicitly harnessing structural context is an effective direction for improving EA foundation models.

cs.CL

From Agent Traces to Trust: A Survey of Evidence Tracing and Execution Provenance in LLM Agents

Large language model (LLM)-based agents are evolving from passive text generators into autonomous systems capable of planning, tool use, retrieval, memory access, environmental interaction, and multi-agent collaboration. These capabilities expand agent autonomy, but also make agent behavior harder to verify, debug, and audit. Final-answer accuracy alone cannot explain how an output was produced, which evidence supported each claim, whether tool calls were justified, how memory influenced later decisions, or where failures originated. This survey examines evidence tracing and execution provenance as foundations for process-level accountability in trustworthy LLM agents. We define execution provenance as the typed graph of an agent execution and evidence tracing as its projection onto evidence-support relations. This perspective connects retrieval grounding, claim support, tool-use safety, memory lineage, observability, debugging, audit, and recovery within a unified framework. We introduce a taxonomy covering trace sources, evidence and execution units, provenance relations, tracing granularity and timing, representation forms, and trust functions. We then review key methodological directions, including provenance representation, evidence attribution, tool-use provenance, runtime guardrails, provenance-bearing memory, observability, and failure diagnosis. Finally, we discuss benchmarks, datasets, metrics, and open challenges for building provenance-aware, auditable, and recoverable agent systems.

cs.CR

Asymmetric On-Policy Distillation: Bridging Exploitation and Imitation at the Token Level

On-policy distillation (OPD) trains a student on its own trajectories with token-level teacher feedback and often outperforms off-policy distillation and standard reinforcement learning. However, we find that its standard advantage weighted policy gradient suffers from three structural weaknesses, including high variance updates, vanishing gradients in zero-advantage regions, and exploration bottlenecks when corrective signals are insufficient. We therefore propose Asymmetric On-Policy Distillation (AOPD), which replaces ineffective negative reinforcement with localized divergence minimization in non-positive advantage regions while preserving positive reinforcement learning. Experiments on mathematical reasoning benchmarks show that AOPD consistently outperforms standard OPD, with average gains of 4.09 / 8.34 under strong / weak initialization, respectively. AOPD also maintains higher policy entropy during training and better capability retention during sequential tool-use adaptation.

cs.LG

ActMem: Bridging the Gap Between Memory Retrieval and Reasoning in LLM Agents

Memory management is essential for LLM agents in long-term interactions. Current memory frameworks typically treat agents as passive ``recorders'' and retrieve information without understanding its deeper implications. They may fail in scenarios requiring reasoning and complex decision-making. To bridge this critical gap, we propose a novel actionable memory framework called ActMem that integrates memory retrieval with active causal reasoning. ActMem transforms unstructured dialogue history into a structured causal and semantic graph. By leveraging counterfactual reasoning and commonsense completion, it enables agents to deduce implicit constraints and resolve potential conflicts between past states and current intentions. Furthermore, we introduce a comprehensive dataset ActMemEval to evaluate agent reasoning capabilities in logic-driven scenarios, moving beyond the fact-retrieval focus of existing memory benchmarks. Experiments demonstrate that ActMem significantly outperforms baselines in handling complex, memory-dependent tasks, paving the way for more consistent and reliable intelligent assistants.

cs.CL

Breaking the Reasoning Horizon in Entity Alignment Foundation Models

Entity alignment (EA) is critical for knowledge graph (KG) fusion. Existing EA models lack transferability and are incapable of aligning unseen KGs without retraining. While using graph foundation models (GFMs) offer a solution, we find that directly adapting GFMs to EA remains largely ineffective. This stems from a critical "reasoning horizon gap": unlike link prediction in GFMs, EA necessitates capturing long-range dependencies across sparse and heterogeneous KG structuresTo address this challenge, we propose a EA foundation model driven by a parallel encoding strategy. We utilize seed EA pairs as local anchors to guide the information flow, initializing and encoding two parallel streams simultaneously. This facilitates anchor-conditioned message passing and significantly shortens the inference trajectory by leveraging local structural proximity instead of global search. Additionally, we incorporate a merged relation graph to model global dependencies and a learnable interaction module for precise matching. Extensive experiments verify the effectiveness of our framework, highlighting its strong generalizability to unseen KGs.

