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Zheyi Ding

Publications and source records attributed to Zheyi Ding.

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Energetic Particle Acceleration and Transport: Interplanetary Coronal Mass Ejections and Shocks

Solar Energetic Particles from suprathermal (few keV) up to relativistic (few GeV) energies constitute an important contributor to the characterization of the space environment. Emitted from the Sun they are associated with solar flares and shock waves driven by Coronal Mass Ejections. This review presents important recent results of the study of Interplanetary CMEs and shocks in relation to energetic particle acceleration and transport, taking advantage of multi-point, multi-instrument observations available by a fleet of spacecraft in the heliosphere. In particular, the Solar Orbiter and Parker Solar Probe pioneering missions providing unprecedented measurements of energetic particles in the near-Sun environment offer promising insights into several unresolved questions particularly regarding the mechanisms responsible for the acceleration and transport of energetic particles in the heliosphere and their relative contributions.

astro-ph.SR

Probing Solar Wind Structures with Solar Energetic Particle Observations from Solar Orbiter

The propagation of solar energetic particles (SEPs) through the heliosphere is primarily guided by the interplanetary magnetic field (IMF) which is embedded in the solar wind plasma. Large-scale IMF structures can drive transient variations in SEP intensities. Using Solar Orbiter observations, we identify a distinct class of SEP variations: SEP flux deflections (SFDs), which are commonly detected in SEP events and frequently recur multiple times within a single event. SFDs are characterized by a sudden change in SEP flux directions where the intensities drop in one direction and increase in another direction, without a significant net change in total flux magnitude. These deflections occur dispersionlessly across a broad energy range-from tens of keV to over 100 MeV-and exhibit steep intensity gradients. SFDs are typically associated with magnetic flux tubes with boundary features consistent with tangential discontinuities. We further show that the solar wind inside these structures exhibits distinct plasma properties, and that the SEP streaming direction within SFDs aligns closely to the flux-tube axis. These observations suggest that magnetic flux tubes are a prevalent structural element of the solar wind, and demonstrate that SEPs can serve as an effective diagnostic tool for probing the topology and dynamics of solar wind structures.

astro-ph.SR

Bidirectional anisotropic solar energetic particle events observed by Solar Orbiter

Solar Energetic Particle (SEP) events are critical for understanding particle acceleration and transport in the heliosphere. While most SEP events involve outward streaming particles along open magnetic field lines, bidirectional events characterized by simultaneous sunward and anti-sunward particle flows offer unique insights into magnetic field topology and the interplay of multiple acceleration sources. We aim to investigate the origin and transport of energetic particles in two rare bidirectional anisotropic SEP events observed by Solar Orbiter. Both events showed two clear velocity dispersion signatures with opposite particle anisotropies during their onset phase. The sunward streaming protons, characterized by delayed release time, harder spectral index, and higher intensities, may be attributed to coronal mass ejection-driven shock acceleration, while the promptly released anti-sunward streaming protons are likely linked to flare acceleration. Notably, in both cases, small-scale flux ropes were identified in situ during the time intervals corresponding to the bidirectional particle streaming. Path lengths derived for sunward and anti-sunward injections were substantially greater than nominal values of the Parker field lines, further supporting the role of the flux rope in shaping particle trajectories. These observations demonstrate that magnetic flux rope could significantly affect magnetic connectivity to the source region and SEP propagation in the inner heliosphere, while simultaneous velocity dispersion from two distinct particle sources allows for direct constraints on the topology of the flux rope. Our results highlight the value of combining particle anisotropy, release time, source spectra, and magnetic structure diagnostics to unravel SEP transport in complex transient magnetic structures, and also present new challenges for the current SEP transport model.

astro-ph.SR

Inverse Velocity Dispersion of Solar Energetic Protons Observed by Solar Orbiter and Its Shock Acceleration Explanation

The particle acceleration and transport process during solar eruptions is one of the critical and long-standing problems in space plasma physics. Through decades of research, it is well accepted that particles with higher energies released during a solar eruption arrive at observers earlier than the particles with lower energies, forming a well-known structure in the dynamic energy spectrum called particle velocity dispersion (VD), as frequently observed by space missions. However, this picture is challenged by new observations from NASA's Parker Solar Probe and ESA's Solar Orbiter which show an unexpected inverse velocity dispersion (IVD) phenomenon, where particles with higher-energies arrive later at the observer. Facing on the challenge, we here report the recent discovery of such IVD structures with 10 solar energetic proton events observed by Solar Orbiter, and then analyze the mechanisms causing this unusual phenomenon. We suggest that shock diffusive acceleration, with respect to magnetic reconnection, is probably a dominant mechanism to accelerate protons to tens of MeV in such events where particles need longer time to reach higher energies. And we determine, innovatively, the physical conditions and time scales during the actual shock acceleration process that cannot be observed directly.

