arXiv subjects

Zhen-Yi Cai

Publications and source records attributed to Zhen-Yi Cai.

At least 19 recordsLinked to original sources

arXiv2026

Migration Traps as Variability Attractors. I. Optical/UV Signatures of Embedded Stellar-Mass Black Holes in Active Galactic Nucleus Disks

We investigate whether embedded stellar-mass black holes (sBHs) in active galactic nucleus (AGN) disks can leave observable optical/UV variability signatures through migration-trap-driven magnetic heating. This mechanism operates when sBHs migrating toward torque-balance radii pile up near migration traps, triggering localized, stochastic magnetic reconnection that heats the disk atmosphere. It is potentially important because it provides a physical source of non-coronal disk heating and directly links optical/UV continuum variability to otherwise hidden compact-object populations. By coupling a one-dimensional sBH population synthesis model with a corona-heated accretion-disk reprocessing variability framework, we show that migration traps concentrate sBHs at preferred radii and generate localized, stochastic reconnection heating. The resulting heating is self-regulated: sBH pile-ups enhance the reconnection rate, while gap opening reduces the local gas density and partially suppresses the reconnection power. This heating produces excess short-timescale optical/UV variability, flattened short-term structure functions, and deviations from the standard $τ\proptoλ^{4/3}$ lag-wavelength relation, which describes the time delay between variability at different wavelengths for a standard thin accretion disk. These signatures are strongest at low-to-moderate Eddington ratios, and related observations could provide indirect evidence for embedded compact-object populations in AGN disks.

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arXiv2026

Little Red Dots as Supermassive Counterparts of SS 433: A Hyper-Eddington Accretion Framework

High-redshift little red dots (LRDs) are compact sources characterized by V-shaped spectral energy distributions (SEDs), broad emission lines, and often prominent Balmer breaks. Their high number density and apparently large black hole masses suggest that they are essential to the early evolution of galaxies and supermassive black holes (SMBHs); however, the nature of their central engines remains uncertain. Here, we propose that LRDs are the supermassive, high-redshift counterparts of the hyper-Eddington accreting Galactic microquasar SS~433, viewed at high inclinations. By scaling the hyper-Eddington accretion physics from stellar-mass black holes to supermassive scales, we show that the observed LRD features, including X-ray weakness, soft optical SEDs, apparent sub-Eddington accretion ratio, and Balmer breaks, emerge naturally from the self-shielding geometry of a puffed-up accretion disk. In this framework, the broad-line regions are ionized by anisotropic radiation escaping from the inner disk, analogous to the unseen UV/X-ray emission revealed by the W50 nebula in SS 433. Their low-inclination or lower-accretion-rate counterparts would appear as little blue dots (LBDs) or normal active galactic nuclei. Our model predicts that the Balmer break strength positively correlates with the broad-line width, that the emission lines are more variable than the optical continuum, that LRDs are intrinsically more luminous than observed, and that LBDs are more variable than LRDs. This unified-scale model redefines LRDs as the essential laboratories for observing the rapid accretion-driven growth that shaped the early assembly of galaxies and their central SMBHs.

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arXiv2026

X-ray Fourier lag-frequency spectra modulated by stochastic turbulent acceleration in the jets of high-frequency-peaked BL Lac

X-ray interband time lags are key diagnostics of jet physics and are frequently detected in high-frequency peaked BL Lac (HBL) objects at different epochs with various X-ray telescopes. In this work, we theoretically investigate Fourier lag-frequency spectra using a generic one-zone leptonic model incorporating the stochastic turbulent acceleration (STA), which plays a crucial role in shaping the emitted photon spectra. We demonstrate that the competition between STA, radiative cooling, and escape processes not only gives rise to two well-defined time-lag regimes: hard/positive and soft/negative lags, but also reveals the existence of a transition between the two regimes. Our results indicate that time lags in the transitional and soft-lag regimes can be clearly amplified and modified by STA's suppression of high-energy electron cooling, and nonlinear synchrotron self-Compton (SSC) cooling can further amplify the emergence of time lags. We conclude that the adopted model offers a unifying quantitative framework for interpreting the diverse time-lag signatures observed in the X-ray flares of HBLs. Additionally, SSC cooling effects can account for the relatively large lags observed in TeV-bright flares, as well as the observed trend between lag amplitude and flare duration: the larger the flare duration, the larger the lag.

