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Zhenlan Ji

Publications and source records attributed to Zhenlan Ji.

At least 19 recordsLinked to original sources

Reassembling Distributed Risk: Trajectory-Conditioned Action Generation for Multi-Turn Agent Safety

Tool-using LLM agents extend security risks beyond generated text to actions that affect external systems. Under multi-turn decomposition attacks, a harmful objective can be distributed across individually plausible requests and tool calls, becoming apparent only from the accumulated trajectory. Existing defenses either rely on auxiliary online reasoning to recover long-horizon security evidence or assess actions after generation, often incurring additional inference cost or depending on runtime-specific action representations. We propose \emph{Reassembling Distributed Risk} (ReDiR), a generation-time defense that conditions action generation on trajectory-level security evidence. Before each action, ReDiR compresses the current trajectory into a compact latent safety representation and injects it into the frozen base model. The representation is learned through same-model, cross-view supervision, where safe behavior from an explicit task view provides supervision for recovering distributed safety evidence from the original multi-turn trajectory. This design enables ReDiR to integrate cross-turn security information directly within the generation process without relying on a separate action-level safety module. We evaluate ReDiR on two agent-safety benchmarks across three model families and eight held-out tool domains. ReDiR reduces attack success rates to below 8\%, transfers to unseen tool domains, and preserves benign fidelity with low computational overhead.

cs.CR

Beyond Content Safety: Real-Time Monitoring for Reasoning Vulnerabilities in Large Language Models

Large language models increasingly rely on explicit chain-of-thought reasoning to solve complex tasks, yet the safety of the reasoning process itself remains largely unaddressed. Existing work focuses predominantly on content safety (i.e., detecting harmful, biased, or factually incorrect outputs), while treating the underlying reasoning chain as an opaque intermediate artifact. We argue that reasoning safety constitutes a fundamental security dimension orthogonal to content safety: the requirement that a model's reasoning trajectory be logically consistent, computationally efficient, and resistant to adversarial manipulation. In this paper, we formalize reasoning safety and introduce a systematic taxonomy of nine unsafe reasoning behaviors. We then conduct a large-scale prevalence study, annotating over 4,000 reasoning chains across benign benchmarks and four state-of-the-art reasoning attacks, empirically demonstrating that all nine error types occur in practice with mechanistically interpretable signatures. To mitigate these threats, we propose the Reasoning Safety Monitor: an external, zero-shot verification framework that runs in parallel with the target LLM. It inspects each reasoning step in real time via a taxonomy-embedded prompt and dispatches an interrupt signal upon detecting unsafe behavior. Extensive evaluations show our monitor achieves up to 87.11% step-level localization accuracy, outperforming hallucination detectors and the best process reward model baselines by a substantial margin. Crucially, the monitor maintains a low false positive rate on correct reasoning paths, operates with negligible latency overhead, and exhibits robust resilience against adaptive adversarial evasion. These findings establish reasoning safety monitoring as a highly feasible and essential component for the secure deployment of large reasoning models.

cs.AI

CAM: A Causality-based Analysis Framework for Multi-Agent Code Generation Systems

Despite the remarkable success that Multi-Agent Code Generation Systems (MACGS) have achieved, the inherent complexity of multi-agent architectures produces substantial volumes of intermediate outputs. To date, the individual importance of these intermediate outputs to the system correctness remains opaque, which impedes targeted optimization of MACGS designs. To address this challenge, we propose CAM, the first \textbf{C}ausality-based \textbf{A}nalysis framework for \textbf{M}ACGS that systematically quantifies the contribution of different intermediate features for system correctness. By comprehensively categorizing intermediate outputs and systematically simulating realistic errors on intermediate features, we identify the important features for system correctness and aggregate their importance rankings. We conduct extensive empirical analysis on the identified importance rankings. Our analysis reveals intriguing findings: first, we uncover context-dependent features\textemdash features whose importance emerges mainly through interactions with other features, revealing that quality assurance for MACGS should incorporate cross-feature consistency checks; second, we reveal that hybrid backend MACGS with different backend LLMs assigned according to their relative strength achieves up to 7.3\% Pass@1 improvement, underscoring hybrid architectures as a promising direction for future MACGS design. We further demonstrate CAM's practical utility through two applications: (1) failure repair which achieves a 73.6\% success rate by optimizing top-3 importance-ranked features and (2) feature pruning that reduces up to 33.6\% intermediate token consumption while maintaining generation performance. Our work provides actionable insights for MACGS design and deployment, establishing causality analysis as a powerful approach for understanding and improving MACGS.

