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Zheng Chen

Publications and source records attributed to Zheng Chen.

At least 181 records · Page 10Linked to original sources
arXiv2023

Parametrization Approach for Real-Time Generation of Minimum-Effort Trajectories via Neural Network

This paper is concerned with real-time generation of optimal flight trajectories for Minimum-Effort Control Problems (MECPs), which is fundamentally important for autonomous flight of aerospace vehicles. Although existing optimal control methods, such as indirect methods and direct methods, can be amended to solve MECPs, it is very challenging to obtain, in real time, the solution trajectories since those methods suffer the issue of convergence. As the artificial neural network can generate its output within a constant time, it has been alternative for real-time generation of optimal trajectories in the literature. The usual way is to train neural networks by solutions from indirect or direct methods, which, however, cannot ensure sufficient conditions for optimality to be met. As a result, the trained neural networks cannot be guaranteed to generate at least locally optimal trajectories. To address this issue, a parametrization approach is developed in the paper so that not only necessary but also sufficient conditions are embedded into a parameterized set of differential equations. This allows generating the data set of at least locally optimal trajectories through solving some initial value problems. Once a neural network is trained by the data set, it can not only generate optimal trajectories within milliseconds but also ensure the generated trajectories to be at least locally optimal, as finally demonstrated by two conventional MECPs in aerospace engineering.

math.OC↗
arXiv2023

Real-time optimal control for attitude-constrained solar sailcrafts via neural networks

This work is devoted to generating optimal guidance commands in real time for attitude-constrained solar sailcrafts in coplanar circular-to-circular interplanetary transfers. Firstly, a nonlinear optimal control problem is established, and necessary conditions for optimality are derived by the Pontryagin's Minimum Principle. Under some assumptions, the attitude constraints are rewritten as control constraints, which are replaced by a saturation function so that a parameterized system is formulated to generate an optimal trajectory via solving an initial value problem. This approach allows for the efficient generation of a dataset containing optimal samples, which are essential for training Neural Networks (NNs) to achieve real-time implementation. However, the optimal guidance command may suddenly change from one extreme to another, resulting in discontinuous jumps that generally impair the NN's approximation performance. To address this issue, we use two co-states that the optimal guidance command depends on, to detect discontinuous jumps. A procedure for preprocessing these jumps is then established, thereby ensuring that the preprocessed guidance command remains smooth. Meanwhile, the sign of one co-state is found to be sufficient to revert the preprocessed guidance command back into the original optimal guidance command. Furthermore, three NNs are built and trained offline, and they cooperate together to precisely generate the optimal guidance command in real time. Finally, numerical simulations are presented to demonstrate the developments of the paper.

math.OC↗
arXiv2023

The Ground State Lattice Distortion of CsV$_{3}$Sb$_{5}$ Revealed by de Haas-van Alphen Oscillations

The recently discovered AV$_{3}$Sb$_{5}$ (A = K, Rb, Cs) compounds have garnered intense attention in the scientific community due to their unique characteristics as kagome superconductors coexisting with a charge density wave (CDW) order. To comprehend the electronic properties of this system, it is essential to understand the lattice distortions associated with the CDW order and the ground state electronic behavior. Here, we comprehensively examine the Fermi surface by a combination of angle-dependent torque magnetometry and density functional theory calculations. We observe magnetic breakdown in the de Haas-van Alphen oscillations under high magnetic fields. Additionally, by examining the angular and temperature variations in quantum oscillation frequencies, we gain insight into the evolution of the three-dimensional like Fermi surfaces and the cyclotron masses of the orbits, which are consistent with weak electron-phonon coupling. Notably, further comparisons indicate that the 2$\times$2$\times$2 Star-of-David (SoD) distortion is more compatible with both high frequency data above 1000\,T and low frequency data below 500\,T, while the 2$\times$2$\times$2 Tri-Hexagonal (TrH) distortion aligns well with experimental data at mid frequencies. This finding implies the inherent coexistence of both TrH and SoD 2$\times$2$\times$2 patterns within the CDW order. These observations provide key insights into the interplay among effective electronic dimensionality, CDW state, and superconductivity.