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arXiv2026

Discovery of Repeating Transitions in 16 Changing-look Active Galactic Nuclei

The repeating changing-look active galactic nuclei (RCL AGNs) exhibit multiple appearances and disappearances of broad emission lines (BELs), whose underlying mechanism remains a puzzle. Expanding the sample of RCL AGNs is valuable for constraining the transition timescale and probing the accretion physics driving CL behaviors. This study aims to identify RCL AGNs using the multi-epoch spectroscopic data of confirmed CL AGNs from the Sloan Digital Sky Survey, Large Sky Area Multi-Object Fiber Spectroscopic Telescope, and Dark Energy Spectroscopic Instrument, supplemented with mid-infrared (MIR) light curves. Through selection criteria and visual inspection, we identify 22 RCL AGNs among 299 CL AGNs, corresponding to an occurrence rate of about 7\%, indicating that repeated transitions are not extremely rare in CL AGNs. Among the 22 RCL AGNs, 16 are newly identified, which significantly expands the known RCL AGN sample. Based on the spectra and densely sampled MIR light curves, we derive MIR variability timescales for 18 RCL AGNs, and find no significant correlation between the timescale and the black hole mass.

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arXiv2026

Searching for Electromagnetic Counterpart Candidates to GW231123

The detection of GW231123, a gravitational-wave (GW) event with exceptionally massive and rapidly spinning black holes, suggests the possible formation within an active galactic nucleus (AGN) disk, which provides a favorable environment for potentially generating an observable electromagnetic (EM) counterpart. We conduct a search for such a counterpart by crossmatching the GW localization with a comprehensive catalog of AGN flares from the Zwicky Transient Facility. Our analysis yields six plausible optical flare candidates that are spatially and temporally coincident with GW231123 and exhibit significant deviations from their AGN baseline flux. Although these candidates represent a crucial first step, their true nature remains inconclusive. Confirming any one of these flares via future observations would provide a landmark validation of the AGN formation channel and unlock the multi-messenger potential of this extraordinary merger.

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arXiv2026

A Systematic Search for Active Galactic Nucleus Flares in ZTF Data Release 23

Active galactic nuclei (AGNs) are known to exhibit stochastic variability across a wide range of timescales and wavelengths. AGN flares are extreme outbursts that deviate from this typical behavior and may trace a range of energetic physical processes. Using six years of data from Zwicky Transient Facility (ZTF) Data Release 23, we conduct a systematic search for AGN flares among a sample of well-sampled AGNs and AGN candidates. We construct two catalogs: the AGN Flare Coarse Catalog (AGNFCC), containing 28,504 flares identified via Bayesian blocks and Gaussian Processes, and the AGN Flare Refined Catalog (AGNFRC), comprising 1,984 high-confidence flares selected using stricter criteria. We analyze their spatial distribution, temporal characteristics, host AGN type and potential origins. Some flares can be associated with known supernovae, tidal disruption events, or blazars, and a few may be linked to binary black hole mergers or microlensing events. These catalogs provide a valuable resource for studying transient phenomena in AGNs and are publicly available at https://github.com/Lyle0831/AGN-Flares.

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arXiv2026

X-ray Quasi-Periodic Oscillations in Active Galactic Nuclei and Their Implications for the Changing Look Phenomenon