cs.LG

SafeThinker: Reasoning about Risk to Deepen Safety Beyond Shallow Alignment

Despite the intrinsic risk-awareness of Large Language Models (LLMs), current defenses often result in shallow safety alignment, rendering models vulnerable to disguised attacks (e.g., prefilling) while degrading utility. To bridge this gap, we propose SafeThinker, an adaptive framework that dynamically allocates defensive resources via a lightweight gateway classifier. Based on the gateway's risk assessment, inputs are routed through three distinct mechanisms: (i) a Standardized Refusal Mechanism for explicit threats to maximize efficiency; (ii) a Safety-Aware Twin Expert (SATE) module to intercept deceptive attacks masquerading as benign queries; and (iii) a Distribution-Guided Think (DDGT) component that adaptively intervenes during uncertain generation. Experiments show that SafeThinker significantly lowers attack success rates across diverse jailbreak strategies without compromising utility, demonstrating that coordinating intrinsic judgment throughout the generation process effectively balances robustness and practicality.

cs.CR

Beyond Static Summarization: Proactive Memory Extraction for LLM Agents

Memory management is vital for LLM agents in long-term and personalized interactions. Most previous work studies how to retrieve and use memory, but pays less attention to how memory is extracted. We find two main limitations in existing methods. First, extraction is "ahead-of-time": the agent saves information before it knows future tasks. A single summary prompt often mixes details, events, and relations, so useful information is lost. Second, extraction is usually one-off. Without verification, errors and hallucinations may stay in memory for a long time. To address these limitations, we propose ProMem, a proactive memory extraction framework. It separates details, events, and relations, and uses different extraction strategies for each type. It also checks completeness to recover missed events and verifies facts at the atomic level to reduce hallucinations. Experiments show that ProMem improves memory completeness and QA accuracy, while keeping a good balance between quality and token cost.

cs.CL

WavefrontDiffusion: Dynamic Decoding Schedule for Improved Reasoning

Diffusion Language Models (DLMs) have shown strong potential for text generation and are becoming a competitive alternative to autoregressive models. The denoising strategy plays an important role in determining the quality of their outputs. Mainstream denoising strategies include Standard Diffusion and BlockDiffusion. Standard Diffusion performs global denoising without restricting the update range, often finalizing incomplete context and causing premature end-of-sequence predictions. BlockDiffusion updates fixed-size blocks in a preset order, but its rigid structure can break apart coherent semantic units and disrupt reasoning. We present WavefrontDiffusion, a dynamic decoding approach that expands a wavefront of active tokens outward from finalized positions. This adaptive process follows the natural flow of semantic structure while keeping computational cost equal to block-based methods. Across four benchmarks in reasoning and code generation, WavefrontDiffusion achieves state-of-the-art performance while producing outputs with higher semantic fidelity, showing the value of adaptive scheduling for more coherent and efficient generation.

cs.LG

KGFR: A Foundation Retriever for Generalized Knowledge Graph Question Answering

Large language models (LLMs) excel at reasoning but struggle with knowledge-intensive questions due to limited context and parametric knowledge. However, existing methods that rely on finetuned LLMs or GNN retrievers are limited by dataset-specific tuning and scalability on large or unseen graphs. We propose the LLM-KGFR collaborative framework, where an LLM works with a structured retriever, the Knowledge Graph Foundation Retriever (KGFR). KGFR encodes relations using LLM-generated descriptions and initializes entities based on their roles in the question, enabling zero-shot generalization to unseen KGs. To handle large graphs efficiently, it employs Asymmetric Progressive Propagation (APP)- a stepwise expansion that selectively limits high-degree nodes while retaining informative paths. Through node-, edge-, and path-level interfaces, the LLM iteratively requests candidate answers, supporting facts, and reasoning paths, forming a controllable reasoning loop. Experiments demonstrate that LLM-KGFR achieves strong performance while maintaining scalability and generalization, providing a practical solution for KG-augmented reasoning.

cs.AI

Answering the Unanswerable Is to Err Knowingly: Analyzing and Mitigating Abstention Failures in Large Reasoning Models

Large reasoning models (LRMs) have shown remarkable progress on complex reasoning tasks. However, some questions posed to LRMs are inherently unanswerable, such as math problems lacking sufficient conditions. We find that LRMs continually fail to provide appropriate abstentions when confronted with these unanswerable questions. In this paper, we systematically analyze, investigate, and resolve this issue for trustworthy AI. We first conduct a detailed analysis of the distinct response behaviors of LRMs when facing unanswerable questions. Then, we show that LRMs possess sufficient cognitive capabilities to recognize the flaws in these questions. However, they fail to exhibit appropriate abstention behavior, revealing a misalignment between their internal cognition and external response. Finally, to resolve this issue, we propose a lightweight, two-stage method that combines cognitive monitoring with inference-time intervention. Experimental results demonstrate that our method significantly improves the abstention rate while maintaining the overall reasoning performance.

