arXiv subjects

Zhaolin Wang

Publications and source records attributed to Zhaolin Wang.

104 records · Page 6Linked to original sources

arXiv2023

Terahertz Near-Field Communications and Sensing

This article focuses on the near-field effect in terahertz (THz) communications and sensing systems. By equipping with extremely large-scale antenna arrays (ELAAs), the near-field region in THz systems can be possibly extended to hundreds of meters in proximity to THz transceivers, which necessitates the consideration of near-field effect in the THz band both for the communications and sensing. We first review the main characteristics of the near-field region in the THz bands. The signal propagation in the near-field region is characterized by spherical waves rather than planar waves in the far-field region. This distinction introduces a new distance dimension to the communication and sensing channels, which brings new opportunities and challenges for both THz communications and sensing. More particularly, 1) For THz communications, the near-field effect enables a new mechanism for beamforming, namely, beamfocusing, in the focusing region. Furthermore, in THz multiple-input and multiple-output (MIMO) systems, the near-field effect can be exploited to combat the multiplexing gain degradation caused by the sparse THz channels. To address the near-field beam split effect caused by the conventional frequency-independent hybrid beamforming architecture in THz wideband communications, we propose a pair of wideband beamforming optimization approaches by a new hybrid beamforming architecture based on true-time-delayers (TTDs). 2) For THz sensing, joint angle and distance sensing can be achieved in the near-field region. Additionally, the near-field beam split becomes a beneficial effect for enhancing the sensing performance by focusing on multiple possible target locations rather than a drawback encountered in communications. Finally, several topics for future research are discussed.

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arXiv2023

Simultaneous Wireless Information and Power Transfer in Near-Field Communications

A near-field simultaneous wireless information and power transfer (SWIPT) network is investigated, where the hybrid beamforming architecture is employed at the base station (BS) for information transmission while charging energy harvesting users. A transmit power minimization problem is formulated by jointly optimizing of the analog beamformer, the baseband digital information/energy beamformers, and the number of dedicated energy beams. To tackle the uncertain number of dedicated energy beams, a semidefinite relaxation based rank-one solution construction method is proposed to obtain the optimal baseband digital beamformers under the fixed analog precoder. Based on the structure of the optimal baseband digital beamformers, it is proved that no dedicated energy beam is required in near-field SWIPT. To further exploit this insight, a penalty-based two-layer (PTL) algorithm is proposed to optimize the analog beamformer and baseband digital information beamformers. By employing the block coordinate descent method, the optimal analog beamformer and baseband digital information beamformers are obtained in the closed-form expressions. Moreover, to reduce the high computational complexity caused by the large number of antennas, a low-complexity two-stage algorithm is proposed. Numerical results illustrate that: 1) the proposed PTL algorithm can achieve the near-optimal performance; and 2) in contract to the far-field SWIPT, single near-field beamformer can focus the energy on multiple locations.

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arXiv2023

Simultaneously Transmitting And Reflecting (STAR) RIS for 6G: Fundamentals, Recent Advances, and Future Directions

Simultaneously transmitting and reflecting reconfigurable intelligent surfaces (STAR-RISs) have been attracting significant attention in both academia and industry for their advantages of achieving 360° coverage and enhanced degrees of freedom. This article first identifies the fundamentals of STAR-RIS, by discussing the hardware models, channel models, and signal models. Then, three representative categorizing approaches for STAR-RIS are introduced from phase-shift, directional, and energy consumption perspectives. Furthermore, the beamforming design of STAR-RIS is investigated for both independent and coupled phase-shift cases. A general optimization framework is proposed as the recent advances, which has high compatibility and provable optimality regardless of the application scenarios. As a further advance, several promising applications are discussed to demonstrate the potential benefits of applying STAR-RIS in the sixth-generation wireless network. Lastly, a few future directions and research opportunities are highlighted for motivating future work.

