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Zhenyu Xiao

Publications and source records attributed to Zhenyu Xiao.

At least 73 records · Page 4Linked to original sources

3-D Positioning and Resource Allocation for Multi-UAV Base Stations Under Blockage-Aware Channel Model

In this paper, we propose to deploy multiple unmanned aerial vehicle (UAV) mounted base stations to serve ground users in outdoor environments with obstacles. In particular, the geographic information is employed to capture the blockage effects for air-to-ground (A2G) links caused by buildings, and a realistic blockage-aware A2G channel model is proposed to characterize the continuous variation of the channels at different locations. Based on the proposed channel model, we formulate the joint optimization problem of UAV three-dimensional (3-D) positioning and resource allocation, by power allocation, user association, and subcarrier allocation, to maximize the minimum achievable rate among users. To solve this non-convex combinatorial programming problem, we introduce a penalty term to relax it and develop a suboptimal solution via a penalty-based double-loop iterative optimization framework. The inner loop solves the penalized problem by employing the block successive convex approximation (BSCA) technique, where the UAV positioning and resource allocation are alternately optimized in each iteration. The outer loop aims to obtain proper penalty multipliers to ensure the solution of the penalized problem converges to that of the original problem. Simulation results demonstrate the superiority of the proposed algorithm over other benchmark schemes in terms of the minimum achievable rate.

eess.SP↗

Level statistics of real eigenvalues in non-Hermitian systems

Symmetries associated with complex conjugation and Hermitian conjugation, such as time-reversal symmetry and pseudo-Hermiticity, have great impact on eigenvalue spectra of non-Hermitian random matrices. Here, we show that time-reversal symmetry and pseudo-Hermiticity lead to universal level statistics of non-Hermitian random matrices on and around the real axis. From the extensive numerical calculations of large random matrices, we obtain the five universal level-spacing and level-spacing-ratio distributions of real eigenvalues, each of which is unique to the symmetry class. Furthermore, we analyse spacings of real eigenvalues in physical models, such as bosonic many-body systems and free fermionic systems with disorder and dissipation. We clarify that the level spacings in ergodic (metallic) phases are described by the universal distributions of non-Hermitian random matrices in the same symmetry classes, while the level spacings in many-body localized and Anderson localized phases show the Poisson statistics. We also find that the number of real eigenvalues shows distinct scalings in the ergodic and localized phases in these symmetry classes. These results serve as effective tools for detecting quantum chaos, many-body localization, and real-complex transitions in non-Hermitian systems with symmetries.

cond-mat.dis-nn↗

Active Terminal Identification, Channel Estimation, and Signal Detection for Grant-Free NOMA-OTFS in LEO Satellite Internet-of-Things

This paper investigates the massive connectivity of low Earth orbit (LEO) satellite-based Internet-of-Things (IoT) for seamless global coverage. We propose to integrate the grant-free non-orthogonal multiple access (GF-NOMA) paradigm with the emerging orthogonal time frequency space (OTFS) modulation to accommodate the massive IoT access, and mitigate the long round-trip latency and severe Doppler effect of terrestrial-satellite links (TSLs). On this basis, we put forward a two-stage successive active terminal identification (ATI) and channel estimation (CE) scheme as well as a low-complexity multi-user signal detection (SD) method. Specifically, at the first stage, the proposed training sequence aided OTFS (TS-OTFS) data frame structure facilitates the joint ATI and coarse CE, whereby both the traffic sparsity of terrestrial IoT terminals and the sparse channel impulse response are leveraged for enhanced performance. Moreover, based on the single Doppler shift property for each TSL and sparsity of delay-Doppler domain channel, we develop a parametric approach to further refine the CE performance. Finally, a least square based parallel time domain SD method is developed to detect the OTFS signals with relatively low complexity. Simulation results demonstrate the superiority of the proposed methods over the state-of-the-art solutions in terms of ATI, CE, and SD performance confronted with the long round-trip latency and severe Doppler effect.

cs.IT↗

Near Space Communications (NS-COM): A New Regime in Space-Air-Ground Integrated Network (SAGIN)

