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Zhiming Zheng

Publications and source records attributed to Zhiming Zheng.

At least 37 records · Page 2Linked to original sources

Replacing Parameters with Preferences: Federated Alignment of Heterogeneous Vision-Language Models

VLMs have broad potential in privacy-sensitive domains such as healthcare and finance, yet strict data-sharing constraints render centralized training infeasible. FL mitigates this issue by enabling decentralized training, but practical deployments face challenges due to client heterogeneity in computational resources, application requirements, and model architectures. We argue that while replacing data with model parameters characterizes the present of FL, replacing parameters with preferences represents a more scalable and privacy-preserving future. Motivated by this perspective, we propose MoR, a federated alignment framework based on GRPO with Mixture-of-Rewards for heterogeneous VLMs. MoR initializes a visual foundation model as a KL-regularized reference, while each client locally trains a reward model from local preference annotations, capturing specific evaluation signals without exposing raw data. To reconcile heterogeneous rewards, we introduce a routing-based fusion mechanism that adaptively aggregates client reward signals. Finally, the server performs GRPO with this mixed reward to optimize the base VLM. Experiments on three public VQA benchmarks demonstrate that MoR consistently outperforms federated alignment baselines in generalization, robustness, and cross-client adaptability. Our approach provides a scalable solution for privacy-preserving alignment of heterogeneous VLMs under federated settings.

cs.AI↗

Less is More: Compact Clue Selection for Efficient Retrieval-Augmented Generation Reasoning

Current RAG retrievers are designed primarily for human readers, emphasizing complete, readable, and coherent paragraphs. However, Large Language Models (LLMs) benefit more from precise, compact, and well-structured input, which enhances reasoning quality and efficiency. Existing methods rely on reranking or summarization to identify key sentences, but may introduce semantic breaks and unfaithfulness. Thus, efficiently extracting and organizing answer-relevant clues from large-scale documents while reducing LLM reasoning costs remains challenging in RAG systems. Inspired by Occam's razor, we frame LLM-centric retrieval as MinMax optimization: maximizing the extraction of potential clues and reranking them for well-organization, while minimizing reasoning costs by truncating to the smallest sufficient set of clues. In this paper, we propose CompSelect, a compact clue selection mechanism for LLM-centric RAG, consisting of a clue extractor, a reranker, and a truncator. (1) The clue extractor first uses answer-containing sentences as fine-tuning targets, aiming to extract sufficient potential clues; (2) The reranker is trained to prioritize effective clues based on real LLM feedback; (3) The truncator uses the truncated text containing the minimum sufficient clues for answering the question as fine-tuning targets, thereby enabling efficient RAG reasoning. Experiments on three QA datasets demonstrate that CompSelect improves performance while reducing both total and online latency compared to a range of baseline methods. Further analysis also confirms its robustness to unreliable retrieval and generalization across different scenarios.

cs.CL↗

LLMs Can Unlearn Refusal with Only 1,000 Benign Samples

This study reveals a previously unexplored vulnerability in the safety alignment of Large Language Models (LLMs). Existing aligned LLMs predominantly respond to unsafe queries with refusals, which often begin with a fixed set of prefixes (I'm sorry). We demonstrate that this rigid refusal pattern is a vulnerability and introduce a novel \textbf{refusal unlearning} technique that exploits it. Specifically, we fine-tune LLMs using merely 1,000 benign samples, where each response is prepended with a refusal prefix. The underlying intuition is to disrupt the refusal completion pathway, thereby driving the model to forget how to refuse while following harmful instructions. This intuition is further supported by theoretical proofs. We apply this approach to a total of 16 LLMs, including various open-source models from Llama, Qwen, and Gemma families, as well as closed-source models such as Gemini and GPT. Experimental results show that the safety scores of previously aligned LLMs degrade both consistently and substantially. Importantly, we verify that the observed gain cannot be attributed to plain fine-tuning or random prefix effects. Our findings suggest that current safety alignment may rely heavily on token sequence memorization rather than reasoning, motivating future work beyond simple refusal mechanisms. Code has been released: https://github.com/guoyang9/refusal-unlearning.