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arXiv2023

Physical Layer Security in Near-Field Communications

A near-field secure transmission framework is proposed. Employing the hybrid beamforming architecture, a multi-antenna base station (BS) transmits confidential information to a multi-antenna legitimate user (U) against a multi-antenna eavesdropper (E) in the near field. A two-stage algorithm is proposed to maximize the near-field secrecy capacity. Based on the fully-digital beamformers obtained in the first stage, the optimal analog beamformers and baseband digital beamformers can be alternatingly derived in the closed-form expressions in the second stage. Numerical results demonstrate that in contrast to the far-field secure communication relying on the angular disparity, the near-field secure communication mainly relies on the distance disparity between U and E.

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arXiv2023

Simultaneously Transmitting and Reflecting Surface (STARS) for Terahertz Communications

A simultaneously transmitting and reflecting surface (STARS) aided terahertz (THz) communication system is proposed. A novel power consumption model is proposed that depends on the type and resolution of the STARS elements. The spectral efficiency (SE) and energy efficiency (EE) are maximized in both narrowband and wideband THz systems by jointly optimizing the hybrid beamforming at the base station (BS) and the passive beamforming at the STARS. 1) For narrowband systems, independent phase-shift STARSs are investigated first. The resulting complex joint optimization problem is decoupled into a series of subproblems using penalty dual decomposition. Low-complexity element-wise algorithms are proposed to optimize the analog beamforming at the BS and the passive beamforming at the STARS. The proposed algorithm is then extended to the case of coupled phase-shift STARS. 2) For wideband systems, the spatial wideband effect at the BS and STARS leads to significant performance degradation due to the beam split issue. To address this, true time delayers (TTDs) are introduced into the conventional hybrid beamforming structure for facilitating wideband beamforming. An iterative algorithm based on the quasi-Newton method is proposed to design the coefficients of the TTDs. Finally, our numerical results confirm the superiority of the STARS over the conventional reconfigurable intelligent surface (RIS). It is also revealed that i) there is only a slight performance loss in terms of SE and EE caused by coupled phase shifts of the STARS in both narrowband and wideband systems, and ii) the conventional hybrid beamforming achieves comparable SE performance and much higher EE performance compared with the full-digital beamforming in narrowband systems but not in wideband systems, where the TTD-based hybrid beamforming is required for mitigating wideband beam split.

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arXiv2023

STARS Enabled Integrated Sensing and Communications

A simultaneously transmitting and reflecting intelligent surface (STARS) enabled integrated sensing and communications (ISAC) framework is proposed, where the whole space is divided by STARS into a sensing space and a communication space. A novel sensing-at-STARS structure, where dedicated sensors are installed at the STARS, is proposed to address the significant path loss and clutter interference for sensing. The Cramer-Rao bound (CRB) of the 2-dimension (2D) direction-of-arrivals (DOAs) estimation of the sensing target is derived, which is then minimized subject to the minimum communication requirement. A novel approach is proposed to transform the complicated CRB minimization problem into a trackable modified Fisher information matrix (FIM) optimization problem. Both independent and coupled phase-shift models of STARS are investigated: 1) For the independent phase-shift model, to address the coupling of ISAC waveform and STARS coefficient in the modified FIM, an efficient double-loop iterative algorithm based on the penalty dual decomposition (PDD) framework is conceived; 2) For the coupled phase-shift model, based on the PDD framework, a low complexity alternating optimization algorithm is proposed to tackle coupled phase-shift constants by alternatively optimizing amplitude and phase-shift coefficients in closed-form. Finally, the numerical results demonstrate that: 1) STARS significantly outperforms the conventional RIS in CRB under the communication constraints; 2) The coupled phase-shift model achieves comparable performance to the independent one for low communication requirements or sufficient STARS elements; 3) It is more efficient to increase the number of passive elements of STARS rather than the active elements of the sensor; 4) High sensing accuracy can be achieved by STARS using the practical 2D maximum likelihood estimator compared with the conventional RIS.

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arXiv2023

STARS-ISAC: How Many Sensors Do We Need?

