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Zhaochun Ren

Publications and source records attributed to Zhaochun Ren.

At least 19 recordsLinked to original sources

Compression Beyond the Uncompressed: A Two-Stage Training Recipe for Soft Context Compression in RAG

Retrieval-Augmented Generation (RAG) enhances language models with external knowledge, but the lengthy retrieved context inflates the input and degrades inference efficiency. Soft context compression encodes each document into a substantially shorter embedding sequence. However, most existing approaches are trained by distilling outputs from uncompressed RAG systems, inherently limiting their performance relative to the original model. To address this limitation, we propose DEX-Comp, a two-stage training recipe: Pure Distillation warm-starts the compression model on the uncompressed RAG's correct responses only, and Hard Exploration then runs reinforcement learning solely on queries the uncompressed RAG fails, forcing the model to explore computation patterns better suited to compressed representations. On five open-domain QA benchmarks at retrieval depths from top-5 to top-30, DEX-Comp compresses retrieved contexts by $16\times$ and accelerates inference by $4\times$--$24\times$, while achieving performance comparable to or exceeding the uncompressed RAG baseline across retrieval depths. Ablations and evaluations across diverse datasets and backbones further confirm the contribution of each stage and the generalization of our approach.

cs.CL

A Token is Worth over 1,000 Tokens: Efficient Knowledge Distillation through Low-Rank Clone

Training high-performing Small Language Models (SLMs) remains costly, even with knowledge distillation and pruning from larger teacher models. Existing work often faces three key challenges: (1) information loss from hard pruning, (2) inefficient alignment of representations, and (3) underutilization of informative activations, particularly from Feed-Forward Networks (FFNs). To address these challenges, we introduce Low-Rank Clone (LRC), an efficient pre-training method that constructs SLMs aspiring to behavioral equivalence with strong teacher models. LRC trains a set of low-rank projection matrices that jointly enable soft pruning by compressing teacher weights, and activation clone by aligning student activations, including FFN signals, with those of the teacher. This unified design maximizes knowledge transfer while removing the need for explicit alignment modules. Extensive experiments with open-source teachers (e.g., Llama-3.2-3B-Instruct, Qwen2.5-3B/7B-Instruct) show that LRC matches or surpasses state-of-the-art models trained on trillions of tokens--while using only 20B tokens, achieving over 1,000x training efficiency. Our codes and model checkpoints are available at https://github.com/CURRENTF/LowRankClone and https://huggingface.co/collections/JitaiHao/low-rank-clone-lrc-6828389e96a93f1d4219dfaf.

cs.CL

Token-Level Credit Assignment Optimization for Generative Document Retrieval

Generative retrieval models perform document retrieval by autoregressively generating document identifiers (DocIDs). This process naturally forms a sequential decision problem, i.e., the model makes a sequence of token-level decisions, selecting a DocID token at each decoding step, with the resulting complete sequence identifying the retrieved document. However, relevance feedback is available only after the complete DocID has been generated and mapped to a document, resulting in a granularity mismatch between token-level generation decisions and document-level retrieval supervision. Consequently, existing reinforcement learning methods for generative retrieval rely on sequence-level rewards, assigning the same document-level relevance signal to every decoding step. Such uniform credit assignment obscures the contribution of individual token decisions, making it difficult to identify which decisions contribute to retrieval success or failure. In this paper, we propose Token-Level Credit Assignment for Generative Retrieval (TCA), a fine-grained reinforcement learning framework that aligns the granularity of credit assignment with that of autoregressive DocID generation. Unlike assigning a single reward to an entire generated DocID, TCA derives fine-grained rewards by comparing the hidden-state trajectory of each generated DocID with the gold DocID trajectory obtained from a frozen reference model. These trajectory-based rewards provide differentiated feedback across decoding steps, allowing the policy to reinforce generation paths that remain aligned with the target DocID. Moreover, TCA decouples token-level credit assignment from policy optimization and can be instantiated with both GRPO and PPO. Experiments on benchmarks show that our method consistently outperforms baselines, demonstrating the effectiveness of fine-grained supervision for aligning DocID generation.