cs.SE

SEAL: Subspace-Anchored Watermarks for LLM Ownership

Large language models (LLMs) have achieved remarkable success across a wide range of natural language processing tasks, demonstrating human-level performance in text generation, reasoning, and question answering. However, training such models requires substantial computational resources, large curated datasets, and sophisticated alignment procedures. As a result, they constitute highly valuable intellectual property (IP) assets that warrant robust protection mechanisms. Existing IP protection approaches suffer from critical limitations. Model fingerprinting techniques can identify model architectures but fail to establish ownership of specific model instances. In contrast, traditional backdoor-based watermarking methods embed behavioral anomalies that can be easily removed through common post-processing operations such as fine-tuning or knowledge distillation. We propose SEAL, a subspace-anchored watermarking framework that embeds multi-bit signatures directly into the model's latent representational space, supporting both white-box and black-box verification scenarios. Our approach leverages model editing techniques to align the hidden representations of selected anchor samples with predefined orthogonal bit vectors. This alignment embeds the watermark while preserving the model's original factual predictions, rendering the watermark functionally harmless and stealthy. We conduct comprehensive experiments on multiple benchmark datasets and six prominent LLMs, comparing SEAL with 11 existing fingerprinting and watermarking methods to demonstrate its superior effectiveness, fidelity, efficiency, and robustness. Furthermore, we evaluate SEAL under potential knowledgeable attacks and show that it maintains strong verification performance even when adversaries possess knowledge of the watermarking mechanism and the embedded signatures.

cs.CR

Understanding and Bridging the Planner-Coder Gap: A Systematic Study on the Robustness of Multi-Agent Systems for Code Generation

Multi-agent systems (MASs) have emerged as a promising paradigm for automated code generation, demonstrating impressive performance on established benchmarks. Despite their prosperous development, the fundamental mechanisms underlying their robustness remain poorly understood, raising critical concerns for real-world deployment. This paper conducts a systematic empirical study to uncover the internal robustness flaws of MASs using a mutation-based methodology. By designing a testing pipeline incorporating semantic-preserving mutation operators and a novel fitness function, we assess mainstream MASs across multiple datasets and LLMs. Our findings reveal substantial robustness flaws: semantically equivalent inputs cause drastic performance drops, with MASs failing to solve 7.9\%--83.3\% of problems they initially resolved successfully. Through comprehensive failure analysis, we discover a fundamental cause underlying these robustness issues: the \textit{planner-coder gap}, which accounts for 75.3\% of failures. This gap arises from information loss in the multi-stage transformation process where planning agents decompose requirements into underspecified plans, and coding agents subsequently misinterpret intricate logic during code generation. Based on this formulated information transformation process, we propose a \textit{repairing method} that mitigates information loss through multi-prompt generation and introduces a monitor agent to bridge the planner-coder gap. Evaluation shows that our repairing method effectively enhances the robustness of MASs by solving 40.0\%--88.9\% of identified failures. Our work uncovers critical robustness flaws in MASs and provides effective mitigation strategies, contributing essential insights for developing more reliable MASs for code generation.

