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Zheng Fan

Publications and source records attributed to Zheng Fan.

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A New Perspective of the Meese-Rogoff Puzzle: Application of Sparse Dynamic Shrinkage

We propose the Markov Switching Dynamic Shrinkage process (MSDSP), nesting the Dynamic Shrinkage Process (DSP) of Kowal et al. (2019). We revisit the Meese-Rogoff puzzle (Meese and Rogoff, 1983a,b, 1988) by applying the MSDSP to the economic models deemed inferior to the random walk model for exchange rate predictions. The flexibility of the MSDSP model captures the possibility of zero coefficients (sparsity), constant coefficient (dynamic shrinkage), as well as sudden and gradual parameter movements (structural change) in the time-varying parameter model setting. We also apply MSDSP in the context of Bayesian predictive synthesis (BPS) (McAlinn and West, 2019), where dynamic combination schemes exploit the information from the alternative economic models. Our analysis provide a new perspective to the Meese-Rogoff puzzle, illustrating that the economic models, enhanced with the parameter flexibility of the MSDSP, produce predictive distributions that are superior to the random walk model, even when stochastic volatility is considered.

econ.EM

Solving the Food-Energy-Water Nexus Problem via Intelligent Optimization Algorithms

The application of evolutionary algorithms (EAs) to multi-objective optimization problems has been widespread. However, the EA research community has not paid much attention to large-scale multi-objective optimization problems arising from real-world applications. Especially, Food-Energy-Water systems are intricately linked among food, energy and water that impact each other. They usually involve a huge number of decision variables and many conflicting objectives to be optimized. Solving their related optimization problems is essentially important to sustain the high-quality life of human beings. Their solution space size expands exponentially with the number of decision variables. Searching in such a vast space is challenging because of such large numbers of decision variables and objective functions. In recent years, a number of large-scale many-objectives optimization evolutionary algorithms have been proposed. In this paper, we solve a Food-Energy-Water optimization problem by using the state-of-art intelligent optimization methods and compare their performance. Our results conclude that the algorithm based on an inverse model outperforms the others. This work should be highly useful for practitioners to select the most suitable method for their particular large-scale engineering optimization problems.

cs.NE

Exploring the Correlation Between Ultrasound Speed and the State of Health of LiFePO$_4$ Prismatic Cells

Electric vehicles (EVs) have become a popular mode of transportation, with their performance depending on the ageing of the Li-ion batteries used to power them. However, it can be challenging and time-consuming to determine the capacity retention of a battery in service. A rapid and reliable testing method for state of health (SoH) determination is desired. Ultrasonic testing techniques are promising due to their efficient, portable, and non-destructive features. In this study, we demonstrate that ultrasonic speed decreases with the degradation of the capacity of an LFP prismatic cell. We explain this correlation through numerical simulation, which describes wave propagation in porous media. We propose that the reduction of binder stiffness can be a primary cause of the change in ultrasonic speed during battery ageing. This work brings new insights into ultrasonic SoH estimation techniques.

eess.SP

Proximity-encirclement of exceptional points in a multimode optomechanical system

Dynamic encircling a second-order exception point (EP) exhibit chiral state transfer, while there is few research on dynamic encircling multiple and higher-order EPs. Here, we study proximity-encirclement of the EPs in a multimode optomechanical system to understand the closed path evolution of high-order non-Hermitian systems. The optomechanical system has three types of situations about EPs: the system has no EP, a pair of second-order EPs, and a third-order EP. The dynamical behavior of the system's dependence on the initial state, orientation, and velocity of the loop, the variance in the starting point of the loop, as well as the number and order of EPs encircled by the loop have been investigated in the process of state transfer. The results show that chiral or non-reciprocal state transfer can be realized when the loop encircling a second-order EP with different radius. Only chiral state transfer occurs when encircling two second-order EPs. Moreover, chiral and non-reciprocal state transfer can happen in a single loop encircling a third-order EP. The phenomena about encircling the EPs in a multimode optomechanical system provides another means for manipulating state transfer in higher-order non-Hermitian systems.

