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Zhen Qin

Publications and source records attributed to Zhen Qin.

At least 55 records · Page 3Linked to original sources

Sample-Efficient Quantum State Tomography for Structured Quantum States in One Dimension

While quantum state tomography (QST) remains the gold standard for benchmarking and verifying quantum devices, it requires an exponentially large number of measurements and classical computational resources for generic quantum many-body systems, making it impractical even for intermediate-size quantum devices. Fortunately, many physical quantum states often exhibit certain low-dimensional structures that enable the development of efficient QST. A notable example is the class of states represented by matrix product operators (MPOs) with a finite matrix/bond dimension, which include most physical states in one dimension and where the number of independent parameters describing the states only grows linearly with the number of qubits. Whether a sample efficient quantum state tomography protocol, where the number of required state copies scales only linearly as the number of parameters describing the state, exists for a generic MPO state still remains an important open question. In this paper, we answer this fundamental question affirmatively by using a class of informationally complete positive operator-valued measures (IC-POVMs) -- including symmetric IC-POVMs (SIC-POVMs) and spherical $t$-designs -- focusing on sample complexity while not accounting for the implementation complexity of the measurement settings. For SIC-POVMs and (approximate) spherical 2-designs, we show that the number of state copies to guarantee bounded recovery error of an MPO state with a constrained least-squares estimator depends on the probability distribution of the MPO under the POVM but scales only linearly with $n$ when the distribution is approximately uniform. For spherical $t$-designs with $t\geq 3$, we prove that only a number of state copies proportional to the number of independent parameters in the MPO is sufficient for a guaranteed recovery of any state represented by an MPO.

quant-ph↗

Empowering RepoQA-Agent based on Reinforcement Learning Driven by Monte-carlo Tree Search

Repository-level software engineering tasks require large language models (LLMs) to efficiently navigate and extract information from complex codebases through multi-turn tool interactions. Existing approaches face significant limitations: training-free, in-context learning methods struggle to guide agents effectively in tool utilization and decision-making based on environmental feedback, while training-based approaches typically rely on costly distillation from larger LLMs, introducing data compliance concerns in enterprise environments. To address these challenges, we introduce RepoSearch-R1, a novel agentic reinforcement learning framework driven by Monte-carlo Tree Search (MCTS). This approach allows agents to generate diverse, high-quality reasoning trajectories via self-training without requiring model distillation or external supervision. Based on RepoSearch-R1, we construct a RepoQA-Agent specifically designed for repository question-answering tasks. Comprehensive evaluation on repository question-answering tasks demonstrates that RepoSearch-R1 achieves substantial improvements of answer completeness: 16.0% enhancement over no-retrieval methods, 19.5% improvement over iterative retrieval methods, and 33% increase in training efficiency compared to general agentic reinforcement learning approaches. Our cold-start training methodology eliminates data compliance concerns while maintaining robust exploration diversity and answer completeness across repository-level reasoning tasks.

cs.SE↗

Hybrid Latent Reasoning via Reinforcement Learning

Recent advances in large language models (LLMs) have introduced latent reasoning as a promising alternative to autoregressive reasoning. By performing internal computation with hidden states from previous steps, latent reasoning benefit from more informative features rather than sampling a discrete chain-of-thought (CoT) path. Yet latent reasoning approaches are often incompatible with LLMs, as their continuous paradigm conflicts with the discrete nature of autoregressive generation. Moreover, these methods rely on CoT traces for training and thus fail to exploit the inherent reasoning patterns of LLMs. In this work, we explore latent reasoning by leveraging the intrinsic capabilities of LLMs via reinforcement learning (RL). To this end, we introduce hybrid reasoning policy optimization (HRPO), an RL-based hybrid latent reasoning approach that (1) integrates prior hidden states into sampled tokens with a learnable gating mechanism, and (2) initializes training with predominantly token embeddings while progressively incorporating more hidden features. This design maintains LLMs' generative capabilities and incentivizes hybrid reasoning using both discrete and continuous representations. In addition, the hybrid HRPO introduces stochasticity into latent reasoning via token sampling, thereby enabling RL-based optimization without requiring CoT trajectories. Extensive evaluations across diverse benchmarks show that HRPO outperforms prior methods in both knowledge- and reasoning-intensive tasks. Furthermore, HRPO-trained LLMs remain interpretable and exhibit intriguing behaviors like cross-lingual patterns and shorter completion lengths, highlighting the potential of our RL-based approach and offer insights for future work in latent reasoning.

cs.CL↗

Can Pre-training Indicators Reliably Predict Fine-tuning Outcomes of LLMs?

