Searcharxiv⌕ Search

arXiv subjects

Zhifang Sui

Publications and source records attributed to Zhifang Sui.

At least 55 records · Page 3Linked to original sources

ShieldLM: Empowering LLMs as Aligned, Customizable and Explainable Safety Detectors

The safety of Large Language Models (LLMs) has gained increasing attention in recent years, but there still lacks a comprehensive approach for detecting safety issues within LLMs' responses in an aligned, customizable and explainable manner. In this paper, we propose ShieldLM, an LLM-based safety detector, which aligns with common safety standards, supports customizable detection rules, and provides explanations for its decisions. To train ShieldLM, we compile a large bilingual dataset comprising 14,387 query-response pairs, annotating the safety of responses based on various safety standards. Through extensive experiments, we demonstrate that ShieldLM surpasses strong baselines across four test sets, showcasing remarkable customizability and explainability. Besides performing well on standard detection datasets, ShieldLM has also been shown to be effective as a safety evaluator for advanced LLMs. ShieldLM is released at \url{https://github.com/thu-coai/ShieldLM} to support accurate and explainable safety detection under various safety standards.

cs.CL↗

Towards a Unified View of Preference Learning for Large Language Models: A Survey

Large Language Models (LLMs) exhibit remarkably powerful capabilities. One of the crucial factors to achieve success is aligning the LLM's output with human preferences. This alignment process often requires only a small amount of data to efficiently enhance the LLM's performance. While effective, research in this area spans multiple domains, and the methods involved are relatively complex to understand. The relationships between different methods have been under-explored, limiting the development of the preference alignment. In light of this, we break down the existing popular alignment strategies into different components and provide a unified framework to study the current alignment strategies, thereby establishing connections among them. In this survey, we decompose all the strategies in preference learning into four components: model, data, feedback, and algorithm. This unified view offers an in-depth understanding of existing alignment algorithms and also opens up possibilities to synergize the strengths of different strategies. Furthermore, we present detailed working examples of prevalent existing algorithms to facilitate a comprehensive understanding for the readers. Finally, based on our unified perspective, we explore the challenges and future research directions for aligning large language models with human preferences.

cs.CL↗

Chip-Tuning: Classify Before Language Models Say

The rapid development in the performance of large language models (LLMs) is accompanied by the escalation of model size, leading to the increasing cost of model training and inference. Previous research has discovered that certain layers in LLMs exhibit redundancy, and removing these layers brings only marginal loss in model performance. In this paper, we adopt the probing technique to explain the layer redundancy in LLMs and demonstrate that language models can be effectively pruned with probing classifiers. We propose chip-tuning, a simple and effective structured pruning framework specialized for classification problems. Chip-tuning attaches tiny probing classifiers named chips to different layers of LLMs, and trains chips with the backbone model frozen. After selecting a chip for classification, all layers subsequent to the attached layer could be removed with marginal performance loss. Experimental results on various LLMs and datasets demonstrate that chip-tuning significantly outperforms previous state-of-the-art baselines in both accuracy and pruning ratio, achieving a pruning ratio of up to 50%. We also find that chip-tuning could be applied on multimodal models, and could be combined with model finetuning, proving its excellent compatibility.

cs.CL↗

Self-Boosting Large Language Models with Synthetic Preference Data

Through alignment with human preferences, Large Language Models (LLMs) have advanced significantly in generating honest, harmless, and helpful responses. However, collecting high-quality preference data is a resource-intensive and creativity-demanding process, especially for the continual improvement of LLMs. We introduce SynPO, a self-boosting paradigm that leverages synthetic preference data for model alignment. SynPO employs an iterative mechanism wherein a self-prompt generator creates diverse prompts, and a response improver refines model responses progressively. This approach trains LLMs to autonomously learn the generative rewards for their own outputs and eliminates the need for large-scale annotation of prompts and human preferences. After four SynPO iterations, Llama3-8B and Mistral-7B show significant enhancements in instruction-following abilities, achieving over 22.1% win rate improvements on AlpacaEval 2.0 and ArenaHard. Simultaneously, SynPO improves the general performance of LLMs on various tasks, validated by a 3.2 to 5.0 average score increase on the well-recognized Open LLM leaderboard.

