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Zezhong Wang

Publications and source records attributed to Zezhong Wang.

At least 37 records · Page 2Linked to original sources

Chain-of-Probe: Examining the Necessity and Accuracy of CoT Step-by-Step

Current research found the issue of Early Answering in large language models (LLMs), where the models already have an answer before generating the Chain-of-Thought (CoT). This phenomenon suggests a potential lack of necessary dependency between the predicted answer and the reasoning process. Consequently, two important questions arise: (1) Is CoT still necessary if the model already has an answer? (2) Can the correctness of the answer serve as valid evidence for the correctness of CoT? To address these questions, we propose a method, namely Chain-of-Probe (CoP), to probe changes in the mind during the model's reasoning. The probing results show that in a significant number of question-answer cases, CoT appears to be unnecessary, and this necessity correlates with the simplicity of the task, defined by reasoning steps required. Furthermore, by analyzing patterns in mind change, we examine the correctness of the model's reasoning. Our validation reveals that many responses, although correct in their final answer, contain errors in their reasoning process. To this end, we propose a strategic approach based on CoP to prioritize answers with correct reasoning among multiple candidates, thereby bolstering the reliability of the model's reasoning.

cs.CL↗

ToolFlow: Boosting LLM Tool-Calling Through Natural and Coherent Dialogue Synthesis

Supervised fine-tuning (SFT) is a common method to enhance the tool calling capabilities of Large Language Models (LLMs), with the training data often being synthesized. The current data synthesis process generally involves sampling a set of tools, formulating a requirement based on these tools, and generating the call statements. However, tools sampled randomly lack relevance, making them difficult to combine and thus reducing the diversity of the data. Additionally, current work overlooks the coherence between turns of dialogues, leading to a gap between the synthesized data and real-world scenarios. To address these issues, we propose a Graph-based Sampling strategy to sample more relevant tool combinations, and a Planned-generation strategy to create plans that guide the synthesis of coherent dialogues. We integrate these two strategies and enable multiple agents to synthesize the dialogue data interactively, resulting in our tool-calling data synthesis pipeline ToolFlow. Data quality assessments demonstrate improvements in the naturalness and coherence of our synthesized dialogues. Finally, we apply SFT on LLaMA-3.1-8B using 8,000 synthetic dialogues generated with ToolFlow. Results show that the model achieves tool-calling performance comparable to or even surpassing GPT-4, while maintaining strong general capabilities.

cs.CL↗

UniMS-RAG: A Unified Multi-source Retrieval-Augmented Generation for Personalized Dialogue Systems

Large Language Models (LLMs) has shown exceptional capabilities in many natual language understanding and generation tasks. However, the personalization issue still remains a much-coveted property, especially when it comes to the multiple sources involved in the dialogue system. To better plan and incorporate the use of multiple sources in generating personalized response, we firstly decompose it into three sub-tasks: Knowledge Source Selection, Knowledge Retrieval, and Response Generation. We then propose a novel Unified Multi-Source Retrieval-Augmented Generation system (UniMS-RAG) Specifically, we unify these three sub-tasks with different formulations into the same sequence-to-sequence paradigm during the training, to adaptively retrieve evidences and evaluate the relevance on-demand using special tokens, called acting tokens and evaluation tokens. Enabling language models to generate acting tokens facilitates interaction with various knowledge sources, allowing them to adapt their behavior to diverse task requirements. Meanwhile, evaluation tokens gauge the relevance score between the dialogue context and the retrieved evidence. In addition, we carefully design a self-refinement mechanism to iteratively refine the generated response considering 1) the consistency scores between the generated response and retrieved evidence; and 2) the relevance scores. Experiments on two personalized datasets (DuLeMon and KBP) show that UniMS-RAG achieves state-of-the-art performance on the knowledge source selection and response generation task with itself as a retriever in a unified manner. Extensive analyses and discussions are provided for shedding some new perspectives for personalized dialogue systems.