cs.IR

Measuring Concept Content in Text from LLM Activations: ESG Evidence from Concept Vectors and Linear Probes

Existing measures of how much a text is about a concept read the surface of the text: dictionary word shares, topic proportions, embedding similarities. They score the words a text uses, not the judgment a reader forms about it. Recent work has shown that a gap exists in what Large Language Models (LLMs) know internally versus what they express in their response. This paper asks whether that internal knowledge, read by monitoring the activations of frozen, out-of-the-box LLMs, can stand in for task-specific fine-tuning when measuring concept content, and which extraction method reads it best. We extract such measures via the Recursive Feature Machine (RFM) algorithm and via linear probing, and compare these against an embedding baseline, surface baselines, and the same model's own answer to the question. We demonstrate the approach on financial text, a domain studied extensively and served by established annotated resources, using a human-annotated Environmental, Social and Governance (ESG) dataset. The best linear probe comes within 0.6 percentage points of a fine-tuned domain classifier's accuracy without any task-specific fine-tuning, and outscores the same model's own answer to the question in eleven of twelve comparisons, so the activations carry concept content the response does not report. The simple probe consistently beats the RFM concept vectors, which in turn provide what classification alone does not: a continuous score intended to reflect how strongly a concept is present in a text, whose validation awaits graded labels.

cs.CL

Closing the Indexing-Decoding Gap in Multimodal Generative Retrieval via Prefix Retention Optimization

Multimodal generative retrieval formulates multimodal retrieval as discrete identifier generation, eliminating the need for explicit similarity search over external embeddings. Existing approaches construct identifiers via residual quantization and decode them with trie-constrained beam search. This combination introduces an indexing-decoding gap: identifier learning objectives, including reconstruction and contrastive losses, do not explicitly enforce prefix discriminability during decoding. As a result, even well-optimized identifiers can be irreversibly pruned early in beam search due to low-rank prefixes. We theoretically characterize this gap and derive a survival bound that relates prefix retention to three controllable factors in indexing and decoding. Building on this bound, we propose PRO, prefix retention optimization, a unified framework comprising three mechanisms: (i) prefix ranking distillation aligns quantized prefix rankings with those induced by pre-quantization embeddings using a listwise loss; (ii) vocabulary scheduling increases codebook sizes from shallow to deep residual quantization levels to reduce early competition from non-target prefixes; and (iii) geometric score fusion vectorizes each candidate prefix and incorporates its similarity to the query into beam search scoring, further reducing the indexing-decoding mismatch. Experiments on nine multimodal retrieval tasks show that PRO improves retention of target identifier prefixes and outperforms existing multimodal generative retrieval baselines.

cs.IR

LEGO Co-builder: Exploring Fine-Grained Vision-Language Modeling for Multimodal LEGO Assembly Assistants

Vision-language models (VLMs) are facing the challenges of understanding and following multimodal assembly instructions, particularly when fine-grained spatial reasoning and precise object state detection are required. In this work, we explore LEGO Co-builder, a hybrid benchmark combining real-world LEGO assembly logic with programmatically generated multimodal scenes. The dataset captures stepwise visual states and procedural instructions, allowing controlled evaluation of instruction-following, object detection, and state detection. We introduce a unified framework and assess leading VLMs such as GPT-4o, Gemini, and Qwen-VL, under zero-shot and fine-tuned settings. We also evaluated the framework using a reasoning-focused model, GLM-4.1-thinking. Our results show that while object detection achieved high performance (98.16% with fine-tuned InstructBLIP), fine-grained scene understanding and assembly state detection remain challenging: Fine-tuned MiniGPT-v2 reached only 37.52% F1 for identifying theme entities, and even advanced models such as GPT-4o achieved just 40.54% F1 on state detection. This highlights gaps in fine-grained visual understanding among existing models. We release the benchmark, codebase, and generation pipeline to support future research on multimodal assembly assistants grounded in real-world workflows.