cs.CL↗

A Survey on In-context Learning

With the increasing capabilities of large language models (LLMs), in-context learning (ICL) has emerged as a new paradigm for natural language processing (NLP), where LLMs make predictions based on contexts augmented with a few examples. It has been a significant trend to explore ICL to evaluate and extrapolate the ability of LLMs. In this paper, we aim to survey and summarize the progress and challenges of ICL. We first present a formal definition of ICL and clarify its correlation to related studies. Then, we organize and discuss advanced techniques, including training strategies, prompt designing strategies, and related analysis. Additionally, we explore various ICL application scenarios, such as data engineering and knowledge updating. Finally, we address the challenges of ICL and suggest potential directions for further research. We hope that our work can encourage more research on uncovering how ICL works and improving ICL.

cs.CL↗

FSM: A Finite State Machine Based Zero-Shot Prompting Paradigm for Multi-Hop Question Answering

Large Language Models (LLMs) with chain-of-thought (COT) prompting have demonstrated impressive abilities on simple nature language inference tasks. However, they tend to perform poorly on Multi-hop Question Answering (MHQA) tasks due to several challenges, including hallucination, error propagation and limited context length. We propose a prompting method, Finite State Machine (FSM) to enhance the reasoning capabilities of LLM for complex tasks in addition to improved effectiveness and trustworthiness. Different from COT methods, FSM addresses MHQA by iteratively decomposing a question into multi-turn sub-questions, and self-correcting in time, improving the accuracy of answers in each step. Specifically, FSM addresses one sub-question at a time and decides on the next step based on its current result and state, in an automaton-like format. Experiments on benchmarks show the effectiveness of our method. Although our method performs on par with the baseline on relatively simpler datasets, it excels on challenging datasets like Musique. Moreover, this approach mitigates the hallucination phenomenon, wherein the correct final answer can be recovered despite errors in intermediate reasoning. Furthermore, our method improves LLMs' ability to follow specified output format requirements, significantly reducing the difficulty of answer interpretation and the need for reformatting.

cs.CL↗

Can Large Multimodal Models Uncover Deep Semantics Behind Images?

Understanding the deep semantics of images is essential in the era dominated by social media. However, current research works primarily on the superficial description of images, revealing a notable deficiency in the systematic investigation of the inherent deep semantics. In this work, we introduce DEEPEVAL, a comprehensive benchmark to assess Large Multimodal Models' (LMMs) capacities of visual deep semantics. DEEPEVAL includes human-annotated dataset and three progressive subtasks: fine-grained description selection, in-depth title matching, and deep semantics understanding. Utilizing DEEPEVAL, we evaluate 9 open-source LMMs and GPT-4V(ision). Our evaluation demonstrates a substantial gap between the deep semantic comprehension capabilities of existing LMMs and humans. For example, GPT-4V is 30% behind humans in understanding deep semantics, even though it achieves human-comparable performance in image description. Further analysis reveals that LMM performance on DEEPEVAL varies according to the specific facets of deep semantics explored, indicating the fundamental challenges remaining in developing LMMs.

cs.CL↗

Can Large Language Models Always Solve Easy Problems if They Can Solve Harder Ones?

