SearcharxivSearch

arXiv subjects

Zhenpeng Li

Publications and source records attributed to Zhenpeng Li.

15 recordsLinked to original sources

Non-Degenerate Risk Certification for Automated Security Decisions: A Decision-Contract Theory with ATT\&CK-Aligned Triage as a Worked Instance

An unconditional risk bound on automated decisions can be satisfied without automating anything, since a selector that never acts drives the bound to zero. We show this is structural: any risk certificate is defined over a decision contract, the inputs a system acts on plus the semantic relation under which an output counts correct, and weakening either hides base-classifier error. We develop a decision-contract theory: an error-conservation law showing error is only reassigned among harmful automation, human deferral, and semantic masking; a label-free singleton capacity certifying structural incapacity, with a risk-feasible refinement separating recoverable threshold misalignment from risk-constrained incapacity; and a non-degenerate actionability certificate excluding all-abstain solutions by construction. We instantiate this on ATT\&CK-aligned alert triage for LLM-based intrusion detection, the setting that exposed the vacuity failure. Across 3 IDS datasets, 6 LLMs, and 4 error-rate thresholds, empirical false-attribution risk stays at or below target in 90.3% of configurations, with 83.4% mean correct automation. The capacity diagnostic explains every low-utility configuration; its refinement separates genuine misalignment from risk-constrained incapacity, confirmed by an exhibited alternative threshold; a training-stability re-run finds no confirmed structural-incapacity instance; and real fine-grained attack-subtype labels confirm the coarsening-transfer identity under a genuine many-to-one map, with small but non-zero masking mass.

cs.CR

Post-Hoc Trajectory-Risk Certification for Modular LLM-Based Security Agents

Autonomous security agents operate as staged pipelines, such as classifying network traffic and then attributing attacks to a specific technique. Split conformal prediction gives each stage finite-sample coverage, but deployment requires a trajectory-level guarantee across the full chain. These guarantees do not compose automatically when stages are independently trained and calibrated. Bonferroni allocation is distribution-free but conservative under correlated errors. We show that a natural pairwise-correlation extension to three or more stages is invalid because it gives a lower rather than an upper bound, and derive a valid spanning-tree alternative. We distinguish whether stages are dependent from whether an audit sample is large enough to certify that dependence, and give matching upper and information-theoretic lower sample-complexity bounds. We also show that coarse-to-fine label selection can create near-perfect measured correlation without learned dependence. On a two-stage intrusion-detection pipeline across 6 open LLMs and 2 datasets, removing this artifact reduces measured correlation from near 1 to 0-0.78. A direct audit of trajectory failure becomes 13.7% tighter than Bonferroni once the audit reaches the required sample size, but is worse when undersized. A modular certificate using per-stage certificates and a pairwise overlap bound yields a positive average gain of 0.6%, quantifying the cost of lacking joint access. Same-model, cross-model, and permuted-pairing tests show that residual dependence reflects shared sample difficulty, not shared model representations. Average trajectory coverage across 12 configurations is 92.7% +/- 2.4% at alpha = 0.10. Under cross-dataset deployment, single-step miscoverage reaches 100% even when accuracy remains 78%, showing that distribution shift destroys calibrated confidence before raw accuracy.

cs.CR

The spectrum of strict units of topological modular forms

In the theory of spectral algebraic geometry, few objects receive as much study as the spectrum of topological modular forms. In this paper, we compute the strict units of topological modular forms, defined as the connective cover of the mapping spectrum from $\mathbb{Z}$ to the units spectrum.