X-ray timing of active galactic nuclei (AGN) provides a unique probe of gas accretion onto supermassive black holes (SMBHs). Quasi-periodic oscillations (QPOs), which trace gas dynamics in the strongly curved spacetime around SMBHs, are rare in AGN. These signals often are analogs of high-frequency QPOs occasionally seen in some black-hole X-ray binaries, and their scarcity in AGN can partly be attributed to the low frequencies expected for typical SMBH masses. Intriguingly, robust X-ray QPO detections in SMBH systems have so far been reported only in narrow-line Seyfert 1 galaxies (NLS1s) and tidal disruption events (TDEs). Here we report the discovery of a QPO candidate during the 2018 outburst of the changing-look AGN (CL-AGN) NGC 1566. Numerical simulations indicate that the disk epicyclic oscillations responsible for high-frequency QPOs are damped by magnetohydrodynamic turbulence unless the accretion flow is misaligned and/or eccentric. In TDEs, the stellar debris stream is naturally misaligned with the SMBH spin, while NLS1s may host misaligned disks due to their youth. Motivated by the QPO candidate in NGC 1566, we propose that CL-AGN accretion is also misaligned -- potentially fueled by captured, free-falling broad-line region clouds. This model naturally explains why CL-AGN transition timescales are much shorter than the standard disk viscous timescale. This picture can be tested by searching for QPOs or quasi-periodic eruptions in other CL-AGN.

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arXiv2025

A UV to X-Ray View of Soft Excess in Type 1 Active Galactic Nuclei. II. Broadband Correlations

The physical origin of soft X-ray excess (SE) is a long lasting question, with two prevailing theories -- ``warm corona'' and ``ionized reflection'' -- dominating the discussion. In the warm corona scenario, SE originates from upscattered disk photons and should therefore correlate strongly with UV emission. Conversely, in the ionized reflection scenario, SE arises from the illumination of the accretion disk by the hot corona and should primarily correlate with the hard X-ray primary continuum (PC). In this second paper of the series, we investigate the correlations among SE, UV and PC, leveraging a sample of 59 unobscured type 1 AGNs compiled in \citet{Chen+2025a}. Our extensive analysis reveals a strong intrinsic correlation between SE and UV that remains robust after controlling for PC ($p_\mathrm{null}\lesssim 10^{-7}$). In contrast, the correlation between SE and PC is weaker but still statistically significant ($p_\mathrm{null}\lesssim 5\times 10^{-2}$). These findings suggest that, in addition to ionized reflection -- a natural outcome of the hot corona illuminating the disk -- a warm corona component is essential, and may even dominate, in producing the soft excess. Additionally, we report a mild anti-correlation between SE strength ($q$) and PC photon index ($Γ_\mathrm{PC}$) ($p_\mathrm{null}=10^{-2}$), suggesting a potential competition between the warm and hot coronae. Finally, we find that the $Γ_\mathrm{PC}$ values we derived with SE properly incorporated exhibit a much weaker correlation with $λ_\mathrm{Edd}$ ($p_\mathrm{null}=2\times 10^{-2}$) than previously reported in the literature. This highlights the critical role of accurately modeling SE in studies of the $Γ_\mathrm{PC}$--$λ_\mathrm{Edd}$ relation.

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arXiv2025

Baseline-Aware Dependence fitting for DAmping Timescales (BADDAT): A Nearly Unbiased Approach to Constraining Optical Variability Dependence on Physical Properties of Active Galactic Nuclei

Active galactic nuclei (AGNs) exhibit stochastic optical variability, commonly characterized by a damped random walk. The damping timescale is of particular interest because it is related to fundamental properties of the central black hole, such as its mass and accretion rate. However, the systematic underestimation of damping timescales caused by limited observational baselines makes it difficult to exhaustively utilize all available data. Many previous efforts have relied on strict selection criteria to avoid biased measurements, and such criteria inevitably constrain the range of AGN physical parameter space and therefore hinder robust inference of the underlying dependencies of damping timescale on AGN properties. In contrast, we introduce a novel forward modeling approach, Baseline-Aware Dependence fitting for DAmping Timescales (BADDAT), which explicitly accounts for these biases and leverages the information contained in underestimated timescale measurements. Rather than attempting to correct individual timescale measurements, BADDAT robustly constrains the population-level dependence of damping timescale on AGN physical properties. We demonstrate its effectiveness using mock light curves and show that it successfully reconciles previous inconsistent results based on two independent AGN samples. Our BADDAT method will have broad applications in AGN variability studies during the era of time-domain astronomy.

