arXiv subjects

Zhan Qin

Publications and source records attributed to Zhan Qin.

At least 55 records · Page 3Linked to original sources

arXiv2025

SoK: Large Language Model Copyright Auditing via Fingerprinting

The broad capabilities and substantial resources required to train Large Language Models (LLMs) make them valuable intellectual property, yet they remain vulnerable to copyright infringement, such as unauthorized use and model theft. LLM fingerprinting, a non-intrusive technique that compares the distinctive features (i.e., fingerprint) of LLMs to identify whether an LLM is derived from another, offers a promising solution to copyright auditing. However, its reliability remains uncertain due to the prevalence of diverse model modifications and the lack of standardized evaluation. In this SoK, we present the first comprehensive study of the emerging LLM fingerprinting. We introduce a unified framework and taxonomy that structures the field: white-box methods are classified based on their feature source as static, forward-pass, or backward-pass fingerprinting, while black-box methods are distinguished by their query strategy as either untargeted or targeted. Furthermore, we propose LeaFBench, the first systematic benchmark for evaluating LLM fingerprinting under realistic deployment scenarios. Built upon 7 mainstream foundation models and comprising 149 distinct model instances, LeaFBench integrates 13 representative post-development techniques, spanning both parameter-altering methods (e.g., fine-tuning, quantization) and parameter-independent techniques (e.g., system prompts, RAG). Extensive experiments on LeaFBench reveal the strengths and weaknesses of existing methods, thereby outlining future research directions and critical open problems in this emerging field. The code is available at https://github.com/shaoshuo-ss/LeaFBench.

cs.CR↗

arXiv2025

Holographic Transformers for Complex-Valued Signal Processing: Integrating Phase Interference into Self-Attention

Complex-valued signals encode both amplitude and phase, yet most deep models treat attention as real-valued correlation, overlooking interference effects. We introduce the Holographic Transformer, a physics-inspired architecture that incorporates wave interference principles into self-attention. Holographic attention modulates interactions by relative phase and coherently superimposes values, ensuring consistency between amplitude and phase. A dual-headed decoder simultaneously reconstructs the input and predicts task outputs, preventing phase collapse when losses prioritize magnitude over phase. We demonstrate that holographic attention implements a discrete interference operator and maintains phase consistency under linear mixing. Experiments on PolSAR image classification and wireless channel prediction show strong performance, achieving high classification accuracy and F1 scores, low regression error, and increased robustness to phase perturbations. These results highlight that enforcing physical consistency in attention leads to generalizable improvements in complex-valued learning and provides a unified, physics-based framework for coherent signal modeling. The code is available at https://github.com/EonHao/Holographic-Transformers.

eess.SP↗

arXiv2025

WMCopier: Forging Invisible Image Watermarks on Arbitrary Images

Invisible Image Watermarking is crucial for ensuring content provenance and accountability in generative AI. While Gen-AI providers are increasingly integrating invisible watermarking systems, the robustness of these schemes against forgery attacks remains poorly characterized. This is critical, as forging traceable watermarks onto illicit content leads to false attribution, potentially harming the reputation and legal standing of Gen-AI service providers who are not responsible for the content. In this work, we propose WMCopier, an effective watermark forgery attack that operates without requiring any prior knowledge of or access to the target watermarking algorithm. Our approach first models the target watermark distribution using an unconditional diffusion model, and then seamlessly embeds the target watermark into a non-watermarked image via a shallow inversion process. We also incorporate an iterative optimization procedure that refines the reconstructed image to further trade off the fidelity and forgery efficiency. Experimental results demonstrate that WMCopier effectively deceives both open-source and closed-source watermark systems (e.g., Amazon's system), achieving a significantly higher success rate than existing methods. Additionally, we evaluate the robustness of forged samples and discuss the potential defenses against our attack.

cs.CR↗

arXiv2025

DualBreach: Efficient Dual-Jailbreaking via Target-Driven Initialization and Multi-Target Optimization