cs.CL↗

MlingConf: A Comprehensive Study of Multilingual Confidence Estimation on Large Language Models

The tendency of Large Language Models (LLMs) to generate hallucinations raises concerns regarding their reliability. Therefore, confidence estimations indicating the extent of trustworthiness of the generations become essential. However, current LLM confidence estimations in languages other than English remain underexplored. This paper addresses this gap by introducing a comprehensive investigation of Multilingual Confidence estimation (MlingConf) on LLMs, focusing on both language-agnostic (LA) and language-specific (LS) tasks to explore the performance and language dominance effects of multilingual confidence estimations on different tasks. The benchmark comprises four meticulously checked and human-evaluate high-quality multilingual datasets for LA tasks and one for the LS task tailored to specific social, cultural, and geographical contexts of a language. Our experiments reveal that on LA tasks English exhibits notable linguistic dominance in confidence estimations than other languages, while on LS tasks, using question-related language to prompt LLMs demonstrates better linguistic dominance in multilingual confidence estimations. The phenomena inspire a simple yet effective native-tone prompting strategy by employing language-specific prompts for LS tasks, effectively improving LLMs' reliability and accuracy on LS tasks.

cs.CL↗

Social Network Datasets on Reddit Financial Discussion

Stock markets are impacted by a large variety of factors including news and discussions among investors about investment opportunities. With the emergence of social media, new opportunities for having financial discussions arose. The market frenzy surrounding GameStop (GME) on the Reddit subreddit Wallstreetbets, caused financial discussion forums to receive widespread attention and it was established that Wallstreetbets played a leading role in the stock market movements of GME. Here, we present a new data set for exploring the effect of social media discussion forums on the stock market. The dataset consists of posts published on various Reddit subreddits concerning the popular meme stocks GameStop (GME), American Multi-Cinema Entertainment Holdings (AMC), and BlackBerry (BB). We document the data collection and processing steps and show that the posts and comments about these meme stocks are related to their market movements.

cs.SI↗

Gen4DS: Workshop on Data Storytelling in an Era of Generative AI

Storytelling is an ancient and precious human ability that has been rejuvenated in the digital age. Over the last decade, there has been a notable surge in the recognition and application of data storytelling, both in academia and industry. Recently, the rapid development of generative AI has brought new opportunities and challenges to this field, sparking numerous new questions. These questions may not necessarily be quickly transformed into papers, but we believe it is necessary to promptly discuss them to help the community better clarify important issues and research agendas for the future. We thus invite you to join our workshop (Gen4DS) to discuss questions such as: How can generative AI facilitate the creation of data stories? How might generative AI alter the workflow of data storytellers? What are the pitfalls and risks of incorporating AI in storytelling? We have designed both paper presentations and interactive activities (including hands-on creation, group discussion pods, and debates on controversial issues) for the workshop. We hope that participants will learn about the latest advances and pioneering work in data storytelling, engage in critical conversations with each other, and have an enjoyable, unforgettable, and meaningful experience at the event.

cs.HC↗

Self-Guard: Empower the LLM to Safeguard Itself

The jailbreak attack can bypass the safety measures of a Large Language Model (LLM), generating harmful content. This misuse of LLM has led to negative societal consequences. Currently, there are two main approaches to address jailbreak attacks: safety training and safeguards. Safety training focuses on further training LLM to enhance its safety. On the other hand, safeguards involve implementing external models or filters to prevent harmful outputs. However, safety training has constraints in its ability to adapt to new attack types and often leads to a drop in model performance. Safeguards have proven to be of limited help. To tackle these issues, we propose a novel approach called Self-Guard, which combines the strengths of both safety methods. Self-Guard includes two stages. In the first stage, we enhance the model's ability to assess harmful content, and in the second stage, we instruct the model to consistently perform harmful content detection on its own responses. The experiment has demonstrated that Self-Guard is robust against jailbreak attacks. In the bad case analysis, we find that LLM occasionally provides harmless responses to harmful queries. Additionally, we evaluated the general capabilities of the LLM before and after safety training, providing evidence that Self-Guard does not result in the LLM's performance degradation. In sensitivity tests, Self-Guard not only avoids inducing over-sensitivity in LLM but also can even mitigate this issue.

