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Zhen Tan

Publications and source records attributed to Zhen Tan.

At least 55 records · Page 3Linked to original sources

Separate the Wheat from the Chaff: Winnowing Down Divergent Views in Retrieval Augmented Generation

Retrieval-augmented generation (RAG) enhances large language models (LLMs) by integrating external knowledge sources to address their limitations in accessing up-to-date or specialized information. A natural strategy to increase the likelihood of retrieving relevant information is to expand the number of retrieved documents. However, involving more documents could introduce significant noise, as many documents may be irrelevant or misleading, thereby reducing the overall accuracy of the generated responses. To overcome the challenge associated with handling a larger number of documents, we propose WinnowRAG, a novel RAG framework designed to systematically filter out noisy documents while preserving valuable content -- a process we refer to as winnowing. WinnowRAG operates in two stages: In Stage I, we perform query-aware clustering to group similar documents and form distinct topic clusters. Each cluster is assigned to an LLM agent for generating a unique answer. In Stage II, we perform winnowing, wherein a critic LLM evaluates the outputs of multiple agents and iteratively separates useful documents from noisy ones. To retain useful documents when discarding agents, we propose two strategic merging techniques to ensure that only relevant knowledge is used for generating the final response. Crucially, WinnowRAG is model-agnostic and does not require any model fine-tuning, making it easily adaptable to various tasks. Extensive experiments on various realistic datasets demonstrate the effectiveness of WinnowRAG over state-of-the-art baselines.

cs.CL↗

TRUST: A Decentralized Framework for Auditing Large Language Model Reasoning

Large Language Models generate complex reasoning chains that reveal their decision-making, yet verifying the faithfulness and harmlessness of these intermediate steps remains a critical unsolved problem. Existing auditing methods are centralized, opaque, and hard to scale, creating significant risks for deploying proprietary models in high-stakes domains. We identify four core challenges: (1) Robustness: Centralized auditors are single points of failure, prone to bias or attacks. (2) Scalability: Reasoning traces are too long for manual verification. (3) Opacity: Closed auditing undermines public trust. (4) Privacy: Exposing full reasoning risks model theft or distillation. We propose TRUST, a transparent, decentralized auditing framework that overcomes these limitations via: (1) A consensus mechanism among diverse auditors, guaranteeing correctness under up to $30\%$ malicious participants. (2) A hierarchical DAG decomposition of reasoning traces, enabling scalable, parallel auditing. (3) A blockchain ledger that records all verification decisions for public accountability. (4) Privacy-preserving segmentation, sharing only partial reasoning steps to protect proprietary logic. We provide theoretical guarantees for the security and economic incentives of the TRUST framework. Experiments across multiple LLMs (GPT-OSS, DeepSeek-r1, Qwen) and reasoning tasks (math, medical, science, humanities) show TRUST effectively detects reasoning flaws and remains robust against adversarial auditors. Our work pioneers decentralized AI auditing, offering a practical path toward safe and trustworthy LLM deployment.

cs.AI↗

DOGe: Defensive Output Generation for LLM Protection Against Knowledge Distillation

Large Language Models (LLMs) represent substantial intellectual and economic investments, yet their effectiveness can inadvertently facilitate model imitation via knowledge distillation (KD). In practical scenarios, competitors can distill proprietary LLM capabilities by simply observing publicly accessible outputs, akin to reverse-engineering a complex performance by observation alone. Existing protective methods like watermarking only identify imitation post-hoc, while other defenses assume the student model mimics the teacher's internal logits, rendering them ineffective against distillation purely from observed output text. This paper confronts the challenge of actively protecting LLMs within the realistic constraints of API-based access. We introduce an effective and efficient Defensive Output Generation (DOGe) strategy that subtly modifies the output behavior of an LLM. Its outputs are accurate and useful for legitimate users, yet are designed to be misleading for distillation, significantly undermining imitation attempts. We achieve this by fine-tuning only the final linear layer of the teacher LLM with an adversarial loss. This targeted training approach anticipates and disrupts distillation attempts during inference time. Our experiments show that, while preserving the performance of the teacher model, student models distilled from the defensively generated outputs demonstrate catastrophically reduced performance, demonstrating DOGe as a practical safeguard against KD-based model imitation.

cs.LG↗

Leave It to the Experts: Detecting Knowledge Distillation via MoE Expert Signatures