Recent research has focused on exploring the vulnerabilities of Large Language Models (LLMs), aiming to elicit harmful and/or sensitive content from LLMs. However, due to the insufficient research on dual-jailbreaking -- attacks targeting both LLMs and Guardrails, the effectiveness of existing attacks is limited when attempting to bypass safety-aligned LLMs shielded by guardrails. Therefore, in this paper, we propose DualBreach, a target-driven framework for dual-jailbreaking. DualBreach employs a Target-driven Initialization (TDI) strategy to dynamically construct initial prompts, combined with a Multi-Target Optimization (MTO) method that utilizes approximate gradients to jointly adapt the prompts across guardrails and LLMs, which can simultaneously save the number of queries and achieve a high dual-jailbreaking success rate. For black-box guardrails, DualBreach either employs a powerful open-sourced guardrail or imitates the target black-box guardrail by training a proxy model, to incorporate guardrails into the MTO process. We demonstrate the effectiveness of DualBreach in dual-jailbreaking scenarios through extensive evaluation on several widely-used datasets. Experimental results indicate that DualBreach outperforms state-of-the-art methods with fewer queries, achieving significantly higher success rates across all settings. More specifically, DualBreach achieves an average dual-jailbreaking success rate of 93.67% against GPT-4 with Llama-Guard-3 protection, whereas the best success rate achieved by other methods is 88.33%. Moreover, DualBreach only uses an average of 1.77 queries per successful dual-jailbreak, outperforming other state-of-the-art methods. For the purpose of defense, we propose an XGBoost-based ensemble defensive mechanism named EGuard, which integrates the strengths of multiple guardrails, demonstrating superior performance compared with Llama-Guard-3.

cs.CR↗

arXiv2025

Taught Well Learned Ill: Towards Distillation-conditional Backdoor Attack

Knowledge distillation (KD) is a vital technique for deploying deep neural networks (DNNs) on resource-constrained devices by transferring knowledge from large teacher models to lightweight student models. While teacher models from third-party platforms may undergo security verification (\eg, backdoor detection), we uncover a novel and critical threat: distillation-conditional backdoor attacks (DCBAs). DCBA injects dormant and undetectable backdoors into teacher models, which become activated in student models via the KD process, even with clean distillation datasets. While the direct extension of existing methods is ineffective for DCBA, we implement this attack by formulating it as a bilevel optimization problem and proposing a simple yet effective method (\ie, SCAR). Specifically, the inner optimization simulates the KD process by optimizing a surrogate student model, while the outer optimization leverages outputs from this surrogate to optimize the teacher model for implanting the conditional backdoor. Our SCAR addresses this complex optimization utilizing an implicit differentiation algorithm with a pre-optimized trigger injection function. Extensive experiments across diverse datasets, model architectures, and KD techniques validate the effectiveness of our SCAR and its resistance against existing backdoor detection, highlighting a significant yet previously overlooked vulnerability in the KD process. Our code is available at https://github.com/WhitolfChen/SCAR.

cs.CR↗

arXiv2025

Rethinking Data Protection in the (Generative) Artificial Intelligence Era

The (generative) artificial intelligence (AI) era has profoundly reshaped the meaning and value of data. No longer confined to static content, data now permeates every stage of the AI lifecycle from the training samples that shape model parameters to the prompts and outputs that drive real-world model deployment. This shift renders traditional notions of data protection insufficient, while the boundaries of what needs safeguarding remain poorly defined. Failing to safeguard data in AI systems can inflict societal and individual, underscoring the urgent need to clearly delineate the scope of and rigorously enforce data protection. In this perspective, we propose a four-level taxonomy, including non-usability, privacy preservation, traceability, and deletability, that captures the diverse protection needs arising in modern (generative) AI models and systems. Our framework offers a structured understanding of the trade-offs between data utility and control, spanning the entire AI pipeline, including training datasets, model weights, system prompts, and AI-generated content. We analyze representative technical approaches at each level and reveal regulatory blind spots that leave critical assets exposed. By offering a structured lens to align future AI technologies and governance with trustworthy data practices, we underscore the urgency of rethinking data protection for modern AI techniques and provide timely guidance for developers, researchers, and regulators alike.

cs.LG↗

arXiv2025

Module-Aware Parameter-Efficient Machine Unlearning on Transformers

Transformer has become fundamental to a vast series of pre-trained large models that have achieved remarkable success across diverse applications. Machine unlearning, which focuses on efficiently removing specific data influences to comply with privacy regulations, shows promise in restricting updates to influence-critical parameters. However, existing parameter-efficient unlearning methods are largely devised in a module-oblivious manner, which tends to inaccurately identify these parameters and leads to inferior unlearning performance for Transformers. In this paper, we propose {\tt MAPE-Unlearn}, a module-aware parameter-efficient machine unlearning approach that uses a learnable pair of masks to pinpoint influence-critical parameters in the heads and filters of Transformers. The learning objective of these masks is derived by desiderata of unlearning and optimized through an efficient algorithm featured by a greedy search with a warm start. Extensive experiments on various Transformer models and datasets demonstrate the effectiveness and robustness of {\tt MAPE-Unlearn} for unlearning.