cs.AI

OpenReward: Learning to Reward Long-form Agentic Tasks via Reinforcement Learning

Reward models (RMs) have become essential for aligning large language models (LLMs), serving as scalable proxies for human evaluation in both training and inference. However, existing RMs struggle on knowledge-intensive and long-form tasks, where evaluating correctness requires grounding beyond the model's internal knowledge. This limitation hinders them from reliably discriminating subtle quality differences, especially when external evidence is necessary. To address this, we introduce OpenRM, a tool-augmented long-form reward model that systematically judges open-ended responses by invoking external tools to gather relevant evidence. We train OpenRM with Group Relative Policy Optimization (GRPO) on over 27K synthesized pairwise examples generated through a controllable data synthesis framework. The training objective jointly supervises intermediate tool usage and final outcome accuracy, incentivizing our reward model to learn effective evidence-based judgment strategies. Extensive experiments on three newly-collected datasets and two widely-used benchmarks demonstrate that OpenRM substantially outperforms existing reward modeling approaches. As a further step, we integrate OpenRM into both inference-time response selection and training-time data selection. This yields consistent gains in downstream LLM alignment tasks, highlighting the potential of tool-augmented reward models for scaling reliable long-form evaluation.

cs.CL

ReportLogic: Evaluating Logical Quality in Deep Research Reports

Users increasingly rely on Large Language Models (LLMs) for Deep Research, using them to synthesize diverse sources into structured reports that support understanding and action. In this context, the practical reliability of such reports hinges on logical quality: whether the report's claims and arguments are explicitly supported and can be trusted as a basis for downstream use, rather than merely appearing fluent or informative. However, current evaluation frameworks largely overlook this requirement. To bridge this gap, we introduce ReportLogic, a benchmark that quantifies report-level logical quality through a reader-centric lens of auditability. Specifically, ReportLogic adopts a hierarchical taxonomy that evaluates whether readers can (1) trace an on-topic report structure with a unified analytical arc (Macro-Logic), (2) understand the progression with necessary context (Expositional-Logic), and (3) verify conclusions via explicit claim--support (Structural-Logic). Based on this taxonomy, we construct a human-annotated rubric-guided dataset and train an open-source LogicJudge for scalable evaluation. We further evaluate judge robustness via adversarial attacks, showing that off-the-shelf LLM judges are frequently influenced by superficial cues (e.g., verbosity), and reasoning modes can mask broken support relations. Overall, our results provide actionable guidance for building more robust logic evaluators and improving the logical reliability of LLM-generated reports.

cs.CL

Unifying Search and Recommendation in LLMs via Gradient Multi-Subspace Tuning

Search and recommendation (S&R) are core to online platforms, addressing explicit intent through queries and modeling implicit intent from behaviors, respectively. Their complementary roles motivate a unified modeling paradigm. Early studies to unify S&R adopt shared encoders with task-specific heads, while recent efforts reframe item ranking in both S&R as conditional generation. The latter holds particular promise, enabling end-to-end optimization and leveraging the semantic understanding of LLMs. However, existing methods rely on full fine-tuning, which is computationally expensive and limits scalability. Parameter-efficient fine-tuning (PEFT) offers a more practical alternative but faces two critical challenges in unifying S&R: (1) gradient conflicts across tasks due to divergent optimization objectives, and (2) shifts in user intent understanding caused by overfitting to fine-tuning data, which distort general-domain knowledge and weaken LLM reasoning. To address the above issues, we propose Gradient Multi-Subspace Tuning (GEMS), a novel framework that unifies S&R with LLMs while alleviating gradient conflicts and preserving general-domain knowledge. GEMS introduces (1) \textbf{Multi-Subspace Decomposition}, which disentangles shared and task-specific optimization signals into complementary low-rank subspaces, thereby reducing destructive gradient interference, and (2) \textbf{Null-Space Projection}, which constrains parameter updates to a subspace orthogonal to the general-domain knowledge space, mitigating shifts in user intent understanding. Extensive experiments on benchmark datasets show that GEMS consistently outperforms the state-of-the-art baselines across both search and recommendation tasks, achieving superior effectiveness.