Precipitated by the technological innovations of the near-space platform stations (NSPS), the near space communication (NS-COM) network has emerged as an indispensable part of the next-generation space-air-ground integrated network (SAGIN) that facilitates ubiquitous coverage and broadband data transfer. This paper aims to provide a comprehensive overview of NS-COM. Firstly, we investigate the differences between NS-COM and the existing terrestrial cellular networks as well as satellite-based and unmanned-aerial-vehicle (UAV)-based communication networks, which is followed by a review of the NS-COM development. Then, we explore the unique characteristics of NS-COM regarding the platforms and the propagation environment of the near space. The main issues of NS-COM are identified, resulted from the extremely long transmission distance, limitations of the communication payloads on NSPS and complex atmospheric constitution of the near space. Then various application scenarios of NS-COM are discussed, where the special technical requirements are also revealed, from the physical-layer aspect like transceiver design to the upper-layer aspect like computational offloading and NSPS placement. Furthermore, we investigate the co-existence of NS-COM and ground networks by treating each other as interferers or collaborators. Finally, we list several potential technologies for NS-COM from the perspective of spectrum usage, and highlight their technical challenges for future research.

eess.SP↗

LEO Satellite Access Network (LEO-SAN) Towards 6G: Challenges and Approaches

With the rapid development of satellite communication technologies, the space-based access network has been envisioned as a promising complementary part of the future 6G network. Aside from terrestrial base stations, satellite nodes, especially the low-earth-orbit (LEO) satellites, can also serve as base stations for Internet access, and constitute the LEO-satellite-based access network (LEO-SAN). LEO-SAN is expected to provide seamless massive access and extended coverage with high signal quality. However, its practical implementation still faces significant technical challenges, e.g., high mobility and limited budget for communication payloads of LEO satellite nodes. This paper aims at revealing the main technical issues that have not been fully addressed by the existing LEO-SAN designs, from three aspects namely random access, beam management and Doppler-resistant transmission technologies. More specifically, the critical issues of random access in LEO-SAN are discussed regarding low flexibility, long transmission delay, and inefficient handshakes. Then the beam management for LEO-SAN is investigated in complex propagation environments under the constraints of high mobility and limited payload budget. Furthermore, the influence of Doppler shifts on LEO-SAN is explored. Correspondingly, promising technologies to address these challenges are also discussed, respectively. Finally, the future research directions are envisioned.

eess.SP↗

Terahertz-Band Near-Space Communications: From a Physical-Layer Perspective

Facilitated by rapid technological development of the near-space platform stations (NSPS), near-space communication (NS-COM) is envisioned to play a pivotal role in the space-air-ground integrated network for sixth-generation (6G) communications and beyond. In NS-COM, ultra-broadband wireless connectivity between NSPSs and various airborne/spaceborne platforms is required for a plethora of bandwidth-consuming applications, such as NSPS-based Ad hoc networking, in-flight Internet and relaying technology. However, such requirement seems to contradict with the scarcity of spectrum resources at conventional microwave frequencies, which motivates the exploitation of terahertz (THz) band ranging from 0.1 to 10 THz. Due to huge available bandwidth, the THz signals are capable of supporting ultra-high-rate data transmission for NS-COM over 100 Gb/s, which are naturally suitable for the near-space environment with marginal path loss. To this end, this article provides an extensive investigation on the THz-band NS-COM (THz-NS-COM) from a physical-layer perspective. Firstly, we summarize the potential applications of THz communications in the near-space environment, where the corresponding technical barriers are analyzed. Then the channel characteristics of THz-NS-COM and the corresponding modeling strategies are discussed, respectively. Afterwards, three essential research directions are investigated to surpass the technical barriers of THz-NS-COM, i.e., robust beamforming for ultra-massive antenna array, signal processing algorithms against hybrid distortions, and integrated sensing and communications. Several open problems are also provided to unleash the full potential of THz-NS-COM.

eess.SP↗

Unifying the Anderson Transitions in Hermitian and Non-Hermitian Systems

Non-Hermiticity enriches the 10-fold Altland-Zirnbauer symmetry class into the 38-fold symmetry class, where critical behavior of the Anderson transitions (ATs) has been extensively studied recently. Here, we propose a correspondence of the universality classes of the ATs between Hermitian and non-Hermitian systems. We illustrate that the critical exponents of the length scale in non-Hermitian systems coincide with the critical exponents in the corresponding Hermitian systems with additional chiral symmetry. A remarkable consequence of the correspondence is superuniversality, i.e., the ATs in some different symmetry classes of non-Hermitian systems are characterized by the same critical exponent. In addition to the comparisons between the known critical exponents for non-Hermitian systems and their Hermitian counterparts, we obtain the critical exponents in symmetry classes AI, AII, AII$^{\dagger}$, CII$^{\dagger}$, and DIII in two and three dimensions. Estimated critical exponents are consistent with the proposed correspondence. According to the correspondence, some of the exponents also give useful information of the unknown critical exponents in Hermitian systems, paving a way to study the ATs of Hermitian systems by the corresponding non-Hermitian systems.