cond-mat.supr-con↗
arXiv2023

Instruction Distillation Makes Large Language Models Efficient Zero-shot Rankers

Recent studies have demonstrated the great potential of Large Language Models (LLMs) serving as zero-shot relevance rankers. The typical approach involves making comparisons between pairs or lists of documents. Although effective, these listwise and pairwise methods are not efficient and also heavily rely on intricate prompt engineering. To tackle this problem, we introduce a novel instruction distillation method. The key idea is to distill the pairwise ranking ability of open-sourced LLMs to a simpler but more efficient pointwise ranking. Specifically, given the same LLM, we first rank documents using the effective pairwise approach with complex instructions, and then distill the teacher predictions to the pointwise approach with simpler instructions. Evaluation results on the BEIR, TREC, and ReDial datasets demonstrate that instruction distillation can improve efficiency by 10 to 100x and also enhance the ranking performance of LLMs. Furthermore, our approach surpasses the performance of existing supervised methods like monoT5 and is on par with the state-of-the-art zero-shot methods. The code to reproduce our results is available at www.github.com/sunnweiwei/RankGPT.

cs.IR↗
arXiv2023

Decentralized Learning over Wireless Networks with Broadcast-Based Subgraph Sampling

This work centers on the communication aspects of decentralized learning over wireless networks, using consensus-based decentralized stochastic gradient descent (D-SGD). Considering the actual communication cost or delay caused by in-network information exchange in an iterative process, our goal is to achieve fast convergence of the algorithm measured by improvement per transmission slot. We propose BASS, an efficient communication framework for D-SGD over wireless networks with broadcast transmission and probabilistic subgraph sampling. In each iteration, we activate multiple subsets of non-interfering nodes to broadcast model updates to their neighbors. These subsets are randomly activated over time, with probabilities reflecting their importance in network connectivity and subject to a communication cost constraint (e.g., the average number of transmission slots per iteration). During the consensus update step, only bi-directional links are effectively preserved to maintain communication symmetry. In comparison to existing link-based scheduling methods, the inherent broadcasting nature of wireless channels offers intrinsic advantages in speeding up convergence of decentralized learning by creating more communicated links with the same number of transmission slots.

cs.LG↗
arXiv2023

POVNav: A Pareto-Optimal Mapless Visual Navigator

Mapless navigation has emerged as a promising approach for enabling autonomous robots to navigate in environments where pre-existing maps may be inaccurate, outdated, or unavailable. In this work, we propose an image-based local representation of the environment immediately around a robot to parse navigability. We further develop a local planning and control framework, a Pareto-optimal mapless visual navigator (POVNav), to use this representation and enable autonomous navigation in various challenging and real-world environments. In POVNav, we choose a Pareto-optimal sub-goal in the image by evaluating all the navigable pixels, finding a safe visual path, and generating actions to follow the path using visual servo control. In addition to providing collision-free motion, our approach enables selective navigation behavior, such as restricting navigation to select terrain types, by only changing the navigability definition in the local representation. The ability of POVNav to navigate a robot to the goal using only a monocular camera without relying on a map makes it computationally light and easy to implement on various robotic platforms. Real-world experiments in diverse challenging environments, ranging from structured indoor environments to unstructured outdoor environments such as forest trails and roads after a heavy snowfall, using various image segmentation techniques demonstrate the remarkable efficacy of our proposed framework.

cs.RO↗
arXiv2023

Over-the-Air Federated Learning with Compressed Sensing: Is Sparsification Necessary?

Over-the-Air (OtA) Federated Learning (FL) refers to an FL system where multiple agents apply OtA computation for transmitting model updates to a common edge server. Two important features of OtA computation, namely linear processing and signal-level superposition, motivate the use of linear compression with compressed sensing (CS) methods to reduce the number of data samples transmitted over the channel. The previous works on applying CS methods in OtA FL have primarily assumed that the original model update vectors are sparse, or they have been sparsified before compression. However, it is unclear whether linear compression with CS-based reconstruction is more effective than directly sending the non-zero elements in the sparsified update vectors, under the same total power constraint. In this study, we examine and compare several communication designs with or without sparsification. Our findings demonstrate that sparsification before compression is not necessary. Alternatively, sparsification without linear compression can also achieve better performance than the commonly considered setup that combines both.