cs.SE

Digging Into the Internal: Causality-Based Analysis of LLM Function Calling

Function calling (FC) has emerged as a powerful technique for facilitating large language models (LLMs) to interact with external systems and perform structured tasks. However, the mechanisms through which it influences model behavior remain largely under-explored. Besides, we discover that in addition to the regular usage of FC, this technique can substantially enhance the compliance of LLMs with user instructions. These observations motivate us to leverage causality, a canonical analysis method, to investigate how FC works within LLMs. In particular, we conduct layer-level and token-level causal interventions to dissect FC's impact on the model's internal computational logic when responding to user queries. Our analysis confirms the substantial influence of FC and reveals several in-depth insights into its mechanisms. To further validate our findings, we conduct extensive experiments comparing the effectiveness of FC-based instructions against conventional prompting methods. We focus on enhancing LLM safety robustness, a critical LLM application scenario, and evaluate four mainstream LLMs across two benchmark datasets. The results are striking: FC shows an average performance improvement of around 135% over conventional prompting methods in detecting malicious inputs, demonstrating its promising potential to enhance LLM reliability and capability in practical applications.

cs.SE

DisarmRAG: Stealthy Retriever-Centric Poisoning to Disable Self-Correction in Retrieval-Augmented Generation (Extended Version)

Retrieval-Augmented Generation (RAG) has become a standard approach for improving the reliability of large language models (LLMs). Prior work demonstrates the vulnerability of RAG systems by misleading them into generating attacker-chosen outputs through poisoning the knowledge base. However, we observe that the effectiveness of these attacks is substantially undermined in the real-world deployment, where LLMs exhibit a strong self-correction ability (SCA). This ability is typically triggered by the mainstream configuration of LLMs, indicating a substantial gap between idealized research settings and practical scenarios. To address this issue, we systematically reflect on the limitations of prior RAG attacks and introduce DisarmRAG, a novel poisoning paradigm that focuses on the retriever, instead of the conventional approach of only poisoning the knowledge base. By compromising the retriever, our method can inject arbitrary anti-SCA instructions into the context provided to LLMs, effectively suppressing the SCA and enforcing attacker-chosen outputs. In particular, we craft a novel and systematic attack framework consisting of 1) an iterative co-optimization process to ensure the effectiveness of the anti-SCA instructions and 2) a stealthy model editing technique based on contrastive learning to facilitate the delivery of the attack payload. We extensively evaluate DisarmRAG across six LLMs and three QA benchmarks, and the results, with success rates exceeding 90%, confirm its efficacy. We additionally validate the effectiveness of our attack under various detection defenses, highlighting stealthiness, which is another critical aspect to consider in real-world attacks.

cs.CR

Evaluating LLMs on Sequential API Call Through Automated Test Generation

By integrating tools from external APIs, Large Language Models (LLMs) have expanded their promising capabilities in a diverse spectrum of complex real-world tasks. However, testing, evaluation, and analysis of LLM tool use remain in their early stages. Most existing benchmarks rely on manually collected test cases, many of which cannot be automatically checked for semantic correctness and instead depend on static methods such as string matching. Additionally, these benchmarks often overlook the complex interactions that occur between sequential API calls, which are common in real-world applications. To fill the gap, in this paper, we introduce StateGen, an automated framework designed to generate diverse coding tasks involving sequential API interactions. StateGen combines state-machine-based API constraint solving and validation, energy-based sampling, and control-flow injection to generate executable programs. These programs are then translated into human-like natural language task descriptions through a collaboration of two LLM agents. Utilizing StateGen, we construct StateEval, a benchmark encompassing 120 verified test cases spanning across three representative scenarios: Session Service, Tensor Operation, and ElevenLabs MCP. Experimental results confirm that StateGen can effectively generate challenging and realistic API-oriented tasks, highlighting areas for improvement in current LLMs incorporating APIs.We make our framework and benchmark publicly available to support future research.

