SearcharxivSearch

arXiv subjects

Zhan Qin

Publications and source records attributed to Zhan Qin.

At least 19 recordsLinked to original sources

REIN: Bridging the Gap between Reasoning and Reliability via Reflection and Abstention Alignment

Large reasoning models (LRMs) are prone to hallucination, which undermines their reliability and poses challenges for safe deployment. Hallucinations in LRMs arise from two distinct failure sources: reasoning hallucination, where flawed inference steps propagate to an incorrect conclusion, and knowledge hallucination, where the model lacks the requisite factual knowledge to answer the query. To address reasoning hallucination, we propose REIN, an alignment framework that trains LRMs to produce a structured reasoning sequence, $\texttt{ } $$\rightarrow$ $\texttt{ } $$\rightarrow$ $\texttt{ }$, enabling explicit self-reflection before committing to a final answer. To address knowledge hallucination, REIN introduces a reward mechanism that encourages explicit abstention (e.g., "I don't know") when none of the sampled reasoning chains yields a correct answer, allowing the model to refrain from unsupported predictions. Extensive evaluations on mathematical and commonsense reasoning benchmarks show that REIN consistently improves selective accuracy, reduces incorrect-but-self-endorsed responses, and maintains high coverage compared with competitive baselines. Notably, REIN achieves these gains within a single forward pass, without requiring process supervision, inference-time controllers, external search, or multi-round critiques. Experiments on multiple backbones show that REIN reduces the hallucination proxy by $58\sim72\%$ relative to the base models while maintaining $86\sim91\%$ average coverage, and improves selective accuracy on attempted questions by $6.6\sim14.2\%$.

cs.AI

Combating Knowledge Corruption in Agent Systems: A Byzantine-Tolerant Secure Collaborative RAG Framework

While retrieval-augmented generation systems partially address the hallucination issues in large language models, it also introduces new vulnerabilities to knowledge corruption attacks. Adversaries exploit these vulnerabilities by poisoning documents provided by RAG system to manipulate LLM outputs. To counter this threat, we propose SecureCollaRAG, a Byzantine-tolerant collaborative RAG framework leveraging Multi-source Knowledge Validation Mechanism. Our approach enables agent system to securely verify document provenance through dynamic GNN-based credibility scoring, effectively preventing stealthy knowledge corruption attacks while preserving essential domain knowledge integrity. Through extensive evaluations and formal analysis, we demonstrate that SecureCollaRAG maintains robustness against attackers under non-IID data distributions.

cs.CR

PhyCheck: Fine-Grained Evidence-Grounded Dataset for Physical Law Understanding in Video-LLMs

Embodied intelligence and world models require video understanding systems to go beyond recognizing objects and actions and develop an understanding of physical regularities. However, despite their strong performance on general video understanding tasks, current video-language models still struggle to reliably determine whether an observed event conforms to specific physical laws. Existing benchmarks primarily assess the physical quality of generated videos, providing limited support for systematically evaluating and improving the physical-law understanding of Video Large Language Models (VideoLLMs). To address this gap, we introduce PhyCheck, a video question answering dataset organized at two complementary levels of granularity. The coarse-grained subset asks models to determine whether the phenomenon shown in a video conforms to or violates physical laws, while the fine-grained subset further examines whether models can capture physical details responsible for the violation or compliance. We use these subsets as structured supervision to improve physical understanding. In addition, the dataset contains a diagnostic subset with external causal context that reveal hidden factors affecting physical plausibility, assessing whether models can recalibrate their judgments accordingly. Experiments with Fine-tune Qwen2.5-VL show that training with the proposed data substantially improves the understanding of physical-consistency, while evaluations in the diagnostic subset reveal that current models still have difficulty incorporating additional causal conditions into their decisions. These findings highlight the gap between recognizing surface-level inconsistencies and understanding underlying physical mechanisms, and provide a foundation for evaluating and improving physical understanding in Video-LLMs.

cs.CV

DARWIN: Evolving Jailbreak Adversary and Guardrail for LLM Safety Evaluation and Protection