physics.optics

Droplet nanofluidic transport under vapor deposition: a review on seeded growth of low-dimensional nanomaterials

Thin film deposition technologies boost the development of modern semiconductor industries. Being a fancy variant, vapor phase deposition on metal nanoparticles (often in liquid phase) rather than on bare substrates opens novel avenues of fabricating low-dimensional nanomaterials, which renders the development of new device architectures and their applications in advanced electronics, optoelectronics and photonics, etc. Since the last twenty years, nanomaterials with various geometries (i.e. dots, wires, trees, tubes, flakes, ribbons, etc.) have been synthesized via different bottom-up methods (i.e. vapor-liquid-solid, vapor-solid-solid, in plane solid-liquid-solid, etc.) by different deposition techniques (CVD, PECVD, MOCVD, MBE, etc.). In contrast with liquid phase epitaxy where metal liquid severs as stationary reservoir that accommodates gaseous precursors, metal droplets have to be kicked off in-plane on/out-of-plane from the substrates so as to steer the growth of low-dimensional nanomaterials. In this review, we shall regard the growth process in a viewpoint of dynamic droplet evolution under vapor phase deposition. We shall summarize several key factors that affect the droplet spreading behaviors and their consequent nanofluidic transport, which involves deposition parameters, solid-liquid interfaces, crystal phases, substrate nanofacets and so on, which deterministically results in various morphologies and growth directions of the nanomaterials. Reversely, the aspects like doping profile and phase transition that are strongly dependent on the droplet transport will also be discussed.

physics.app-ph

Diameter Estimation of Cylindrical Metal Bar Using Wideband Dual-Polarized Ground-Penetrating Radar

Ground-penetrating radar (GPR) has been an effective technology for locating metal bars in civil engineering structures. However, the accurate sizing of subsurface metal bars of small diameters remains a challenging problem for the existing reflection pattern-based method due to the limited resolution of GPR. To address the issue, we propose a reflection power-based method by exploring the relationship between the bar diameter and the maximum power of the bar reflected signal obtained by a wideband dual-polarized GPR, which circumvents the resolution limit of the existing pattern-based method. In the proposed method, the theoretical relationship between the bar diameter and the power ratio of the bar reflected signals acquired by perpendicular and parallel polarized antennas is established via the inherent scattering width of the metal bar and the wideband spectrum of the bar reflected signal. Based on the theoretical relationship, the bar diameter can be estimated using the obtained power ratio in a GPR survey. Simulations and experiments have been conducted with different GPR frequency spectra, subsurface mediums, and metal bars of various diameters and depths to demonstrate the efficacy of the method. Experimental results show that the method achieves high sizing accuracy with errors of less than 10% in different scenarios. With its simple operation and high accuracy, the method can be implemented in real-time in situ examination of subsurface metal bars.

eess.SP

Learning to Remove Clutter in Real-World GPR Images Using Hybrid Data

The clutter in the ground-penetrating radar (GPR) radargram disguises or distorts subsurface target responses, which severely affects the accuracy of target detection and identification. Existing clutter removal methods either leave residual clutter or deform target responses when facing complex and irregular clutter in the real-world radargram. To tackle the challenge of clutter removal in real scenarios, a clutter-removal neural network (CR-Net) trained on a large-scale hybrid dataset is presented in this study. The CR-Net integrates residual dense blocks into the U-Net architecture to enhance its capability in clutter suppression and target reflection restoration. The combination of the mean absolute error (MAE) loss and the multi-scale structural similarity (MS-SSIM) loss is used to effectively drive the optimization of the network. To train the proposed CR-Net to remove complex and diverse clutter in real-world radargrams, the first large-scale hybrid dataset named CLT-GPR dataset containing clutter collected by different GPR systems in multiple scenarios is built. The CLT-GPR dataset significantly improves the generalizability of the network to remove clutter in real-world GPR radargrams. Extensive experimental results demonstrate that the CR-Net achieves superior performance over existing methods in removing clutter and restoring target responses in diverse real-world scenarios. Moreover, the CR-Net with its end-to-end design does not require manual parameter tuning, making it highly suitable for automatically producing clutter-free radargrams in GPR applications. The CLT-GPR dataset and the code implemented in the paper can be found at https://haihan-sun.github.io/GPR.html.

