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Zhenhong Zhou

Publications and source records attributed to Zhenhong Zhou.

50 records · Page 3Linked to original sources

Jailbreaking Large Language Diffusion Models: Revealing Hidden Safety Flaws in Diffusion-Based Text Generation

Large Language Diffusion Models (LLDMs) exhibit comparable performance to LLMs while offering distinct advantages in inference speed and mathematical reasoning tasks.The precise and rapid generation capabilities of LLDMs amplify concerns of harmful generations, while existing jailbreak methodologies designed for Large Language Models (LLMs) prove limited effectiveness against LLDMs and fail to expose safety vulnerabilities.Successful defense cannot definitively resolve harmful generation concerns, as it remains unclear whether LLDMs possess safety robustness or existing attacks are incompatible with diffusion-based architectures.To address this, we first reveal the vulnerability of LLDMs to jailbreak and demonstrate that attack failure in LLDMs stems from fundamental architectural differences.We present a PArallel Decoding jailbreak (PAD) for diffusion-based language models. PAD introduces Multi-Point Attention Attack, which guides parallel generative processes toward harmful outputs that inspired by affirmative response patterns in LLMs. Experimental evaluations across four LLDMs demonstrate that PAD achieves jailbreak attack success rates by 97%, revealing significant safety vulnerabilities. Furthermore, compared to autoregressive LLMs of the same size, LLDMs increase the harmful generation speed by 2x, significantly highlighting risks of uncontrolled misuse.Through comprehensive analysis, we provide an investigation into LLDM architecture, offering critical insights for the secure deployment of diffusion-based language models.

cs.CL↗

A Vision for Auto Research with LLM Agents

This paper introduces Agent-Based Auto Research, a structured multi-agent framework designed to automate, coordinate, and optimize the full lifecycle of scientific research. Leveraging the capabilities of large language models (LLMs) and modular agent collaboration, the system spans all major research phases, including literature review, ideation, methodology planning, experimentation, paper writing, peer review response, and dissemination. By addressing issues such as fragmented workflows, uneven methodological expertise, and cognitive overload, the framework offers a systematic and scalable approach to scientific inquiry. Preliminary explorations demonstrate the feasibility and potential of Auto Research as a promising paradigm for self-improving, AI-driven research processes.

cs.AI↗

LIFEBench: Evaluating Length Instruction Following in Large Language Models

While large language models (LLMs) can solve PhD-level reasoning problems over long context inputs, they still struggle with a seemingly simpler task: following explicit length instructions-e.g., write a 10,000-word novel. Additionally, models often generate far too short outputs, terminate prematurely, or even refuse the request. Existing benchmarks focus primarily on evaluating generations quality, but often overlook whether the generations meet length constraints. To this end, we introduce Length Instruction Following Evaluation Benchmark (LIFEBench) to comprehensively evaluate LLMs' ability to follow length instructions across diverse tasks and a wide range of specified lengths. LIFEBench consists of 10,800 instances across 4 task categories in both English and Chinese, covering length constraints ranging from 16 to 8192 words. We evaluate 26 widely-used LLMs and find that most models reasonably follow short-length instructions but deteriorate sharply beyond a certain threshold. Surprisingly, almost all models fail to reach the vendor-claimed maximum output lengths in practice, as further confirmed by our evaluations extending up to 32K words. Even long-context LLMs, despite their extended input-output windows, counterintuitively fail to improve length-instructions following. Notably, Reasoning LLMs outperform even specialized long-text generation models, achieving state-of-the-art length following. Overall, LIFEBench uncovers fundamental limitations in current LLMs' length instructions following ability, offering critical insights for future progress.

cs.CL↗

A Comprehensive Survey in LLM(-Agent) Full Stack Safety: Data, Training and Deployment