Most existing LLM safety evaluation and defense methods follow a static formulation: jailbreak vulnerabilities are evaluated with fixed attack methods, and guardrails are trained on fixed malicious prompt datasets. However, real-world adversaries continuously evolve their capabilities and expand the attack space. To address this challenge, we propose DARWIN, an evolutionary attack-defense framework that formulates jailbreaking as an open-ended evolution process and continuously updates guardrails through an evolving attack-defense loop. DARWIN-Attack is an evolutionary adversary that expands its capabilities through strategy discovery, mutation, selection, and feedback-driven composition. It collects strategies from broad external sources, generates new variants through self-reflection and genetic evolution, and retains effective strategies based on their performance against aligned LLMs. During attack execution, DARWIN-Attack adaptively selects and combines evolved strategies according to feedback from target LLMs and guardrails. Across frontier models and guardrails, it achieves state-of-the-art attack success rates, including nearly 100% on DeepSeek-V4-Pro and YuFeng-XGuard and over 90% on GPT-5.5. On the defense side, we introduce DARWIN-Guard, an online adversarial training paradigm that iteratively learns from emerging adversarial samples generated by DARWIN-Attack. To improve robustness without sacrificing utility, DARWIN-Guard jointly trains on malicious and benign disguised queries, encouraging the model to identify underlying intent rather than superficial attack patterns. DARWIN-Guard achieves an average unsafe recall of 91.6% across 12 safety benchmarks, outperforming strong guardrails such as YuFeng-XGuard and Nemotron Guard, while maintaining a nearly 100% pass rate on standard benign datasets.

cs.CR

DataShield: Uncovering Risky Fine-Tuning Data Across LLMs Through Consensus Subspace Alignment

Fine-tuning large language models (LLMs) on domain-specific datasets has become a standard paradigm for adapting LLMs to specialized applications. However, recent work has shown that even fine-tuning on benign task-specific data can substantially weaken the safety capabilities of LLMs. While existing efforts have made progress in identifying data responsible for safety degradation, they usually rely on a single mean vector computed over a specific model with its tokenizer to represent the safety direction, which limits both the effectiveness and transferability of their risk assessment measures. To address these limitations, we propose DataShield, a data assessment framework that identifies risky fine-tuning samples and response segments through consensus subspace alignment over joint safety-critical semantic spaces derived from multiple safety-aligned LLMs. Within these spaces, DataShield extracts consensus safe and unsafe subspaces using semantic spectral decomposition over safe and unsafe data representations. The risk of a data sample or segment is then estimated by measuring its relative alignment with the unsafe and safe subspaces, enabling both sample-level filtering and fine-grained segment-level masking. Compared with state-of-the-art filtering and masking baselines, DataShield reduces ASR by 14.6\% with sample filtering and 32.3\% with segment masking, while preserving downstream utility and avoiding target-model-specific risk computation.

cs.CR

Adaptive and Explicit safe: Triggering Latent Safety Awareness in Large Reasoning Models

While Large Reasoning Models (LRMs) excel at complex tasks, they remain highly vulnerable to sophisticated jailbreaks and direct harmful queries. To address this vulnerability, prior works depend heavily on external manual data annotation for safety alignment. However, we observe that LRMs can inherently identify safety risks when being re-presented with original queries alongside their own reasoning trajectories -- a capability we term Latent Safety Awareness. To leverage this safety awareness, we first employ Supervised Fine-Tuning (SFT) to explicitly induce safe tags to trigger safety analysis and guidance following the initial reasoning content for unsafe queries, while preserving standard responses for general queries to ensure adaptive triggering. Subsequently, we apply Direct Preference Optimization (DPO) to further enhance the correctness and stability of the safety analysis and guidance. Notably, responses required for both training stages are entirely generated by models being optimized. With (Safe Trigger) SFT and DPO, experimental results demonstrate significant safety enhancement. For example, the Attack Success Rate (ASR) of DeepSeek-R1-Distill-Llama-8B, on average, drops 24.65% and 36.72% on harmful and jailbreak benchmarks, respectively. Finally, our Safe Trigger method exerts almost no negative impact on general performance or user experience.

cs.AI

TRACE: Task-Aware Adaptive Self-Evolving Agentic Jailbreaking

The rise of LLM agents introduces a new threat by enabling planning, coding, and even end-to-end execution of expert-level attack workflows. However, this threat remains underexplored and underestimated since (i) safety alignment prevents LLMs from directly generating harmful instructions, and (ii) most existing jailbreak methods cannot consistently induce agents to execute malicious operations. In this paper, we propose TRACE, a practical agentic jailbreaking framework to further reveal the risks of this threat surface. To conceal the malicious intent, TRACE decomposes a malicious task into multiple subtask sequences under different schemes and selects the sequence with the fewest explicitly harmful subtasks. TRACE then disguises the remaining harmful subtasks as benign-looking instructions by embedding them in task-aware scenarios with related roles, environments, directives, and heuristics. The scenarios are iteratively evolved through well-defined transformation actions, which are sampled by a Q-learning-inspired mechanism, for inducing the agent to execute on the harmful subtasks. Extensive evaluations on AgentHarm and AdvCUA show that TRACE consistently outperforms existing jailbreak baselines across multiple advanced LLM agents, achieving up to 100% bypass rate and 0.73 average success score. We also demonstrate the effectiveness of TRACE in controlled cyberattack instances. Our code and demos are available at https://github.com/ZJU-LLM-Safety/TRACE.git.