cs.CR↗

FedSEA-LLaMA: A Secure, Efficient and Adaptive Federated Splitting Framework for Large Language Models

Private data holds promise for improving LLMs due to its high quality, but its scattered distribution across data silos and the high computational demands of LLMs limit their deployment in federated environments. To address this, the transformer-based federated split models are proposed, which offload most model parameters to the server (or distributed clients) while retaining only a small portion on the client to ensure data privacy. Despite this design, they still face three challenges: 1) Peer-to-peer key encryption struggles to secure transmitted vectors effectively; 2) The auto-regressive nature of LLMs means that federated split learning can only train and infer sequentially, causing high communication overhead; 3) Fixed partition points lack adaptability to downstream tasks. In this paper, we introduce FedSEA-LLaMA, a Secure, Efficient, and Adaptive Federated splitting framework based on LLaMA2. First, we inject Gaussian noise into forward-pass hidden states to enable secure end-to-end vector transmission. Second, we employ attention-mask compression and KV cache collaboration to reduce communication costs, accelerating training and inference. Third, we allow users to dynamically adjust the partition points for input/output blocks based on specific task requirements. Experiments on natural language understanding, summarization, and conversational QA tasks show that FedSEA-LLaMA maintains performance comparable to centralized LLaMA2 and achieves up to 8x speedups in training and inference. Further analysis of privacy attacks and different partition points also demonstrates the effectiveness of FedSEA-LLaMA in security and adaptability.

cs.CL↗

A unified framework for identifying influential nodes in hypergraphs

Identifying influential nodes plays a pivotal role in understanding, controlling, and optimizing the behavior of complex systems, ranging from social to biological and technological domains. Yet most centrality-based approaches rely on pairwise topology and are purely structural, neglecting the higher-order interactions and the coupling between structure and dynamics. Consequently, the practical effectiveness of existing approaches remains uncertain when applied to complex spreading processes. To bridge this gap, we propose a unified framework, Initial Propagation Score (IPS), to directly embed propagation dynamics into influence assessment on higher-order networks. We analytically derive mechanism-aware influence measures by relating the early-stage dynamics and local topological characteristics to long-term outbreak sizes, and such explicit physical context endows IPS with robustness, transferability, and interpretability. Extensive experiments across multiple dynamics and more than 20 real-world hypergraphs show that IPS consistently outperforms other leading baseline centralities. Furthermore, IPS estimates node influence with only local neighborhood information, yielding computational efficiency and scalability to large-scale networks. This work underscores the necessity of considering dynamics for reliable identification of influential nodes and provides a concise principled basis for optimizing interventions in epidemiology, information diffusion, and collective intelligence.

physics.soc-ph↗

PolarGS: Polarimetric Cues for Ambiguity-Free Gaussian Splatting with Accurate Geometry Recovery

Recent advances in surface reconstruction for 3D Gaussian Splatting (3DGS) have enabled remarkable geometric accuracy. However, their performance degrades in photometrically ambiguous regions such as reflective and textureless surfaces, where unreliable cues disrupt photometric consistency and hinder accurate geometry estimation. Reflected light is often partially polarized in a manner that reveals surface orientation, making polarization an optic complement to photometric cues in resolving such ambiguities. Therefore, we propose PolarGS, an optics-aware extension of RGB-based 3DGS that leverages polarization as an optical prior to resolve photometric ambiguities and enhance reconstruction accuracy. Specifically, we introduce two complementary modules: a polarization-guided photometric correction strategy, which ensures photometric consistency by identifying reflective regions via the Degree of Linear Polarization (DoLP) and refining reflective Gaussians with Color Refinement Maps; and a polarization-enhanced Gaussian densification mechanism for textureless area geometry recovery, which integrates both Angle and Degree of Linear Polarization (A/DoLP) into a PatchMatch-based depth completion process. This enables the back-projection and fusion of new Gaussians, leading to more complete reconstruction. PolarGS is framework-agnostic and achieves superior geometric accuracy compared to state-of-the-art methods.

cs.CV↗

Privacy-Preserving Reasoning with Knowledge-Distilled Parametric Retrieval Augmented Generation