Knowledge Distillation (KD) accelerates training of large language models (LLMs) but poses intellectual property protection and LLM diversity risks. Existing KD detection methods based on self-identity or output similarity can be easily evaded through prompt engineering. We present a KD detection framework effective in both white-box and black-box settings by exploiting an overlooked signal: the transfer of MoE "structural habits", especially internal routing patterns. Our approach analyzes how different experts specialize and collaborate across various inputs, creating distinctive fingerprints that persist through the distillation process. To extend beyond the white-box setup and MoE architectures, we further propose Shadow-MoE, a black-box method that constructs proxy MoE representations via auxiliary distillation to compare these patterns between arbitrary model pairs. We establish a comprehensive, reproducible benchmark that offers diverse distilled checkpoints and an extensible framework to facilitate future research. Extensive experiments demonstrate >94% detection accuracy across various scenarios and strong robustness to prompt-based evasion, outperforming existing baselines while highlighting the structural habits transfer in LLMs.

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A Plug-and-Play Learning-based IMU Bias Factor for Robust Visual-Inertial Odometry

Accurate and reliable estimation of biases of low-cost Inertial Measurement Units (IMU) is a key factor to maintain the resilience of Visual-Inertial Odometry (VIO), particularly when visual tracking fails in challenging areas. In such cases, bias estimates from the VIO can deviate significantly from the real values because of the insufficient or erroneous vision features, compromising both localization accuracy and system stability. To address this challenge, we propose a novel plug-and-play module featuring the Inertial Prior Network (IPNet), which infers an IMU bias prior by implicitly capturing the motion characteristics of specific platforms. The core idea is inspired intuitively by the observation that different platforms exhibit distinctive motion patterns, while the integration of low-cost IMU measurements suffers from unbounded error that quickly accumulates over time. Therefore, these specific motion patterns can be exploited to infer the underlying IMU bias. In this work, we first directly infer the biases prior only using the raw IMU data using a sliding window approach, eliminating the dependency on recursive bias estimation combining visual features, thus effectively preventing error propagation in challenging areas. Moreover, to compensate for the lack of ground-truth bias in most visual-inertial datasets, we further introduce an iterative method to compute the mean per-sequence IMU bias for network training and release it to benefit society. The framework is trained and evaluated separately on two public datasets and a self-collected dataset. Extensive experiments show that our method significantly improves localization precision and robustness.

cs.CV↗

Multi-Agent Debate for LLM Judges with Adaptive Stability Detection

With advancements in reasoning capabilities, Large Language Models (LLMs) are increasingly employed for automated judgment tasks. While LLMs-as-Judges offer promise in automating evaluations, current approaches often rely on simplistic aggregation methods (e.g., majority voting), which can fail even when individual agents provide correct answers. To address this, we propose a multi-agent debate judge framework where agents collaboratively reason and iteratively refine their responses. We formalize the debate process mathematically, analyzing agent interactions and proving that debate amplifies correctness compared to static ensembles. To enhance efficiency, we introduce a stability detection mechanism that models judge consensus dynamics via a time-varying Beta-Binomial mixture, with adaptive stopping based on distributional similarity (Kolmogorov-Smirnov test). This mechanism models the judges' collective correct rate dynamics using a time-varying mixture of Beta-Binomial distributions and employs an adaptive stopping criterion based on distributional similarity (Kolmogorov-Smirnov statistic). Experiments across multiple benchmarks and models demonstrate that our framework improves judgment accuracy over majority voting while maintaining computational efficiency.

cs.AI↗

Can GRPO Help LLMs Transcend Their Pretraining Origin?

Reinforcement Learning with Verifiable Rewards (RLVR), primarily driven by the Group Relative Policy Optimization (GRPO) algorithm, is a leading approach for enhancing the reasoning abilities of Large Language Models (LLMs). Despite its wide adoption, GRPO's gains are often inconsistent; for instance, a model may show significant improvement in one reasoning domain, like mathematics, yet remain stagnant in another, such as medicine. This inconsistency raises a critical question: under what conditions does GRPO improve reasoning and generalize out-of-distribution (OOD)? We investigate this from a data distribution perspective. We first prove theoretically that GRPO is a conservative reweighting scheme, bounded by the base model's distribution and thus unable to discover completely novel solutions. We further validate this in carefully designed controlled studies by training transformers from scratch, evaluating generalization across reasoning depth, input length, token representation, and compositionality. Our results provide a principled explanation for GRPO's boundaries: OOD improvement emerges only when the target task aligns with the model's pretrained biases, while gains on in-distribution (ID) tasks diminish as performance saturates. This reframes GRPO not as a universal reasoning enhancer but as a tool that sharpens pretraining biases. Our findings motivate future development of algorithms that can expand a model's capabilities beyond its pretraining origin.