While metrics available during pre-training, such as perplexity, correlate well with model performance at scaling-laws studies, their predictive capacities at a fixed model size remain unclear, hindering effective model selection and development. To address this gap, we formulate the task of selecting pre-training checkpoints to maximize downstream fine-tuning performance as a pairwise classification problem: predicting which of two LLMs, differing in their pre-training, will perform better after supervised fine-tuning (SFT). We construct a dataset using 50 1B parameter LLM variants with systematically varied pre-training configurations, e.g., objectives or data, and evaluate them on diverse downstream tasks after SFT. We first conduct a study and demonstrate that the conventional perplexity is a misleading indicator. As such, we introduce novel unsupervised and supervised proxy metrics derived from pre-training that successfully reduce the relative performance prediction error rate by over 50%. Despite the inherent complexity of this task, we demonstrate the practical utility of our proposed proxies in specific scenarios, paving the way for more efficient design of pre-training schemes optimized for various downstream tasks.

cs.CL↗

Personalized Federated Fine-Tuning for LLMs via Data-Driven Heterogeneous Model Architectures

Large language models (LLMs) are increasingly powering web-based applications, whose effectiveness relies on fine-tuning with large-scale instruction data. However, such data often contains valuable or sensitive information that limits its public sharing among business organizations. Federated learning (FL) enables collaborative fine-tuning of LLMs without accessing raw data. Existing approaches to federated LLM fine-tuning usually adopt a uniform model architecture, making it challenging to fit highly heterogeneous client-side data in varying domains and tasks, e.g., hospitals and financial institutions conducting federated fine-tuning may require different LLM architectures due to the distinct nature of their domains and tasks. To address this, we propose FedAMoLE, a lightweight personalized FL framework that enables data-driven heterogeneous model architectures. It features a heterogeneous mixture of low-rank adaptation (LoRA) experts module to aggregate architecturally heterogeneous models and a reverse selection-based expert assignment strategy to tailor model architectures for each client based on data distributions. Experiments across seven scenarios demonstrate that FedAMoLE improves client-side performance by an average of 5.97% over existing approaches while maintaining practical memory, communication, and computation overhead.

cs.LG↗

In-Context Learning for Non-Stationary MIMO Equalization

Channel equalization is fundamental for mitigating distortions such as frequency-selective fading and inter-symbol interference. Unlike standard supervised learning approaches that require costly retraining or fine-tuning for each new task, in-context learning (ICL) adapts to new channels at inference time with only a few examples. However, existing ICL-based equalizers are primarily developed for and evaluated on static channels within the context window. Indeed, to our knowledge, prior principled analyses and theoretical studies of ICL focus exclusively on the stationary setting, where the function remains fixed within the context. In this paper, we investigate the ability of ICL to address non-stationary problems through the lens of time-varying channel equalization. We employ a principled framework for designing efficient attention mechanisms with improved adaptivity in non-stationary tasks, leveraging algorithms from adaptive signal processing to guide better designs. For example, new attention variants can be derived from the Least Mean Square (LMS) adaptive algorithm, a Least Root Mean Square (LRMS) formulation for enhanced robustness, or multi-step gradient updates for improved long-term tracking. Experimental results demonstrate that ICL holds strong promise for non-stationary MIMO equalization, and that attention mechanisms inspired by classical adaptive algorithms can substantially enhance adaptability and performance in dynamic environments. Our findings may provide critical insights for developing next-generation wireless foundation models with stronger adaptability and robustness.