The current RAG system requires uploading plaintext documents to the cloud, risking private data leakage. Parametric RAG (PRAG) encodes documents as LoRA parameters within LLMs, offering a possible way to reduce exposure of raw content. However, it still faces two issues: (1) PRAG demands synthesizing QA pairs and fine-tuning LLM for each individual document to create its corresponding LoRA, leading to unacceptable inference latency. (2) The performance of PRAG relies solely on synthetic QA data while lacking internal alignment with standard RAG, resulting in poor generalization on out-of-distribution(OOD) inputs. Therefore, achieving high-efficiency parameterization while maintaining RAG-level performance remains a critical challenge for privacy-preserving reasoning. In this paper, we propose DistilledPRAG, a generalizable knowledge-distilled parametric RAG model aligned with standard RAG in document structure and parameter activation. We first synthesize QA pairs from single and multi-documents to enhance cross-document reasoning. Then, we mask the plaintext documents with a special token and translate them to LoRA via a parameter generator, maintaining the standard RAG document structure. Finally, guided by synthetic QA data, we train the parameter generator to match standard RAG's hidden states and output logits, enabling RAG-style reasoning without original documents. Experiments on four QA datasets show that DistilledPRAG outperforms baselines in accuracy and generalizes well on OOD data.

cs.CL↗

Unlocking Dynamic Inter-Client Spatial Dependencies: A Federated Spatio-Temporal Graph Learning Method for Traffic Flow Forecasting

Spatio-temporal graphs are powerful tools for modeling complex dependencies in traffic time series. However, the distributed nature of real-world traffic data across multiple stakeholders poses significant challenges in modeling and reconstructing inter-client spatial dependencies while adhering to data locality constraints. Existing methods primarily address static dependencies, overlooking their dynamic nature and resulting in suboptimal performance. In response, we propose Federated Spatio-Temporal Graph with Dynamic Inter-Client Dependencies (FedSTGD), a framework designed to model and reconstruct dynamic inter-client spatial dependencies in federated learning. FedSTGD incorporates a federated nonlinear computation decomposition module to approximate complex graph operations. This is complemented by a graph node embedding augmentation module, which alleviates performance degradation arising from the decomposition. These modules are coordinated through a client-server collective learning protocol, which decomposes dynamic inter-client spatial dependency learning tasks into lightweight, parallelizable subtasks. Extensive experiments on four real-world datasets demonstrate that FedSTGD achieves superior performance over state-of-the-art baselines in terms of RMSE, MAE, and MAPE, approaching that of centralized baselines. Ablation studies confirm the contribution of each module in addressing dynamic inter-client spatial dependencies, while sensitivity analysis highlights the robustness of FedSTGD to variations in hyperparameters.

cs.LG↗

Detecting Stealthy Backdoor Samples based on Intra-class Distance for Large Language Models

Stealthy data poisoning during fine-tuning can backdoor large language models (LLMs), threatening downstream safety. Existing detectors either use classifier-style probability signals--ill-suited to generation--or rely on rewriting, which can degrade quality and even introduce new triggers. We address the practical need to efficiently remove poisoned examples before or during fine-tuning. We observe a robust signal in the response space: after applying TF-IDF to model responses, poisoned examples form compact clusters (driven by consistent malicious outputs), while clean examples remain dispersed. We leverage this with RFTC--Reference-Filtration + TF-IDF Clustering. RFTC first compares each example's response with that of a reference model and flags those with large deviations as suspicious; it then performs TF-IDF clustering on the suspicious set and identifies true poisoned examples using intra-class distance. On two machine translation datasets and one QA dataset, RFTC outperforms prior detectors in both detection accuracy and the downstream performance of the fine-tuned models. Ablations with different reference models further validate the effectiveness and robustness of Reference-Filtration.