math.AT

Traffic-Aware Randomized Smoothing for LLM-Based Network Intrusion Detection

Large language model (LLM)-based intrusion detection systems (IDS) are increasingly studied for security monitoring, yet their robustness against feasible traffic manipulation remains largely empirical. We present Traffic-Aware Randomized Smoothing (TA-RS), a classifier-agnostic certified defense that injects Gaussian noise exclusively into the directly controllable (DC) subspace -- features a remote attacker can modify -- during both fine-tuning and certification, aligning the smoothing distribution with the attacker-controllable subspace. We identify a critical prerequisite: applying standard randomized smoothing to clean-trained LLM-IDS yields weak certified accuracy in three of four (model, dataset) pairs tested (14-33%, at or below random) and only 57% in the fourth (43 pp below the noise-augmented result); noise-augmented fine-tuning recovers to 68-100% on two of three benchmark datasets (at sigma=0.25). At the L_inf-equivalent threshold R_inf = epsilon*sqrt(|DC|) (epsilon=0.05), TA-RS achieves 55-100% certified accuracy on CIC-IDS-2018 and HIKARI-2021, with median certified radii (R approx 0.45-0.96) exceeding R_inf by 1.8-5x (across sigma=0.25-1.00). Against a fairly trained iso-trained RS baseline the residual advantage is dataset-dependent (4-19 pp on CIC-IDS-2018). The larger gap -- up to 72 pp against an isotropic RS baseline that shares the DC-noise-augmented training recipe -- primarily reflects the training-certification mismatch rather than DC alignment alone: isotropic test-time noise perturbs uncontrollable features the attacker cannot exploit, triggering abstention rates up to 68%. RT-IoT2022 probes the limits of the method: it fails under the default fine-tuning recipe but recovers to 76%/69% certified accuracy (LLaMA3-8B/Qwen3-8B) when noise augmentation is increased.

cs.CR

Controllability-Aware Adversarial Examples Against LLM-Based Network Traffic Classifiers

Large language models (LLMs) are increasingly explored as network intrusion detection classifiers, but their adversarial robustness under realistic attacker constraints remains unclear. We present a controllability-aware black-box transfer framework for LLM-based network traffic classifiers. The framework partitions flow features into directly controllable (DC), indirectly controllable (IC), and uncontrollable (UC) groups according to network communication semantics, then restricts perturbations to DC features while freezing IC/UC features. Using a shared XGBoost surrogate, we generate finite-difference PGD, greedy coordinate-wise, and NES adversarial examples and transfer them to seven LLM targets and two conventional ML targets across five IDS benchmarks from 1999 to 2022. Across 27 valid LLM configurations and over 500,000 adversarial examples, we find that LLM transfer vulnerability is substantial but dataset- and comparator-dependent. Compared with LightGBM, LLMs are more vulnerable on RT-IoT2022 and CIC-IDS-2018, comparable on NSL-KDD and UNSW-NB15, and less vulnerable on HIKARI-2021; compared with the averaged ML baseline, LLMs show higher ASR on all five datasets. We further observe a consistent cross-architecture transfer hierarchy: gradient- and score-based perturbations transfer more effectively than greedy perturbations across all 27 LLM cells and 9/10 ML cells. Cross-surrogate validation with tree, neural, and linear surrogates yields similar LLM ASR, reducing evidence that the findings are XGBoost-specific. Constraint violation rate is 0\% by construction.

cs.CR

A Disordered Photonic Medium Enabling Ultrabroadband Light Scattering and Selective Longwave Infrared Emission

A surface that selectively emits heat in the long-wave infrared (LWIR) can enable passive cooling in hot environments while retaining partial radiative insulation in cold conditions. However, its cost-effectiveness, practical deployment, and fundamentally, the optical design, remain limited by the reliance on metal reflectors. To overcome this limitation, here we use an absorption-scattering competition factor to establish design guidelines for enhancing reflection or absorption in disordered media across the ultrabroadband ultraviolet-to-far-infrared range. Based on electromagnetic simulations and the optical constants of real materials, we then propose disordered photonic media with a layered, multiscale scattering architecture which, unlike typical scattering designs, simultaneously attains ultraviolet-to-far-infrared reflection and selective LWIR emission. We validate this approach by developing a metal-free selective emitter that exhibits high LWIR emittance (0.88), strong solar reflectance (0.97), and low thermal emittance outside the LWIR (0.49), independent of substrates. Field tests, supported by theoretical modelling, show both enhanced radiative cooling and seasonal thermoregulation performance relative to a state-of-the-art broadband radiative cooler. By expanding the spectral functionality of disordered scattering media as a scalable and low-cost optical materials platform across the solar-to-thermal infrared waveband, this work provides a pathway towards improved energy savings and thermal comfort through passive radiative thermal management.

physics.optics

Think Bright, Diffuse Nice: Enhancing T2I-ICL via Inductive-Bias Hint Instruction and Query Contrastive Decoding