cs.CR

EVA: Editing for Versatile Alignment against Jailbreaks

Large Language Models (LLMs) and Vision Language Models (VLMs) have demonstrated impressive capabilities but remain vulnerable to jailbreaking attacks, where adversaries exploit textual or visual triggers to bypass safety guardrails. Recent defenses typically rely on safety fine-tuning or external filters to reduce the model's likelihood of producing harmful content. While effective to some extent, these methods often incur significant computational overheads and suffer from the safety utility trade-off, degrading the model's performance on benign tasks. To address these challenges, we propose EVA (Editing for Versatile Alignment against Jailbreaks), a novel framework that pioneers the application of direct model editing for safety alignment. EVA reframes safety alignment as a precise knowledge correction task. Instead of retraining massive parameters, EVA identifies and surgically edits specific neurons responsible for the model's susceptibility to harmful instructions, while leaving the vast majority of the model unchanged. By localizing the updates, EVA effectively neutralizes harmful behaviors without compromising the model's general reasoning capabilities. Extensive experiments demonstrate that EVA outperforms baselines in mitigating jailbreaks across both LLMs and VLMs, offering a precise and efficient solution for post-deployment safety alignment.

cs.CR

Defense against Poisoning Attacks under Shuffle-DP

Differential Privacy (DP) has become the gold standard for protecting individual privacy in data analytics, and the shuffle-DP model has attracted significant attention from both academia and industry due to its favorable balance between privacy and utility. However, existing shuffle-DP protocols rely on a strong assumption: all users behave honestly. In real-world scenarios, adversarial users can exploit this vulnerability through poisoning attacks, compromising both privacy guarantees and the utility of analytical results. While defending against poisoning attacks in the shuffle-DP model has recently gained interest, existing solutions are limited to frequency estimation tasks. To address this issue, we propose the first general defense framework for all union-preserving queries, capable of transforming any shuffle-DP protocol into a version resilient to poisoning attacks. Beyond robust defense against poisoning attacks, our framework achieves high utility of analytical results. Compared to the original shuffle-DP protocol, it retains asymptotically equivalent error in attack-free settings and incurs only a polylogarithmic increase in error when a constant number of attackers are present. We demonstrate the generality of our framework on several common queries, including summation, frequency estimation, and range counting. Experimental results confirm that our approach effectively defends against poisoning attacks while maintaining strong utility and communication efficiency.

cs.CR

Channel-Level Semantic Perturbations: Unlearnable Examples for Diverse Training Paradigms

The unauthorized use of personal data in model training has emerged as a growing privacy threat. Unlearnable examples (UEs) address this issue by embedding imperceptible perturbations into benign examples to obstruct feature learning. However, existing studies mainly evaluate UEs under from-scratch training settings, leaving their behavior under the widely adopted pretraining-finetuning (PF) paradigm largely unexplored. In this work, we provide the first systematic investigation of unlearnable examples across diverse training paradigms. Our analysis reveals that loading and freezing pretrained weights significantly weakens the effectiveness of existing UEs methods. We further explain these findings through semantic filtering: while UEs tend to induce models to overfit non-semantic noise, thereby weakening their semantic extraction capabilities, under the PF paradigm, frozen shallow layers preserve data semantics, effectively filtering out distracting information like unlearnable noise. Guided by these insights, we propose a hierarchical deception strategy, Shallow Semantic Camouflage (SSC), that confines the generation process to a semantically valid subspace, aiming to bypass the semantic suppression introduced by pretrained weights. Extensive experiments demonstrate that our method consistently preserves data unlearnability even under challenging training paradigms, such as shallow-layer freezing and semantic-focused pretraining (SF-Pretrain), bridging the critical gap in pretrain-based unlearnable learning.

cs.LG

Towards Identification and Intervention of Safety-Critical Parameters in Large Language Models