Large language models (LLMs) have demonstrated impressive capabilities, but still suffer from inconsistency issues (e.g. LLMs can react differently to disturbances like rephrasing or inconsequential order change). In addition to these inconsistencies, we also observe that LLMs, while capable of solving hard problems, can paradoxically fail at easier ones. To evaluate this hard-to-easy inconsistency, we develop the ConsisEval benchmark, where each entry comprises a pair of questions with a strict order of difficulty. Furthermore, we introduce the concept of consistency score to quantitatively measure this inconsistency and analyze the potential for improvement in consistency by relative consistency score. Based on comprehensive experiments across a variety of existing models, we find: (1) GPT-4 achieves the highest consistency score of 92.2\% but is still inconsistent to specific questions due to distraction by redundant information, misinterpretation of questions, etc.; (2) models with stronger capabilities typically exhibit higher consistency, but exceptions also exist; (3) hard data enhances consistency for both fine-tuning and in-context learning. Our data and code will be publicly available on GitHub.

cs.CL↗

Unlocking Efficiency in Large Language Model Inference: A Comprehensive Survey of Speculative Decoding

To mitigate the high inference latency stemming from autoregressive decoding in Large Language Models (LLMs), Speculative Decoding has emerged as a novel decoding paradigm for LLM inference. In each decoding step, this method first drafts several future tokens efficiently and then verifies them in parallel. Unlike autoregressive decoding, Speculative Decoding facilitates the simultaneous decoding of multiple tokens per step, thereby accelerating inference. This paper presents a comprehensive overview and analysis of this promising decoding paradigm. We begin by providing a formal definition and formulation of Speculative Decoding. Then, we organize in-depth discussions on its key facets, such as drafter selection and verification strategies. Furthermore, we present a comparative analysis of leading methods under third-party testing environments. We aim for this work to serve as a catalyst for further research on Speculative Decoding, ultimately contributing to more efficient LLM inference.

cs.CL↗

Exploring Activation Patterns of Parameters in Language Models

Most work treats large language models as black boxes without in-depth understanding of their internal working mechanism. In order to explain the internal representations of LLMs, we propose a gradient-based metric to assess the activation level of model parameters. Based on this metric, we obtain three preliminary findings. (1) When the inputs are in the same domain, parameters in the shallow layers will be activated densely, which means a larger portion of parameters will have great impacts on the outputs. In contrast, parameters in the deep layers are activated sparsely. (2) When the inputs are across different domains, parameters in shallow layers exhibit higher similarity in the activation behavior than deep layers. (3) In deep layers, the similarity of the distributions of activated parameters is positively correlated to the empirical data relevance. Further, we develop three validation experiments to solidify these findings. (1) Firstly, starting from the first finding, we attempt to configure different prune ratios for different layers, and find this method can benefit model pruning. (2) Secondly, we find that a pruned model based on one calibration set can better handle tasks related to the calibration task than those not related, which validate the second finding. (3) Thirdly, Based on the STS-B and SICK benchmark, we find that two sentences with consistent semantics tend to share similar parameter activation patterns in deep layers, which aligns with our third finding. Our work sheds light on the behavior of parameter activation in LLMs, and we hope these findings will have the potential to inspire more practical applications.

cs.LG↗

Reducing Hallucinations in Entity Abstract Summarization with Facts-Template Decomposition

Entity abstract summarization aims to generate a coherent description of a given entity based on a set of relevant Internet documents. Pretrained language models (PLMs) have achieved significant success in this task, but they may suffer from hallucinations, i.e. generating non-factual information about the entity. To address this issue, we decompose the summary into two components: Facts that represent the factual information about the given entity, which PLMs are prone to fabricate; and Template that comprises generic content with designated slots for facts, which PLMs can generate competently. Based on the facts-template decomposition, we propose SlotSum, an explainable framework for entity abstract summarization. SlotSum first creates the template and then predicts the fact for each template slot based on the input documents. Benefiting from our facts-template decomposition, SlotSum can easily locate errors and further rectify hallucinated predictions with external knowledge. We construct a new dataset WikiFactSum to evaluate the performance of SlotSum. Experimental results demonstrate that SlotSum could generate summaries that are significantly more factual with credible external knowledge.

