arXiv subjects

Zhiming Zhou

Publications and source records attributed to Zhiming Zhou.

At least 19 recordsLinked to original sources

arXiv2026

Revisiting Sharpness-Aware Minimization: A More Faithful and Effective Implementation

Sharpness-Aware Minimization (SAM) enhances generalization by minimizing the maximum training loss within a predefined neighborhood around the parameters. However, its practical implementation approximates this as gradient ascent(s) followed by applying the gradient at the ascent point to update the current parameters. This practice can be justified as approximately optimizing the objective by neglecting the (full) derivative of the ascent point with respect to the current parameters. Nevertheless, a direct and intuitive understanding of why using the gradient at the ascent point to update the current parameters works superiorly is still lacking. Our work bridges this gap by proposing a novel and intuitive interpretation. We show that the gradient at the single-step ascent point, \uline{when applied to the current parameters}, provides a better approximation of the direction from the current parameters toward the maximum within the local neighborhood than the local gradient. This improved approximation thereby enables a more direct escape from the maximum within the local neighborhood. Nevertheless, our analysis further reveals two issues. First, the approximation by the gradient at the single-step ascent point is often inaccurate. Second, the approximation quality may degrade as the number of ascent steps increases. To address these limitations, we propose in this paper eXplicit Sharpness-Aware Minimization (XSAM). It tackles the first by explicitly estimating the direction of the maximum during training, while addressing the second by crafting a search space that effectively leverages the gradient information at the multi-step ascent point. XSAM features a unified formulation that applies to both single-step and multi-step settings and only incurs negligible computational overhead. Extensive experiments demonstrate the consistent superiority of XSAM against existing counterparts.

cs.LG↗

arXiv2025

Hierarchical Dual-Head Model for Suicide Risk Assessment via MentalRoBERTa

Social media platforms have become important sources for identifying suicide risk, but automated detection systems face multiple challenges including severe class imbalance, temporal complexity in posting patterns, and the dual nature of risk levels as both ordinal and categorical. This paper proposes a hierarchical dual-head neural network based on MentalRoBERTa for suicide risk classification into four levels: indicator, ideation, behavior, and attempt. The model employs two complementary prediction heads operating on a shared sequence representation: a CORAL (Consistent Rank Logits) head that preserves ordinal relationships between risk levels, and a standard classification head that enables flexible categorical distinctions. A 3-layer Transformer encoder with 8-head multi-head attention models temporal dependencies across post sequences, while explicit time interval embeddings capture posting behavior dynamics. The model is trained with a combined loss function (0.5 CORAL + 0.3 Cross-Entropy + 0.2 Focal Loss) that simultaneously addresses ordinal structure preservation, overconfidence reduction, and class imbalance. To improve computational efficiency, we freeze the first 6 layers (50%) of MentalRoBERTa and employ mixed-precision training. The model is evaluated using 5-fold stratified cross-validation with macro F1 score as the primary metric.

cs.LG↗

arXiv2025

Establishing Reliability Metrics for Reward Models in Large Language Models

The reward model (RM) that represents human preferences plays a crucial role in optimizing the outputs of large language models (LLMs), e.g., through reinforcement learning from human feedback (RLHF) or rejection sampling. However, a long challenge for RM is its uncertain reliability, i.e., LLM outputs with higher rewards may not align with actual human preferences. Currently, there is a lack of a convincing metric to quantify the reliability of RMs. To bridge this gap, we propose the \textit{\underline{R}eliable at \underline{$\eta$}} (RETA) metric, which directly measures the reliability of an RM by evaluating the average quality (scored by an oracle) of the top $\eta$ quantile responses assessed by an RM. On top of RETA, we present an integrated benchmarking pipeline that allows anyone to evaluate their own RM without incurring additional Oracle labeling costs. Extensive experimental studies demonstrate the superior stability of RETA metric, providing solid evaluations of the reliability of various publicly available and proprietary RMs. When dealing with an unreliable RM, we can use the RETA metric to identify the optimal quantile from which to select the responses.

cs.AI↗

arXiv2024

Residual Multi-Task Learner for Applied Ranking

Modern e-commerce platforms rely heavily on modeling diverse user feedback to provide personalized services. Consequently, multi-task learning has become an integral part of their ranking systems. However, existing multi-task learning methods encounter two main challenges: some lack explicit modeling of task relationships, resulting in inferior performance, while others have limited applicability due to being computationally intensive, having scalability issues, or relying on strong assumptions. To address these limitations and better fit our real-world scenario, pre-rank in Shopee Search, we introduce in this paper ResFlow, a lightweight multi-task learning framework that enables efficient cross-task information sharing via residual connections between corresponding layers of task networks. Extensive experiments on datasets from various scenarios and modalities demonstrate its superior performance and adaptability over state-of-the-art methods. The online A/B tests in Shopee Search showcase its practical value in large-scale industrial applications, evidenced by a 1.29% increase in OPU (order-per-user) without additional system latency. ResFlow is now fully deployed in the pre-rank module of Shopee Search. To facilitate efficient online deployment, we propose a novel offline metric Weighted Recall@K, which aligns well with our online metric OPU, addressing the longstanding online-offline metric misalignment issue. Besides, we propose to fuse scores from the multiple tasks additively when ranking items, which outperforms traditional multiplicative fusion. The code is released at https://github.com/BrunoTruthAlliance/ResFlow