cs.CL↗

PerLTQA: A Personal Long-Term Memory Dataset for Memory Classification, Retrieval, and Synthesis in Question Answering

Long-term memory plays a critical role in personal interaction, considering long-term memory can better leverage world knowledge, historical information, and preferences in dialogues. Our research introduces PerLTQA, an innovative QA dataset that combines semantic and episodic memories, including world knowledge, profiles, social relationships, events, and dialogues. This dataset is collected to investigate the use of personalized memories, focusing on social interactions and events in the QA task. PerLTQA features two types of memory and a comprehensive benchmark of 8,593 questions for 30 characters, facilitating the exploration and application of personalized memories in Large Language Models (LLMs). Based on PerLTQA, we propose a novel framework for memory integration and generation, consisting of three main components: Memory Classification, Memory Retrieval, and Memory Synthesis. We evaluate this framework using five LLMs and three retrievers. Experimental results demonstrate that BERT-based classification models significantly outperform LLMs such as ChatGLM3 and ChatGPT in the memory classification task. Furthermore, our study highlights the importance of effective memory integration in the QA task.

cs.CL↗

Empower Large Language Model to Perform Better on Industrial Domain-Specific Question Answering

Large Language Model (LLM) has gained popularity and achieved remarkable results in open-domain tasks, but its performance in real industrial domain-specific scenarios is average due to its lack of specific domain knowledge. This issue has attracted widespread attention, but there are few relevant benchmarks available. In this paper, we provide a benchmark Question Answering (QA) dataset named MSQA, centered around Microsoft products and IT technical problems encountered by customers. This dataset contains industry cloud-specific QA knowledge, an area not extensively covered in general LLMs, making it well-suited for evaluating methods aiming to enhance LLMs' domain-specific capabilities. In addition, we propose a new model interaction paradigm that can empower LLM to achieve better performance on domain-specific tasks where it is not proficient. Extensive experiments demonstrate that the approach following our method outperforms the commonly used LLM with retrieval methods. We make our source code and sample data available at: https://aka.ms/Microsoft_QA.

cs.CL↗

Cue-CoT: Chain-of-thought Prompting for Responding to In-depth Dialogue Questions with LLMs

Large Language Models (LLMs), such as \texttt{ChatGPT}, greatly empower dialogue systems with strong language understanding and generation capabilities. However, most of the previous works prompt the LLMs to directly generate a response based on the dialogue context, overlooking the underlying linguistic cues about the user status exhibited in the context. Such in-depth dialogue scenarios are challenging for existing LLMs to figure out the user's hidden needs and respond satisfactorily through a single-step inference. To this end, we propose a novel linguistic cue-based chain-of-thoughts (\textit{Cue}-CoT), which enhances the LLMs inference with an intermediate reasoning step to find cues exhibited in the dialogue, aiming to provide a more personalized and engaging response. To evaluate the approach, we build a benchmark with in-depth dialogue questions, consisting of 6 datasets in both Chinese and English, targeting 3 major linguistic cues during the conversation: \textit{personality}, \textit{emotion}, and \textit{psychology}. We conduct extensive experiments on the proposed benchmark with 5 LLMs under both zero-shot and one-shot settings. Empirical results demonstrate our proposed \textit{Cue}-CoT method outperforms standard prompting methods in terms of both \textit{helpfulness} and \textit{acceptability} on all datasets.

cs.CL↗

MCML: A Novel Memory-based Contrastive Meta-Learning Method for Few Shot Slot Tagging