cs.SE

SoK: Evaluating Jailbreak Guardrails for Large Language Models

Large Language Models (LLMs) have achieved remarkable progress, but their deployment has exposed critical vulnerabilities, particularly to jailbreak attacks that circumvent safety alignments. Guardrails--external defense mechanisms that monitor and control LLM interactions--have emerged as a promising solution. However, the current landscape of LLM guardrails is fragmented, lacking a unified taxonomy and comprehensive evaluation framework. In this Systematization of Knowledge (SoK) paper, we present the first holistic analysis of jailbreak guardrails for LLMs. We propose a novel, multi-dimensional taxonomy that categorizes guardrails along six key dimensions, and introduce a Security-Efficiency-Utility evaluation framework to assess their practical effectiveness. Through extensive analysis and experiments, we identify the strengths and limitations of existing guardrail approaches, provide insights into optimizing their defense mechanisms, and explore their universality across attack types. Our work offers a structured foundation for future research and development, aiming to guide the principled advancement and deployment of robust LLM guardrails. The code is available at https://github.com/xunguangwang/SoK4JailbreakGuardrails.

cs.CR

IP Leakage Attacks Targeting LLM-Based Multi-Agent Systems

The rapid advancement of Large Language Models (LLMs) has led to the emergence of Multi-Agent Systems (MAS) to perform complex tasks through collaboration. However, the intricate nature of MAS, including their architecture and agent interactions, raises significant concerns regarding intellectual property (IP) protection. In this paper, we introduce MASLEAK, a novel attack framework designed to extract sensitive information from MAS applications. MASLEAK targets a practical, black-box setting, where the adversary has no prior knowledge of the MAS architecture or agent configurations. The adversary can only interact with the MAS through its public API, submitting attack query $q$ and observing outputs from the final agent. Inspired by how computer worms propagate and infect vulnerable network hosts, MASLEAK carefully crafts adversarial query $q$ to elicit, propagate, and retain responses from each MAS agent that reveal a full set of proprietary components, including the number of agents, system topology, system prompts, task instructions, and tool usages. We construct the first synthetic dataset of MAS applications with 810 applications and also evaluate MASLEAK against real-world MAS applications, including Coze and CrewAI. MASLEAK achieves high accuracy in extracting MAS IP, with an average attack success rate of 87% for system prompts and task instructions, and 92% for system architecture in most cases. We conclude by discussing the implications of our findings and the potential defenses.

cs.CR

EAMET: Robust Massive Model Editing via Embedding Alignment Optimization

Model editing techniques are essential for efficiently updating knowledge in large language models (LLMs). However, the effectiveness of existing approaches degrades in massive editing scenarios, particularly when evaluated with practical metrics. Their robustness is also limited in context-rich settings or when editing multiple facts of the same subject simultaneously. We attribute these failures to the embedding misalignment among knowledge items, which undermines editing reliability at scale. To address this, we propose EAMET (Embedding Alignment Model Editing in Transformers), which addresses this issue by aligning the space of key and residual embeddings. Extensive experiments across six LLMs and three datasets demonstrate that EAMET consistently outperforms existing methods, achieving about 90\% editing efficacy when editing 10k facts. Codes and datasets are publicly available at https://ybdai7.github.io/eamet-page/.

cs.CL

STShield: Single-Token Sentinel for Real-Time Jailbreak Detection in Large Language Models

Large Language Models (LLMs) have become increasingly vulnerable to jailbreak attacks that circumvent their safety mechanisms. While existing defense methods either suffer from adaptive attacks or require computationally expensive auxiliary models, we present STShield, a lightweight framework for real-time jailbroken judgement. STShield introduces a novel single-token sentinel mechanism that appends a binary safety indicator to the model's response sequence, leveraging the LLM's own alignment capabilities for detection. Our framework combines supervised fine-tuning on normal prompts with adversarial training using embedding-space perturbations, achieving robust detection while preserving model utility. Extensive experiments demonstrate that STShield successfully defends against various jailbreak attacks, while maintaining the model's performance on legitimate queries. Compared to existing approaches, STShield achieves superior defense performance with minimal computational overhead, making it a practical solution for real-world LLM deployment.

cs.CL

SelfDefend: LLMs Can Defend Themselves against Jailbreaking in a Practical Manner