cs.CL↗

An Efficient Framework for Whole-Page Reranking via Single-Modal Supervision

The whole-page reranking plays a critical role in shaping the user experience of search engines, which integrates retrieval results from multiple modalities, such as documents, images, videos, and LLM outputs. Existing methods mainly rely on large-scale human-annotated data, which is costly to obtain and time-consuming. This is because whole-page annotation is far more complex than single-modal: it requires assessing the entire result page while accounting for cross-modal relevance differences. Thus, how to improve whole-page reranking performance while reducing annotation costs is still a key challenge in optimizing search engine result pages(SERP). In this paper, we propose SMAR, a novel whole-page reranking framework that leverages strong Single-modal rankers to guide Modal-wise relevance Alignment for effective Reranking, using only limited whole-page annotation to outperform fully-annotated reranking models. Specifically, high-quality single-modal rankers are first trained on data specific to their respective modalities. Then, for each query, we select a subset of their outputs to construct candidate pages and perform human annotation at the page level. Finally, we train the whole-page reranker using these limited annotations and enforcing consistency with single-modal preferences to maintain ranking quality within each modality. Experiments on the Qilin and Baidu datasets demonstrate that SMAR reduces annotation costs by about 70-90\% while achieving significant ranking improvements compared to baselines. Further offline and online A/B testing on Baidu APPs also shows notable gains in standard ranking metrics as well as user experience indicators, fully validating the effectiveness and practical value of our approach in real-world search scenarios.

cs.IR↗

HyFedRAG: A Federated Retrieval-Augmented Generation Framework for Heterogeneous and Privacy-Sensitive Data

Centralized RAG pipelines struggle with heterogeneous and privacy-sensitive data, especially in distributed healthcare settings where patient data spans SQL, knowledge graphs, and clinical notes. Clinicians face difficulties retrieving rare disease cases due to privacy constraints and the limitations of traditional cloud-based RAG systems in handling diverse formats and edge devices. To address this, we introduce HyFedRAG, a unified and efficient Federated RAG framework tailored for Hybrid data modalities. By leveraging an edge-cloud collaborative mechanism, HyFedRAG enables RAG to operate across diverse data sources while preserving data privacy. Our key contributions are: (1) We design an edge-cloud collaborative RAG framework built on Flower, which supports querying structured SQL data, semi-structured knowledge graphs, and unstructured documents. The edge-side LLMs convert diverse data into standardized privacy-preserving representations, and the server-side LLMs integrates them for global reasoning and generation. (2) We integrate lightweight local retrievers with privacy-aware LLMs and provide three anonymization tools that enable each client to produce semantically rich, de-identified summaries for global inference across devices. (3) To optimize response latency and reduce redundant computation, we design a three-tier caching strategy consisting of local cache, intermediate representation cache, and cloud inference cache. Experimental results on PMC-Patients demonstrate that HyFedRAG outperforms existing baselines in terms of retrieval quality, generation consistency, and system efficiency. Our framework offers a scalable and privacy-compliant solution for RAG over structural-heterogeneous data, unlocking the potential of LLMs in sensitive and diverse data environments.

cs.AI↗

Beyond the Surface: A Solution-Aware Retrieval Model for Competition-level Code Generation

In competitive programming task, problem statements are often embedded within elaborate narrative backgrounds, requiring deep understanding of the underlying solutions to successfully complete the tasks. Current code generation models primarily focus on token-level semantic modeling, highly susceptible to distractions from irrelevant narrative statements. Inspired by RAG, retrieving reference code with similar solutions may help enhance model performance on difficult problems. However, existing retrieval models also emphasize surface-level semantic similarity, neglecting the deeper solution-level logical similarities that are critical in competitive programming. Therefore, designing ranking models capable of accurately identifying and retrieving problems and corresponding codes remains an urgent research problem in competitive code generation. In this paper, we propose SolveRank, a solution-aware ranking model empowered by synthetic data for competitive programming tasks. Specifically, we leverage the DeepSeek-R1 model to generate logically equivalent but differently phrased new problems, verified by GPT-4o for solution consistency. Then, we train SolveRank with these as positive samples and BM25/random-retrieved problems as negatives. During inference, SolveRank retrieves relevant problems and corresponding code from the corpus to assist a downstream code generator. Experiments on the xCodeEval dataset demonstrate that SolveRank outperforms SOTA ranking methods in precision and recall metrics, and boosts code generation performance for difficult problems.

