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Zhangyue Yin

Publications and source records attributed to Zhangyue Yin.

49 records · Page 3Linked to original sources

Benchmarking Hallucination in Large Language Models based on Unanswerable Math Word Problem

Large language models (LLMs) are highly effective in various natural language processing (NLP) tasks. However, they are susceptible to producing unreliable conjectures in ambiguous contexts called hallucination. This paper presents a new method for evaluating LLM hallucination in Question Answering (QA) based on the unanswerable math word problem (MWP). To support this approach, we innovatively develop a dataset called Unanswerable Math Word Problem (UMWP) which comprises 5200 questions across five categories. We developed an evaluation methodology combining text similarity and mathematical expression detection to determine whether LLM considers the question unanswerable. The results of extensive experiments conducted on 31 LLMs, including GPT-3, InstructGPT, LLaMA, and Claude, demonstrate that in-context learning and reinforcement learning with human feedback (RLHF) training significantly enhance the model's ability to avoid hallucination. We show that utilizing MWP is a reliable and effective approach to assess hallucination. Our code and data are available at https://github.com/Yuki-Asuuna/UMWP.

cs.CL↗

Turn Waste into Worth: Rectifying Top-$k$ Router of MoE

Sparse Mixture of Experts (MoE) models are popular for training large language models due to their computational efficiency. However, the commonly used top-$k$ routing mechanism suffers from redundancy computation and memory costs due to the unbalanced routing. Some experts are overflow, where the exceeding tokens are dropped. While some experts are vacant, which are padded with zeros, negatively impacting model performance. To address the dropped tokens and padding, we propose the Rectify-Router, comprising the Intra-GPU Rectification and the Fill-in Rectification. The Intra-GPU Rectification handles dropped tokens, efficiently routing them to experts within the GPU where they are located to avoid inter-GPU communication. The Fill-in Rectification addresses padding by replacing padding tokens with the tokens that have high routing scores. Our experimental results demonstrate that the Intra-GPU Rectification and the Fill-in Rectification effectively handle dropped tokens and padding, respectively. Furthermore, the combination of them achieves superior performance, surpassing the accuracy of the vanilla top-1 router by 4.7%.

cs.LG↗

Can AI Assistants Know What They Don't Know?

Recently, AI assistants based on large language models (LLMs) show surprising performance in many tasks, such as dialogue, solving math problems, writing code, and using tools. Although LLMs possess intensive world knowledge, they still make factual errors when facing some knowledge intensive tasks, like open-domain question answering. These untruthful responses from the AI assistant may cause significant risks in practical applications. We believe that an AI assistant's refusal to answer questions it does not know is a crucial method for reducing hallucinations and making the assistant truthful. Therefore, in this paper, we ask the question "Can AI assistants know what they don't know and express them through natural language?" To answer this question, we construct a model-specific "I don't know" (Idk) dataset for an assistant, which contains its known and unknown questions, based on existing open-domain question answering datasets. Then we align the assistant with its corresponding Idk dataset and observe whether it can refuse to answer its unknown questions after alignment. Experimental results show that after alignment with Idk datasets, the assistant can refuse to answer most its unknown questions. For questions they attempt to answer, the accuracy is significantly higher than before the alignment.

cs.CL↗

A Survey of Reasoning with Foundation Models

Reasoning, a crucial ability for complex problem-solving, plays a pivotal role in various real-world settings such as negotiation, medical diagnosis, and criminal investigation. It serves as a fundamental methodology in the field of Artificial General Intelligence (AGI). With the ongoing development of foundation models, e.g., Large Language Models (LLMs), there is a growing interest in exploring their abilities in reasoning tasks. In this paper, we introduce seminal foundation models proposed or adaptable for reasoning, highlighting the latest advancements in various reasoning tasks, methods, and benchmarks. We then delve into the potential future directions behind the emergence of reasoning abilities within foundation models. We also discuss the relevance of multimodal learning, autonomous agents, and super alignment in the context of reasoning. By discussing these future research directions, we hope to inspire researchers in their exploration of this field, stimulate further advancements in reasoning with foundation models, and contribute to the development of AGI.

cs.AI↗

Rethinking Label Smoothing on Multi-hop Question Answering

Multi-Hop Question Answering (MHQA) is a significant area in question answering, requiring multiple reasoning components, including document retrieval, supporting sentence prediction, and answer span extraction. In this work, we analyze the primary factors limiting the performance of multi-hop reasoning and introduce label smoothing into the MHQA task. This is aimed at enhancing the generalization capabilities of MHQA systems and mitigating overfitting of answer spans and reasoning paths in training set. We propose a novel label smoothing technique, F1 Smoothing, which incorporates uncertainty into the learning process and is specifically tailored for Machine Reading Comprehension (MRC) tasks. Inspired by the principles of curriculum learning, we introduce the Linear Decay Label Smoothing Algorithm (LDLA), which progressively reduces uncertainty throughout the training process. Experiment on the HotpotQA dataset demonstrates the effectiveness of our methods in enhancing performance and generalizability in multi-hop reasoning, achieving new state-of-the-art results on the leaderboard.