Jailbreaking is an emerging adversarial attack that bypasses the safety alignment deployed in off-the-shelf large language models (LLMs) and has evolved into multiple categories: human-based, optimization-based, generation-based, and the recent indirect and multilingual jailbreaks. However, delivering a practical jailbreak defense is challenging because it needs to not only handle all the above jailbreak attacks but also incur negligible delays to user prompts, as well as be compatible with both open-source and closed-source LLMs. Inspired by how the traditional security concept of shadow stacks defends against memory overflow attacks, this paper introduces a generic LLM jailbreak defense framework called SelfDefend, which establishes a shadow LLM as a defense instance (in detection state) to concurrently protect the target LLM instance (in normal answering state) in the normal stack and collaborate with it for checkpoint-based access control. The effectiveness of SelfDefend builds upon our observation that existing LLMs can identify harmful prompts or intentions in user queries, which we empirically validate using mainstream GPT-3.5/4 models against major jailbreak attacks. To further improve the defense's robustness and minimize costs, we employ a data distillation approach to tune dedicated open-source defense models. When deployed to protect GPT-3.5/4, Claude, Llama-2-7b/13b, and Mistral, these models outperform seven state-of-the-art defenses and match the performance of GPT-4-based SelfDefend, with significantly lower extra delays. Further experiments show that the tuned models are robust to adaptive jailbreaks and prompt injections.

cs.CR

Testing and Understanding Erroneous Planning in LLM Agents through Synthesized User Inputs

Agents based on large language models (LLMs) have demonstrated effectiveness in solving a wide range of tasks by integrating LLMs with key modules such as planning, memory, and tool usage. Increasingly, customers are adopting LLM agents across a variety of commercial applications critical to reliability, including support for mental well-being, chemical synthesis, and software development. Nevertheless, our observations and daily use of LLM agents indicate that they are prone to making erroneous plans, especially when the tasks are complex and require long-term planning. In this paper, we propose PDoctor, a novel and automated approach to testing LLM agents and understanding their erroneous planning. As the first work in this direction, we formulate the detection of erroneous planning as a constraint satisfiability problem: an LLM agent's plan is considered erroneous if its execution violates the constraints derived from the user inputs. To this end, PDoctor first defines a domain-specific language (DSL) for user queries and synthesizes varying inputs with the assistance of the Z3 constraint solver. These synthesized inputs are natural language paragraphs that specify the requirements for completing a series of tasks. Then, PDoctor derives constraints from these requirements to form a testing oracle. We evaluate PDoctor with three mainstream agent frameworks and two powerful LLMs (GPT-3.5 and GPT-4). The results show that PDoctor can effectively detect diverse errors in agent planning and provide insights and error characteristics that are valuable to both agent developers and users. We conclude by discussing potential alternative designs and directions to extend PDoctor.

cs.AI

InstructTA: Instruction-Tuned Targeted Attack for Large Vision-Language Models

Large vision-language models (LVLMs) have demonstrated their incredible capability in image understanding and response generation. However, this rich visual interaction also makes LVLMs vulnerable to adversarial examples. In this paper, we formulate a novel and practical targeted attack scenario that the adversary can only know the vision encoder of the victim LVLM, without the knowledge of its prompts (which are often proprietary for service providers and not publicly available) and its underlying large language model (LLM). This practical setting poses challenges to the cross-prompt and cross-model transferability of targeted adversarial attack, which aims to confuse the LVLM to output a response that is semantically similar to the attacker's chosen target text. To this end, we propose an instruction-tuned targeted attack (dubbed \textsc{InstructTA}) to deliver the targeted adversarial attack on LVLMs with high transferability. Initially, we utilize a public text-to-image generative model to "reverse" the target response into a target image, and employ GPT-4 to infer a reasonable instruction $\boldsymbol{p}^\prime$ from the target response. We then form a local surrogate model (sharing the same vision encoder with the victim LVLM) to extract instruction-aware features of an adversarial image example and the target image, and minimize the distance between these two features to optimize the adversarial example. To further improve the transferability with instruction tuning, we augment the instruction $\boldsymbol{p}^\prime$ with instructions paraphrased from GPT-4. Extensive experiments demonstrate the superiority of our proposed method in targeted attack performance and transferability. The code is available at https://github.com/xunguangwang/InstructTA.