cs.LG↗

Quantum State Tomography for Tensor Networks in Two Dimensions

Recent work has shown that for one-dimensional quantum states that can be effectively approximated by matrix product operators (MPOs), a polynomial number of copies of the state suffices for reconstruction. Compared to MPOs in one dimension, projected entangled-pair states (PEPSs) and projected entangled-pair operators (PEPOs), which represent typical low-dimensional structures in two dimensions, are more prevalent as a looped tensor network. However, a formal analysis of the sample complexity required for estimating PEPS or PEPO has yet to be established. In this paper, we aim to address this gap by providing theoretical guarantees for the stable recovery of PEPS and PEPO. Our analysis primarily focuses on two quantum measurement schemes: $(i)$ informationally complete positive operator valued measures (IC-POVMs), specifically the spherical $t$-designs ($t \geq 3$), and $(ii)$ projective rank-one measurements, in particular Haar random projective measurements. We first establish stable embeddings for PEPSs (or PEPOs) to ensure that the information contained in the states can be preserved under these two measurement schemes. We then show that a constrained least-squares estimator achieves stable recovery for PEPSs (or PEPOs), with the recovery error bounded when the number of state copies scales linearly under spherical $t$-designs and polynomially under Haar-random projective measurements with respect to the number of qudits. These results provide theoretical support for the reliable use of PEPS and PEPO in practical quantum information processing.

quant-ph↗

Landscape Analysis of Simultaneous Blind Deconvolution and Phase Retrieval via Structured Low-Rank Tensor Recovery

This paper presents a geometric analysis of the simultaneous blind deconvolution and phase retrieval (BDPR) problem via a structured low-rank tensor recovery framework. Due to the highly complicated structure of the associated sensing tensor, directly characterizing its optimization landscape is intractable. To address this, we introduce a tensor sensing problem as a tractable surrogate that preserves the essential structural features of the target low-rank tensor while enabling rigorous theoretical analysis. As a first step toward understanding this surrogate model, we study the corresponding population risk, which captures key aspects of the underlying low-rank tensor structure. We characterize the global landscape of the population risk on the unit sphere and show that Riemannian gradient descent (RGD) converges linearly under mild conditions. We then extend the analysis to the tensor sensing problem, establishing local geometric properties, proving convergence guarantees for RGD, and quantifying robustness under measurement noise. Our theoretical results are further supported by extensive numerical experiments. These findings offer foundational insights into the optimization landscape of the structured low-rank tensor recovery problem, which equivalently characterizes the original BDPR problem, thereby providing principled guidance for solving the original BDPR problem.

eess.SP↗

Elucidating the Design Space of Decay in Linear Attention

This paper presents a comprehensive investigation into the decay mechanisms inherent in linear complexity sequence models. We systematically delineate the design space of decay mechanisms across four pivotal dimensions: parameterization strategy, which refers to the computational methodology for decay; parameter sharing, which involves the utilization of supplementary parameters for decay computation; decay granularity, comparing scalar versus vector-based decay; and compatibility with relative positional encoding methods, such as Rotary Position Embedding (RoPE). Through an extensive series of experiments conducted on diverse language modeling tasks, we uncovered several critical insights. Firstly, the design of the parameterization strategy for decay requires meticulous consideration. Our findings indicate that effective configurations are typically confined to a specific range of parameters. Secondly, parameter sharing cannot be used arbitrarily, as it may cause decay values to be too large or too small, thereby significantly impacting performance. Thirdly, under identical parameterization strategies, scalar decay generally underperforms compared to its vector-based counterpart. However, in certain scenarios with alternative parameterization strategies, scalar decay may unexpectedly surpass vector decay in efficacy. Lastly, our analysis reveals that RoPE, a commonly employed relative positional encoding method, typically fails to provide tangible benefits to the majority of linear attention mechanisms.

cs.CL↗

Guaranteed Nonconvex Factorization Approach for Tensor Train Recovery

In this paper, we provide the first convergence guarantee for the factorization approach. Specifically, to avoid the scaling ambiguity and to facilitate theoretical analysis, we optimize over the so-called left-orthogonal TT format which enforces orthonormality among most of the factors. To ensure the orthonormal structure, we utilize the Riemannian gradient descent (RGD) for optimizing those factors over the Stiefel manifold. We first delve into the TT factorization problem and establish the local linear convergence of RGD. Notably, the rate of convergence only experiences a linear decline as the tensor order increases. We then study the sensing problem that aims to recover a TT format tensor from linear measurements. Assuming the sensing operator satisfies the restricted isometry property (RIP), we show that with a proper initialization, which could be obtained through spectral initialization, RGD also converges to the ground-truth tensor at a linear rate. Furthermore, we expand our analysis to encompass scenarios involving Gaussian noise in the measurements. We prove that RGD can reliably recover the ground truth at a linear rate, with the recovery error exhibiting only polynomial growth in relation to the tensor order. We conduct various experiments to validate our theoretical findings.