cs.CL↗

Exchange-of-Thought: Enhancing Large Language Model Capabilities through Cross-Model Communication

Large Language Models (LLMs) have recently made significant strides in complex reasoning tasks through the Chain-of-Thought technique. Despite this progress, their reasoning is often constrained by their intrinsic understanding, lacking external insights. To address this, we propose Exchange-of-Thought (EoT), a novel framework that enables cross-model communication during problem-solving. Drawing inspiration from network topology, EoT integrates four unique communication paradigms: Memory, Report, Relay, and Debate. This paper delves into the communication dynamics and volume associated with each paradigm. To counterbalance the risks of incorrect reasoning chains, we implement a robust confidence evaluation mechanism within these communications. Our experiments across diverse complex reasoning tasks demonstrate that EoT significantly surpasses established baselines, underscoring the value of external insights in enhancing LLM performance. Furthermore, we show that EoT achieves these superior results in a cost-effective manner, marking a promising advancement for efficient and collaborative AI problem-solving.

cs.CL↗

Evaluating Hallucinations in Chinese Large Language Models

In this paper, we establish a benchmark named HalluQA (Chinese Hallucination Question-Answering) to measure the hallucination phenomenon in Chinese large language models. HalluQA contains 450 meticulously designed adversarial questions, spanning multiple domains, and takes into account Chinese historical culture, customs, and social phenomena. During the construction of HalluQA, we consider two types of hallucinations: imitative falsehoods and factual errors, and we construct adversarial samples based on GLM-130B and ChatGPT. For evaluation, we design an automated evaluation method using GPT-4 to judge whether a model output is hallucinated. We conduct extensive experiments on 24 large language models, including ERNIE-Bot, Baichuan2, ChatGLM, Qwen, SparkDesk and etc. Out of the 24 models, 18 achieved non-hallucination rates lower than 50%. This indicates that HalluQA is highly challenging. We analyze the primary types of hallucinations in different types of models and their causes. Additionally, we discuss which types of hallucinations should be prioritized for different types of models.

cs.CL↗

The Rise and Potential of Large Language Model Based Agents: A Survey

For a long time, humanity has pursued artificial intelligence (AI) equivalent to or surpassing the human level, with AI agents considered a promising vehicle for this pursuit. AI agents are artificial entities that sense their environment, make decisions, and take actions. Many efforts have been made to develop intelligent agents, but they mainly focus on advancement in algorithms or training strategies to enhance specific capabilities or performance on particular tasks. Actually, what the community lacks is a general and powerful model to serve as a starting point for designing AI agents that can adapt to diverse scenarios. Due to the versatile capabilities they demonstrate, large language models (LLMs) are regarded as potential sparks for Artificial General Intelligence (AGI), offering hope for building general AI agents. Many researchers have leveraged LLMs as the foundation to build AI agents and have achieved significant progress. In this paper, we perform a comprehensive survey on LLM-based agents. We start by tracing the concept of agents from its philosophical origins to its development in AI, and explain why LLMs are suitable foundations for agents. Building upon this, we present a general framework for LLM-based agents, comprising three main components: brain, perception, and action, and the framework can be tailored for different applications. Subsequently, we explore the extensive applications of LLM-based agents in three aspects: single-agent scenarios, multi-agent scenarios, and human-agent cooperation. Following this, we delve into agent societies, exploring the behavior and personality of LLM-based agents, the social phenomena that emerge from an agent society, and the insights they offer for human society. Finally, we discuss several key topics and open problems within the field. A repository for the related papers at https://github.com/WooooDyy/LLM-Agent-Paper-List.

cs.AI↗

Secrets of RLHF in Large Language Models Part I: PPO

Large language models (LLMs) have formulated a blueprint for the advancement of artificial general intelligence. Its primary objective is to function as a human-centric (helpful, honest, and harmless) assistant. Alignment with humans assumes paramount significance, and reinforcement learning with human feedback (RLHF) emerges as the pivotal technological paradigm underpinning this pursuit. Current technical routes usually include \textbf{reward models} to measure human preferences, \textbf{Proximal Policy Optimization} (PPO) to optimize policy model outputs, and \textbf{process supervision} to improve step-by-step reasoning capabilities. However, due to the challenges of reward design, environment interaction, and agent training, coupled with huge trial and error cost of large language models, there is a significant barrier for AI researchers to motivate the development of technical alignment and safe landing of LLMs. The stable training of RLHF has still been a puzzle. In the first report, we dissect the framework of RLHF, re-evaluate the inner workings of PPO, and explore how the parts comprising PPO algorithms impact policy agent training. We identify policy constraints being the key factor for the effective implementation of the PPO algorithm. Therefore, we explore the PPO-max, an advanced version of PPO algorithm, to efficiently improve the training stability of the policy model. Based on our main results, we perform a comprehensive analysis of RLHF abilities compared with SFT models and ChatGPT. The absence of open-source implementations has posed significant challenges to the investigation of LLMs alignment. Therefore, we are eager to release technical reports, reward models and PPO codes, aiming to make modest contributions to the advancement of LLMs.

cs.CL↗

Do Large Language Models Know What They Don't Know?