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arXiv2025

Interband Lag Variability in Active Galactic Nuclei across ZTF Data from Multiple Years

Interband lags in the optical continua of active galactic nuclei (AGN) have been observed over years of monitoring, yet their physical origins remain unclear. While variable interband lags have been found in a few individual AGN potentially, the temporal behavior of interband lags of an AGN sample has not been explored systematically. Here, we analyze the interband lags of 94 bright AGN at $z<0.8$, using both seasonal one-year and full six-year $gri$-band light curves from Zwicky Transient Facility Data Release 22. We find that more than half of 94 AGN show significant seasonal variations in the interband lags. Besides, the short-term lags, derived by averaging lags inferred from multiple seasonal light curves, are consistently smaller than the long-term lags, which are inferred from the full six-year light curves. This supports recent theoretical simulations where the lag measurement is sensitive to the baseline of light curve and the lag variation could be simply attributed to the inherent randomness of AGN variability. Our findings suggest that the interband lags of AGN are more complex and stochastic than commonly thought, and highlight the importance of high-precision time-domain surveys in uncovering the properties of AGN variability as well as the associated accretion physics.

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arXiv2025

Tracing the light: Identification for the optical counterpart candidates of binary black-holes during O3

The accretion disks of active galactic nuclei (AGN) are widely considered the ideal environments for binary black hole (BBH) mergers and the only plausible sites for their electromagnetic (EM) counterparts. Graham et al.(2023) identified seven AGN flares that are potentially associated with gravitational-wave (GW) events detected by the LIGO-Virgo-KAGRA (LVK) Collaboration during the third observing run. In this article, utilizing an additional three years of Zwicky Transient Facility (ZTF) public data after their discovery, we conduct an updated analysis and find that only three flares can be identified. By implementing a joint analysis of optical and GW data through a Bayesian framework, we find two flares exhibit a strong correlation with GW events, with no secondary flares observed in their host AGN up to 2024 October 31. Combining these two most robust associations, we derive a Hubble constant measurement of $H_{0}= 72.1^{+23.9}_{-23.1} \ \mathrm{km \ s^{-1} Mpc^{-1}}$ and incorporating the multi-messenger event GW170817 improves the precision to $H_{0}=73.5^{+9.8}_{-6.9} \ \mathrm{km \ s^{-1} Mpc^{-1}}$. Both results are consistent with existing measurements reported in the literature.

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arXiv2025

The Average Soft X-ray Spectra of eROSITA Active Galactic Nuclei

Context. AGNs are strong X-ray emitters shaped by disk-corona interactions. The soft excess (0.5-2.0 keV) reveals key information about the "warm corona" bridging the disk and hot corona. Yet, how this feature evolves with accretion properties remains poorly constrained, especially in large samples using spectral stacking. Aims. The eROSITA All-Sky Survey (eRASS:5) provides an unprecedented sample. We investigate how the average AGN X-ray spectra evolve with accretion parameters, and explore disk-corona connection by further combining stacked UV data. Methods. We developed Xstack, a novel tool that stacks rest-frame X-ray spectra and responses while preserving spectral shape through optimized weighting. We stack 17929 AGNs ("spec-z" sample, 23 Ms) with similar X-ray loudness alpha_ox, UV luminosity L_UV, and 4159 AGNs ("BH-mass" sample, 3 Ms) with similar Eddington ratio lambda_Edd and black hole mass M_BH. The resulting stacked X-ray spectra are analyzed with a phenomenological model. We further fit the stacked optical-UV-Xray SED with AGNSED model. Results. Soft excess strengthens strongly with alpha_ox and lambda_Edd (~5), while the hard X-ray spectral shape remains largely unchanged, supporting that soft excess is dominated by warm corona rather than reflection. AGNSED modeling reveals that warm corona radius (R_g units) generally increases with lambda_Edd and decreases with M_BH, or equivalently the disk-to-warm-corona transition consistently occurs near 1e4 K. The hot corona contracts with lambda_Edd and is unaffected by M_BH, aligning with disk evaporation predictions. Conclusions. The soft excess likely originates from a warm corona, with the disk to warm corona transition tied to hydrogen ionization near 1e4 K - supporting earlier eFEDS-HSC stacking results (Hagen et al. 2024). This study shows the strength of spectral stacking in probing AGN disk-corona physics.