cs.IR

Modularized Reinforcement Learning on LLMs: From MDP Creation to Exploration and Learning

Reinforcement learning (RL) has become central to LLM post-training, yet the methods that dominate current pipelines, PPO and GRPO, represent only a narrow slice of what RL offers. Understanding why these methods prevail, and what alternatives exist, requires a principled examination of the design decisions that underlie any RL algorithm. This survey organizes that examination around three stages of algorithm construction. We begin with MDP creation: how the reward function, state space, action space, termination condition, and discount factor are, or could be, defined for LLM training. We then turn to exploration, covering temperature sampling, entropy regularization, intrinsic motivation, tree search, and curriculum learning. Finally, we address learning along four classical RL dimensions: model-free versus model-based, value-based versus policy-based versus actor-critic, on-policy versus off-policy, and credit assignment, including both Monte Carlo methods, which rely on full return estimates, and bootstrapping methods, which update estimates using other learned predictions. Mapping the LLM literature onto this taxonomy reveals a strikingly non-uniform distribution of research effort. Critic-free policy gradients and Monte Carlo credit assignment are densely populated, while value-based methods, off-policy actor-critic training, and bootstrapping-based credit assignment remain largely unexplored despite well-established counterparts in classical RL. These gaps represent concrete opportunities for transferring proven RL techniques to LLM training. By making these gaps explicit alongside the methods that have proven effective, this survey offers researchers in both RL and LLMs a shared framework for understanding current practice and identifying promising directions for future work.

cs.LG

ROSD: Reflective On-Policy Self-Distillation for Language Model Reasoning across Domains

On-policy self-distillation (OPSD) improves the reasoning performance of large language models (LLMs) by providing dense token-level supervision for on-policy rollouts. However, existing OPSD methods often yield limited gains on in-domain reasoning and generalize poorly to out-of-domain problems. We identify two key causes: conditioning the self-teacher on a verified solution encourages imitation of training-domain reference trajectories rather than error-specific correction, and applying distillation to the full response can overwrite valid reasoning prefixes and reinforce overfitting. We propose Reflective On-policy Self-Distillation (ROSD), a framework that turns reference-solution imitation into targeted reasoning correction through reflection-guided, error-localized distillation. For each rollout, ROSD uses a self-reflector to extract a corrective idea and locate the first erroneous span. The corrective idea guides the self-teacher toward targeted supervision, while the localized error span restricts distillation to where correction is needed. This design corrects flawed reasoning while preserving valid prefixes. Experiments on multiple in-domain and out-of-domain reasoning benchmarks show that ROSD yields stronger in-domain reasoning performance overall and substantially better out-of-domain generalization than standard OPSD. Code is available at https://github.com/ZiqiZhao1/ROSD.

cs.CL

EviACT: An Evidence-to-Action Framework for Agentic Program Repair

LLM-based agents have moved automated program repair (APR) from fixed-context patch generation to interactive repository-level repair. However, existing agentic APR systems still struggle to use execution evidence to guide localization, patch generation, and validation. We propose EviACT (Evidence-to-Action), an agentic APR framework that coordinates three evidence-driven guardrails across repair stages. The retrieval scaffold grounds repair context, the compile gate filters invalid edits, and the test-driven gate checks target-test recovery before full regression. Across four benchmarks, EviACT improves resolve rate over the strongest reported comparable baselines by 1.6-6.0 percentage points and shows 70.1-88.6% lower reported per-bug API cost where baseline costs are available. Ablations and diagnostics suggest that these gains are associated with the coordinated evidence-to-action chain, making agentic APR more effective and efficient.