cs.IR↗

HSF: Defending against Jailbreak Attacks with Hidden State Filtering

With the growing deployment of LLMs in daily applications like chatbots and content generation, efforts to ensure outputs align with human values and avoid harmful content have intensified. However, increasingly sophisticated jailbreak attacks threaten this alignment, aiming to induce unsafe outputs. Current defense efforts either focus on prompt rewriting or detection, which are limited in effectiveness due to the various design of jailbreak prompts, or on output control and detection, which are computationally expensive as they require LLM inference. Therefore, designing a pre-inference defense method that resists diverse jailbreak prompts is crucial for preventing LLM jailbreak attacks. We observe that jailbreak attacks, safe queries, and harmful queries exhibit different clustering patterns within the LLM's hidden state representation space. This suggests that by leveraging the LLM's hidden state representational capabilities, we can analyze the LLM's forthcoming behavior and proactively intervene for defense. In this paper, we propose a jailbreak attack defense strategy based on a Hidden State Filter (HSF), a lossless architectural defense mechanism that enables the model to preemptively identify and reject adversarial inputs before the inference process begins. We activate its defensive potential through an additional plugin module, effectively framing the defense task as a classification problem. Experimental results on two benchmark datasets, utilizing three different LLMs, show that HSF significantly enhances resilience against six cutting-edge jailbreak attacks. It significantly reduces the success rate of jailbreak attacks while minimally impacting responses to benign user queries, with negligible inference overhead, and outperforming defense baselines.Our code and data are available at https://anonymous.4open.science/r/Hidden-State-Filtering-8652/

cs.CR↗

ContribChain: A Stress-Balanced Blockchain Sharding Protocol with Node Contribution Awareness

Existing blockchain sharding protocols have focused on eliminating imbalanced workload distributions. However, even with workload balance, disparities in processing capabilities can lead to differential stress among shards, resulting in transaction backlogs in certain shards. Therefore, achieving stress balance among shards in the dynamic and heterogeneous environment presents a significant challenge of blockchain sharding. In this paper, we propose ContribChain, a blockchain sharding protocol that can automatically be aware of node contributions to achieve stress balance. We calculate node contribution values based on the historical behavior to evaluate the performance and security of nodes. Furthermore, we propose node allocation algorithm NACV and account allocation algorithm P-Louvain, which both match shard performance with workload to achieve stress balance. Finally, we conduct extensive experiments to compare our work with state-of-the-art baselines based on real Ethereum transactions. The evaluation results show that P-Louvain reduces allocation execution time by 86% and the cross-shard transaction ratio by 7.5%. Meanwhile, ContribChain improves throughput by 35.8% and reduces the cross-shard transaction ratio by 16%.

cs.NI↗

CodeBC: A More Secure Large Language Model for Smart Contract Code Generation in Blockchain

Large language models (LLMs) excel at generating code from natural language instructions, yet they often lack an understanding of security vulnerabilities. This limitation makes it difficult for LLMs to avoid security risks in generated code, particularly in high-security programming tasks such as smart contract development for blockchain. Researchers have attempted to enhance the vulnerability awareness of these models by training them to differentiate between vulnerable and fixed code snippets. However, this approach relies heavily on manually labeled vulnerability data, which is only available for popular languages like Python and C++. For low-resource languages like Solidity, used in smart contracts, large-scale annotated datasets are scarce and difficult to obtain. To address this challenge, we introduce CodeBC, a code generation model specifically designed for generating secure smart contracts in blockchain. CodeBC employs a three-stage fine-tuning approach based on CodeLlama, distinguishing itself from previous methods by not relying on pairwise vulnerability location annotations. Instead, it leverages vulnerability and security tags to teach the model the differences between vulnerable and secure code. During the inference phase, the model leverages security tags to generate secure and robust code. Experimental results demonstrate that CodeBC outperforms baseline models in terms of BLEU, CodeBLEU, and compilation pass rates, while significantly reducing vulnerability rates. These findings validate the effectiveness and cost-efficiency of our three-stage fine-tuning strategy, making CodeBC a promising solution for generating secure smart contract code.