cs.IT↗
arXiv2023

Hierarchical Integration Diffusion Model for Realistic Image Deblurring

Diffusion models (DMs) have recently been introduced in image deblurring and exhibited promising performance, particularly in terms of details reconstruction. However, the diffusion model requires a large number of inference iterations to recover the clean image from pure Gaussian noise, which consumes massive computational resources. Moreover, the distribution synthesized by the diffusion model is often misaligned with the target results, leading to restrictions in distortion-based metrics. To address the above issues, we propose the Hierarchical Integration Diffusion Model (HI-Diff), for realistic image deblurring. Specifically, we perform the DM in a highly compacted latent space to generate the prior feature for the deblurring process. The deblurring process is implemented by a regression-based method to obtain better distortion accuracy. Meanwhile, the highly compact latent space ensures the efficiency of the DM. Furthermore, we design the hierarchical integration module to fuse the prior into the regression-based model from multiple scales, enabling better generalization in complex blurry scenarios. Comprehensive experiments on synthetic and real-world blur datasets demonstrate that our HI-Diff outperforms state-of-the-art methods. Code and trained models are available at https://github.com/zhengchen1999/HI-Diff.

cs.CV↗
arXiv2023

MoCLIM: Towards Accurate Cancer Subtyping via Multi-Omics Contrastive Learning with Omics-Inference Modeling

Precision medicine fundamentally aims to establish causality between dysregulated biochemical mechanisms and cancer subtypes. Omics-based cancer subtyping has emerged as a revolutionary approach, as different level of omics records the biochemical products of multistep processes in cancers. This paper focuses on fully exploiting the potential of multi-omics data to improve cancer subtyping outcomes, and hence developed MoCLIM, a representation learning framework. MoCLIM independently extracts the informative features from distinct omics modalities. Using a unified representation informed by contrastive learning of different omics modalities, we can well-cluster the subtypes, given cancer, into a lower latent space. This contrast can be interpreted as a projection of inter-omics inference observed in biological networks. Experimental results on six cancer datasets demonstrate that our approach significantly improves data fit and subtyping performance in fewer high-dimensional cancer instances. Moreover, our framework incorporates various medical evaluations as the final component, providing high interpretability in medical analysis.

q-bio.GN↗
arXiv2023

Dual Aggregation Transformer for Image Super-Resolution

Transformer has recently gained considerable popularity in low-level vision tasks, including image super-resolution (SR). These networks utilize self-attention along different dimensions, spatial or channel, and achieve impressive performance. This inspires us to combine the two dimensions in Transformer for a more powerful representation capability. Based on the above idea, we propose a novel Transformer model, Dual Aggregation Transformer (DAT), for image SR. Our DAT aggregates features across spatial and channel dimensions, in the inter-block and intra-block dual manner. Specifically, we alternately apply spatial and channel self-attention in consecutive Transformer blocks. The alternate strategy enables DAT to capture the global context and realize inter-block feature aggregation. Furthermore, we propose the adaptive interaction module (AIM) and the spatial-gate feed-forward network (SGFN) to achieve intra-block feature aggregation. AIM complements two self-attention mechanisms from corresponding dimensions. Meanwhile, SGFN introduces additional non-linear spatial information in the feed-forward network. Extensive experiments show that our DAT surpasses current methods. Code and models are obtainable at https://github.com/zhengchen1999/DAT.

cs.CV↗
arXiv2023

Decentralized Learning over Wireless Networks: The Effect of Broadcast with Random Access

In this work, we focus on the communication aspect of decentralized learning, which involves multiple agents training a shared machine learning model using decentralized stochastic gradient descent (D-SGD) over distributed data. In particular, we investigate the impact of broadcast transmission and probabilistic random access policy on the convergence performance of D-SGD, considering the broadcast nature of wireless channels and the link dynamics in the communication topology. Our results demonstrate that optimizing the access probability to maximize the expected number of successful links is a highly effective strategy for accelerating the system convergence.

cs.NI↗
arXiv2023

Pseudo-Trilateral Adversarial Training for Domain Adaptive Traversability Prediction