Text-to-Image In-Context Learning (T2I-ICL) enables customized image synthesis via interleaved text-image examples but faces two mutually reinforcing bottlenecks, compliance failure and prior-dominated hallucination, that form a vicious cycle degrading generation quality. Existing methods rely on tailored training, which limits flexibility and raises deployment costs. To address these challenges effectively, we propose TBDN, a training-free framework integrating two complementary closed-loop mechanisms: Hint Instruction (HI) and Query Contrastive Decoding (QCD). HI injects task-aware inductive bias via lightweight prompt engineering to anchor models on contextual mapping rules, thereby mitigating compliance failure. QCD adjusts the decoding distributions of language models by contrasting full-input and query-omitted distributions, suppressing prior-dominated hallucination. TBDN achieves State-of-the-Art performance on CoBSAT and Text-to-Image Fast Mini-ImageNet, with robust generalization across model backbones, prompt designs, and hyperparameters. It also maintains promising performance in concept preservation and prompt following on Dreambench++. By breaking the two bottlenecks, TBDN establishes a simple yet effective framework for efficient and reliable T2I-ICL.

cs.CV

AIDE: A Vision-Driven Multi-View, Multi-Modal, Multi-Tasking Dataset for Assistive Driving Perception

Driver distraction has become a significant cause of severe traffic accidents over the past decade. Despite the growing development of vision-driven driver monitoring systems, the lack of comprehensive perception datasets restricts road safety and traffic security. In this paper, we present an AssIstive Driving pErception dataset (AIDE) that considers context information both inside and outside the vehicle in naturalistic scenarios. AIDE facilitates holistic driver monitoring through three distinctive characteristics, including multi-view settings of driver and scene, multi-modal annotations of face, body, posture, and gesture, and four pragmatic task designs for driving understanding. To thoroughly explore AIDE, we provide experimental benchmarks on three kinds of baseline frameworks via extensive methods. Moreover, two fusion strategies are introduced to give new insights into learning effective multi-stream/modal representations. We also systematically investigate the importance and rationality of the key components in AIDE and benchmarks. The project link is https://github.com/ydk122024/AIDE.

cs.CV

Domain Adaptation with Incomplete Target Domains

Domain adaptation, as a task of reducing the annotation cost in a target domain by exploiting the existing labeled data in an auxiliary source domain, has received a lot of attention in the research community. However, the standard domain adaptation has assumed perfectly observed data in both domains, while in real world applications the existence of missing data can be prevalent. In this paper, we tackle a more challenging domain adaptation scenario where one has an incomplete target domain with partially observed data. We propose an Incomplete Data Imputation based Adversarial Network (IDIAN) model to address this new domain adaptation challenge. In the proposed model, we design a data imputation module to fill the missing feature values based on the partial observations in the target domain, while aligning the two domains via deep adversarial adaption. We conduct experiments on both cross-domain benchmark tasks and a real world adaptation task with imperfect target domains. The experimental results demonstrate the effectiveness of the proposed method.

cs.LG

Theoretic Guide for Using Photonic Glasses as Colored Covers for Solar Energy Harvesting

The increasing demand for renewable energy is promoting technologies that integrate solar energy harvesting materials with the human living environment, such as building-integrated photovoltaics (BIPVs). This places requirements on developing colored covers with a trade-off between efficiency and aesthetics, providing a new stage for the large-scale application of structural color technologies. Here in this study, we have investigated the theoretic feasibility of employing the photonic glass, a random packing of monodisperse dielectric microspheres, as the colored cover for solar energy harvesting. Based on numerous optical simulations, we have evaluated the color and average solar transmissivity (AST) of the photonic glasses with varying parameters. Results show that using non-absorbing microspheres with relatively high refractive index, about 3 μm thick photonic glasses could enable colors with lightness over 50 while keeping AST at around 80%. Besides, we demonstrate that due to the short-range structural correlation, photonic glasses could generate purple, blue, cyan, light green, and grey colors, but cannot help with yellow and red color hues. Finally, the effects of several enhancement methods are clarified, and possible ways for expanding the color range are demonstrated. These results provide a comprehensive guide to the practical implementations of structural color using photonic glasses, particularly in the colorization of solar energy materials.

physics.optics

Learning Low-dimensional Manifolds for Scoring of Tissue Microarray Images

Tissue microarray (TMA) images have emerged as an important high-throughput tool for cancer study and the validation of biomarkers. Efforts have been dedicated to further improve the accuracy of TACOMA, a cutting-edge automatic scoring algorithm for TMA images. One major advance is due to deepTacoma, an algorithm that incorporates suitable deep representations of a group nature. Inspired by the recent advance in semi-supervised learning and deep learning, we propose mfTacoma to learn alternative deep representations in the context of TMA image scoring. In particular, mfTacoma learns the low-dimensional manifolds, a common latent structure in high dimensional data. Deep representation learning and manifold learning typically requires large data. By encoding deep representation of the manifolds as regularizing features, mfTacoma effectively leverages the manifold information that is potentially crude due to small data. Our experiments show that deep features by manifolds outperforms two alternatives -- deep features by linear manifolds with principal component analysis or by leveraging the group property.