cs.LG↗

arXiv2025

MAJIC: Markovian Adaptive Jailbreaking via Iterative Composition of Diverse Innovative Strategies

Large Language Models (LLMs) have exhibited remarkable capabilities but remain vulnerable to jailbreaking attacks, which can elicit harmful content from the models by manipulating the input prompts. Existing black-box jailbreaking techniques primarily rely on static prompts crafted with a single, non-adaptive strategy, or employ rigid combinations of several underperforming attack methods, which limits their adaptability and generalization. To address these limitations, we propose MAJIC, a Markovian adaptive jailbreaking framework that attacks black-box LLMs by iteratively combining diverse innovative disguise strategies. MAJIC first establishes a ``Disguise Strategy Pool'' by refining existing strategies and introducing several innovative approaches. To further improve the attack performance and efficiency, MAJIC formulate the sequential selection and fusion of strategies in the pool as a Markov chain. Under this formulation, MAJIC initializes and employs a Markov matrix to guide the strategy composition, where transition probabilities between strategies are dynamically adapted based on attack outcomes, thereby enabling MAJIC to learn and discover effective attack pathways tailored to the target model. Our empirical results demonstrate that MAJIC significantly outperforms existing jailbreak methods on prominent models such as GPT-4o and Gemini-2.0-flash, achieving over 90\% attack success rate with fewer than 15 queries per attempt on average.

cs.CR↗

arXiv2025

Quantifying Conversation Drift in MCP via Latent Polytope

The Model Context Protocol (MCP) enhances large language models (LLMs) by integrating external tools, enabling dynamic aggregation of real-time data to improve task execution. However, its non-isolated execution context introduces critical security and privacy risks. In particular, adversarially crafted content can induce tool poisoning or indirect prompt injection, leading to conversation hijacking, misinformation propagation, or data exfiltration. Existing defenses, such as rule-based filters or LLM-driven detection, remain inadequate due to their reliance on static signatures, computational inefficiency, and inability to quantify conversational hijacking. To address these limitations, we propose SecMCP, a secure framework that detects and quantifies conversation drift, deviations in latent space trajectories induced by adversarial external knowledge. By modeling LLM activation vectors within a latent polytope space, SecMCP identifies anomalous shifts in conversational dynamics, enabling proactive detection of hijacking, misleading, and data exfiltration. We evaluate SecMCP on three state-of-the-art LLMs (Llama3, Vicuna, Mistral) across benchmark datasets (MS MARCO, HotpotQA, FinQA), demonstrating robust detection with AUROC scores exceeding 0.915 while maintaining system usability. Our contributions include a systematic categorization of MCP security threats, a novel latent polytope-based methodology for quantifying conversation drift, and empirical validation of SecMCP's efficacy.

cs.CL↗

arXiv2025

Towards Evaluation for Real-World LLM Unlearning

This paper analyzes the limitations of existing unlearning evaluation metrics in terms of practicality, exactness, and robustness in real-world LLM unlearning scenarios. To overcome these limitations, we propose a new metric called Distribution Correction-based Unlearning Evaluation (DCUE). It identifies core tokens and corrects distributional biases in their confidence scores using a validation set. The evaluation results are quantified using the Kolmogorov-Smirnov test. Experimental results demonstrate that DCUE overcomes the limitations of existing metrics, which also guides the design of more practical and reliable unlearning algorithms in the future.

cs.AI↗

arXiv2025

ShadowCode: Towards (Automatic) External Prompt Injection Attack against Code LLMs