Traversability prediction is a fundamental perception capability for autonomous navigation. Deep neural networks (DNNs) have been widely used to predict traversability during the last decade. The performance of DNNs is significantly boosted by exploiting a large amount of data. However, the diversity of data in different domains imposes significant gaps in the prediction performance. In this work, we make efforts to reduce the gaps by proposing a novel pseudo-trilateral adversarial model that adopts a coarse-to-fine alignment (CALI) to perform unsupervised domain adaptation (UDA). Our aim is to transfer the perception model with high data efficiency, eliminate the prohibitively expensive data labeling, and improve the generalization capability during the adaptation from easy-to-access source domains to various challenging target domains. Existing UDA methods usually adopt a bilateral zero-sum game structure. We prove that our CALI model -- a pseudo-trilateral game structure is advantageous over existing bilateral game structures. This proposed work bridges theoretical analyses and algorithm designs, leading to an efficient UDA model with easy and stable training. We further develop a variant of CALI -- Informed CALI (ICALI), which is inspired by the recent success of mixup data augmentation techniques and mixes informative regions based on the results of CALI. This mixture step provides an explicit bridging between the two domains and exposes underperforming classes more during training. We show the superiorities of our proposed models over multiple baselines in several challenging domain adaptation setups. To further validate the effectiveness of our proposed models, we then combine our perception model with a visual planner to build a navigation system and show the high reliability of our model in complex natural environments.

cs.CV↗
arXiv2023

Analysis of dynamic restricted mean survival time based on pseudo-observations

In clinical follow-up studies with a time-to-event end point, the difference in the restricted mean survival time (RMST) is a suitable substitute for the hazard ratio (HR). However, the RMST only measures the survival of patients over a period of time from the baseline and cannot reflect changes in life expectancy over time. Based on the RMST, we study the conditional restricted mean survival time (cRMST) by estimating life expectancy in the future according to the time that patients have survived, reflecting the dynamic survival status of patients during follow-up. In this paper, we introduce the estimation method of cRMST based on pseudo-observations, the construction of test statistics according to the difference in the cRMST (cRMSTd), and the establishment of the robust dynamic prediction model using the landmark method. Simulation studies are employed to evaluate the statistical properties of these methods, which are also applied to two real examples. The simulation results show that the estimation of the cRMST is accurate and the cRMSTd test performs well. In addition, the dynamic RMST model has high accuracy in coefficient estimation and better predictive performance than the static RMST model. The hypothesis test proposed in this paper has a wide range of applicability, and the dynamic RMST model can predict patients' life expectancy from any prediction time, considering the time-dependent covariates and time-varying effects of covariates.

stat.ME↗
arXiv2023

Graph Meets LLM: A Novel Approach to Collaborative Filtering for Robust Conversational Understanding

Conversational AI systems such as Alexa need to understand defective queries to ensure robust conversational understanding and reduce user friction. These defective queries often arise from user ambiguities, mistakes, or errors in automatic speech recognition (ASR) and natural language understanding (NLU). Personalized query rewriting is an approach that focuses on reducing defects in queries by taking into account the user's individual behavior and preferences. It typically relies on an index of past successful user interactions with the conversational AI. However, unseen interactions within the user's history present additional challenges for personalized query rewriting. This paper presents our "Collaborative Query Rewriting" approach, which specifically addresses the task of rewriting new user interactions that have not been previously observed in the user's history. This approach builds a "User Feedback Interaction Graph" (FIG) of historical user-entity interactions and leverages multi-hop graph traversal to enrich each user's index to cover future unseen defective queries. The enriched user index is called a Collaborative User Index and contains hundreds of additional entries. To counteract precision degradation from the enlarged index, we add additional transformer layers to the L1 retrieval model and incorporate graph-based and guardrail features into the L2 ranking model. Since the user index can be pre-computed, we further investigate the utilization of a Large Language Model (LLM) to enhance the FIG for user-entity link prediction in the Video/Music domains. Specifically, this paper investigates the Dolly-V2 7B model. We found that the user index augmented by the fine-tuned Dolly-V2 generation significantly enhanced the coverage of future unseen user interactions, thereby boosting QR performance on unseen queries compared with the graph traversal only approach.

