arXiv subjects

Zhangjie Peng

Publications and source records attributed to Zhangjie Peng.

At least 19 recordsLinked to original sources

arXiv2025

Effective DoF-Oriented Optimal Antenna Spacing in Near-Field XL-MIMO Systems

This letter investigates the optimal antenna spacing for a near-field XL-MIMO communication system from the perspective of the array gain. Specifically, using the Green's function-based channel model, the letter analyzes the channel capacity, which is related to the effective degrees-of-freedom (EDoF). Then, the letter further investigates the applicability of two EDoF estimation methods. To increase EDoF, this letter focuses on analyzing the impact of antenna spacing. Furthermore, from the perspective of the array gain, the letter derives an approximate closed-form expression of the optimal antenna spacing, at which EDoF is maximized and the array gain at the antenna nearest to the focused antenna of the transmit array becomes zero. Finally, numerical results verify the main results of this letter.

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arXiv2024

Deep Learning-Based CSI Feedback for XL-MIMO Systems in the Near-Field Domain

In this paper, we consider an extremely large-scale massive multiple-input-multiple-output (XL-MIMO) system. As the scale of antenna arrays increases, the range of near-field communications also expands. In this case, the signals no longer exhibit planar wave characteristics but spherical wave characteristics in the near-field channel, which makes the channel state information (CSI) highly complex. Additionally, the increase of the antenna arrays scale also makes the size of the CSI matrix significantly increase. Therefore, CSI feedback in the near-field channel becomes highly challenging. To solve this issue, we propose a deep-learning (DL)-based ExtendNLNet that can compress the CSI, and further reduce the overhead of CSI feedback. In addition, we have introduced the Non-Local block to obtain a larger area of CSI features. Simulation results show that the proposed ExtendNLNet can significantly improve the CSI recovery quality compared to other DL-based methods.

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arXiv2024

Active RIS-Aided Massive MIMO With Imperfect CSI and Phase Noise

Active reconfigurable intelligent surface (RIS) has attracted significant attention as a recently proposed RIS architecture. Owing to its capability to amplify the incident signals, active RIS can mitigate the multiplicative fading effect inherent in the passive RIS-aided system. In this paper, we consider an active RIS-aided uplink multi-user massive multiple-input multiple-output (MIMO) system in the presence of phase noise at the active RIS. Specifically, we employ a two-timescale scheme, where the beamforming at the base station (BS) is adjusted based on the instantaneous aggregated channel state information (CSI) and the statistical CSI serves as the basis for designing the phase shifts at the active RIS, so that the feedback overhead and computational complexity can be significantly reduced. The aggregated channel composed of the cascaded and direct channels is estimated by utilizing the linear minimum mean square error (LMMSE) technique. Based on the estimated channel, we derive the analytical closed-form expression of a lower bound of the achievable rate. The power scaling laws in the active RIS-aided system are investigated based on the theoretical expressions. When the transmit power of each user is scaled down by the number of BS antennas M or reflecting elements N, we find that the thermal noise will cause the lower bound of the achievable rate to approach zero, as the number of M or N increases to infinity. Moreover, an optimization approach based on genetic algorithms (GA) is introduced to tackle the phase shift optimization problem. Numerical results reveal that the active RIS can greatly enhance the performance of the considered system under various settings.

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arXiv2024

Active RIS-Aided Massive MIMO Uplink Systems with Low-Resolution ADCs

This letter considers an active reconfigurable intelligent surface (RIS)-aided multi-user uplink massive multipleinput multiple-output (MIMO) system with low-resolution analog-to-digital converters (ADCs). The letter derives the closedform approximate expression for the sum achievable rate (AR), where the maximum ratio combination (MRC) processing and low-resolution ADCs are applied at the base station. The system performance is analyzed, and a genetic algorithm (GA)-based method is proposed to optimize the RIS's phase shifts for enhancing the system performance. Numerical results verify the accuracy of the derivations, and demonstrate that the active RIS has an evident performance gain over the passive RIS.