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arXiv2025

Unprecedented Continuum Time Delay Variation Phenomenon in an Active Supermassive Black Hole

Resolving the accretion disks and broad line regions (BLRs) of active galactic nuclei (AGNs) can probe the physics behind supermassive black holes (SMBHs) fueling and weigh SMBHs. With time-domain observations, the reverberation mapping (RM) technique measures time delays between different light curves, probing the AGN inner structures that are otherwise often too compact to resolve spatially with current facilities. Theoretically, the SMBH accretion disk structure does not evolve over decades. Here we report the significant variations in the continuum time delays of NGC 4151. In the high-flux state, our high-cadence ($\sim 2$ days) spectroscopy reveals that continuum time delays are $3.8^{+1.8}_{-1.0}$ times larger than those in the low-flux state and $14.9\pm 2.0$ times longer than the classical standard thin disk prediction. Notably, the continuum time delays can be comparable with the time delay between H$β$ and the $5100\ \mathrmÅ$ continuum, and the latter is commonly used to calculate the BLR sizes. Hence, the BLR sizes are underestimated if the continuum time delays are not considered, which introduces $\sim 0.3$ dex systematic uncertainties on RM SMBH masses. Our findings underscore that simultaneous continuum and BLR RMs are vital for better deciphering the SMBH accretion and mass function.

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arXiv2025

A Sandwich Model for Changing-Look AGNs

The spectral variability of changing-look active galactic nuclei (CL-AGNs) occurred on timescales of years to tens of years, posing a significant challenge to the standard thin disk model. In this work, we propose a sandwich model, including an optically thick disk in the mid-plane (Disk 1) and two disks of low effective optical depth on both sides (Disk 2). These two types of disks are coupled with magnetic fields, which allow viscous torque interaction between them. As a consequence, the radial velocity of Disk 1 can increase by up to three orders of magnitude compared to the standard thin disk, leading to an equivalent decrease in the accretion timescale. Therefore, such a sandwich model can account for the rapid variability in CL-AGNs. In addition, we also discuss the influence of the magnetic pressure on Disk 2. When Disk 2 is dominated by the magnetic pressure, it resembles a "warm corona", which is responsible for the soft X-ray excess.

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arXiv2024

A UV to X-ray view of soft excess in type 1 AGNs: I. sample selection and spectral profile

A core sample of 59 unobscured type 1 AGNs with simultaneous XMM-Newton X-ray and UV observations is compiled from archive to probe the nature of soft X-ray excess (SE). In the first paper of this series, our focus centers on scrutinizing the spectral profile of the soft excess. Of the sources, $\approx$ 71% (42/59) exhibit powerlaw-like (po-like) soft excess, while $\approx$ 29% (17/59) exhibit blackbody-like (bb-like) soft excess. We show a cut-off powerlaw could uniformly characterize both types of soft excesses, with median Ecut of 1.40 keV for po-like and 0.14 keV for bb-like. For the first time, we report a robust and quantitative correlation between the SE profile and SE strength (the ratio of SE luminosity to that of the primary powerlaw continuum in 0.5 - 2.0 keV), indicating that stronger soft excess is more likely to be po-like, or effectively has a higher Ecut. This correlation cannot be explained by ionized disk reflection alone, which produces mostly bb-like soft excess (Ecut $\sim$ 0.1 keV) as revealed by relxilllp simulation. Remarkably, we show with simulations that a toy hybrid scenario, where both ionized disk reflection (relxilllp, with all reflection parameters fixed at default values except for ionization of the disk) and warm corona (compTT, with temperature fixed at 1 keV) contribute to the observed soft excess, can successfully reproduce the observed correlation. This highlights the ubiquitous hybrid nature of the soft X-ray excess in AGNs, and underscores the importance of considering both components while fitting the spectra of soft excess.