Ensuring Large Language Model (LLM) safety is crucial, yet the lack of a clear understanding about safety mechanisms hinders the development of precise and reliable methodologies for safety intervention across diverse tasks. To better understand and control LLM safety, we propose the Expected Safety Impact (ESI) framework for quantifying how different parameters affect LLM safety. Based on ESI, we reveal distinct safety-critical patterns across different LLM architectures: In dense LLMs, many safety-critical parameters are located in value matrices (V) and MLPs in middle layers, whereas in Mixture-of-Experts (MoE) models, they shift to the late-layer MLPs. Leveraging ESI, we further introduce two targeted intervention paradigms for safety enhancement and preservation, i.e., Safety Enhancement Tuning (SET) and Safety Preserving Adaptation (SPA). SET can align unsafe LLMs by updating only a few safety-critical parameters, effectively enhancing safety while preserving original performance. SPA safeguards well-aligned LLMs during capability-oriented intervention (e.g., instruction tuning) by preventing disruption of safety-critical weights, allowing the LLM to acquire new abilities and maintain safety capabilities. Extensive evaluations on different LLMs demonstrate that SET can reduce the attack success rates of unaligned LLMs by over 50% with only a 100-iteration update on 1% of model weights. SPA can limit the safety degradation of aligned LLMs within 1% after a 1,000-iteration instruction fine-tuning on different tasks. Our code is available at: https://github.com/ZJU-LLM-Safety/SafeWeights-ACL.

cs.CR

JANUS: A Lightweight Framework for Jailbreaking Text-to-Image Models via Distribution Optimization

Text-to-image (T2I) models such as Stable Diffusion and DALLE remain susceptible to generating harmful or Not-Safe-For-Work (NSFW) content under jailbreak attacks despite deployed safety filters. Existing jailbreak attacks either rely on proxy-loss optimization instead of the true end-to-end objective, or depend on large-scale and costly RL-trained generators. Motivated by these limitations, we propose JANUS , a lightweight framework that formulates jailbreak as optimizing a structured prompt distribution under a black-box, end-to-end reward from the T2I system and its safety filters. JANUS replaces a high-capacity generator with a low-dimensional mixing policy over two semantically anchored prompt distributions, enabling efficient exploration while preserving the target semantics. On modern T2I models, we outperform state-of-the-art jailbreak methods, improving ASR-8 from 25.30% to 43.15% on Stable Diffusion 3.5 Large Turbo with consistently higher CLIP and NSFW scores. JANUS succeeds across both open-source and commercial models. These findings expose structural weaknesses in current T2I safety pipelines and motivate stronger, distribution-aware defenses. Warning: This paper contains model outputs that may be offensive.

cs.CV

AttriGuard: Defeating Indirect Prompt Injection in LLM Agents via Causal Attribution of Tool Invocations

LLM agents are highly vulnerable to Indirect Prompt Injection (IPI), where adversaries embed malicious directives in untrusted tool outputs to hijack execution. Most existing defenses treat IPI as an input-level semantic discrimination problem, which often fails to generalize to unseen payloads. We propose a new paradigm, action-level causal attribution, which secures agents by asking why a particular tool call is produced. The central goal is to distinguish tool calls supported by the user's intent from those causally driven by untrusted observations. We instantiate this paradigm with AttriGuard, a runtime defense based on parallel counterfactual tests. For each proposed tool call, AttriGuard verifies its necessity by re-executing the agent under a control-attenuated view of external observations. Technically, AttriGuard combines teacher-forced shadow replay to prevent attribution confounding, hierarchical control attenuation to suppress diverse control channels while preserving task-relevant information, and a fuzzy survival criterion that is robust to LLM stochasticity. Across four LLMs and two agent benchmarks, AttriGuard achieves 0% ASR under static attacks with negligible utility loss and moderate overhead. Importantly, it remains resilient under adaptive optimization-based attacks in settings where leading defenses degrade significantly.

cs.CR

Explainable Token-level Noise Filtering for LLM Fine-tuning Datasets

Large Language Models (LLMs) have seen remarkable advancements, achieving state-of-the-art results in diverse applications. Fine-tuning, an important step for adapting LLMs to specific downstream tasks, typically involves further training on corresponding datasets. However, a fundamental discrepancy exists between current fine-tuning datasets and the token-level optimization mechanism of LLMs: most datasets are designed at the sentence-level, which introduces token-level noise, causing negative influence to final performance. In this paper, we propose XTF, an explainable token-level noise filtering framework. XTF decomposes the complex and subtle contributions of token-level data to the fine-tuning process into three distinct and explicit attributes (reasoning importance, knowledge novelty, and task relevance), which can be assessed using scoring methods, and then masks the gradients of selected noisy tokens accordingly to optimize the performance of fine-tuned LLMs. We conduct extensive experiments on three representative downstream tasks (math, code and medicine) across 7 mainstream LLMs. The results demonstrate that XTF can significantly improve downstream performance by up to 13.7% compared to regular fine-tuning. Our work highlights the importance of token-level dataset optimization, and demonstrates the potential of strategies based on attribute decomposition for explaining complex training mechanisms.