Recent advancements have led to the widespread adoption of code-oriented large language models (Code LLMs) for programming tasks. Despite their success in deployment, their security research is left far behind. This paper introduces a new attack paradigm: (automatic) external prompt injection against Code LLMs, where attackers generate concise, non-functional induced perturbations and inject them within a victim's code context. These induced perturbations can be disseminated through commonly used dependencies (e.g., packages or RAG's knowledge base), manipulating Code LLMs to achieve malicious objectives during the code completion process. Compared to existing attacks, this method is more realistic and threatening: it does not necessitate control over the model's training process, unlike backdoor attacks, and can achieve specific malicious objectives that are challenging for adversarial attacks. Furthermore, we propose ShadowCode, a simple yet effective method that automatically generates induced perturbations based on code simulation to achieve effective and stealthy external prompt injection. ShadowCode designs its perturbation optimization objectives by simulating realistic code contexts and employs a greedy optimization approach with two enhancement modules: forward reasoning enhancement and keyword-based perturbation design. We evaluate our method across 13 distinct malicious objectives, generating 31 threat cases spanning three popular programming languages. Our results demonstrate that ShadowCode successfully attacks three representative open-source Code LLMs (achieving up to a 97.9% attack success rate) and two mainstream commercial Code LLM-integrated applications (with over 90% attack success rate) across all threat cases, using only a 12-token non-functional induced perturbation. The code is available at https://github.com/LianPing-cyber/ShadowCodeEPI.

cs.CR↗

arXiv2025

ContextCache: Context-Aware Semantic Cache for Multi-Turn Queries in Large Language Models

Semantic caching significantly reduces computational costs and improves efficiency by storing and reusing large language model (LLM) responses. However, existing systems rely primarily on matching individual queries, lacking awareness of multi-turn dialogue contexts, which leads to incorrect cache hits when similar queries appear in different conversational settings. This demonstration introduces ContextCache, a context-aware semantic caching system for multi-turn dialogues. ContextCache employs a two-stage retrieval architecture that first executes vector-based retrieval on the current query to identify potential matches and then integrates current and historical dialogue representations through self-attention mechanisms for precise contextual matching. Evaluation of real-world conversations shows that ContextCache improves precision and recall compared to existing methods. Additionally, cached responses exhibit approximately 10 times lower latency than direct LLM invocation, enabling significant computational cost reductions for LLM conversational applications.

cs.CL↗

arXiv2025

Don't Say No: Jailbreaking LLM by Suppressing Refusal

Ensuring the safety alignment of Large Language Models (LLMs) is critical for generating responses consistent with human values. However, LLMs remain vulnerable to jailbreaking attacks, where carefully crafted prompts manipulate them into producing toxic content. One category of such attacks reformulates the task as an optimization problem, aiming to elicit affirmative responses from the LLM. However, these methods heavily rely on predefined objectionable behaviors, limiting their effectiveness and adaptability to diverse harmful queries. In this study, we first identify why the vanilla target loss is suboptimal and then propose enhancements to the loss objective. We introduce DSN (Don't Say No) attack, which combines a cosine decay schedule method with refusal suppression to achieve higher success rates. Extensive experiments demonstrate that DSN outperforms baseline attacks and achieves state-of-the-art attack success rates (ASR). DSN also shows strong universality and transferability to unseen datasets and black-box models.

cs.CL↗

arXiv2025

BadReward: Clean-Label Poisoning of Reward Models in Text-to-Image RLHF

Reinforcement Learning from Human Feedback (RLHF) is crucial for aligning text-to-image (T2I) models with human preferences. However, RLHF's feedback mechanism also opens new pathways for adversaries. This paper demonstrates the feasibility of hijacking T2I models by poisoning a small fraction of preference data with natural-appearing examples. Specifically, we propose BadReward, a stealthy clean-label poisoning attack targeting the reward model in multi-modal RLHF. BadReward operates by inducing feature collisions between visually contradicted preference data instances, thereby corrupting the reward model and indirectly compromising the T2I model's integrity. Unlike existing alignment poisoning techniques focused on single (text) modality, BadReward is independent of the preference annotation process, enhancing its stealth and practical threat. Extensive experiments on popular T2I models show that BadReward can consistently guide the generation towards improper outputs, such as biased or violent imagery, for targeted concepts. Our findings underscore the amplified threat landscape for RLHF in multi-modal systems, highlighting the urgent need for robust defenses. Disclaimer. This paper contains uncensored toxic content that might be offensive or disturbing to the readers.

cs.LG↗

arXiv2025

DELMAN: Dynamic Defense Against Large Language Model Jailbreaking with Model Editing

Large Language Models (LLMs) are widely applied in decision making, but their deployment is threatened by jailbreak attacks, where adversarial users manipulate model behavior to bypass safety measures. Existing defense mechanisms, such as safety fine-tuning and model editing, either require extensive parameter modifications or lack precision, leading to performance degradation on general tasks, which is unsuitable to post-deployment safety alignment. To address these challenges, we propose DELMAN (Dynamic Editing for LLMs JAilbreak DefeNse), a novel approach leveraging direct model editing for precise, dynamic protection against jailbreak attacks. DELMAN directly updates a minimal set of relevant parameters to neutralize harmful behaviors while preserving the model's utility. To avoid triggering a safe response in benign context, we incorporate KL-divergence regularization to ensure the updated model remains consistent with the original model when processing benign queries. Experimental results demonstrate that DELMAN outperforms baseline methods in mitigating jailbreak attacks while preserving the model's utility, and adapts seamlessly to new attack instances, providing a practical and efficient solution for post-deployment model protection.