cs.CL↗

PeriodicLoRA: Breaking the Low-Rank Bottleneck in LoRA Optimization

Supervised fine-tuning is the most common method to adapt large language models (LLMs) to downstream tasks, but full fine-tuning LLMs requires massive computational resources. Recently, parameter-efficient fine-tuning (PEFT) methods have been widely studied due to its cost-effectiveness. LoRA is one of the most widely used methods, which assumes that the optimization process is essentially low-dimensional. Although LoRA fine-tuning is effective, there is still a performance gap compared to full fine-tuning, since its weight update is limited to low-rank matrices. In order to break the low-rank bottleneck in LoRA Optimization, we propose PeriodicLoRA (PLoRA), which accumulates low-rank update matrices multiple times to achieve a higher update rank. PLoRA has multiple training stages. During each stage, we still update only the LoRA weights. However, at the end of each stage, we unload the LoRA weights into the backbone parameters and then reinitialize the LoRA states. Experimental results show that PLoRA has stronger learning ability, approximately 1.8 times that of LoRA's learning ability at most, but it does not increase memory usage. Further, we introduce a momentum-based unloading strategy for PLoRA to mitigate the training instability.

cs.CL↗

Synthetic Data (Almost) from Scratch: Generalized Instruction Tuning for Language Models

We introduce Generalized Instruction Tuning (called GLAN), a general and scalable method for instruction tuning of Large Language Models (LLMs). Unlike prior work that relies on seed examples or existing datasets to construct instruction tuning data, GLAN exclusively utilizes a pre-curated taxonomy of human knowledge and capabilities as input and generates large-scale synthetic instruction data across all disciplines. Specifically, inspired by the systematic structure in human education system, we build the taxonomy by decomposing human knowledge and capabilities to various fields, sub-fields and ultimately, distinct disciplines semi-automatically, facilitated by LLMs. Subsequently, we generate a comprehensive list of subjects for every discipline and proceed to design a syllabus tailored to each subject, again utilizing LLMs. With the fine-grained key concepts detailed in every class session of the syllabus, we are able to generate diverse instructions with a broad coverage across the entire spectrum of human knowledge and skills. Extensive experiments on large language models (e.g., Mistral) demonstrate that GLAN excels in multiple dimensions from mathematical reasoning, coding, academic exams, logical reasoning to general instruction following without using task-specific training data of these tasks. In addition, GLAN allows for easy customization and new fields or skills can be added by simply incorporating a new node into our taxonomy.

cs.CL↗

Math-Shepherd: Verify and Reinforce LLMs Step-by-step without Human Annotations

In this paper, we present an innovative process-oriented math process reward model called \textbf{Math-Shepherd}, which assigns a reward score to each step of math problem solutions. The training of Math-Shepherd is achieved using automatically constructed process-wise supervision data, breaking the bottleneck of heavy reliance on manual annotation in existing work. We explore the effectiveness of Math-Shepherd in two scenarios: 1) \textit{Verification}: Math-Shepherd is utilized for reranking multiple outputs generated by Large Language Models (LLMs); 2) \textit{Reinforcement Learning}: Math-Shepherd is employed to reinforce LLMs with step-by-step Proximal Policy Optimization (PPO). With Math-Shepherd, a series of open-source LLMs demonstrates exceptional performance. For instance, the step-by-step PPO with Math-Shepherd significantly improves the accuracy of Mistral-7B (77.9\%$\to$84.1\% on GSM8K and 28.6\%$\to$33.0\% on MATH). The accuracy can be further enhanced to 89.1\% and 43.5\% on GSM8K and MATH with the verification of Math-Shepherd, respectively. We believe that automatic process supervision holds significant potential for the future evolution of LLMs.

cs.AI↗

DeepSeekMoE: Towards Ultimate Expert Specialization in Mixture-of-Experts Language Models