eess.SP

Strong Spreading in a Droplet Flow for Low-Dimensional Nanostructures Growth

We report an in situ transmission electron microscopy observation of an indium droplet flowing on a silicon nitride membrane with a coating layer of hydrogenated amorphous silicon (a-Si:H), with the production of in-plane c-Si nanowire in its trail. We observe that the droplet strongly spreads on the a-Si:H coated surface while it dewets from the c-Si NW. This in situ observation, combined with the geometric analysis of such liquid-solid systems, presents nice consistency with de Gennes theoretic prediction of the droplet hydrodynamics steered by reactive spreading, where the wettability gradient for the droplet flowing is maintained by a progressively autophobic process due to the droplet mediated crystallization of a-Si:H. Interestingly, we record temperature dependent evolution of the droplet-nanowire interface, which leads the droplet break-up, self-turning and the nanoflake-to-nanowire transition. We elucidate these rich nanofluidic phenomena by a model based on the heterogeneous nucleation governed reactive spreading.

cond-mat.mtrl-sci

Highly efficient optical add-drop filter with an angle-polished fiber coupler

Microbubble whispering-gallery resonators have shown great promise in fiber-optic communications because of their low confinement loss and hollow cores, which allow for facile stress-based tunability. Usually, the transmission spectrum of taper-coupled microbubbles contains closely spaced modes due to the relatively large radii and oblate geometry of microbubbles. In this letter, we develop an optical add-drop filter using a microbubble coupled to fiber taper and angle-polished fiber waveguides. Because of the extra degree of freedom in the angle of its polish surface, the angle-polished fiber can be used for the discriminatory excitation of certain radial-order modes in the optical microcavity, reducing the high modal density and enhancing add-drop selectivity. Our robust and tunable add-drop filter demonstrated a drop efficiency of 85.9% and quality factor of 2 x 10^7, corresponding to a linewidth of 9.68 MHz. As a proof of concept, the drop frequency was tuned using internal aerostatic pressure at a rate of 7.3 +/- 0.2 GHz/bar with no diminishing effects on the add-drop filter performance.

physics.app-ph

Hydrogen plasma exposure of In/ITO bilayers as an effective way for dispersing In nanoparticles

We address the production of indium nanoparticles (In NPs) from In thin films thermally evaporated on both c-Si substrates and sputtered indium tin oxide (ITO) as well as from sputtered ITO thin films, exposed to a hydrogen (H2) plasma. On the one hand, we show that evaporated In thin films grow in Volmer-Weber (VW) mode; H2 plasma reduces their surface oxide and substrate annealing reshapes them from flat islands into spheres, without any remarkable surface migration or coalescence. On the other hand, we studied the In NPs formation on the ITO thin films and on In/ITO bilayer structures, by varying the H2 plasma exposure time and the substrate temperature. This led us to postulate that the main role of H2 plasma is to release In atoms from ITO surface. At low substrate temperature (100°C), In NPs grow on ITO surface via a solid phase VW mode, similar to evaporated In thin films, while at 300°C, small In droplets preferentially nucleate along the ITO grain boundaries where ITO reduction rate and atomic diffusion coefficient are higher compared with the ITO grain surface. As the droplets grow larger and connect with each other, larger ones (1-2 um microns) are suddenly formed based on a liquid phase growth-connection-coalescence process. This phenomenon is even stronger in the case of In/ITO bilayer where the large In drops resulting from the evaporated In connect with the smaller NPs resulting from ITO reduction and rapidly merge into very large NPs (15 um)

cond-mat.mtrl-sci