A simultaneously transmitting and reflecting surface (STARS) enabled integrated sensing and communications (ISAC) framework is proposed, where a novel bi-directional sensing-STARS architecture is devised to facilitate the full-space communication and sensing. Based on the proposed framework, a joint optimization problem is formulated, where the Cramer-Rao bound (CRB) for estimating the 2-dimension direction-of-arrival of the sensing target is minimized. Two cases are considered for sensing performance enhancement. 1) For the two-user case, an alternating optimization algorithm is proposed. In particular, the maximum number of deployable sensors is obtained in the closed-form expressions. 2) For the multi-user case, an extended CRB (ECRB) metric is proposed to characterize the impact of the number of sensors on the sensing performance. Based on the proposed metric, a novel penalty-based double-loop (PDL) algorithm is proposed to solve the ECRB minimization problem. To tackle the coupling of the ECRB, a general decoupling approach is proposed to convert it to a tractable weighted linear summation form. Simulation results reveal that 1) the proposed PDL algorithm can achieve a near-optimal performance with consideration of sensor deployment; 2) without violating the communication under the quality of service requirements, reducing the receive antennas at the BS does not deteriorate the sensing performance; and 3) it is preferable to deploy more passive elements than sensors in terms of achieving optimal sensing performance

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arXiv2022

NOMA-aided Joint Communication, Sensing, and Multi-tier Computing Systems

A non-orthogonal multiple access (NOMA)-aided joint communication, sensing, and multi-tier computing (JCSMC) framework is proposed. In this framework, a multi-functional base station (BS) carries out target sensing, while providing edge computing services to the nearby users. To enhance the computation efficiency, the multi-tier computing structure is exploited, where the BS can further offload the computation tasks to a powerful Cloud server (CS). The potential benefits of employing NOMA in the proposed JCSMC framework are investigated, which can maximize the computation offloading capacity and suppress the inter-function interference. Based on the proposed framework, the transmit beamformer of the BS and computation resource allocation at the BS and the CS are jointly optimized to maximize the computation rate subject to the communication-computation causality and the sensing quality constraints. Both partial and binary computation offloading modes are considered: 1) For the partial offloading mode, a weighted minimum mean square error based alternating optimization algorithm is proposed to solve the corresponding non-convex optimization problem. It is proved that a KKT optimal solution can be obtained; 2) For the binary offloading mode, the resultant highly-coupled mixed-integer optimization problem is first transformed to an equivalent but more tractable form. Then, the reformulated problem is solved by utilizing the alternating direction method of multipliers approach to obtain a nearly optimal solution. Finally, numerical results verify the effectiveness of the proposed algorithms and the proposed NOMA-aided JCSMC framework

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arXiv2022

Coupled Phase-Shift STAR-RISs: A General Optimization Framework

A general optimization framework is proposed for simultaneously transmitting and reflecting reconfigurable surfaces (STAR-RISs) with coupled phase shifts, which converges to the Karush-Kuhn-Tucker (KKT) optimal solution under some mild conditions. More particularly, the amplitude and phase-shift coefficients of STAR-RISs are optimized alternatively in closed form. To demonstrate the effectiveness of the proposed optimization framework, the throughput maximization problem is considered in a case study. It is rigorously proved that the KKT optimal solution is obtained. Numerical results confirm the effectiveness of the proposed optimization framework compared to baseline schemes.

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arXiv2022

Security Enhancement for Coupled Phase-Shift STAR-RIS Networks

The secure transmission of the simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) aided communication system is investigated. Considering the coupled phase shifts of STAR-RISs and the fair secrecy requirement of users, a novel secure beamforming design is proposed for addressing the unique full-space mutual eavesdropping of STAR-RIS aided communication. In particular, a penalty based secrecy beamforming algorithm is developed to solve the resulting non-convex optimization problem, where the closed-form solutions of the coupled transmission/reflection coefficients are obtained in each iteration. Numerical results demonstrate that 1) the proposed scheme achieves higher secrecy capacity than conventional RIS; 2) 4-bit discrete phase shifters are sufficient for secrecy guarantee.