Meta-learning is widely used for few-shot slot tagging in task of few-shot learning. The performance of existing methods is, however, seriously affected by \textit{sample forgetting issue}, where the model forgets the historically learned meta-training tasks while solely relying on support sets when adapting to new tasks. To overcome this predicament, we propose the \textbf{M}emory-based \textbf{C}ontrastive \textbf{M}eta-\textbf{L}earning (aka, MCML) method, including \textit{learn-from-the-memory} and \textit{adaption-from-the-memory} modules, which bridge the distribution gap between training episodes and between training and testing respectively. Specifically, the former uses an explicit memory bank to keep track of the label representations of previously trained episodes, with a contrastive constraint between the label representations in the current episode with the historical ones stored in the memory. In addition, the \emph{adaption-from-memory} mechanism is introduced to learn more accurate and robust representations based on the shift between the same labels embedded in the testing episodes and memory. Experimental results show that the MCML outperforms several state-of-the-art methods on both SNIPS and NER datasets and demonstrates strong scalability with consistent improvement when the number of shots gets greater.

cs.AI↗

JoTR: A Joint Transformer and Reinforcement Learning Framework for Dialog Policy Learning

Dialogue policy learning (DPL) is a crucial component of dialogue modelling. Its primary role is to determine the appropriate abstract response, commonly referred to as the "dialogue action". Traditional DPL methodologies have treated this as a sequential decision problem, using pre-defined action candidates extracted from a corpus. However, these incomplete candidates can significantly limit the diversity of responses and pose challenges when dealing with edge cases, which are scenarios that occur only at extreme operating parameters. To address these limitations, we introduce a novel framework, JoTR. This framework is unique as it leverages a text-to-text Transformer-based model to generate flexible dialogue actions. Unlike traditional methods, JoTR formulates a word-level policy that allows for a more dynamic and adaptable dialogue action generation, without the need for any action templates. This setting enhances the diversity of responses and improves the system's ability to handle edge cases effectively. In addition, JoTR employs reinforcement learning with a reward-shaping mechanism to efficiently finetune the word-level dialogue policy, which allows the model to learn from its interactions, improving its performance over time. We conducted an extensive evaluation of JoTR to assess its effectiveness. Our extensive evaluation shows that JoTR achieves state-of-the-art performance on two benchmark dialogue modelling tasks, as assessed by both user simulators and human evaluators.

cs.CL↗

Towards Robust Personalized Dialogue Generation via Order-Insensitive Representation Regularization

Generating persona consistent dialogue response is important for developing an intelligent conversational agent. Recent works typically fine-tune large-scale pre-trained models on this task by concatenating persona texts and dialogue history as a single input sequence to generate the target response. While simple and effective, our analysis shows that this popular practice is seriously affected by order sensitivity where different input orders of persona sentences significantly impact the quality and consistency of generated response, resulting in severe performance fluctuations (i.e., 29.4% on GPT2 and 83.2% on BART). To mitigate the order sensitivity problem, we propose a model-agnostic framework, ORder Insensitive Generation (ORIG), which enables dialogue models to learn robust representation under different persona orders and improve the consistency of response generation. Experiments on the Persona-Chat dataset justify the effectiveness and superiority of our method with two dominant pre-trained models (GPT2 and BART).

cs.CL↗

Testability-Aware Low Power Controller Design with Evolutionary Learning

XORNet-based low power controller is a popular technique to reduce circuit transitions in scan-based testing. However, existing solutions construct the XORNet evenly for scan chain control, and it may result in sub-optimal solutions without any design guidance. In this paper, we propose a novel testability-aware low power controller with evolutionary learning. The XORNet generated from the proposed genetic algorithm (GA) enables adaptive control for scan chains according to their usages, thereby significantly improving XORNet encoding capacity, reducing the number of failure cases with ATPG and decreasing test data volume. Experimental results indicate that under the same control bits, our GA-guided XORNet design can improve the fault coverage by up to 2.11%. The proposed GA-guided XORNets also allows reducing the number of control bits, and the total testing time decreases by 20.78% on average and up to 47.09% compared to the existing design without sacrificing test coverage.