cs.AI↗
arXiv2023

Temporal Data Meets LLM -- Explainable Financial Time Series Forecasting

This paper presents a novel study on harnessing Large Language Models' (LLMs) outstanding knowledge and reasoning abilities for explainable financial time series forecasting. The application of machine learning models to financial time series comes with several challenges, including the difficulty in cross-sequence reasoning and inference, the hurdle of incorporating multi-modal signals from historical news, financial knowledge graphs, etc., and the issue of interpreting and explaining the model results. In this paper, we focus on NASDAQ-100 stocks, making use of publicly accessible historical stock price data, company metadata, and historical economic/financial news. We conduct experiments to illustrate the potential of LLMs in offering a unified solution to the aforementioned challenges. Our experiments include trying zero-shot/few-shot inference with GPT-4 and instruction-based fine-tuning with a public LLM model Open LLaMA. We demonstrate our approach outperforms a few baselines, including the widely applied classic ARMA-GARCH model and a gradient-boosting tree model. Through the performance comparison results and a few examples, we find LLMs can make a well-thought decision by reasoning over information from both textual news and price time series and extracting insights, leveraging cross-sequence information, and utilizing the inherent knowledge embedded within the LLM. Additionally, we show that a publicly available LLM such as Open-LLaMA, after fine-tuning, can comprehend the instruction to generate explainable forecasts and achieve reasonable performance, albeit relatively inferior in comparison to GPT-4.

cs.LG↗
arXiv2023

PALR: Personalization Aware LLMs for Recommendation

Large language models (LLMs) have recently received significant attention for their exceptional capabilities. Despite extensive efforts in developing general-purpose LLMs that can be utilized in various natural language processing (NLP) tasks, there has been less research exploring their potential in recommender systems. In this paper, we propose a novel framework, named PALR, which aiming to combine user history behaviors (such as clicks, purchases, ratings, etc.) with LLMs to generate user preferred items. Specifically, we first use user/item interactions as guidance for candidate retrieval. Then we adopt a LLM-based ranking model to generate recommended items. Unlike existing approaches that typically adopt general-purpose LLMs for zero/few-shot recommendation testing or training on small-sized language models (with less than 1 billion parameters), which cannot fully elicit LLMs' reasoning abilities and leverage rich item side parametric knowledge, we fine-tune a 7 billion parameters LLM for the ranking purpose. This model takes retrieval candidates in natural language format as input, with instruction which explicitly asking to select results from input candidates during inference. Our experimental results demonstrate that our solution outperforms state-of-the-art models on various sequential recommendation tasks.

cs.IR↗
arXiv2023

Over-the-Air Computation with Multiple Receivers: A Space-Time Approach

The emerging concept of Over-the-Air (OtA) computation has shown great potential for achieving resource-efficient data aggregation across large wireless networks. However, current research in this area has been limited to the standard many-to-one topology, where multiple nodes transmit data to a single receiver. In this study, we address the problem of applying OtA computation to scenarios with multiple receivers, and propose a novel communication design that exploits joint precoding and decoding over multiple time slots. To determine the optimal precoding and decoding vectors, we formulate an optimization problem that aims to minimize the mean squared error of the desired computations while satisfying the unbiasedness condition and power constraints. Our proposed multi-slot design is shown to be effective in saving communication resources (e.g., time slots) and achieving smaller estimation errors compared to the baseline approach of separating different receivers over time.

cs.IT↗
arXiv2023

Dynamic Scheduling for Federated Edge Learning with Streaming Data

In this work, we consider a Federated Edge Learning (FEEL) system where training data are randomly generated over time at a set of distributed edge devices with long-term energy constraints. Due to limited communication resources and latency requirements, only a subset of devices is scheduled for participating in the local training process in every iteration. We formulate a stochastic network optimization problem for designing a dynamic scheduling policy that maximizes the time-average data importance from scheduled user sets subject to energy consumption and latency constraints. Our proposed algorithm based on the Lyapunov optimization framework outperforms alternative methods without considering time-varying data importance, especially when the generation of training data shows strong temporal correlation.

cs.LG↗