The remarkable success of Large Language Models (LLMs) has illuminated a promising pathway toward achieving Artificial General Intelligence for both academic and industrial communities, owing to their unprecedented performance across various applications. As LLMs continue to gain prominence in both research and commercial domains, their security and safety implications have become a growing concern, not only for researchers and corporations but also for every nation. Currently, existing surveys on LLM safety primarily focus on specific stages of the LLM lifecycle, e.g., deployment phase or fine-tuning phase, lacking a comprehensive understanding of the entire "lifechain" of LLMs. To address this gap, this paper introduces, for the first time, the concept of "full-stack" safety to systematically consider safety issues throughout the entire process of LLM training, deployment, and eventual commercialization. Compared to the off-the-shelf LLM safety surveys, our work demonstrates several distinctive advantages: (I) Comprehensive Perspective. We define the complete LLM lifecycle as encompassing data preparation, pre-training, post-training, deployment and final commercialization. To our knowledge, this represents the first safety survey to encompass the entire lifecycle of LLMs. (II) Extensive Literature Support. Our research is grounded in an exhaustive review of over 800+ papers, ensuring comprehensive coverage and systematic organization of security issues within a more holistic understanding. (III) Unique Insights. Through systematic literature analysis, we have developed reliable roadmaps and perspectives for each chapter. Our work identifies promising research directions, including safety in data generation, alignment techniques, model editing, and LLM-based agent systems. These insights provide valuable guidance for researchers pursuing future work in this field.

cs.CR↗

Goal-Aware Identification and Rectification of Misinformation in Multi-Agent Systems

Large Language Model-based Multi-Agent Systems (MASs) have demonstrated strong advantages in addressing complex real-world tasks. However, due to the introduction of additional attack surfaces, MASs are particularly vulnerable to misinformation injection. To facilitate a deeper understanding of misinformation propagation dynamics within these systems, we introduce MisinfoTask, a novel dataset featuring complex, realistic tasks designed to evaluate MAS robustness against such threats. Building upon this, we propose ARGUS, a two-stage, training-free defense framework leveraging goal-aware reasoning for precise misinformation rectification within information flows. Our experiments demonstrate that in challenging misinformation scenarios, ARGUS exhibits significant efficacy across various injection attacks, achieving an average reduction in misinformation toxicity of approximately 28.17% and improving task success rates under attack by approximately 10.33%. Our code and dataset is available at: https://github.com/zhrli324/ARGUS.

cs.CL↗

Crabs: Consuming Resource via Auto-generation for LLM-DoS Attack under Black-box Settings

Large Language Models (LLMs) have demonstrated remarkable performance across diverse tasks yet still are vulnerable to external threats, particularly LLM Denial-of-Service (LLM-DoS) attacks. Specifically, LLM-DoS attacks aim to exhaust computational resources and block services. However, existing studies predominantly focus on white-box attacks, leaving black-box scenarios underexplored. In this paper, we introduce Auto-Generation for LLM-DoS (AutoDoS) attack, an automated algorithm designed for black-box LLMs. AutoDoS constructs the DoS Attack Tree and expands the node coverage to achieve effectiveness under black-box conditions. By transferability-driven iterative optimization, AutoDoS could work across different models in one prompt. Furthermore, we reveal that embedding the Length Trojan allows AutoDoS to bypass existing defenses more effectively. Experimental results show that AutoDoS significantly amplifies service response latency by over 250$\times\uparrow$, leading to severe resource consumption in terms of GPU utilization and memory usage. Our work provides a new perspective on LLM-DoS attacks and security defenses. Our code is available at https://github.com/shuita2333/AutoDoS.

cs.CL↗

$PD^3F$: A Pluggable and Dynamic DoS-Defense Framework Against Resource Consumption Attacks Targeting Large Language Models

Large Language Models (LLMs), due to substantial computational requirements, are vulnerable to resource consumption attacks, which can severely degrade server performance or even cause crashes, as demonstrated by denial-of-service (DoS) attacks designed for LLMs. However, existing works lack mitigation strategies against such threats, resulting in unresolved security risks for real-world LLM deployments. To this end, we propose the Pluggable and Dynamic DoS-Defense Framework ($PD^3F$), which employs a two-stage approach to defend against resource consumption attacks from both the input and output sides. On the input side, we propose the Resource Index to guide Dynamic Request Polling Scheduling, thereby reducing resource usage induced by malicious attacks under high-concurrency scenarios. On the output side, we introduce the Adaptive End-Based Suppression mechanism, which terminates excessive malicious generation early. Experiments across six models demonstrate that $PD^3F$ significantly mitigates resource consumption attacks, improving users' access capacity by up to 500% during adversarial load. $PD^3F$ represents a step toward the resilient and resource-aware deployment of LLMs against resource consumption attacks.

