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Zhihao Dou

Publications and source records attributed to Zhihao Dou.

24 records · Page 2Linked to original sources

Defending against Jailbreak through Early Exit Generation of Large Language Models

Large Language Models (LLMs) are increasingly attracting attention in various applications. Nonetheless, there is a growing concern as some users attempt to exploit these models for malicious purposes, including the synthesis of controlled substances and the propagation of disinformation. In an effort to mitigate such risks, the concept of "Alignment" technology has been developed. However, recent studies indicate that this alignment can be undermined using sophisticated prompt engineering or adversarial suffixes, a technique known as "Jailbreak." Our research takes cues from the human-like generate process of LLMs. We identify that while jailbreaking prompts may yield output logits similar to benign prompts, their initial embeddings within the model's latent space tend to be more analogous to those of malicious prompts. Leveraging this finding, we propose utilizing the early transformer outputs of LLMs as a means to detect malicious inputs, and terminate the generation immediately. We introduce a simple yet significant defense approach called EEG-Defender for LLMs. We conduct comprehensive experiments on ten jailbreak methods across three models. Our results demonstrate that EEG-Defender is capable of reducing the Attack Success Rate (ASR) by a significant margin, roughly 85% in comparison with 50% for the present SOTAs, with minimal impact on the utility of LLMs.

cs.AI↗

DSADF: Thinking Fast and Slow for Decision Making

Although Reinforcement Learning (RL) agents are effective in well-defined environments, they often struggle to generalize their learned policies to dynamic settings due to their reliance on trial-and-error interactions. Recent work has explored applying Large Language Models (LLMs) or Vision Language Models (VLMs) to boost the generalization of RL agents through policy optimization guidance or prior knowledge. However, these approaches often lack seamless coordination between the RL agent and the foundation model, leading to unreasonable decision-making in unfamiliar environments and efficiency bottlenecks. Making full use of the inferential capabilities of foundation models and the rapid response capabilities of RL agents and enhancing the interaction between the two to form a dual system is still a lingering scientific question. To address this problem, we draw inspiration from Kahneman's theory of fast thinking (System 1) and slow thinking (System 2), demonstrating that balancing intuition and deep reasoning can achieve nimble decision-making in a complex world. In this study, we propose a Dual-System Adaptive Decision Framework (DSADF), integrating two complementary modules: System 1, comprising an RL agent and a memory space for fast and intuitive decision making, and System 2, driven by a VLM for deep and analytical reasoning. DSADF facilitates efficient and adaptive decision-making by combining the strengths of both systems. The empirical study in the video game environment: Crafter and Housekeep demonstrates the effectiveness of our proposed method, showing significant improvements in decision abilities for both unseen and known tasks.

cs.LG↗

Toward Malicious Clients Detection in Federated Learning

Federated learning (FL) enables multiple clients to collaboratively train a global machine learning model without sharing their raw data. However, the decentralized nature of FL introduces vulnerabilities, particularly to poisoning attacks, where malicious clients manipulate their local models to disrupt the training process. While Byzantine-robust aggregation rules have been developed to mitigate such attacks, they remain inadequate against more advanced threats. In response, recent advancements have focused on FL detection techniques to identify potentially malicious participants. Unfortunately, these methods often misclassify numerous benign clients as threats or rely on unrealistic assumptions about the server's capabilities. In this paper, we propose a novel algorithm, SafeFL, specifically designed to accurately identify malicious clients in FL. The SafeFL approach involves the server collecting a series of global models to generate a synthetic dataset, which is then used to distinguish between malicious and benign models based on their behavior. Extensive testing demonstrates that SafeFL outperforms existing methods, offering superior efficiency and accuracy in detecting malicious clients.

cs.CR↗

Discrete Wavelet Transform-Based Capsule Network for Hyperspectral Image Classification

Hyperspectral image (HSI) classification is a crucial technique for remote sensing to build large-scale earth monitoring systems. HSI contains much more information than traditional visual images for identifying the categories of land covers. One recent feasible solution for HSI is to leverage CapsNets for capturing spectral-spatial information. However, these methods require high computational requirements due to the full connection architecture between stacked capsule layers. To solve this problem, a DWT-CapsNet is proposed to identify partial but important connections in CapsNet for a effective and efficient HSI classification. Specifically, we integrate a tailored attention mechanism into a Discrete Wavelet Transform (DWT)-based downsampling layer, alleviating the information loss problem of conventional downsampling operation in feature extractors. Moreover, we propose a novel multi-scale routing algorithm that prunes a large proportion of connections in CapsNet. A capsule pyramid fusion mechanism is designed to aggregate the spectral-spatial relationships in multiple levels of granularity, and then a self-attention mechanism is further conducted in a partially and locally connected architecture to emphasize the meaningful relationships. As shown in the experimental results, our method achieves state-of-the-art accuracy while keeping lower computational demand regarding running time, flops, and the number of parameters, rendering it an appealing choice for practical implementation in HSI classification.

cs.CV↗

Adversarial Attacks to Multi-Modal Models

Multi-modal models have gained significant attention due to their powerful capabilities. These models effectively align embeddings across diverse data modalities, showcasing superior performance in downstream tasks compared to their unimodal counterparts. Recent study showed that the attacker can manipulate an image or audio file by altering it in such a way that its embedding matches that of an attacker-chosen targeted input, thereby deceiving downstream models. However, this method often underperforms due to inherent disparities in data from different modalities. In this paper, we introduce CrossFire, an innovative approach to attack multi-modal models. CrossFire begins by transforming the targeted input chosen by the attacker into a format that matches the modality of the original image or audio file. We then formulate our attack as an optimization problem, aiming to minimize the angular deviation between the embeddings of the transformed input and the modified image or audio file. Solving this problem determines the perturbations to be added to the original media. Our extensive experiments on six real-world benchmark datasets reveal that CrossFire can significantly manipulate downstream tasks, surpassing existing attacks. Additionally, we evaluate six defensive strategies against CrossFire, finding that current defenses are insufficient to counteract our CrossFire.

cs.CR↗

Self-supervised asymmetric deep hashing with margin-scalable constraint

Due to its effectivity and efficiency, deep hashing approaches are widely used for large-scale visual search. However, it is still challenging to produce compact and discriminative hash codes for images associated with multiple semantics for two main reasons, 1) similarity constraints designed in most of the existing methods are based upon an oversimplified similarity assignment(i.e., 0 for instance pairs sharing no label, 1 for instance pairs sharing at least 1 label), 2) the exploration in multi-semantic relevance are insufficient or even neglected in many of the existing methods. These problems significantly limit the discrimination of generated hash codes. In this paper, we propose a novel self-supervised asymmetric deep hashing method with a margin-scalable constraint(SADH) approach to cope with these problems. SADH implements a self-supervised network to sufficiently preserve semantic information in a semantic feature dictionary and a semantic code dictionary for the semantics of the given dataset, which efficiently and precisely guides a feature learning network to preserve multilabel semantic information using an asymmetric learning strategy. By further exploiting semantic dictionaries, a new margin-scalable constraint is employed for both precise similarity searching and robust hash code generation. Extensive empirical research on four popular benchmarks validates the proposed method and shows it outperforms several state-of-the-art approaches.

cs.CV↗