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arXiv2024

Deep Learning-Based CSI Feedback for RIS-Aided Massive MIMO Systems with Time Correlation

In this paper, we consider an reconfigurable intelligent surface (RIS)-aided frequency division duplex (FDD) massive multiple-input multiple-output (MIMO) downlink system.In the FDD systems, the downlink channel state information (CSI) should be sent to the base station through the feedback link. However, the overhead of CSI feedback occupies substantial uplink bandwidth resources in RIS-aided communication systems. In this work, we propose a deep learning (DL)-based scheme to reduce the overhead of CSI feedback by compressing the cascaded CSI. In the practical RIS-aided communication systems, the cascaded channel at the adjacent slots inevitably has time correlation. We use long short-term memory to learn time correlation, which can help the neural network to improve the recovery quality of the compressed CSI. Moreover, the attention mechanism is introduced to further improve the CSI recovery quality. Simulation results demonstrate that our proposed DLbased scheme can significantly outperform other DL-based methods in terms of the CSI recovery quality

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arXiv2024

Performance Analysis on RIS-Aided Wideband Massive MIMO OFDM Systems with Low-Resolution ADCs

This paper investigates a reconfigurable intelligent surface (RIS)-aided wideband massive multiple-input multiple-output (MIMO) orthogonal frequency division multiplexing (OFDM) system with low-resolution analog-to-digital converters (ADCs). Frequency-selective Rician fading channels are considered, and the OFDM data transmission process is presented in time domain. This paper derives the closed-form approximate expression of the uplink achievable rate, based on which the asymptotic system performance is analyzed when the number of the antennas at the base station and the number of reflecting elements at the RIS grow to infinity. Besides, the power scaling laws of the considered system are revealed to provide energy-saving insights. Furthermore, this paper proposes a gradient ascent-based algorithm to design the phase shifts of the RIS for maximizing the minimum user rate. Finally, numerical results are presented to verify the correctness of analytical conclusions and draw insights.

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arXiv2024

Two-Timescale Transmission Design for Wireless Communication Systems Aided by Active RIS

This paper considers an active reconfigurable intelligent surface (RIS)-aided communication system, where an M-antenna base station (BS) transmits data symbols to a single-antenna user via an N-element active RIS. We use two-timescale channel state information (CSI) in our system, so that the channel estimation overhead and feedback overhead can be decreased dramatically. A closed-form approximate expression of the achievable rate (AR) is derived and the phase shift at the active RIS is optimized. In addition, we compare the performance of the active RIS system with that of the passive RIS system. The conclusion shows that the active RIS system achieves a lager AR than the passive RIS system.

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arXiv2024

Beamforming Optimization for Active RIS-Aided Multiuser Communications With Hardware Impairments

In this paper, we consider an active reconfigurable intelligent surface (RIS) to assist the multiuser downlink transmission in the presence of practical hardware impairments (HWIs), including the HWIs at the transceivers and the phase noise at the active RIS. The active RIS is deployed to amplify the incident signals to alleviate the multiplicative fading effect, which is a limitation in the conventional passive RIS-aided wireless systems. We aim to maximize the sum rate through jointly designing the transmit beamforming at the base station (BS), the amplification factors and the phase shifts at the active RIS. To tackle this challenging optimization problem effectively, we decouple it into two tractable subproblems. Subsequently, each subproblem is transformed into a second order cone programming problem. The block coordinate descent framework is applied to tackle them, where the transmit beamforming and the reflection coefficients are alternately designed. In addition, another efficient algorithm is presented to reduce the computational complexity. Specifically, by exploiting the majorization-minimization approach, each subproblem is reformulated into a tractable surrogate problem, whose closed-form solutions are obtained by Lagrange dual decomposition approach and element-wise alternating sequential optimization method. Simulation results validate the effectiveness of our developed algorithms, and reveal that the HWIs significantly limit the system performance of active RIS-empowered wireless communications. Furthermore, the active RIS noticeably boosts the sum rate under the same total power budget, compared with the passive RIS.

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arXiv2023

Resource Allocation for RIS-Empowered Wireless Communications: Low-Complexity and Robust Designs

This article delves into advancements in resource allocation techniques tailored for systems utilizing reconfigurable intelligent surfaces (RIS), with a primary focus on achieving low-complexity and resilient solutions. The investigation of low-complexity approaches for RIS holds significant relevance, primarily owing to the intricate characteristics inherent in RIS-based systems and the need of deploying large-scale RIS arrays. Concurrently, the exploration of robust solutions aims to address the issue of hardware impairments occurring at both the transceivers and RIS components in practical RIS-assisted systems. In the realm of both low-complexity and robust resource allocation, this article not only elucidates the fundamental techniques underpinning these methodologies but also offers comprehensive numerical results for illustrative purposes. The necessity of adopting resource allocation strategies that are both low in complexity and resilient is thoroughly established. Ultimately, this article provides prospective research avenues in the domain of low-complexity and robust resource allocation techniques tailored for RIS-assisted systems.