cs.CV

Benchmarking and Explaining Large Language Model-based Code Generation: A Causality-Centric Approach

While code generation has been widely used in various software development scenarios, the quality of the generated code is not guaranteed. This has been a particular concern in the era of large language models (LLMs)- based code generation, where LLMs, deemed a complex and powerful black-box model, is instructed by a high-level natural language specification, namely a prompt, to generate code. Nevertheless, effectively evaluating and explaining the code generation capability of LLMs is inherently challenging, given the complexity of LLMs and the lack of transparency. Inspired by the recent progress in causality analysis and its application in software engineering, this paper launches a causality analysis-based approach to systematically analyze the causal relations between the LLM input prompts and the generated code. To handle various technical challenges in this study, we first propose a novel causal graph-based representation of the prompt and the generated code, which is established over the fine-grained, human-understandable concepts in the input prompts. The formed causal graph is then used to identify the causal relations between the prompt and the derived code. We illustrate the insights that our framework can provide by studying over 3 popular LLMs with over 12 prompt adjustment strategies. The results of these studies illustrate the potential of our technique to provide insights into LLM effectiveness, and aid end-users in understanding predictions. Additionally, we demonstrate that our approach provides actionable insights to improve the quality of the LLM-generated code by properly calibrating the prompt.

cs.SE

Causality-Aided Trade-off Analysis for Machine Learning Fairness

There has been an increasing interest in enhancing the fairness of machine learning (ML). Despite the growing number of fairness-improving methods, we lack a systematic understanding of the trade-offs among factors considered in the ML pipeline when fairness-improving methods are applied. This understanding is essential for developers to make informed decisions regarding the provision of fair ML services. Nonetheless, it is extremely difficult to analyze the trade-offs when there are multiple fairness parameters and other crucial metrics involved, coupled, and even in conflict with one another. This paper uses causality analysis as a principled method for analyzing trade-offs between fairness parameters and other crucial metrics in ML pipelines. To ractically and effectively conduct causality analysis, we propose a set of domain-specific optimizations to facilitate accurate causal discovery and a unified, novel interface for trade-off analysis based on well-established causal inference methods. We conduct a comprehensive empirical study using three real-world datasets on a collection of widelyused fairness-improving techniques. Our study obtains actionable suggestions for users and developers of fair ML. We further demonstrate the versatile usage of our approach in selecting the optimal fairness-improving method, paving the way for more ethical and socially responsible AI technologies.

cs.LG

PerfCE: Performance Debugging on Databases with Chaos Engineering-Enhanced Causality Analysis

Debugging performance anomalies in real-world databases is challenging. Causal inference techniques enable qualitative and quantitative root cause analysis of performance downgrade. Nevertheless, causality analysis is practically challenging, particularly due to limited observability. Recently, chaos engineering has been applied to test complex real-world software systems. Chaos frameworks like Chaos Mesh mutate a set of chaos variables to inject catastrophic events (e.g., network slowdowns) to "stress" software systems. The systems under chaos stress are then tested using methods like differential testing to check if they retain their normal functionality (e.g., SQL query output is always correct under stress). Despite its ubiquity in the industry, chaos engineering is now employed mostly to aid software testing rather for performance debugging. This paper identifies novel usage of chaos engineering on helping developers diagnose performance anomalies in databases. Our presented framework, PERFCE, comprises an offline phase and an online phase. The offline phase learns the statistical models of the target database system, whilst the online phase diagnoses the root cause of monitored performance anomalies on the fly. During the offline phase, PERFCE leverages both passive observations and proactive chaos experiments to constitute accurate causal graphs and structural equation models (SEMs). When observing performance anomalies during the online phase, causal graphs enable qualitative root cause identification (e.g., high CPU usage) and SEMs enable quantitative counterfactual analysis (e.g., determining "when CPU usage is reduced to 45\%, performance returns to normal"). PERFCE notably outperforms prior works on common synthetic datasets, and our evaluation on real-world databases, MySQL and TiDB, shows that PERFCE is highly accurate and moderately expensive.

cs.DB