Large language models (LLMs) have a wealth of knowledge that allows them to excel in various Natural Language Processing (NLP) tasks. Current research focuses on enhancing their performance within their existing knowledge. Despite their vast knowledge, LLMs are still limited by the amount of information they can accommodate and comprehend. Therefore, the ability to understand their own limitations on the unknows, referred to as self-knowledge, is of paramount importance. This study aims to evaluate LLMs' self-knowledge by assessing their ability to identify unanswerable or unknowable questions. We introduce an automated methodology to detect uncertainty in the responses of these models, providing a novel measure of their self-knowledge. We further introduce a unique dataset, SelfAware, consisting of unanswerable questions from five diverse categories and their answerable counterparts. Our extensive analysis, involving 20 LLMs including GPT-3, InstructGPT, and LLaMA, discovering an intrinsic capacity for self-knowledge within these models. Moreover, we demonstrate that in-context learning and instruction tuning can further enhance this self-knowledge. Despite this promising insight, our findings also highlight a considerable gap between the capabilities of these models and human proficiency in recognizing the limits of their knowledge.

cs.CL↗

What Dense Graph Do You Need for Self-Attention?

Transformers have made progress in miscellaneous tasks, but suffer from quadratic computational and memory complexities. Recent works propose sparse Transformers with attention on sparse graphs to reduce complexity and remain strong performance. While effective, the crucial parts of how dense a graph needs to be to perform well are not fully explored. In this paper, we propose Normalized Information Payload (NIP), a graph scoring function measuring information transfer on graph, which provides an analysis tool for trade-offs between performance and complexity. Guided by this theoretical analysis, we present Hypercube Transformer, a sparse Transformer that models token interactions in a hypercube and shows comparable or even better results with vanilla Transformer while yielding $O(N\log N)$ complexity with sequence length $N$. Experiments on tasks requiring various sequence lengths lay validation for our graph function well.

cs.LG↗

A Unified Generative Framework based on Prompt Learning for Various Information Extraction Tasks

Prompt learning is an effective paradigm that bridges gaps between the pre-training tasks and the corresponding downstream applications. Approaches based on this paradigm have achieved great transcendent results in various applications. However, it still needs to be answered how to design a unified framework based on the prompt learning paradigm for various information extraction tasks. In this paper, we propose a novel composable prompt-based generative framework, which could be applied to a wide range of tasks in the field of Information Extraction. Specifically, we reformulate information extraction tasks into the form of filling slots in pre-designed type-specific prompts, which consist of one or multiple sub-prompts. A strategy of constructing composable prompts is proposed to enhance the generalization ability to extract events in data-scarce scenarios. Furthermore, to fit this framework, we transform Relation Extraction into the task of determining semantic consistency in prompts. The experimental results demonstrate that our approach surpasses compared baselines on real-world datasets in data-abundant and data-scarce scenarios. Further analysis of the proposed framework is presented, as well as numerical experiments conducted to investigate impact factors of performance on various tasks.

cs.IR↗

TURNER: The Uncertainty-based Retrieval Framework for Chinese NER

Chinese NER is a difficult undertaking due to the ambiguity of Chinese characters and the absence of word boundaries. Previous work on Chinese NER focus on lexicon-based methods to introduce boundary information and reduce out-of-vocabulary (OOV) cases during prediction. However, it is expensive to obtain and dynamically maintain high-quality lexicons in specific domains, which motivates us to utilize more general knowledge resources, e.g., search engines. In this paper, we propose TURNER: The Uncertainty-based Retrieval framework for Chinese NER. The idea behind TURNER is to imitate human behavior: we frequently retrieve auxiliary knowledge as assistance when encountering an unknown or uncertain entity. To improve the efficiency and effectiveness of retrieval, we first propose two types of uncertainty sampling methods for selecting the most ambiguous entity-level uncertain components of the input text. Then, the Knowledge Fusion Model re-predict the uncertain samples by combining retrieved knowledge. Experiments on four benchmark datasets demonstrate TURNER's effectiveness. TURNER outperforms existing lexicon-based approaches and achieves the new SOTA.

cs.CL↗