astro-ph.SR

A Tale of Two Shocks

Energetic particles in interplanetary space are normally measured at time scales that are long compared to the ion gyroperiod. Such observations by necessity average out the microphysics associated with the acceleration and transport of 10s - 100s keV particles. We investigate previously unseen non-equilibrium features that only become observable at very high time resolution, and discuss possible explanations of these features. We use unprecedentedly high-time-resolution data that were acquired by the in situ instruments on Solar Orbiter in the vicinity of two interplanetary shocks observed on 2023-11-29 07:51:17 UTC and 2023-11-30 10:47:26 UTC at $\sim 0.83$ astronomical units from the Sun. The solar-wind proton beam population follows the magnetic field instantaneously, on time scales which are significantly shorter than a gyro-period. Energetic particles, despite sampling large volumes of space, vary on remarkably short time scales, typically on the order of the convection time of their gyro-radius. Non-equilibrium features such as bump-on-tail distributions of energetic particles are formed by small-scale magnetic structures in the IMF. High-time-resolution observations show previously unobserved microphysics in the vicinity of two traveling interplanetary shocks, including ion reflection at a current sheet, which may explain where ions are reflected in shock acceleration.

astro-ph.SR

Investigation of Inverse Velocity Dispersion in a Solar Energetic Particle Event Observed by Solar Orbiter

Inverse velocity dispersion (IVD) events, characterized by higher-energy particles arriving later than lower-energy particles, challenge the classical understanding of SEP events and are increasingly observed by spacecraft, such as Parker Solar Probe (PSP) and Solar Orbiter (SolO). However, the mechanisms underlying IVD events remain poorly understood. This study aims to investigate the physical processes responsible for long-duration IVD events by analyzing the SEP event observed by SolO on 2022 June 7. We explore the role of evolving shock connectivity, particle acceleration at interplanetary (IP) shocks, and cross-field transport in shaping the observed particle profiles.We utilize data from Energetic Particle Detector (EPD) suite onboard SolO to analyze the characteristics of the IVD, and model the event using the Heliospheric Energetic Particle Acceleration and Transport (HEPAT) model. The IVD event exhibited a distinct and long-duration IVD signature, across proton energies from 1 to 20 MeV and lasting for approximately 10 hours. Simulations suggest that evolving shock connectivity and the evolution of shock play a primary role in the IVD signature, with SolO transitioning from shock flank to nose over time, resulting in a gradual increase in maximum particle energy along the field line. Furthermore, model results show that limited cross-field diffusion can influence both the nose energy and the duration of the IVD event. This study demonstrates that long-duration IVD events are primarily driven by evolving magnetic connectivity along a non-uniform shock that evolves over time, where the connection moves to more efficient acceleration sites as the shock propagates farther from the Sun. Other mechanisms, such as acceleration time at the shock, may also contribute to the observed IVD features.

astro-ph.SR

Exploring the Dynamics of CME-Driven Shocks by Comparing Numerical Modeling and Observations

Shocks driven by coronal mass ejections (CMEs) are primary drivers of gradual solar energetic particle (SEP) events, posing significant risks to space technology and astronauts. Concurrently, particles accelerated at these shocks may also propagate back to the Sun, potentially generating gamma-ray emissions through pion decay. We incorporated advanced modeling and multi-messenger observations to explore the role of CME-driven shocks in gamma-ray emissions and SEPs. Motivated by Fermi-LAT long-duration solar flares, we used the AWSoM MHD model to investigate the connection between the shocks and the properties of observed gamma-ray emissions. By coupling the AWSoM with iPATH model, we evaluate the impact of shock evolution complexity near the Sun on SEP intensity and spectra. Our result points to the importance of accurate background coronal and solar wind modeling, as well as detailed observations of CME source regions, in advancing our understanding of CME-driven shocks and the dynamics of associated energetic particles.

astro-ph.SR

CME Deflection and East-West Asymmetry of ESP Intensity in Solar Cycles 23 and 24

We investigate the East-West asymmetry in energetic storm particle (ESP) heavy ion intensities at interplanetary shocks driven by coronal mass ejections (CMEs) during solar cycles (SCs) 23 and 24. We use observations from NASA's ACE and STEREO missions of helium (He), oxygen (O), and iron (Fe) intensities from ~0.13 to 3 MeV/nucleon. We examine the longitudinal distribution of ESP intensities and the correlation of ESP intensities with the near-Sun CME speed and the average transit CME speed for eastern and western events. We observed an East-West asymmetry reversal of ESP heavy ion intensities from SC 23 to 24. We have determined that this change in asymmetry is caused by a shift in the heliolongitude distribution of the CME speed ratio (the ratio of CME near-Sun speed to CME average transit speed) from west to east.