cs.CV

A Transductive Multi-Head Model for Cross-Domain Few-Shot Learning

In this paper, we present a new method, Transductive Multi-Head Few-Shot learning (TMHFS), to address the Cross-Domain Few-Shot Learning (CD-FSL) challenge. The TMHFS method extends the Meta-Confidence Transduction (MCT) and Dense Feature-Matching Networks (DFMN) method [2] by introducing a new prediction head, i.e, an instance-wise global classification network based on semantic information, after the common feature embedding network. We train the embedding network with the multiple heads, i.e,, the MCT loss, the DFMN loss and the semantic classifier loss, simultaneously in the source domain. For the few-shot learning in the target domain, we first perform fine-tuning on the embedding network with only the semantic global classifier and the support instances, and then use the MCT part to predict labels of the query set with the fine-tuned embedding network. Moreover, we further exploit data augmentation techniques during the fine-tuning and test stages to improve the prediction performance. The experimental results demonstrate that the proposed methods greatly outperform the strong baseline, fine-tuning, on four different target domains.

cs.CV

Feature Transformation Ensemble Model with Batch Spectral Regularization for Cross-Domain Few-Shot Classification

In this paper, we propose a feature transformation ensemble model with batch spectral regularization for the Cross-domain few-shot learning (CD-FSL) challenge. Specifically, we proposes to construct an ensemble prediction model by performing diverse feature transformations after a feature extraction network. On each branch prediction network of the model we use a batch spectral regularization term to suppress the singular values of the feature matrix during pre-training to improve the generalization ability of the model. The proposed model can then be fine tuned in the target domain to address few-shot classification. We also further apply label propagation, entropy minimization and data augmentation to mitigate the shortage of labeled data in target domains. Experiments are conducted on a number of CD-FSL benchmark tasks with four target domains and the results demonstrate the superiority of our proposed model.

cs.CV

Mutual Learning Network for Multi-Source Domain Adaptation

Early Unsupervised Domain Adaptation (UDA) methods have mostly assumed the setting of a single source domain, where all the labeled source data come from the same distribution. However, in practice the labeled data can come from multiple source domains with different distributions. In such scenarios, the single source domain adaptation methods can fail due to the existence of domain shifts across different source domains and multi-source domain adaptation methods need to be designed. In this paper, we propose a novel multi-source domain adaptation method, Mutual Learning Network for Multiple Source Domain Adaptation (ML-MSDA). Under the framework of mutual learning, the proposed method pairs the target domain with each single source domain to train a conditional adversarial domain adaptation network as a branch network, while taking the pair of the combined multi-source domain and target domain to train a conditional adversarial adaptive network as the guidance network. The multiple branch networks are aligned with the guidance network to achieve mutual learning by enforcing JS-divergence regularization over their prediction probability distributions on the corresponding target data. We conduct extensive experiments on multiple multi-source domain adaptation benchmark datasets. The results show the proposed ML-MSDA method outperforms the comparison methods and achieves the state-of-the-art performance.

cs.LG

K-nearest Neighbor Search by Random Projection Forests

K-nearest neighbor (kNN) search has wide applications in many areas, including data mining, machine learning, statistics and many applied domains. Inspired by the success of ensemble methods and the flexibility of tree-based methodology, we propose random projection forests (rpForests), for kNN search. rpForests finds kNNs by aggregating results from an ensemble of random projection trees with each constructed recursively through a series of carefully chosen random projections. rpForests achieves a remarkable accuracy in terms of fast decay in the missing rate of kNNs and that of discrepancy in the kNN distances. rpForests has a very low computational complexity. The ensemble nature of rpForests makes it easily run in parallel on multicore or clustered computers; the running time is expected to be nearly inversely proportional to the number of cores or machines. We give theoretical insights by showing the exponential decay of the probability that neighboring points would be separated by ensemble random projection trees when the ensemble size increases. Our theory can be used to refine the choice of random projections in the growth of trees, and experiments show that the effect is remarkable.

stat.ML