cs.LG↗

Task-Aware Resolution Optimization for Visual Large Language Models

Real-world vision-language applications demand varying levels of perceptual granularity. However, most existing visual large language models (VLLMs), such as LLaVA, pre-assume a fixed resolution for downstream tasks, which leads to subpar performance. To address this problem, we first conduct a comprehensive and pioneering investigation into the resolution preferences of different vision-language tasks, revealing a correlation between resolution preferences with image complexity, and uncertainty variance of the VLLM at different image input resolutions. Building on this insight, we propose an empirical formula to determine the optimal resolution for a given vision-language task, combining these two factors. Second, based on rigorous experiments, we propose a novel parameter-efficient fine-tuning technique to extend the visual input resolution of pre-trained VLLMs to the identified optimal resolution. Extensive experiments on various vision-language tasks validate the effectiveness of our method.

cs.CV↗

$\textit{Agents Under Siege}$: Breaking Pragmatic Multi-Agent LLM Systems with Optimized Prompt Attacks

Most discussions about Large Language Model (LLM) safety have focused on single-agent settings but multi-agent LLM systems now create novel adversarial risks because their behavior depends on communication between agents and decentralized reasoning. In this work, we innovatively focus on attacking pragmatic systems that have constrains such as limited token bandwidth, latency between message delivery, and defense mechanisms. We design a $\textit{permutation-invariant adversarial attack}$ that optimizes prompt distribution across latency and bandwidth-constraint network topologies to bypass distributed safety mechanisms within the system. Formulating the attack path as a problem of $\textit{maximum-flow minimum-cost}$, coupled with the novel $\textit{Permutation-Invariant Evasion Loss (PIEL)}$, we leverage graph-based optimization to maximize attack success rate while minimizing detection risk. Evaluating across models including $\texttt{Llama}$, $\texttt{Mistral}$, $\texttt{Gemma}$, $\texttt{DeepSeek}$ and other variants on various datasets like $\texttt{JailBreakBench}$ and $\texttt{AdversarialBench}$, our method outperforms conventional attacks by up to $7\times$, exposing critical vulnerabilities in multi-agent systems. Moreover, we demonstrate that existing defenses, including variants of $\texttt{Llama-Guard}$ and $\texttt{PromptGuard}$, fail to prohibit our attack, emphasizing the urgent need for multi-agent specific safety mechanisms.

cs.MA↗

Interpretable Neuropsychiatric Diagnosis via Concept-Guided Graph Neural Networks

Nearly one in five adolescents currently live with a diagnosed mental or behavioral health condition, such as anxiety, depression, or conduct disorder, underscoring the urgency of developing accurate and interpretable diagnostic tools. Resting-state functional magnetic resonance imaging (rs-fMRI) provides a powerful lens into large-scale functional connectivity, where brain regions are modeled as nodes and inter-regional synchrony as edges, offering clinically relevant biomarkers for psychiatric disorders. While prior works use graph neural network (GNN) approaches for disorder prediction, they remain complex black-boxes, limiting their reliability and clinical translation. In this work, we propose CONCEPTNEURO, a concept-based diagnosis framework that leverages large language models (LLMs) and neurobiological domain knowledge to automatically generate, filter, and encode interpretable functional connectivity concepts. Each concept is represented as a structured subgraph linking specific brain regions, which are then passed through a concept classifier. Our design ensures predictions through clinically meaningful connectivity patterns, enabling both interpretability and strong predictive performance. Extensive experiments across multiple psychiatric disorder datasets demonstrate that CONCEPTNEURO-augmented GNNs consistently outperform their vanilla counterparts, improving accuracy while providing transparent, clinically aligned explanations. Furthermore, concept analyses highlight disorder-specific connectivity patterns that align with expert knowledge and suggest new hypotheses for future investigation, establishing CONCEPTNEURO as an interpretable, domain-informed framework for psychiatric disorder diagnosis.