astro-ph.SR

Modelling ion acceleration and transport in corotating interaction regions: the mass-to-charge ratio dependence of the particle spectrum

We investigate the role of perpendicular diffusion in shaping energetic ion spectrum in corotating interaction regions (CIRs), focusing on its mass-to-charge ($A/Q$) dependence. We simulate a synthetic CIR using the EUropean Heliospheric FORcasting Information Asset (EUHFORIA) and model the subsequent ion acceleration and transport by solving the focused transport equation incorporating both parallel and perpendicular diffusion. Our results reveal distinct differences in ion spectra between scenarios with and without perpendicular diffusion. In the absence of perpendicular diffusion, ion spectra near CIRs show a strong $(A/Q)^ε$ dependence with $ε$ depending on the turbulence spectral index, agreeing with theoretical predictions. In contrast, the incorporation of perpendicular diffusion, characterized by a weak $A/Q$ dependence, leading to similar spectra for different ion species. This qualitatively agrees with observations of energetic particles in CIRs.

astro-ph.SR

Modelling two Energetic Storm Particle Events Observed by Solar Orbiter Using the Combined EUHFORIA and iPATH Models

By coupling the EUropean Heliospheric FORcasting Information Asset (EUHFORIA) and the improved Particle Acceleration and Transport in the Heliosphere (iPATH) model, two energetic storm particle (ESP) events, originating from the same active region (AR 13088) and observed by Solar Orbiter (SolO) on August 31 2022 and September 05 2022, are modelled. While both events originated from the same active region, they exhibited notable differences, including: 1) the August ESP event lasted for 7 hours, while the September event persisted for 16 hours; 2) The time intensity profiles for the September event showed a clear cross-over upstream of the shock where the intensity of higher energy protons exceeds those of lower energy protons, leading to positive (``reverse'') spectral indices prior to the shock passage. For both events, our simulations replicate the observed duration of the shock sheath, depending on the deceleration history of the CME. Imposing different choices of escaping length scale, which is related to the decay of upstream turbulence, the modelled time intensity profiles prior to the shock arrival also agree with observations. In particular, the cross-over of this time profile in the September event is well reproduced. We show that a ``reverse'' upstream spectrum is the result of the interplay between two length scales. One characterizes the decay of upstream shock accelerated particles, which are controlled by the energy-dependent diffusion coefficient, and the other characterizes the decay of upstream turbulence power, which is related to the process of how streaming protons upstream of the shock excite Alfvén waves. Simulations taking into account real-time background solar wind, the dynamics of the CME propagation, and upstream turbulence at the shock front are necessary to thoroughly understand the ESP phase of large SEP events.

astro-ph.SR

The East-West Asymmetry of Particle Intensity in Energetic Storm Particle Events

We examine the East-West asymmetry of the peak intensity in energetic storm particle (ESP) events using the improved Particle Acceleration and Transport in the Heliosphere (iPATH) model. We find that injection efficiency peaks east of the nose of coronal mass ejection shock where the shock exhibits a quasi-parallel geometry. We show that the peak intensity at the eastern flank is generally larger than that at the western flank and it positively correlates with the injection efficiency. We also examine this asymmetry for heavy ions, which depends sensitively on the ion energy. Comparison between the modelling results with the measurements of ESP events at 1 au shows a reasonable agreement. We suggest that the injection efficiency can be a primary factor leading to the East-West asymmetry of the peak intensity in ESP events. Additionally, the charge-to-mass (Q/A) dependence of the maximum particle energy affects this asymmetry for heavy ions.

astro-ph.SR

The effect of the ambient solar wind medium on a CME-driven shock and the associated gradual solar energetic particle event

We present simulation results of a gradual solar energetic particle (SEP) event detected on 2021 October 9 by multiple spacecraft, including BepiColombo (Bepi) and near-Earth spacecraft such as the Advanced Composition Explorer (ACE). A peculiarity of this event is that the presence of a high speed stream (HSS) affected the low-energy ion component ($\lesssim 5$ MeV) of the gradual SEP event at both Bepi and ACE, despite the HSS having only a modest solar wind speed increase. Using the EUHFORIA (European Heliospheric FORecasting Information Asset) magnetohydrodynamic model, we replicate the solar wind during the event and the coronal mass ejection (CME) that generated it. We then combine these results with the energetic particle transport model PARADISE (PArticle Radiation Asset Directed at Interplanetary Space Exploration). We find that the structure of the CME-driven shock was affected by the non-uniform solar wind, especially near the HSS, resulting in a shock wavefront with strong variations in its properties such as its compression ratio and obliquity. By scaling the emission of energetic particles from the shock to the solar wind compression at the shock, an excellent match between the PARADISE simulation and in-situ measurements of $\lesssim 5$ MeV ions is obtained. Our modelling shows that the intricate intensity variations observed at both ACE and Bepi were influenced by the non-uniform emission of energetic particles from the deformed shock wave and demonstrates the influence of even modest background solar wind structures on the development of SEP events.