stat.ML↗

A Validation Approach to Over-parameterized Matrix and Image Recovery

This paper studies the problem of recovering a low-rank matrix from several noisy random linear measurements. We consider the setting where the rank of the ground-truth matrix is unknown a priori and use an objective function built from a rank-overspecified factored representation of the matrix variable, where the global optimal solutions overfit and do not correspond to the underlying ground truth. We then solve the associated nonconvex problem using gradient descent with small random initialization. We show that as long as the measurement operators satisfy the restricted isometry property (RIP) with its rank parameter scaling with the rank of the ground-truth matrix rather than scaling with the overspecified matrix rank, gradient descent iterations are on a particular trajectory towards the ground-truth matrix and achieve nearly information-theoretically optimal recovery when it is stopped appropriately. We then propose an efficient stopping strategy based on the common hold-out method and show that it detects a nearly optimal estimator provably. Moreover, experiments show that the proposed validation approach can also be efficiently used for image restoration with deep image prior, which over-parameterizes an image with a deep network.

math.OC↗

LLM Alignment as Retriever Optimization: An Information Retrieval Perspective

Large Language Models (LLMs) have revolutionized artificial intelligence with capabilities in reasoning, coding, and communication, driving innovation across industries. Their true potential depends on effective alignment to ensure correct, trustworthy and ethical behavior, addressing challenges like misinformation, hallucinations, bias and misuse. While existing Reinforcement Learning (RL)-based alignment methods are notoriously complex, direct optimization approaches offer a simpler alternative. In this work, we introduce a novel direct optimization approach for LLM alignment by drawing on established Information Retrieval (IR) principles. We present a systematic framework that bridges LLM alignment and IR methodologies, mapping LLM generation and reward models to IR's retriever-reranker paradigm. Building on this foundation, we propose LLM Alignment as Retriever Preference Optimization (LarPO), a new alignment method that enhances overall alignment quality. Extensive experiments validate LarPO's effectiveness with 38.9 % and 13.7 % averaged improvement on AlpacaEval2 and MixEval-Hard respectively. Our work opens new avenues for advancing LLM alignment by integrating IR foundations, offering a promising direction for future research.

cs.CL↗

Rankers, Judges, and Assistants: Towards Understanding the Interplay of LLMs in Information Retrieval Evaluation

Large language models (LLMs) are increasingly integral to information retrieval (IR), powering ranking, evaluation, and AI-assisted content creation. This widespread adoption necessitates a critical examination of potential biases arising from the interplay between these LLM-based components. This paper synthesizes existing research and presents novel experiment designs that explore how LLM-based rankers and assistants influence LLM-based judges. We provide the first empirical evidence of LLM judges exhibiting significant bias towards LLM-based rankers. Furthermore, we observe limitations in LLM judges' ability to discern subtle system performance differences. Contrary to some previous findings, our preliminary study does not find evidence of bias against AI-generated content. These results highlight the need for a more holistic view of the LLM-driven information ecosystem. To this end, we offer initial guidelines and a research agenda to ensure the reliable use of LLMs in IR evaluation.

cs.IR↗

Harnessing Pairwise Ranking Prompting Through Sample-Efficient Ranking Distillation

While Pairwise Ranking Prompting (PRP) with Large Language Models (LLMs) is one of the most effective zero-shot document ranking methods, it has a quadratic computational complexity with respect to the number of documents to be ranked, as it requires an enumeration over all possible document pairs. Consequently, the outstanding ranking performance of PRP has remained unreachable for most real-world ranking applications. In this work, we propose to harness the effectiveness of PRP through pairwise distillation. Specifically, we distill a pointwise student ranker from pairwise teacher labels generated by PRP, resulting in an efficient student model that retains the performance of PRP with substantially lower computational costs. Furthermore, we find that the distillation process can be made sample-efficient: with only 2% of pairs, we are able to obtain the same performance as using all pairs for teacher labels. Thus, our novel approach provides a solution to harness the ranking performance of PRP without incurring high computational costs during both distillation and serving.

cs.IR↗

Autoregressive Image Generation with Linear Complexity: A Spatial-Aware Decay Perspective