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arXiv2022

Exploiting Sensing Signal in ISAC: A NOMA Inspired Scheme

A non-orthogonal multiple access (NOMA)-inspired integrated sensing and communication (ISAC) framework is proposed, where a dual-functional base station (BS) transmits the composite communication and sensing signals. In contrast to treating the sensing signal as a harmful interference to communication, in this work, multiple beams of the sensing signal are exploited to convey extra information streams based on the concept of NOMA. Then, each communication user detects the extra information streams and the existing legacy information streams with the aid of successive interference cancellation (SIC). Based on the proposed framework, a multiple-objective optimization problem (MOOP) is formulated to characterize the trade-off between the communication throughput and sensing beampattern accuracy. For the general multiple-user scenario, the formulated MOOP is firstly converted to a single-objective optimization problem via the e-constraint method. Then, a double-layer block coordinate descent (BCD) algorithm is proposed by employing fractional programming and successive convex approximation to find a high-quality sub-optimal solution. For the special single-user scenario, the globally optimal solution can be obtained by transforming the MOOP into a convex quadratic semidefinite program. Moreover, it is rigorously proved that 1) in the multiple-user scenario, the proposed NOMA-inspired ISAC framework always outperforms the state-of-the-art sensing-interference-cancellation (SenIC) ISAC frameworks by further exploiting sensing signals for delivering extra information streams; 2) in the special single-user scenario, the proposed NOMA-inspired ISAC framework achieves the same performance as the existing SenIC ISAC frameworks, which reveals that the coordination of sensing interference is not necessarily required in this case. Numerical results verify the theoretical results.

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arXiv2022

NOMA for Integrating Sensing and Communications towards 6G: A Multiple Access Perspective

This article focuses on the development of integrated sensing and communications (ISAC) from a multiple access (MA) perspective, where the idea of non-orthogonal multiple access (NOMA) is exploited for harmoniously accommodating the sensing and communication functionalities. We first reveal that the developing trend of ISAC is from \emph{orthogonality} to \emph{non-orthogonality}, and introduce the fundamental models of the downlink and uplink ISAC while identifying the design challenges from the MA perspective. (1) For the downlink ISAC, we propose two novel designs, namely \emph{NOMA-empowered} downlink ISAC and \emph{NOMA-inspired} downlink ISAC to effectively coordinate the inter-user interference and the sensing-to-communication interference, respectively. (2) For the uplink ISAC, we first propose a \emph{pure-NOMA-based} uplink ISAC design, where a fixed communication-to-sensing successive interference cancellation order is employed for distinguishing the mixed sensing-communication signal received over the fully shared radio resources. Then, we propose a general \emph{semi-NOMA-based} uplink ISAC design, which includes the conventional orthogonal multiple access-based and pure-NOMA-based uplink ISAC as special cases, thus being capable of providing flexible resource allocation strategies between sensing and communication. Along each proposed NOMA-ISAC design, numerical results are provided for showing the superiority over conventional ISAC designs.

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arXiv2022

NOMA Empowered Integrated Sensing and Communication

A non-orthogonal multiple access (NOMA) empowered integrated sensing and communication (ISAC) framework is investigated. A dual-functional base station serves multiple communication users employing NOMA, while the superimposed NOMA communication signal is simultaneously exploited for target sensing. A beamforming design problem is formulated to maximize the weighted sum of the communication throughput and the effective sensing power. To solve this problem, an efficient double-layer penalty-based algorithm is proposed by invoking successive convex approximation. Numerical results show that the proposed NOMA-ISAC outperforms the conventional ISAC in the underloaded regime experiencing highly correlated channels and in the overloaded regime.

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arXiv2021

NOMA Inspired Interference Cancellation for Integrated Sensing and Communication

A non-orthogonal multiple access (NOMA) inspired integrated sensing and communication (ISAC) system is investigated. A dual-functional base station (BS) serves multiple communication users while sensing multiple targets, by transmitting the non-orthogonal superposition of the communication and sensing signals. A NOMA inspired interference cancellation scheme is proposed, where part of the dedicated sensing signal is treated as the virtual communication signals to be mitigated at each communication user via successive interference cancellation (SIC). Based on this framework, the transmitted communication and sensing signals are jointly optimized to match the desired sensing beampattern, while satisfying the minimum rate requirement and the SIC condition at the communication users. Then, the formulated non-convex optimization problem is solved by invoking the successive convex approximation (SCA) to obtain a near-optimal solution. The numerical results show the proposed NOMA-inspired ISAC system can achieve better performance than the conventional ISAC system and comparable performance to the ideal ISAC system where all sensing interference is assumed to be removed unconditionally.

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