physics.space-ph

On the seed population of solar energetic particles in the inner heliosphere

Particles measured in large gradual solar energetic particle (SEP) events are believed to be predominantly accelerated at shocks driven by coronal mass ejections (CMEs). Ion charge state and composition analyses suggest that the origin of the seed particle population for the mechanisms of particle acceleration at CME-driven shocks is not the bulk solar wind thermal material, but rather a suprathermal population present in the solar wind. This suprathermal population could result from remnant material accelerated in prior solar flares and/or preceding CME-driven shocks. In this work, we examine the distribution of this suprathermal particle population in the inner heliosphere by combining a magnetohydrodynamic (MHD) simulation of the solar wind and a Monte-Carlo simulation of particle acceleration and transport. Assuming that the seed particles are uniformly distributed near the Sun by solar flares of various magnitudes, we study the longitudinal distribution of the seed population at multiple heliocentric distances. We consider a non-uniform background solar wind, consisting of fast and slow streams that lead to compression and rarefaction regions within the solar wind. Our simulations show that the seed population at a particular location (e.g., 1 au) is strongly modulated by the underlying solar wind configuration. Corotating interaction regions (CIRs) and merged interactions regions (MIRs) can strongly alter the energy spectra of the seed particle populations. In addition, cross-field diffusion plays an important role in mitigating strong variations of the seed population in both space and energy.

physics.space-ph

Modelling the 2020 November 29 solar energetic particle event using the EUHFORIA and the iPATH model

We present the implementation of coupling the EUropean Heliospheric FORcasting Information Asset (EUHFORIA) and the improved Particle Acceleration and Transport in the Heliosphere (iPATH) model and simulate the widespread solar energetic particle (SEP) event of 2020 November 29. We compare the simulated time intensity profiles with measurements at Parker Solar Probe (PSP), the Solar Terrestrial Relations Observatory (STEREO)-A, SOlar and Heliospheric Observatory (SOHO) and Solar Orbiter (SolO). We focus on the influence of the history of shock acceleration on the varying SEP time intensity profiles and investigate the underlying causes in the origin of this widespread SEP event. The temporal evolution of shock parameters and particle fluxes during this event are examined. We find that adopting a realistic solar wind background can significantly impact the expansion of the shock and consequently the shock parameters. Time intensity profiles with an energetic storm particle event at PSP are well reproduced from the simulation. In addition, the simulated and observed time intensity profiles of protons show a similar two-phase enhancement at STA. These results illustrate that modelling a shock using a realistic solar wind is crucial in determining the characteristics of SEP events. The decay phase of the modelled time intensity profiles at Earth agrees well with observations, indicating the importance of perpendicular diffusion in widespread SEP events. Taking into account the possible large curved magnetic field line connecting to SolO, the modelled time intensity profiles show good agreement with the observation. We suggest that the largely distorted magnetic field lines due to a stream interaction region may be a key factor in understanding the observed SEPs at SolO in this event.

physics.space-ph

First report of a solar energetic particle event observed by China's Tianwen-1 mission in transit to Mars

Solar energetic particles (SEPs) associated with flares and/or coronal mass ejection (CME)-driven shocks can impose acute radiation hazards to space explorations. To measure energetic particles in near-Mars space, the Mars Energetic Particle Analyzer (MEPA) instrument onboard China's Tianwen-1 (TW-1) mission was designed. Here, we report the first MEPA measurements of the widespread SEP event occurring on 29 November 2020 when TW-1 was in transit to Mars. This event occurred when TW-1 and Earth were magnetically well connected, known as the Hohmann-Parker effect, thus offering a rare opportunity to understand the underlying particle acceleration and transport process. Measurements from TW-1 and near-Earth spacecraft show similar double-power-law spectra and a radial dependence of the SEP peak intensities. Moreover, the decay phases of the time-intensity profiles at different locations clearly show the reservoir effect. We conclude that the double-power-law spectrum is likely generated at the acceleration site, and that a small but finite cross-field diffusion is crucial to understand the formation of the SEP reservoir phenomenon. These results provide insight into particle acceleration and transport associated with CME-driven shocks, which may contribute to the improvement of relevant physical models.

astro-ph.SR