cs.CR↗

On the Role of Attention Heads in Large Language Model Safety

Large language models (LLMs) achieve state-of-the-art performance on multiple language tasks, yet their safety guardrails can be circumvented, leading to harmful generations. In light of this, recent research on safety mechanisms has emerged, revealing that when safety representations or component are suppressed, the safety capability of LLMs are compromised. However, existing research tends to overlook the safety impact of multi-head attention mechanisms, despite their crucial role in various model functionalities. Hence, in this paper, we aim to explore the connection between standard attention mechanisms and safety capability to fill this gap in the safety-related mechanistic interpretability. We propose a novel metric which tailored for multi-head attention, the Safety Head ImPortant Score (Ships), to assess the individual heads' contributions to model safety. Based on this, we generalize Ships to the dataset level and further introduce the Safety Attention Head AttRibution Algorithm (Sahara) to attribute the critical safety attention heads inside the model. Our findings show that the special attention head has a significant impact on safety. Ablating a single safety head allows aligned model (e.g., Llama-2-7b-chat) to respond to 16 times more harmful queries, while only modifying 0.006% of the parameters, in contrast to the ~ 5% modification required in previous studies. More importantly, we demonstrate that attention heads primarily function as feature extractors for safety and models fine-tuned from the same base model exhibit overlapping safety heads through comprehensive experiments. Together, our attribution approach and findings provide a novel perspective for unpacking the black box of safety mechanisms within large models.

cs.CL↗

CORBA: Contagious Recursive Blocking Attacks on Multi-Agent Systems Based on Large Language Models

Large Language Model-based Multi-Agent Systems (LLM-MASs) have demonstrated remarkable real-world capabilities, effectively collaborating to complete complex tasks. While these systems are designed with safety mechanisms, such as rejecting harmful instructions through alignment, their security remains largely unexplored. This gap leaves LLM-MASs vulnerable to targeted disruptions. In this paper, we introduce Contagious Recursive Blocking Attacks (Corba), a novel and simple yet highly effective attack that disrupts interactions between agents within an LLM-MAS. Corba leverages two key properties: its contagious nature allows it to propagate across arbitrary network topologies, while its recursive property enables sustained depletion of computational resources. Notably, these blocking attacks often involve seemingly benign instructions, making them particularly challenging to mitigate using conventional alignment methods. We evaluate Corba on two widely-used LLM-MASs, namely, AutoGen and Camel across various topologies and commercial models. Additionally, we conduct more extensive experiments in open-ended interactive LLM-MASs, demonstrating the effectiveness of Corba in complex topology structures and open-source models. Our code is available at: https://github.com/zhrli324/Corba.

cs.CL↗

Alignment-Enhanced Decoding:Defending via Token-Level Adaptive Refining of Probability Distributions

Large language models are susceptible to jailbreak attacks, which can result in the generation of harmful content. While prior defenses mitigate these risks by perturbing or inspecting inputs, they ignore competing objectives, the underlying cause of alignment failures. In this paper, we propose Alignment-Enhanced Decoding (AED), a novel defense that employs adaptive decoding to address the root causes of jailbreak issues. We first define the Competitive Index to quantify alignment failures and utilize feedback from self-evaluation to compute post-alignment logits. Then, AED adaptively combines AED and post-alignment logits with the original logits to obtain harmless and helpful distributions. Consequently, our method enhances safety alignment while maintaining helpfulness. We conduct experiments across five models and four common jailbreaks, with the results validating the effectiveness of our approach. Code is available at https://github.com/GIGABaozi/AED.git.

cs.CL↗

Speak Out of Turn: Safety Vulnerability of Large Language Models in Multi-turn Dialogue