quant-ph↗

Joint 3-D Positioning and Power Allocation for UAV Relay Aided by Geographic Information

In this paper, we study to employ geographic information to address the blockage problem of air-to-ground links between UAV and terrestrial nodes. In particular, a UAV relay is deployed to establish communication links from a ground base station to multiple ground users. To improve communication capacity, we first model the blockage effect caused by buildings according to the three-dimensional (3-D) geographic information. Then, an optimization problem is formulated to maximize the minimum capacity among users by jointly optimizing the 3-D position and power allocation of the UAV relay, under the constraints of link capacity, maximum transmit power, and blockage. To solve this complex non-convex problem, a two-loop optimization framework is developed based on Lagrangian relaxation. The outer-loop aims to obtain proper Lagrangian multipliers to ensure the solution of the Lagrangian problem converge to the tightest upper bound on the original problem. The inner-loop solves the Lagrangian problem by applying the block coordinate descent (BCD) and successive convex approximation (SCA) techniques, where UAV 3-D positioning and power allocation are alternately optimized in each iteration. Simulation results confirm that the proposed solution significantly outperforms two benchmark schemes and achieves a performance close to the upper bound on the UAV relay system.

eess.SP↗

Antenna Array Enabled Space/Air/Ground Communications and Networking for 6G

Antenna arrays have a long history of more than 100 years and have evolved closely with the development of electronic and information technologies, playing an indispensable role in wireless communications and radar. With the rapid development of electronic and information technologies, the demand for all-time, all-domain, and full-space network services has exploded, and new communication requirements have been put forward on various space/air/ground platforms. To meet the ever increasing requirements of the future sixth generation (6G) wireless communications, such as high capacity, wide coverage, low latency, and strong robustness, it is promising to employ different types of antenna arrays with various beamforming technologies in space/air/ground communication networks, bringing in advantages such as considerable antenna gains, multiplexing gains, and diversity gains. However, enabling antenna array for space/air/ground communication networks poses specific, distinctive and tricky challenges, which has aroused extensive research attention. This paper aims to overview the field of antenna array enabled space/air/ground communications and networking. The technical potentials and challenges of antenna array enabled space/air/ground communications and networking are presented first. Subsequently, the antenna array structures and designs are discussed. We then discuss various emerging technologies facilitated by antenna arrays to meet the new communication requirements of space/air/ground communication systems. Enabled by these emerging technologies, the distinct characteristics, challenges, and solutions for space communications, airborne communications, and ground communications are reviewed. Finally, we present promising directions for future research in antenna array enabled space/air/ground communications and networking.

cs.IT↗

A Survey on Millimeter-Wave Beamforming Enabled UAV Communications and Networking

Unmanned aerial vehicles (UAVs) have found widespread commercial, civilian, and military applications. Wireless communication has always been one of the core technologies for UAV. However, the communication capacity is becoming a bottleneck for UAV to support more challenging application scenarios. The heavily-occupied sub-6 GHz frequency band is not sufficient to meet the ultra high-data-traffic requirements. The utilization of the millimeter-wave (mmWave) frequency bands is a promising direction for UAV communications, where large antenna arrays can be packed in a small area on the UAV to perform three-dimensional (3D) beamforming. On the other hand, UAVs serving as aerial access points or relays can significantly enhance the coverage and quality of service of the terrestrial mmWave cellular networks. In this paper, we provide a comprehensive survey on mmWave beamforming enabled UAV communications and networking. The technical potential of and challenges for mmWave-UAV communications are presented first. Then, we provide an overview on relevant mmWave antenna structures and channel modeling. Subsequently, the technologies and solutions for UAV-connected mmWave cellular networks and mmWave-UAV ad hoc networks are reviewed, respectively. Finally, we present open issues and promising directions for future research in mmWave beamforming enabled UAV communications and networking.

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Millimeter-Wave Full-Duplex UAV Relay: Joint Positioning, Beamforming, and Power Control

In this paper, a full-duplex unmanned aerial vehicle (FD-UAV) relay is employed to increase the communication capacity of millimeter-wave (mmWave) networks. Large antenna arrays are equipped at the source node (SN), destination node (DN), and FD-UAV relay to overcome the high path loss of mmWave channels and to help mitigate the self-interference at the FD-UAV relay. Specifically, we formulate a problem for maximization of the achievable rate from the SN to the DN, where the UAV position, analog beamforming, and power control are jointly optimized. Since the problem is highly non-convex and involves high-dimensional, highly coupled variable vectors, we first obtain the conditional optimal position of the FD-UAV relay for maximization of an approximate upper bound on the achievable rate in closed form, under the assumption of a line-of-sight (LoS) environment and ideal beamforming. Then, the UAV is deployed to the position which is closest to the conditional optimal position and yields LoS paths for both air-to-ground links. Subsequently, we propose an alternating interference suppression (AIS) algorithm for the joint design of the beamforming vectors and the power control variables. In each iteration, the beamforming vectors are optimized for maximization of the beamforming gains of the target signals and the successive reduction of the interference, where the optimal power control variables are obtained in closed form. Our simulation results confirm the superiority of the proposed positioning, beamforming, and power control method compared to three benchmark schemes. Furthermore, our results show that the proposed solution closely approaches a performance upper bound for mmWave FD-UAV systems.