cs.CL

DualMind: Towards Understanding Cognitive-Affective Cascades in Public Opinion Dissemination via Multi-Agent Simulation

Forecasting public opinion during PR crises is challenging, as existing frameworks often overlook the interaction between transient affective responses and persistent cognitive beliefs. To address this, we propose DualMind, an LLM-driven multi-agent platform designed to model this dual-component interplay. We evaluate the system on 15 real-world crises occurring post-August 2024 using social media data as ground truth. Empirical results demonstrate that DualMind faithfully reconstructs opinion trajectories, significantly outperforming state-of-the-art baselines. This work offers a high-fidelity tool for proactive crisis management. Code is available at https://github.com/EonHao/DualMind.

cs.SI

SpatialJB: How Text Distribution Art Becomes the "Jailbreak Key" for LLM Guardrails

While Large Language Models (LLMs) have powerful capabilities, they remain vulnerable to jailbreak attacks, which is a critical barrier to their safe web real-time application. Current commercial LLM providers deploy output guardrails to filter harmful outputs, yet these defenses are not impenetrable. Due to LLMs' reliance on autoregressive, token-by-token inference, their semantic representations lack robustness to spatially structured perturbations, such as redistributing tokens across different rows, columns, or diagonals. Exploiting the Transformer's spatial weakness, we propose SpatialJB to disrupt the model's output generation process, allowing harmful content to bypass guardrails without detection. Comprehensive experiments conducted on leading LLMs get nearly 100% ASR, demonstrating the high effectiveness of SpatialJB. Even after adding advanced output guardrails, like the OpenAI Moderation API, SpatialJB consistently maintains a success rate exceeding 75%, outperforming current jailbreak techniques by a significant margin. The proposal of SpatialJB exposes a key weakness in current guardrails and emphasizes the importance of spatial semantics, offering new insights to advance LLM safety research. To prevent potential misuse, we also present baseline defense strategies against SpatialJB and evaluate their effectiveness in mitigating such attacks. The code for the attack, baseline defenses, and a demo are available at https://anonymous.4open.science/r/SpatialJailbreak-8E63.

cs.CR

MIRAGE: Misleading Retrieval-Augmented Generation via Black-box and Query-agnostic Poisoning Attacks

Retrieval-Augmented Generation (RAG) systems enhance LLMs with external knowledge but introduce a critical attack surface: corpus poisoning. While recent studies have demonstrated the potential of such attacks, they typically rely on impractical assumptions, such as white-box access or known user queries, thereby underestimating the difficulty of real-world exploitation. In this paper, we bridge this gap by proposing MIRAGE, a novel multi-stage poisoning pipeline designed for strict black-box and query-agnostic environments. Operating on surrogate model feedback, MIRAGE functions as an automated optimization framework that integrates three key mechanisms: it utilizes persona-driven query synthesis to approximate latent user search distributions, employs semantic anchoring to imperceptibly embed these intents for high retrieval visibility, and leverages an adversarial variant of Test-Time Preference Optimization (TPO) to maximize persuasion. To rigorously evaluate this threat, we construct a new benchmark derived from three long-form, domain-specific datasets. Extensive experiments demonstrate that MIRAGE significantly outperforms existing baselines in both attack efficacy and stealthiness, exhibiting remarkable transferability across diverse retriever-LLM configurations and highlighting the urgent need for robust defense strategies.

cs.CR

Eguard: Defending LLM Embeddings Against Inversion Attacks via Text Mutual Information Optimization

Embeddings have become a cornerstone in the functionality of large language models (LLMs) due to their ability to transform text data into rich, dense numerical representations that capture semantic and syntactic properties. These embedding vector databases serve as the long-term memory of LLMs, enabling efficient handling of a wide range of natural language processing tasks. However, the surge in popularity of embedding vector databases in LLMs has been accompanied by significant concerns about privacy leakage. Embedding vector databases are particularly vulnerable to embedding inversion attacks, where adversaries can exploit the embeddings to reverse-engineer and extract sensitive information from the original text data. Existing defense mechanisms have shown limitations, often struggling to balance security with the performance of downstream tasks. To address these challenges, we introduce Eguard, a novel defense mechanism designed to mitigate embedding inversion attacks. Eguard employs a transformer-based projection network and text mutual information optimization to safeguard embeddings while preserving the utility of LLMs. Our approach significantly reduces privacy risks, protecting over 95% of tokens from inversion while maintaining high performance across downstream tasks consistent with original embeddings.

cs.CR