cs.AI

When Can Large Reasoning Models Save Thinking? Mechanistic Analysis of Behavioral Divergence in Reasoning

Large reasoning models (LRMs) have achieved remarkable success on complex tasks, yet their tendency to "overthink" leads to inefficiencies. Although "save-thinking" prompts are intended to mitigate this issue, we find that LRMs still frequently enter the "Still-thinking" mode instead of the expected "No-thinking" mode, especially on difficult queries. To analyze this behavioral divergence, we examine LRMs from three perspectives: confidence at the thinking-termination boundary, divergence in internal attention distributions, and attention allocation across prompt segments. We find that high perplexity is associated with later Still-thinking behavior, and that Still-thinking cases allocate more attention to the original question. Based on these observations, we propose an attention intervention method to regulate this behavior. While this intervention suppresses explicit thinking, it also causes a drop in accuracy, suggesting that the suppressed reasoning behavior is often useful for correctness. Our work provides confidence- and attention-level evidence for this behavior, highlighting the trade-off between instruction following, inference efficiency, and reasoning correctness.

cs.AI

Mitigating Lost-in-Retrieval Problems in Retrieval Augmented Multi-Hop Question Answering

In this paper, we identify a critical problem, "lost-in-retrieval", in retrieval-augmented multi-hop question answering (QA): the key entities are missed in LLMs' sub-question decomposition. "Lost-in-retrieval" significantly degrades the retrieval performance, which disrupts the reasoning chain and leads to the incorrect answers. To resolve this problem, we propose a progressive retrieval and rewriting method, namely ChainRAG, which sequentially handles each sub-question by completing missing key entities and retrieving relevant sentences from a sentence graph for answer generation. Each step in our retrieval and rewriting process builds upon the previous one, creating a seamless chain that leads to accurate retrieval and answers. Finally, all retrieved sentences and sub-question answers are integrated to generate a comprehensive answer to the original question. We evaluate ChainRAG on three multi-hop QA datasets - MuSiQue, 2Wiki, and HotpotQA - using three large language models: GPT4o-mini, Qwen2.5-72B, and GLM-4-Plus. Empirical results demonstrate that ChainRAG consistently outperforms baselines in both effectiveness and efficiency.

cs.CL

A Prompt-Based Knowledge Graph Foundation Model for Universal In-Context Reasoning

Extensive knowledge graphs (KGs) have been constructed to facilitate knowledge-driven tasks across various scenarios. However, existing work usually develops separate reasoning models for different KGs, lacking the ability to generalize and transfer knowledge across diverse KGs and reasoning settings. In this paper, we propose a prompt-based KG foundation model via in-context learning, namely KG-ICL, to achieve a universal reasoning ability. Specifically, we introduce a prompt graph centered with a query-related example fact as context to understand the query relation. To encode prompt graphs with the generalization ability to unseen entities and relations in queries, we first propose a unified tokenizer that maps entities and relations in prompt graphs to predefined tokens. Then, we propose two message passing neural networks to perform prompt encoding and KG reasoning, respectively. We conduct evaluation on 43 different KGs in both transductive and inductive settings. Results indicate that the proposed KG-ICL outperforms baselines on most datasets, showcasing its outstanding generalization and universal reasoning capabilities. The source code is accessible on GitHub: https://github.com/nju-websoft/KG-ICL.

cs.AI

Finetuning Generative Large Language Models with Discrimination Instructions for Knowledge Graph Completion

Traditional knowledge graph (KG) completion models learn embeddings to predict missing facts. Recent works attempt to complete KGs in a text-generation manner with large language models (LLMs). However, they need to ground the output of LLMs to KG entities, which inevitably brings errors. In this paper, we present a finetuning framework, DIFT, aiming to unleash the KG completion ability of LLMs and avoid grounding errors. Given an incomplete fact, DIFT employs a lightweight model to obtain candidate entities and finetunes an LLM with discrimination instructions to select the correct one from the given candidates. To improve performance while reducing instruction data, DIFT uses a truncated sampling method to select useful facts for finetuning and injects KG embeddings into the LLM. Extensive experiments on benchmark datasets demonstrate the effectiveness of our proposed framework.

cs.CL