cs.CR↗

arXiv2025

Combating Concept Drift with Explanatory Detection and Adaptation for Android Malware Classification

Machine learning-based Android malware classifiers achieve high accuracy in stationary environments but struggle with concept drift. The rapid evolution of malware, especially with new families, can depress classification accuracy to near-random levels. Previous research has largely centered on detecting drift samples, with expert-led label revisions on these samples to guide model retraining. However, these methods often lack a comprehensive understanding of malware concepts and provide limited guidance for effective drift adaptation, leading to unstable detection performance and high human labeling costs. To combat concept drift, we propose DREAM, a novel system that improves drift detection and establishes an explanatory adaptation process. Our core idea is to integrate classifier and expert knowledge within a unified model. To achieve this, we embed malware explanations (or concepts) within the latent space of a contrastive autoencoder, while constraining sample reconstruction based on classifier predictions. This approach enhances classifier retraining in two key ways: 1) capturing the target classifier's characteristics to select more effective samples in drift detection and 2) enabling concept revisions that extend the classifier's semantics to provide stronger guidance for adaptation. Additionally, DREAM eliminates reliance on training data during real-time drift detection and provides a behavior-based drift explainer to support concept revision. Our evaluation shows that DREAM effectively improves the drift detection accuracy and reduces the expert analysis effort in adaptation across different malware datasets and classifiers. Notably, when updating a widely-used Drebin classifier, DREAM achieves the same accuracy with 76.6% fewer newly labeled samples compared to the best existing methods.

cs.CR↗

arXiv2025

On Benchmarking Code LLMs for Android Malware Analysis

Large Language Models (LLMs) have demonstrated strong capabilities in various code intelligence tasks. However, their effectiveness for Android malware analysis remains underexplored. Decompiled Android malware code presents unique challenges for analysis, due to the malicious logic being buried within a large number of functions and the frequent lack of meaningful function names. This paper presents CAMA, a benchmarking framework designed to systematically evaluate the effectiveness of Code LLMs in Android malware analysis. CAMA specifies structured model outputs to support key malware analysis tasks, including malicious function identification and malware purpose summarization. Built on these, it integrates three domain-specific evaluation metrics (consistency, fidelity, and semantic relevance), enabling rigorous stability and effectiveness assessment and cross-model comparison. We construct a benchmark dataset of 118 Android malware samples from 13 families collected in recent years, encompassing over 7.5 million distinct functions, and use CAMA to evaluate four popular open-source Code LLMs. Our experiments provide insights into how Code LLMs interpret decompiled code and quantify the sensitivity to function renaming, highlighting both their potential and current limitations in malware analysis.

cs.CR↗

arXiv2025

ControlNET: A Firewall for RAG-based LLM System

Retrieval-Augmented Generation (RAG) has significantly enhanced the factual accuracy and domain adaptability of Large Language Models (LLMs). This advancement has enabled their widespread deployment across sensitive domains such as healthcare, finance, and enterprise applications. RAG mitigates hallucinations by integrating external knowledge, yet introduces privacy risk and security risk, notably data breaching risk and data poisoning risk. While recent studies have explored prompt injection and poisoning attacks, there remains a significant gap in comprehensive research on controlling inbound and outbound query flows to mitigate these threats. In this paper, we propose an AI firewall, ControlNET, designed to safeguard RAG-based LLM systems from these vulnerabilities. ControlNET controls query flows by leveraging activation shift phenomena to detect adversarial queries and mitigate their impact through semantic divergence. We conduct comprehensive experiments on four different benchmark datasets including Msmarco, HotpotQA, FinQA, and MedicalSys using state-of-the-art open source LLMs (Llama3, Vicuna, and Mistral). Our results demonstrate that ControlNET achieves over 0.909 AUROC in detecting and mitigating security threats while preserving system harmlessness. Overall, ControlNET offers an effective, robust, harmless defense mechanism, marking a significant advancement toward the secure deployment of RAG-based LLM systems.

cs.CR↗