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arXiv2023

Energy Minimization for Active RIS-Aided UAV-Enabled SWIPT Systems

In this paper, we consider an active reconfigurable intelligent surface (RIS)-aided unmanned aerial vehicle(UAV)-enabled simultaneous wireless information and power transfer(SWIPT) system with multiple ground users. Compared with the conventional passive RIS, the active RIS deploying the internally integrated amplifiers can offset part of the multiplicative fading. In this system, we deal with an optimization problem of minimizing the total energy cost of the UAV. Specifically, we alternately optimize the trajectories, the hovering time, and the reflection vectors at the active RIS by using the successive convex approximation (SCA) method. Simulation results show that the active RIS performs better in energy saving than the conventional passive RIS.

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arXiv2023

Transmission Design for Active RIS-Aided Simultaneous Wireless Information and Power Transfer

Reconfigurable intelligent surface (RIS) is a revolutionary technology to enhance both the spectral efficiency and energy efficiency of wireless communication systems. However, most of the existing contributions mainly focused on the study of passive RIS, which suffers from the ``double fading'' effect. On the other hand, active RIS, which is equipped with amplifiers, can effectively address this issue. In this paper, we propose an active RIS-aided simultaneous wireless information and power transfer (SWIPT) system. Specifically, we maximize the weighted sum rate of the information receivers, subject to the minimum power received at all energy receivers, amplification power constraint at the active RIS, and the maximum transmit power constraint at the base station (BS). By adopting alternating optimization framework, suboptimal solutions are obtained. Simulation results show that the active RIS-aided SWIPT system has higher performance gain with the same power budget.

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arXiv2022

Robust Transmission Design for RIS-assisted Secure Multiuser Communication Systems in the Presence of Hardware Impairments

This paper investigates reconfigurable intelligent surface (RIS)-assisted secure multiuser communication systems subject to hardware impairments (HIs). We jointly optimize the beamforming vectors at the base station (BS) and the phase shifts of the reflecting elements at the RIS so as to maximize the weighted minimum secrecy rate (WMSR), subject to both transmission power constraints at the BS and unit-modulus constraints at the RIS. To address the formulated optimization problem, we first decouple it into two tractable subproblems and then use the block coordinate descent (BCD) method to alternately optimize the subproblems. Two different methods are proposed to solve the two obtained subproblems. The first method transforms each subproblem into a second order cone programming (SOCP) problem, which can be directly solved using CVX. The second method leverages the Minorization- Maximization (MM) algorithm. Specifically, we first derive a concave approximation function, which is a lower bound of the original objective function, and then the two subproblems are transformed into two simple surrogate problems with closedform solutions. Simulation results verify the performance gains of the proposed robust transmission method over existing nonrobust designs. In addition, the MM algorithm is shown to have much lower complexity than the SOCP-based algorithm.

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arXiv2022

Active Reconfigurable Intelligent Surface for Mobile Edge Computing

This paper investigates an active reconfigurable intelligent surface (RIS)-aided mobile edge computing (MEC) system. Compared with passive RIS, the active RIS is equipped with active reflective amplifier, which can effectively circumvent the "double path loss" attenuation. We propose a joint computing and communication design to minimize the maximum computational latency (MCL), subject to both the phase shift constraints and the edge computing capability constraints. Specifically, the original problem is decoupled into four subproblems, and then the block coordinate descent (BCD) method and the successive convex approximation (SCA) method are applied to alternately optimize the subproblems. The simulation results show that with the same power budget, the performance gain achieved by the active RIS is much larger than that by the passive RIS.

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arXiv2022

Energy Minimization in RIS-Assisted UAV-Enabled Wireless Power Transfer Systems

Unmanned aerial vehicle (UAV)-enabled wireless power transfer (WPT) systems offer significant advantages in coverage and deployment flexibility, but suffer from endurance limitations due to the limited onboard energy. This paper proposes to improve the energy efficiency of UAV-enabled WPT systems with multiple ground sensors by utilizing reconfigurable intelligent surface (RIS). Specifically, the total energy consumption of the UAV is minimized, while meeting the energy requirement of each sensor. Firstly, we consider a fly-hover-broadcast (FHB) protocol, in which the UAV radiates radio frequency (RF) signals only at several hovering locations. The energy minimization problem is formulated to jointly optimize the UAV's trajectory, hovering time and the RIS's reflection coefficients. To solve this complex non-convex problem, we propose an efficient algorithm. Specifically, the successive convex approximation (SCA) framework is adopted to jointly optimize the UAV's trajectory and hovering time, in which a minorization-maximization (MM) algorithm that maximizes the minimum charged energy of all sensors is provided to update the reflection coefficients. Then, we investigate the general scenario in which the RF signals are radiated during the flight, aiming to minimize the total energy consumption of the UAV by jointly optimizing the UAV's trajectory, flight time and the RIS's reflection coefficients. By applying the path discretization (PD) protocol, the optimization problem is formulated with a finite number of variables. A high-quality solution for this more challenging problem is obtained. Finally, our simulation results demonstrate the effectiveness of the proposed algorithm and the benefits of RIS in energy saving.