cs.LG↗

Integrating Pretrained Language Model for Dialogue Policy Learning

Reinforcement Learning (RL) has been witnessed its potential for training a dialogue policy agent towards maximizing the accumulated rewards given from users. However, the reward can be very sparse for it is usually only provided at the end of a dialog session, which causes unaffordable interaction requirements for an acceptable dialog agent. Distinguished from many efforts dedicated to optimizing the policy and recovering the reward alternatively which suffers from easily getting stuck in local optima and model collapse, we decompose the adversarial training into two steps: 1) we integrate a pre-trained language model as a discriminator to judge whether the current system action is good enough for the last user action (i.e., \textit{next action prediction}); 2) the discriminator gives and extra local dense reward to guide the agent's exploration. The experimental result demonstrates that our method significantly improves the complete rate (~4.4\%) and success rate (~8.0\%) of the dialogue system.

cs.CL↗

Prior Omission of Dissimilar Source Domain(s) for Cost-Effective Few-Shot Learning

Few-shot slot tagging is an emerging research topic in the field of Natural Language Understanding (NLU). With sufficient annotated data from source domains, the key challenge is how to train and adapt the model to another target domain which only has few labels. Conventional few-shot approaches use all the data from the source domains without considering inter-domain relations and implicitly assume each sample in the domain contributes equally. However, our experiments show that the data distribution bias among different domains will significantly affect the adaption performance. Moreover, transferring knowledge from dissimilar domains will even introduce some extra noises so that affect the performance of models. To tackle this problem, we propose an effective similarity-based method to select data from the source domains. In addition, we propose a Shared-Private Network (SP-Net) for the few-shot slot tagging task. The words from the same class would have some shared features. We extract those shared features from the limited annotated data on the target domain and merge them together as the label embedding to help us predict other unlabelled data on the target domain. The experiment shows that our method outperforms the state-of-the-art approaches with fewer source data. The result also proves that some training data from dissimilar sources are redundant and even negative for the adaption.

cs.CL↗

A Real Time Monitoring Approach for Bivariate Event Data

Early detection of changes in the frequency of events is an important task, in, for example, disease surveillance, monitoring of high-quality processes, reliability monitoring and public health. In this article, we focus on detecting changes in multivariate event data, by monitoring the time-between-events (TBE). Existing multivariate TBE charts are limited in the sense that, they only signal after an event occurred for each of the individual processes. This results in delays (i.e., long time to signal), especially if it is of interest to detect a change in one or a few of the processes. We propose a bivariate TBE (BTBE) chart which is able to signal in real time. We derive analytical expressions for the control limits and average time-to-signal performance, conduct a performance evaluation and compare our chart to an existing method. The findings showed that our method is a realistic approach to monitor bivariate time-between-event data, and has better detection ability than existing methods. A large benefit of our method is that it signals in real-time and that due to the analytical expressions no simulation is needed. The proposed method is implemented on a real-life dataset related to AIDS.

stat.AP↗

A geometric optics ansatz-based plane wave method for two dimensional Helmholtz equations with variable wave numbers

In this paper we develop a plane wave type method for discretization of homogeneous Helmholtz equations with variable wave numbers. In the proposed method, local basis functions (on each element) are constructed by the geometric optics ansatz such that they approximately satisfy a homogeneous Helmholtz equation without boundary condition. More precisely, each basis function is expressed as the product of an exponential plane wave function and a polynomial function, where the phase function in the exponential function approximately satisfies the eikonal equation and the polynomial factor is recursively determined by transport equations associated with the considered Helmholtz equation. We prove that the resulting plane wave spaces have high order $h$-approximations as the standard plane wave spaces (which are available only to the case with constant wave number). We apply the proposed plane wave spaces to the discretization of nonhomogeneous Helmholtz equations with variable wave numbers and establish the corresponding error estimates of their finite element solutions. We report some numerical results to illustrate the efficiency of the proposed method.

math.NA↗