cs.SE

Model Editing for New Document Integration in Generative Information Retrieval

Generative retrieval (GR) reformulates the Information Retrieval (IR) task as the generation of document identifiers (docIDs). Despite its promise, existing GR models exhibit poor generalization to newly added documents, often failing to generate the correct docIDs. While incremental training offers a straightforward remedy, it is computationally expensive, resource-intensive, and prone to catastrophic forgetting, thereby limiting the scalability and practicality of GR. In this paper, we identify the core bottleneck as the decoder's ability to map hidden states to the correct docIDs of newly added documents. Model editing, which enables targeted parameter modifications for docID mapping, represents a promising solution. However, applying model editing to current GR models is not trivial, which is severely hindered by indistinguishable edit vectors across queries, due to the high overlap of shared docIDs in retrieval results. To address this, we propose DOME (docID-oriented model editing), a novel method that effectively and efficiently adapts GR models to unseen documents. DOME comprises three stages: (1) identification of critical layers, (2) optimization of edit vectors, and (3) construction and application of updates. At its core, DOME employs a hybrid-label adaptive training strategy that learns discriminative edit vectors by combining soft labels, which preserve query-specific semantics for distinguishable updates, with hard labels that enforce precise mapping modifications. Experiments on widely used benchmarks, including NQ and MS MARCO, show that our method significantly improves retrieval performance on new documents while maintaining effectiveness on the original collection. Moreover, DOME achieves this with only about 60% of the training time required by incremental training, considerably reducing computational cost and enabling efficient, frequent model updates.

cs.IR

ZeroGR: A Generalizable and Scalable Framework for Zero-Shot Generative Retrieval

Generative retrieval (GR) reformulates information retrieval (IR) by framing it as the generation of document identifiers (docids), thereby enabling end-to-end optimization and seamless integration with generative language models (LMs). Despite notable progress under supervised training, GR still struggles to generalize to zero-shot IR scenarios, which are prevalent in real-world applications. To tackle this challenge, we propose ZeroGR, a zero-shot generative retrieval framework that uses natural language instructions to extend GR across a wide range of IR tasks. Specifically, ZeroGR is composed of three key components: (i) an LM-based docid generator that unifies heterogeneous documents (e.g., text, tables, code) into semantically meaningful docids; (ii) an instruction-tuned query generator that generates diverse types of queries from natural language task descriptions to enhance corpus indexing; and (iii) a reverse annealing decoding strategy to balance precision and recall during docid generation. Furthermore, we introduce OpenInstIR, the most diverse open-source instructed retrieval dataset. We investigate the impact of instruction fine-tuning scale and find that performance consistently improves as the number of IR tasks encountered during training increases. Extensive experiments on the BEIR and MAIR benchmarks demonstrate that ZeroGR achieves competitive performance across a wide range of retrieval tasks, establishing a new state-of-the-art among GR methods. Our code is available at https://github.com/sunnweiwei/ZeroGR.

cs.IR

Reinforced Efficient Reasoning via Semantically Diverse Exploration

Reinforcement learning with verifiable rewards (RLVR) has proven effective in enhancing the reasoning of large language models (LLMs). Monte Carlo Tree Search (MCTS)-based extensions improve upon vanilla RLVR (e.g., GRPO) by providing tree-based reasoning rollouts that enable fine-grained and segment-level credit assignment. However, existing methods still suffer from limited exploration diversity and inefficient reasoning. To address the above challenges, we propose reinforced efficient reasoning via semantically diverse explorations, i.e., ROSE, for LLMs. To encourage more diverse reasoning exploration, our method incorporates a semantic-entropy-based branching strategy and an $\varepsilon$-exploration mechanism. The former operates on already sampled reasoning rollouts to capture semantic uncertainty and select branching points with high semantic divergence to generate new successive reasoning paths, whereas the latter stochastically initiates reasoning rollouts from the root, preventing the search process from becoming overly local. To improve efficiency, we design a length-aware segment-level advantage estimator that rewards concise and correct reasoning while penalizing unnecessarily long reasoning chains. Extensive experiments on various mathematical reasoning benchmarks with Qwen and Llama models validate the effectiveness and efficiency of ROSE. Codes are available at https://github.com/ZiqiZhao1/ROSE-rl.