In the era of large language models, Mixture-of-Experts (MoE) is a promising architecture for managing computational costs when scaling up model parameters. However, conventional MoE architectures like GShard, which activate the top-$K$ out of $N$ experts, face challenges in ensuring expert specialization, i.e. each expert acquires non-overlapping and focused knowledge. In response, we propose the DeepSeekMoE architecture towards ultimate expert specialization. It involves two principal strategies: (1) finely segmenting the experts into $mN$ ones and activating $mK$ from them, allowing for a more flexible combination of activated experts; (2) isolating $K_s$ experts as shared ones, aiming at capturing common knowledge and mitigating redundancy in routed experts. Starting from a modest scale with 2B parameters, we demonstrate that DeepSeekMoE 2B achieves comparable performance with GShard 2.9B, which has 1.5 times the expert parameters and computation. In addition, DeepSeekMoE 2B nearly approaches the performance of its dense counterpart with the same number of total parameters, which set the upper bound of MoE models. Subsequently, we scale up DeepSeekMoE to 16B parameters and show that it achieves comparable performance with LLaMA2 7B, with only about 40% of computations. Further, our preliminary efforts to scale up DeepSeekMoE to 145B parameters consistently validate its substantial advantages over the GShard architecture, and show its performance comparable with DeepSeek 67B, using only 28.5% (maybe even 18.2%) of computations.

cs.CL↗

Speculative Decoding: Exploiting Speculative Execution for Accelerating Seq2seq Generation

We propose Speculative Decoding (SpecDec), for the first time ever, to formally study exploiting the idea of speculative execution to accelerate autoregressive (AR) decoding. Speculative Decoding has two innovations: Spec-Drafter -- an independent model specially optimized for efficient and accurate drafting -- and Spec-Verification -- a reliable method for verifying the drafted tokens efficiently in the decoding paradigm. Experimental results on various seq2seq tasks including machine translation and abstractive summarization show our approach can achieve around $5\times$ speedup for the popular Transformer architectures with comparable generation quality to beam search decoding, refreshing the impression that the draft-then-verify paradigm introduces only $1.4\times$$\sim$$2\times$ speedup. In addition to the remarkable speedup, we also demonstrate 3 additional advantages of SpecDec, revealing its practical value for accelerating generative models in real-world applications. Our models and codes are available at https://github.com/hemingkx/SpecDec.

cs.CL↗

Statistical Knowledge Assessment for Large Language Models

Given varying prompts regarding a factoid question, can a large language model (LLM) reliably generate factually correct answers? Existing LLMs may generate distinct responses for different prompts. In this paper, we study the problem of quantifying knowledge contained in an LLM regarding a given set of facts. We propose KaRR, a statistical approach to assess factual knowledge for LLMs. The main idea is to estimate the ratio of LLM generating text corresponding to the answer entity given diverse prompts of the subject and the querying relation, versus it generating by random chances. Our assessment suite contains a comprehensive set of 994,123 entities and 600 relations, with 1,395,905 text aliases. We use our method to evaluate 20 LLMs of various sizes, including LLaMA, Alpaca, OPT, etc. Experiments show that our results have a strong correlation (0.43 Kendall's $τ$) with the results of human assessment on LLMs. Our results reveal that the knowledge in LLMs with the same backbone architecture adheres to the scaling law, while tuning on instruction-following data sometimes compromises the model's capability to generate factually correct text reliably.

cs.CL↗

Bi-Drop: Enhancing Fine-tuning Generalization via Synchronous sub-net Estimation and Optimization

Pretrained language models have achieved remarkable success in natural language understanding. However, fine-tuning pretrained models on limited training data tends to overfit and thus diminish performance. This paper presents Bi-Drop, a fine-tuning strategy that selectively updates model parameters using gradients from various sub-nets dynamically generated by dropout. The sub-net estimation of Bi-Drop is performed in an in-batch manner, so it overcomes the problem of hysteresis in sub-net updating, which is possessed by previous methods that perform asynchronous sub-net estimation. Also, Bi-Drop needs only one mini-batch to estimate the sub-net so it achieves higher utility of training data. Experiments on the GLUE benchmark demonstrate that Bi-Drop consistently outperforms previous fine-tuning methods. Furthermore, empirical results also show that Bi-Drop exhibits excellent generalization ability and robustness for domain transfer, data imbalance, and low-resource scenarios.

cs.CL↗