Large Language Models (LLMs) have been demonstrated to generate illegal or unethical responses, particularly when subjected to "jailbreak." Research on jailbreak has highlighted the safety issues of LLMs. However, prior studies have predominantly focused on single-turn dialogue, ignoring the potential complexities and risks presented by multi-turn dialogue, a crucial mode through which humans derive information from LLMs. In this paper, we argue that humans could exploit multi-turn dialogue to induce LLMs into generating harmful information. LLMs may not intend to reject cautionary or borderline unsafe queries, even if each turn is closely served for one malicious purpose in a multi-turn dialogue. Therefore, by decomposing an unsafe query into several sub-queries for multi-turn dialogue, we induced LLMs to answer harmful sub-questions incrementally, culminating in an overall harmful response. Our experiments, conducted across a wide range of LLMs, indicate current inadequacies in the safety mechanisms of LLMs in multi-turn dialogue. Our findings expose vulnerabilities of LLMs in complex scenarios involving multi-turn dialogue, presenting new challenges for the safety of LLMs.

cs.CL↗

Course-Correction: Safety Alignment Using Synthetic Preferences

The risk of harmful content generated by large language models (LLMs) becomes a critical concern. This paper presents a systematic study on assessing and improving LLMs' capability to perform the task of \textbf{course-correction}, \ie, the model can steer away from generating harmful content autonomously. To start with, we introduce the \textsc{C$^2$-Eval} benchmark for quantitative assessment and analyze 10 popular LLMs, revealing varying proficiency of current safety-tuned LLMs in course-correction. To improve, we propose fine-tuning LLMs with preference learning, emphasizing the preference for timely course-correction. Using an automated pipeline, we create \textsc{C$^2$-Syn}, a synthetic dataset with 750K pairwise preferences, to teach models the concept of timely course-correction through data-driven preference learning. Experiments on 2 LLMs, \textsc{Llama2-Chat 7B} and \textsc{Qwen2 7B}, show that our method effectively enhances course-correction skills without affecting general performance. Additionally, it effectively improves LLMs' safety, particularly in resisting jailbreak attacks.

cs.CL↗

How Alignment and Jailbreak Work: Explain LLM Safety through Intermediate Hidden States

Large language models (LLMs) rely on safety alignment to avoid responding to malicious user inputs. Unfortunately, jailbreak can circumvent safety guardrails, resulting in LLMs generating harmful content and raising concerns about LLM safety. Due to language models with intensive parameters often regarded as black boxes, the mechanisms of alignment and jailbreak are challenging to elucidate. In this paper, we employ weak classifiers to explain LLM safety through the intermediate hidden states. We first confirm that LLMs learn ethical concepts during pre-training rather than alignment and can identify malicious and normal inputs in the early layers. Alignment actually associates the early concepts with emotion guesses in the middle layers and then refines them to the specific reject tokens for safe generations. Jailbreak disturbs the transformation of early unethical classification into negative emotions. We conduct experiments on models from 7B to 70B across various model families to prove our conclusion. Overall, our paper indicates the intrinsical mechanism of LLM safety and how jailbreaks circumvent safety guardrails, offering a new perspective on LLM safety and reducing concerns. Our code is available at https://github.com/ydyjya/LLM-IHS-Explanation.

cs.CL↗

Quantifying and Analyzing Entity-level Memorization in Large Language Models

Large language models (LLMs) have been proven capable of memorizing their training data, which can be extracted through specifically designed prompts. As the scale of datasets continues to grow, privacy risks arising from memorization have attracted increasing attention. Quantifying language model memorization helps evaluate potential privacy risks. However, prior works on quantifying memorization require access to the precise original data or incur substantial computational overhead, making it difficult for applications in real-world language models. To this end, we propose a fine-grained, entity-level definition to quantify memorization with conditions and metrics closer to real-world scenarios. In addition, we also present an approach for efficiently extracting sensitive entities from autoregressive language models. We conduct extensive experiments based on the proposed, probing language models' ability to reconstruct sensitive entities under different settings. We find that language models have strong memorization at the entity level and are able to reproduce the training data even with partial leakages. The results demonstrate that LLMs not only memorize their training data but also understand associations between entities. These findings necessitate that trainers of LLMs exercise greater prudence regarding model memorization, adopting memorization mitigation techniques to preclude privacy violations.

cs.CL↗