cs.AI

Joint Flashback Adaptation for Forgetting-Resistant Instruction Tuning

Large language models have achieved remarkable success in various tasks. However, it is challenging for them to learn new tasks incrementally due to catastrophic forgetting. Existing approaches rely on experience replay, optimization constraints, or task differentiation, which encounter strict limitations in real-world scenarios. To address these issues, we propose Joint Flashback Adaptation. We first introduce flashbacks -- a limited number of prompts from old tasks -- when adapting to new tasks and constrain the deviations of the model outputs compared to the original one. We then interpolate latent tasks between flashbacks and new tasks to enable jointly learning relevant latent tasks, new tasks, and flashbacks, alleviating data sparsity in flashbacks and facilitating knowledge sharing for smooth adaptation. Our method requires only a limited number of flashbacks without access to the replay data and is task-agnostic. We conduct extensive experiments on state-of-the-art large language models across 1000+ instruction-following tasks, arithmetic reasoning tasks, and general reasoning tasks. The results demonstrate the superior performance of our method in improving generalization on new tasks and reducing forgetting in old tasks.

cs.CL

Differentiable Semantic ID for Generative Recommendation

Generative recommendation provides a novel paradigm in which each item is represented by a discrete semantic ID (SID) learned from rich content. Most existing methods treat SIDs as predefined and train recommenders under static indexing. In practice, SIDs are typically optimized only for content reconstruction rather than recommendation accuracy. This leads to an objective mismatch: the system optimizes an indexing loss to learn the SID and a recommendation loss for interaction prediction, but because the tokenizer is trained independently, the recommendation loss cannot update it. A natural approach is to make semantic indexing differentiable so that recommendation gradients can directly influence SID learning, but this often causes codebook collapse, where only a few codes are used. We attribute this issue to early deterministic assignments that limit codebook exploration, resulting in imbalance and unstable optimization. In this paper, we propose DIGER (Differentiable Semantic ID for Generative Recommendation), a first step toward effective differentiable semantic IDs for generative recommendation. DIGER introduces Gumbel noise to explicitly encourage early-stage exploration over codes, mitigating codebook collapse and improving code utilization. To balance exploration and convergence, we further design two uncertainty decay strategies that gradually reduce the Gumbel noise, enabling a smooth transition from early exploration to exploitation of learned SIDs. Extensive experiments on multiple public datasets demonstrate consistent improvements from differentiable semantic IDs. These results confirm the effectiveness of aligning indexing and recommendation objectives through differentiable SIDs and highlight differentiable semantic indexing as a promising research direction. Our code is released under https://github.com/junchen-fu/DIGER.

cs.IR

Cold-Starts in Generative Recommendation: A Reproducibility Study

Cold-start recommendation remains a central challenge in dynamic, open-world platforms, requiring models to recommend for newly registered users (user cold-start) and to recommend newly introduced items to existing users (item cold-start) under sparse or missing interaction signals. Recent generative recommenders built on pre-trained language models (PLMs) are often expected to mitigate cold-start by using item semantic information (e.g., titles and descriptions) and test-time conditioning on limited user context. However, cold-start is rarely treated as a primary evaluation setting in existing studies, and reported gains are difficult to interpret because key design choices, such as model scale, identifier design, and training strategy, are frequently changed together. In this work, we present a systematic reproducibility study of generative recommendation under a unified suite of cold-start protocols.

cs.IR