eess.SP↗

Millimeter-Wave NOMA with User Grouping, Power Allocation and Hybrid Beamforming

This paper investigates the application of non-orthogonal multiple access in millimeter-Wave communications (mmWave-NOMA). Particularly, we consider downlink transmission with a hybrid beamforming structure. A user grouping algorithm is first proposed according to the channel correlations of the users. Whereafter, a joint hybrid beamforming and power allocation problem is formulated to maximize the achievable sum rate, subject to a minimum rate constraint for each user. To solve this non-convex problem with high-dimensional variables, we first obtain the solution of power allocation under arbitrary fixed hybrid beamforming, which is divided into intra-group power allocation and inter-group power allocation. Then, given arbitrary fixed analog beamforming, we utilize the approximate zero-forcing method to design the digital beamforming to minimize the inter-group interference. Finally, the analog beamforming problem with the constant-modulus constraint is solved with a proposed boundary-compressed particle swarm optimization algorithm. Simulation results show that the proposed joint approach, including user grouping, hybrid beamforming and power allocation, outperforms the state-of-the-art schemes and the conventional mmWave orthogonal multiple access system in terms of achievable sum rate and energy efficiency.

eess.SP↗

Joint Tx-Rx Beamforming and Power Allocation for 5G Millimeter-Wave Non-Orthogonal Multiple Access (MmWave-NOMA) Networks

In this paper, we investigate the combination of non-orthogonal multiple access and millimeter-Wave communications (mmWave-NOMA). A downlink cellular system is considered, where an analog phased array is equipped at both the base station and users. A joint Tx-Rx beamforming and power allocation problem is formulated to maximize the achievable sum rate (ASR) subject to a minimum rate constraint for each user. As the problem is non-convex, we propose a sub-optimal solution with three stages. In the first stage, the optimal power allocation with a closed form is obtained for an arbitrary fixed Tx-Rx beamforming. In the second stage, the optimal Rx beamforming with a closed form is designed for an arbitrary fixed Tx beamforming. In the third stage, the original problem is reduced to a Tx beamforming problem by using the previous results, and a boundary-compressed particle swarm optimization (BC-PSO) algorithm is proposed to obtain a sub-optimal solution. Extensive performance evaluations are conducted to verify the rational of the proposed solution, and the results show that the proposed sub-optimal solution can achieve a near-upper-bound performance in terms of ASR, which is significantly improved compared with those of the state-of-the-art schemes and the conventional mmWave orthogonal multiple access (mmWave-OMA) system.

cs.IT↗

User Fairness Non-orthogonal Multiple Access (NOMA) for 5G Millimeter-Wave Communications with Analog Beamforming

The integration of non-orthogonal multiple access in millimeter-Wave communications (mmWave-NOMA) can significantly improve the spectrum efficiency and increase the number of users in the fifth-generation (5G) mobile communication. In this paper we consider a downlink mmWave-NOMA cellular system, where the base station is mounted with an analog beamforming phased array, and multiple users are served in the same time-frequency resource block. To guarantee user fairness, we formulate a joint beamforming and power allocation problem to maximize the minimal achievable rate among the users, i.e., we adopt the max-min fairness. As the problem is difficult to solve due to the non-convex formulation and high dimension of the optimization variables, we propose a sub-optimal solution, which makes use of the spatial sparsity in the angle domain of the mmWave channel. In the solution, the closed-form optimal power allocation is obtained first, which reduces the joint optimization problem into an equivalent beamforming problem. Then an appropriate beamforming vector is designed. Simulation results show that the proposed solution can achieve a near-upper-bound performance in terms of achievable rate, which is significantly better than that of the conventional mmWave orthogonal multiple access (mmWave-OMA) system.

cs.IT↗

Joint Power Control and Beamforming for Uplink Non-Orthogonal Multiple Access in 5G Millimeter-Wave Communications