Autoregressive (AR) models have garnered significant attention in image generation for their ability to effectively capture both local and global structures within visual data. However, prevalent AR models predominantly rely on the transformer architectures, which are beset by quadratic computational complexity concerning input sequence length and substantial memory overhead due to the necessity of maintaining key-value caches. Although linear attention mechanisms have successfully reduced this burden in language models, our initial experiments reveal that they significantly degrade image generation quality because of their inability to capture critical long-range dependencies in visual data. We propose Linear Attention with Spatial-Aware Decay (LASAD), a novel attention mechanism that explicitly preserves genuine 2D spatial relationships within the flattened image sequences by computing position-dependent decay factors based on true 2D spatial location rather than 1D sequence positions. Based on this mechanism, we present LASADGen, an autoregressive image generator that enables selective attention to relevant spatial contexts with linear complexity. Experiments on ImageNet show LASADGen achieves state-of-the-art image generation performance and computational efficiency, bridging the gap between linear attention's efficiency and spatial understanding needed for high-quality generation.

cs.CV↗

Federated Data-Efficient Instruction Tuning for Large Language Models

Instruction tuning is a crucial step in improving the responsiveness of pretrained large language models (LLMs) to human instructions. Federated learning (FL) helps to exploit the use of vast private instruction data from clients, becoming popular for LLM tuning by improving data diversity. Existing federated tuning simply consumes all local data, causing excessive computational overhead and overfitting to local data, while centralized data-efficient solutions are not suitable for FL due to privacy concerns. This work presents FedHDS, a federated data-efficient instruction tuning approach, which tunes LLMs with a representative subset of edge-side data. It reduces the data redundancy at both intra- and inter-client levels without sharing raw data. Experiments with various LLMs, datasets and partitions show that FedHDS improves Rouge-L on unseen tasks by an average of 10.72% over the SOTA full-data federated instruction tuning methods, while using less than 1.5% of the data samples, improving training efficiency by up to tens of times.

cs.LG↗

ExploraCoder: Advancing code generation for multiple unseen APIs via planning and chained exploration

Large language models face intrinsic limitations in coding with APIs that are unseen in their training corpora. As libraries continuously evolve, it becomes impractical to exhaustively retrain LLMs with new API knowledge. This limitation hampers LLMs from solving programming problems which require newly introduced or privately maintained libraries. Inspired by exploratory programming paradigm in human behavior, we propose ExploraCoder, a training-free framework that empowers LLMs to invoke multiple unseen APIs in code solution by (1) planning a complex problem into several API invocation subtasks, and (2) experimenting with correct API usage at intermediate steps through a novel chain-of-API-exploration. We conduct evaluation on program synthesizing tasks involving complex API interactions. Experimental results demonstrate that ExploraCoder significantly improves performance for models lacking prior API knowledge, achieving absolute increases of up to 11.99% over retrieval-based approaches and 17.28% over pretraining-based methods in pass@10.

cs.SE↗

A Scalable Factorization Approach for High-Order Structured Tensor Recovery

Tensor decompositions, which represent an $N$-order tensor using approximately $N$ factors of much smaller dimensions, can significantly reduce the number of parameters. This is particularly beneficial for high-order tensors, as the number of entries in a tensor grows exponentially with the order. Consequently, they are widely used in signal recovery and data analysis across domains such as signal processing, machine learning, and quantum physics. A computationally and memory-efficient approach to these problems is to optimize directly over the factors using local search algorithms such as gradient descent, a strategy known as the factorization approach in matrix and tensor optimization. However, the resulting optimization problems are highly nonconvex due to the multiplicative interactions between factors, posing significant challenges for convergence analysis and recovery guarantees. In this paper, we present a unified framework for the factorization approach to solving various tensor decomposition problems. Specifically, by leveraging the canonical form of tensor decompositions--where most factors are constrained to be orthonormal to mitigate scaling ambiguity--we apply Riemannian gradient descent (RGD) to optimize these orthonormal factors on the Stiefel manifold. Under a mild condition on the loss function, we establish a Riemannian regularity condition for the factorized objective and prove that RGD converges to the ground-truth tensor at a linear rate when properly initialized. Notably, both the initialization requirement and the convergence rate scale polynomially rather than exponentially with $N$, improving upon existing results for Tucker and tensor-train format tensors.

cs.LG↗