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arXiv2022

Performance Analysis and Optimization for RIS-Assisted Multi-User Massive MIMO Systems with Imperfect Hardware

The paper studies a reconfigurable intelligent surface (RIS)-assisted multi-user uplink massive multiple-input multiple-output (MIMO) system with imperfect hardware. At the RIS, the paper considers phase noise, while at the base station, the paper takes into consideration the radio frequency impairments and low-resolution analog-to-digital converters. The paper derives approximate expressions for the ergodic achievable rate in closed forms under Rician fading channels. For the cases of infinite numbers of antennas and infinite numbers of reflecting elements, asymptotic data rates are derived to provide new design insights. The derived power scaling laws indicate that while guaranteeing a required system performance, the transmit power of the users can be scaled down at most by the factor 1/M when M goes infinite, or by the factor 1/(MN) when M and N go infinite, where M is the number of antennas and N is the number of the reflecting units. Furthermore, an optimization algorithm is proposed based on the genetic algorithm to solve the phase shift optimization problem with the aim of maximizing the sum rate of the system. Additionally, the optimization problem with discrete phase shifts is considered. Finally, numerical results are provided to validate the correctness of the analytical results.

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arXiv2022

Deep Reinforcement Learning for RIS-aided Multiuser Full-Duplex Secure Communications with Hardware Impairments

In this paper, we investigate a reconfigurable intelligent surface (RIS)-aided multiuser full-duplex secure communication system with hardware impairments at transceivers and RIS, where multiple eavesdroppers overhear the two-way transmitted signals simultaneously, and an RIS is applied to enhance the secrecy performance. Aiming at maximizing the sum secrecy rate (SSR), a joint optimization problem of the transmit beamforming at the base station (BS) and the reflecting beamforming at the RIS is formulated under the transmit power constraint of the BS and the unit modulus constraint of the phase shifters. As the environment is time-varying and the system is high-dimensional, this non-convex optimization problem is mathematically intractable. A deep reinforcement learning (DRL)-based algorithm is explored to obtain the satisfactory solution by repeatedly interacting with and learning from the dynamic environment. Extensive simulation results illustrate that the DRL-based secure beamforming algorithm is proved to be significantly effective in improving the SSR. It is also found that the performance of the DRL-based method can be greatly improved and the convergence speed of neural network can be accelerated with appropriate neural network parameters.

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arXiv2022

Multi-Pair D2D Communications Aided by An Active RIS over Spatially Correlated Channels with Phase Noise

This paper investigates a multi-pair device-to-device (D2D) communication system aided by an active reconfigurable intelligent surface (RIS) with phase noise and direct link. The approximate closed-form expression of the ergodic sum rate is derived over spatially correlated Rician fading channels with statistical channel state information (CSI). When the Rician factors go to infinity, the asymptotic expressions of the ergodic sum rates are presented to give insights in poor scattering environment. The power scaling law for the special case of a single D2D pair is presented without phase noise under uncorrelated Rician fading condition. Then, to solve the ergodic sum rate maximization problem, a method based on genetic algorithm (GA) is proposed for joint power control and discrete phase shifts optimization. Simulation results verify the accuracy of our derivations, and also show that the active RIS outperforms the passive RIS.

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arXiv2022

RIS-Assisted Cooperative NOMA with SWIPT

This paper studies the application of reconfigurable intelligent surface (RIS) to cooperative non-orthogonal multiple access (C-NOMA) networks with simultaneous wireless information and power transfer (SWIPT). We aim for maximizing the rate of the strong user with guaranteed weak user's quality of service (QoS) by jointly optimizing power splitting factors, beamforming coefficients, and RIS reflection coefficients in two transmission phases. The formulated problem is difficult to solve due to its complex and non-convex constraints. To tackle this challenging problem, we first use alternating optimization (AO) framework to transform it into three subproblems, and then use the penalty-based arithmetic-geometric mean approximation (PBAGM) algorithm and the successive convex approximation (SCA)-based method to solve them. Numerical results verify the superiority of the proposed algorithm over the baseline schemes.

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