cs.LG↗

From Generation to Judgment: Opportunities and Challenges of LLM-as-a-judge

Assessment and evaluation have long been critical challenges in artificial intelligence (AI) and natural language processing (NLP). Traditional methods, usually matching-based or small model-based, often fall short in open-ended and dynamic scenarios. Recent advancements in Large Language Models (LLMs) inspire the "LLM-as-a-judge" paradigm, where LLMs are leveraged to perform scoring, ranking, or selection for various machine learning evaluation scenarios. This paper presents a comprehensive survey of LLM-based judgment and assessment, offering an in-depth overview to review this evolving field. We first provide the definition from both input and output perspectives. Then we introduce a systematic taxonomy to explore LLM-as-a-judge along three dimensions: what to judge, how to judge, and how to benchmark. Finally, we also highlight key challenges and promising future directions for this emerging area. More resources on LLM-as-a-judge are on the website: https://llm-as-a-judge.github.io and https://github.com/llm-as-a-judge/Awesome-LLM-as-a-judge.

cs.AI↗

Who's Your Judge? On the Detectability of LLM-Generated Judgments

Large Language Model (LLM)-based judgments leverage powerful LLMs to efficiently evaluate candidate content and provide judgment scores. However, the inherent biases and vulnerabilities of LLM-generated judgments raise concerns, underscoring the urgent need for distinguishing them in sensitive scenarios like academic peer reviewing. In this work, we propose and formalize the task of judgment detection and systematically investigate the detectability of LLM-generated judgments. Unlike LLM-generated text detection, judgment detection relies solely on judgment scores and candidates, reflecting real-world scenarios where textual feedback is often unavailable in the detection process. Our preliminary analysis shows that existing LLM-generated text detection methods perform poorly given their incapability to capture the interaction between judgment scores and candidate content -- an aspect crucial for effective judgment detection. Inspired by this, we introduce \textit{J-Detector}, a lightweight and transparent neural detector augmented with explicitly extracted linguistic and LLM-enhanced features to link LLM judges' biases with candidates' properties for accurate detection. Experiments across diverse datasets demonstrate the effectiveness of \textit{J-Detector} and show how its interpretability enables quantifying biases in LLM judges. Finally, we analyze key factors affecting the detectability of LLM-generated judgments and validate the practical utility of judgment detection in real-world scenarios.

cs.AI↗

Assessing On-the-Ground Disaster Impact Using Online Data Sources

Assessing the impact of a disaster in terms of asset losses and human casualties is essential for preparing effective response plans. Traditional methods include offline assessments conducted on the ground, where volunteers and first responders work together to collect the estimate of losses through windshield surveys or on-ground inspection. However, these methods have a time delay and are prone to different biases. Recently, various online data sources, including social media, news reports, aerial imagery, and satellite data, have been utilized to evaluate the impact of disasters. Online data sources provide real-time data streams for estimating the offline impact. Limited research exists on how different online sources help estimate disaster impact at a given administrative unit. In our work, we curate a comprehensive dataset by collecting data from multiple online sources for a few billion-dollar disasters at the county level. We also analyze how online estimates compare with traditional offline-based impact estimates for the disaster. Our findings provide insight into how different sources can provide complementary information to assess the disaster.

cs.LG↗

Learning from Diverse Reasoning Paths with Routing and Collaboration

Advances in large language models (LLMs) significantly enhance reasoning capabilities but their deployment is restricted in resource-constrained scenarios. Knowledge distillation addresses this by transferring knowledge from powerful teacher models to compact and transparent students. However, effectively capturing the teacher's comprehensive reasoning is challenging due to conventional token-level supervision's limited scope. Using multiple reasoning paths per query alleviates this problem, but treating each path identically is suboptimal as paths vary widely in quality and suitability across tasks and models. We propose Quality-filtered Routing with Cooperative Distillation (QR-Distill), combining path quality filtering, conditional routing, and cooperative peer teaching. First, quality filtering retains only correct reasoning paths scored by an LLM-based evaluation. Second, conditional routing dynamically assigns paths tailored to each student's current learning state. Finally, cooperative peer teaching enables students to mutually distill diverse insights, addressing knowledge gaps and biases toward specific reasoning styles. Experiments demonstrate QR-Distill's superiority over traditional single- and multi-path distillation methods. Ablation studies further highlight the importance of each component including quality filtering, conditional routing, and peer teaching in effective knowledge transfer. Our code is available at https://github.com/LzyFischer/Distill.

cs.CL↗

Building Safer Sites: A Large-Scale Multi-Level Dataset for Construction Safety Research

Construction safety research is a critical field in civil engineering, aiming to mitigate risks and prevent injuries through the analysis of site conditions and human factors. However, the limited volume and lack of diversity in existing construction safety datasets pose significant challenges to conducting in-depth analyses. To address this research gap, this paper introduces the Construction Safety Dataset (CSDataset), a well-organized comprehensive multi-level dataset that encompasses incidents, inspections, and violations recorded sourced from the Occupational Safety and Health Administration (OSHA). This dataset uniquely integrates structured attributes with unstructured narratives, facilitating a wide range of approaches driven by machine learning and large language models. We also conduct a preliminary approach benchmarking and various cross-level analyses using our dataset, offering insights to inform and enhance future efforts in construction safety. For example, we found that complaint-driven inspections were associated with a 17.3% reduction in the likelihood of subsequent incidents. Our dataset and code are released at https://github.com/zhenhuiou/Construction-Safety-Dataset-CSDataset.

cs.LG↗

Are Today's LLMs Ready to Explain Well-Being Concepts?