cs.CR↗

Potential Indicator for Continuous Emotion Arousal by Dynamic Neural Synchrony

The need for automatic and high-quality emotion annotation is paramount in applications such as continuous emotion recognition and video highlight detection, yet achieving this through manual human annotations is challenging. Inspired by inter-subject correlation (ISC) utilized in neuroscience, this study introduces a novel Electroencephalography (EEG) based ISC methodology that leverages a single-electrode and feature-based dynamic approach. Our contributions are three folds. Firstly, we reidentify two potent emotion features suitable for classifying emotions-first-order difference (FD) an differential entropy (DE). Secondly, through the use of overall correlation analysis, we demonstrate the heterogeneous synchronized performance of electrodes. This performance aligns with neural emotion patterns established in prior studies, thus validating the effectiveness of our approach. Thirdly, by employing a sliding window correlation technique, we showcase the significant consistency of dynamic ISCs across various features or key electrodes in each analyzed film clip. Our findings indicate the method's reliability in capturing consistent, dynamic shared neural synchrony among individuals, triggered by evocative film stimuli. This underscores the potential of our approach to serve as an indicator of continuous human emotion arousal. The implications of this research are significant for advancements in affective computing and the broader neuroscience field, suggesting a streamlined and effective tool for emotion analysis in real-world applications.

eess.SP↗

Know Your Account: Double Graph Inference-based Account De-anonymization on Ethereum

The scaled Web 3.0 digital economy, represented by decentralized finance (DeFi), has sparked increasing interest in the past few years, which usually relies on blockchain for token transfer and diverse transaction logic. However, illegal behaviors, such as financial fraud, hacker attacks, and money laundering, are rampant in the blockchain ecosystem and seriously threaten its integrity and security. In this paper, we propose a novel double graph-based Ethereum account de-anonymization inference method, dubbed DBG4ETH, which aims to capture the behavioral patterns of accounts comprehensively and has more robust analytical and judgment capabilities for current complex and continuously generated transaction behaviors. Specifically, we first construct a global static graph to build complex interactions between the various account nodes for all transaction data. Then, we also construct a local dynamic graph to learn about the gradual evolution of transactions over different periods. Different graphs focus on information from different perspectives, and features of global and local, static and dynamic transaction graphs are available through DBG4ETH. In addition, we propose an adaptive confidence calibration method to predict the results by feeding the calibrated weighted prediction values into the classifier. Experimental results show that DBG4ETH achieves state-of-the-art results in the account identification task, improving the F1-score by at least 3.75% and up to 40.52% compared to processing each graph type individually and outperforming similar account identity inference methods by 5.23% to 12.91%.

cs.SI↗

MaFeRw: Query Rewriting with Multi-Aspect Feedbacks for Retrieval-Augmented Large Language Models

In a real-world RAG system, the current query often involves spoken ellipses and ambiguous references from dialogue contexts, necessitating query rewriting to better describe user's information needs. However, traditional context-based rewriting has minimal enhancement on downstream generation tasks due to the lengthy process from query rewriting to response generation. Some researchers try to utilize reinforcement learning with generation feedback to assist the rewriter, but these sparse rewards provide little guidance in most cases, leading to unstable training and generation results. We find that user's needs are also reflected in the gold document, retrieved documents and ground truth. Therefore, by feeding back these multi-aspect dense rewards to query rewriting, more stable and satisfactory responses can be achieved. In this paper, we propose a novel query rewriting method MaFeRw, which improves RAG performance by integrating multi-aspect feedback from both the retrieval process and generated results. Specifically, we first use manual data to train a T5 model for the rewriter initialization. Next, we design three metrics as reinforcement learning feedback: the similarity between the rewritten query and the gold document, the ranking metrics, and ROUGE between the generation and the ground truth. Inspired by RLAIF, we train three kinds of reward models for the above metrics to achieve more efficient training. Finally, we combine the scores of these reward models as feedback, and use PPO algorithm to explore the optimal query rewriting strategy. Experimental results on two conversational RAG datasets demonstrate that MaFeRw achieves superior generation metrics and more stable training compared to baselines.

cs.CL↗