In this paper, we investigate the combination of two key enabling technologies for the fifth generation (5G) wireless mobile communication, namely millimeter-wave (mmWave) communications and non-orthogonal multiple access (NOMA). In particular, we consider a typical 2-user uplink mmWave-NOMA system, where the base station (BS) equips an analog beamforming structure with a single RF chain and serves 2 NOMA users. An optimization problem is formulated to maximize the achievable sum rate of the 2 users while ensuring a minimal rate constraint for each user. The problem turns to be a joint power control and beamforming problem, i.e., we need to find the beamforming vectors to steer to the two users simultaneously subject to an analog beamforming structure, and meanwhile control appropriate power on them. As direct search for the optimal solution of the non-convex problem is too complicated, we propose to decompose the original problem into two sub-problems that are relatively easy to solve: one is a power control and beam gain allocation problem, and the other is an analog beamforming problem under a constant-modulus constraint. The rational of the proposed solution is verified by extensive simulations, and the performance evaluation results show that the proposed sub-optimal solution achieve a close-to-bound uplink sum-rate performance.

cs.IT↗

Joint Power Allocation and Beamforming for Non-Orthogonal Multiple Access (NOMA) in 5G Millimeter-Wave Communications

In this paper we explore non-orthogonal multiple access (NOMA) in millimeter-wave (mmWave) communications (mmWave-NOMA). In particular, we consider a typical problem, i.e., maximization of the sum rate of a 2-user mmWave-NOMA system. In this problem, we need to find the beamforming vector to steer towards the two users simultaneously subject to an analog beamforming structure, while allocating appropriate power to them. As the problem is non-convex and may not be converted to a convex problem with simple manipulations, we propose a suboptimal solution to this problem. The basic idea is to decompose the original joint beamforming and power allocation problem into two sub-problems which are relatively easy to solve: one is a power and beam gain allocation problem, and the other is a beamforming problem under a constant-modulus constraint. Extension of the proposed solution from 2-user mmWave-NOMA to more-user mmWave-NOMA is also discussed. Extensive performance evaluations are conducted to verify the rational of the proposed solution, and the results also show that the proposed sub-optimal solution achieve close-to-bound sum-rate performance, which is significantly better than that of time-division multiple access (TDMA).

cs.IT↗

Millimeter-Wave Communication with Non-Orthogonal Multiple Access for 5G

To further improve the system capacity for 5G, we explore the integration of non-orthogonal multiple access (NOMA) in mmWave communications (mmWave-NOMA) for future 5G systems. Compared with the conventional NOMA, the distinguishing feature of mmWave-NOMA is that, it is usually characterized by transmit/receive beamforming with large antenna arrays. In this paper, we focus on the design challenges of mmWave-NOMA due to beamforming. Firstly, we study how beamforming affects the sum-rate performance of mmWave-NOMA, and find that with conventional single-beam forming, the performance may be offset by the relative angle between NOMA users. Then, we consider multi-beam forming for mmWave-NOMA, which is shown to be able to achieve promising performance enhancement as well as robustness. We further investigate the challenging joint design of the intertwined power allocation and user pairing for mmWave-NOMA. We also discuss the challenges and propose some potential solutions in detail. Finally, we consider hybrid spatial division multiple access (SDMA) and NOMA in mmWave communications, where some possible system configurations and the corresponding solutions are discussed to address the multi-user issues including multi-user precoding and multi-user interference (MUI) mitigation.

cs.IT↗

Full-Duplex Millimeter-Wave Communication

The potential of doubling the spectrum efficiency of full-duplex (FD) transmission motivates us to investigate FD millimeter-wave (FD-mmWave) communication. To realize FD transmission in the mmWave band, we first introduce possible antenna configurations for FD-mmWave transmission. It is shown that, different from the cases in micro-wave band FD communications, the configuration with separate Tx/Rx antenna arrays appears more flexible in self-interference (SI) suppression while it may increase some cost and area versus that with the same array. We then model the mmWave SI channel with separate Tx/Rx arrays, where a near-field propagation model is adopted for the line-of-sight (LOS) path, and it is found that the established LOS-SI channel with separate Tx/Rx arrays also shows spatial sparsity. Based on the SI channel, we further explore approaches to mitigate SI by signal processing, and we focus on a new cancellation approach in FD-mmWave communication, i.e., beamforming cancellation. Centered on the constant-amplitude (CA) constraint of the beamforming vectors, we propose several candidate solutions. Lastly, we consider an FD-mmWave multi-user scenario, and show that even if there are no FD users in an FD-mmWave cellular system, the FD benefit can still be exploited in the FD base station. Candidate solutions are also discussed to mitigate both SI and multi-user interference (MUI) simultaneously.

cs.IT↗