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arXiv2024

The Composite Spectral Energy Distribution of Quasars is Surprisingly Universal Since Cosmic Noon

Leveraging the photometric data of the Sloan Digital Sky Survey and the Galaxy Evolution Explorer (GALEX), we construct mean/median spectral energy distributions (SEDs) for unique bright quasars in redshift bins of 0.2 and up to $z \simeq 3$, after taking the GALEX non-detection into account. Further correcting for the absorption of the intergalactic medium, these mean/median quasar SEDs constitute a surprisingly redshift-independent mean/median composite SED from the rest-frame optical down to $\simeq 500~{\rm \mathring A}$ for quasars with bolometric luminosity brighter than $10^{45.5}~{\rm erg s^{-1}}$. Moreover, the mean/median composite quasar SED is plausibly also independent of black hole mass and Eddington ratio, and suggests similar properties of dust and gas in the quasar host galaxies since cosmic noon. Both the mean and median composite SEDs are nicely consistent with previous mean composite quasar spectra at wavelengths beyond $\simeq 1000~{\rm \mathring A}$, but at shorter wavelengths, are redder, indicating, on average, less ionizing radiation than previously expected. Through comparing the model-predicted to the observed composite quasar SEDs, we favor a simply truncated disk model, rather than a standard thin disk model, for the quasar central engine, though we request more sophisticated disk models. Future deep ultraviolet facilities, such as the China Space Station Telescope and the Ultraviolet Explorer, would prompt revolutions in many aspects, including the quasar central engine, production of the broad emission lines in quasars, and cosmic reionization.

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arXiv2024

Optical Continuum Reverberation Mapping of a Candidate IMBH in a Nearby Seyfert 1 Galaxy

To investigate the short-term variability and determine the size of the optical continuum emitting region of intermediate-mass black holes (IMBHs), we carried out high-cadence, multiband photometric monitoring of a Seyfert 1 galaxy J0249-0815 across two nights, together with a one-night single-band preliminary test. The presence of the broad Ha component in our target was confirmed by recent Paloma spectroscopic observations, 23 years after the Sloan Digital Sky Survey, ruling out the supernovae origin of the broad Ha line. The photometric experiment was primarily conducted utilizing four-channel imagers MuSCAT 3 and 4 mounted on 2 m telescopes within the Las Cumbres Observatory Global Telescope Network. Despite the expectation of variability, we observed no significant variation (<1.4%) on timescales of 6 to 10 hr. This nondetection is likely due to substantial host galaxy light diluting the subtle active galactic nucleus (AGN) variability. Additionally, we cannot rule out that the target was in a relatively quiescent state without intranight variability during our monitoring, owing to the stochastic nature of AGN variations. To enhance the possibility of detecting subtle variability signals and lag in future IMBH reverberation campaigns, it may be beneficial to select targets with a higher AGN-to-host flux ratio, and conduct dual-band preliminary tests and tailored simulations.

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arXiv2024

Could the inter-band lag of active galactic nucleus vary randomly?

The inter-band lags among the optical broad-band continua of active galactic nuclei (AGNs) have been intensively explored over the past decade. However, the nature of the lags remains under debate. Here utilizing two distinct scenarios for AGN variability, i.e., the thermal fluctuation of accretion disk and the reprocessing of both the accretion disk and clouds in the broad line region, we show that, owing to the random nature of AGN variability, the inter-band lags of an individual AGN would vary from one campaign with a finite baseline to another. Specifically, the thermal fluctuation scenario implies larger variations in the lags than the reprocessing scenario. Moreover, the former predicts a positive correlation between the lag and variation amplitude, while the latter does not result in such a correlation. For both scenarios, averaging the lags of an individual AGN measured with repeated and non-overlapping campaigns would give rise to a stable lag, which is larger for a longer baseline and gets saturation for a sufficiently long baseline. However, obtaining the stable lag for an individual AGN is very time-consuming. Alternatively, it can be equivalently inferred by averaging the lags of a sample of AGNs with similar physical properties, thus can be properly compared with predictions of AGN models. In addition, discussed are several new observational tests suggested by our simulations as well as the role of the deep high-cadence surveys of the Wide Field Survey Telescope in enriching our knowledge of the lags.

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