Well-being encompasses mental, physical, and social dimensions essential to personal growth and informed life decisions. As individuals increasingly consult Large Language Models (LLMs) to understand well-being, a key challenge emerges: Can LLMs generate explanations that are not only accurate but also tailored to diverse audiences? High-quality explanations require both factual correctness and the ability to meet the expectations of users with varying expertise. In this work, we construct a large-scale dataset comprising 43,880 explanations of 2,194 well-being concepts, generated by ten diverse LLMs. We introduce a principle-guided LLM-as-a-judge evaluation framework, employing dual judges to assess explanation quality. Furthermore, we show that fine-tuning an open-source LLM using Supervised Fine-Tuning (SFT) and Direct Preference Optimization (DPO) can significantly enhance the quality of generated explanations. Our results reveal: (1) The proposed LLM judges align well with human evaluations; (2) explanation quality varies significantly across models, audiences, and categories; and (3) DPO- and SFT-finetuned models outperform their larger counterparts, demonstrating the effectiveness of preference-based learning for specialized explanation tasks.

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Transferring Expert Cognitive Models to Social Robots via Agentic Concept Bottleneck Models

Successful group meetings, such as those implemented in group behavioral-change programs, work meetings, and other social contexts, must promote individual goal setting and execution while strengthening the social relationships within the group. Consequently, an ideal facilitator must be sensitive to the subtle dynamics of disengagement, difficulties with individual goal setting and execution, and interpersonal difficulties that signal a need for intervention. The challenges and cognitive load experienced by facilitators create a critical gap for an embodied technology that can interpret social exchanges while remaining aware of the needs of the individuals in the group and providing transparent recommendations that go beyond powerful but "black box" foundation models (FMs) that identify social cues. We address this important demand with a social robot co-facilitator that analyzes multimodal meeting data and provides discreet cues to the facilitator. The robot's reasoning is powered by an agentic concept bottleneck model (CBM), which makes decisions based on human-interpretable concepts like participant engagement and sentiments, ensuring transparency and trustworthiness. Our core contribution is a transfer learning framework that distills the broad social understanding of an FM into our specialized and transparent CBM. This concept-driven system significantly outperforms direct zero-shot FMs in predicting the need for intervention and enables real-time human correction of its reasoning. Critically, we demonstrate robust knowledge transfer: the model generalizes across different groups and successfully transfers the expertise of senior human facilitators to improve the performance of novices. By transferring an expert's cognitive model into an interpretable robotic partner, our work provides a powerful blueprint for augmenting human capabilities in complex social domains.

cs.CL↗

In Prospect and Retrospect: Reflective Memory Management for Long-term Personalized Dialogue Agents

Large Language Models (LLMs) have made significant progress in open-ended dialogue, yet their inability to retain and retrieve relevant information from long-term interactions limits their effectiveness in applications requiring sustained personalization. External memory mechanisms have been proposed to address this limitation, enabling LLMs to maintain conversational continuity. However, existing approaches struggle with two key challenges. First, rigid memory granularity fails to capture the natural semantic structure of conversations, leading to fragmented and incomplete representations. Second, fixed retrieval mechanisms cannot adapt to diverse dialogue contexts and user interaction patterns. In this work, we propose Reflective Memory Management (RMM), a novel mechanism for long-term dialogue agents, integrating forward- and backward-looking reflections: (1) Prospective Reflection, which dynamically summarizes interactions across granularities-utterances, turns, and sessions-into a personalized memory bank for effective future retrieval, and (2) Retrospective Reflection, which iteratively refines the retrieval in an online reinforcement learning (RL) manner based on LLMs' cited evidence. Experiments show that RMM demonstrates consistent improvement across various metrics and benchmarks. For example, RMM shows more than 10% accuracy improvement over the baseline without memory management on the LongMemEval dataset.

cs.CL↗