cs.IR↗

arXiv2023

Recurrent Temporal Revision Graph Networks

Temporal graphs offer more accurate modeling of many real-world scenarios than static graphs. However, neighbor aggregation, a critical building block of graph networks, for temporal graphs, is currently straightforwardly extended from that of static graphs. It can be computationally expensive when involving all historical neighbors during such aggregation. In practice, typically only a subset of the most recent neighbors are involved. However, such subsampling leads to incomplete and biased neighbor information. To address this limitation, we propose a novel framework for temporal neighbor aggregation that uses the recurrent neural network with node-wise hidden states to integrate information from all historical neighbors for each node to acquire the complete neighbor information. We demonstrate the superior theoretical expressiveness of the proposed framework as well as its state-of-the-art performance in real-world applications. Notably, it achieves a significant +9.6% improvement on averaged precision in a real-world Ecommerce dataset over existing methods on 2-layer models.

cs.LG↗

arXiv2023

Changing-look Active Galactic Nuclei from the Dark Energy Spectroscopic Instrument. I.Sample from the Early Data

Changing-look Active Galactic Nuclei (CL AGN) can be generally confirmed by the emergence (turn-on) or disappearance (turn-off) of broad emission lines, associated with a transient timescale (about $100\sim5000$ days) that is much shorter than predicted by traditional accretion disk models. We carry out a systematic CL AGN search by cross-matching the spectra coming from the Dark Energy Spectroscopic Instrument and the Sloan Digital Sky Survey. Following previous studies, we identify CL AGN based on $\rm{H}\alpha $, $\rm{H}\beta$, and Mg\,{\sc ii} at $z\leq0.75$ and Mg\,{\sc ii}, C\,{\sc iii}], and C\,{\sc iv} at $z>0.75$. We present 130 CL AGN based on visual inspection and three selection criteria, including 2 $\rm{H}\alpha$, 45 $\rm{H}\beta$, 38 Mg\,{\sc ii}, 61 C\,{\sc iii}], and 10 C\,{\sc iv} CL AGN. Twenty cases show simultaneous appearances/disappearances of two broad emission lines while three AGN exhibit the concurrent appearance of three broad emission lines. We also present 91 CL AGN candidates with significant flux variation of broad emission lines but remaining strong broad components. In the confirmed CL AGN, 42 cases show additional CL candidate features for different lines. In this paper, we find 1) a 95:35 ratio of a turn-on to turn-off CL AGN; 2) the highest redshift CL AGN ($z=3.56$) ever discovered; 3) an upper limit transition timescale ranging from 244 to 5762 days in the rest-frame; 4) the majority of CL AGN follow the bluer-when-brighter trend. Our results greatly increase the current CL census ($30\sim50\%$) and would be conducive to explore the underlying physical mechanism.

astro-ph.GA↗

arXiv2023

Learning to Branch in Combinatorial Optimization with Graph Pointer Networks

Branch-and-bound is a typical way to solve combinatorial optimization problems. This paper proposes a graph pointer network model for learning the variable selection policy in the branch-and-bound. We extract the graph features, global features and historical features to represent the solver state. The proposed model, which combines the graph neural network and the pointer mechanism, can effectively map from the solver state to the branching variable decisions. The model is trained to imitate the classic strong branching expert rule by a designed top-k Kullback-Leibler divergence loss function. Experiments on a series of benchmark problems demonstrate that the proposed approach significantly outperforms the widely used expert-designed branching rules. Our approach also outperforms the state-of-the-art machine-learning-based branch-and-bound methods in terms of solving speed and search tree size on all the test instances. In addition, the model can generalize to unseen instances and scale to larger instances.

cs.LG↗

arXiv2023

Clustered Embedding Learning for Recommender Systems

In recent years, recommender systems have advanced rapidly, where embedding learning for users and items plays a critical role. A standard method learns a unique embedding vector for each user and item. However, such a method has two important limitations in real-world applications: 1) it is hard to learn embeddings that generalize well for users and items with rare interactions on their own; and 2) it may incur unbearably high memory costs when the number of users and items scales up. Existing approaches either can only address one of the limitations or have flawed overall performances. In this paper, we propose Clustered Embedding Learning (CEL) as an integrated solution to these two problems. CEL is a plug-and-play embedding learning framework that can be combined with any differentiable feature interaction model. It is capable of achieving improved performance, especially for cold users and items, with reduced memory cost. CEL enables automatic and dynamic clustering of users and items in a top-down fashion, where clustered entities jointly learn a shared embedding. The accelerated version of CEL has an optimal time complexity, which supports efficient online updates. Theoretically, we prove the identifiability and the existence of a unique optimal number of clusters for CEL in the context of nonnegative matrix factorization. Empirically, we validate the effectiveness of CEL on three public datasets and one business dataset, showing its consistently superior performance against current state-of-the-art methods. In particular, when incorporating CEL into the business model, it brings an improvement of $+0.6\%$ in AUC, which translates into a significant revenue gain; meanwhile, the size of the embedding table gets $2650$ times smaller.

cs.AI↗

arXiv2021

Exposure Bias versus Self-Recovery: Are Distortions Really Incremental for Autoregressive Text Generation?

Exposure bias has been regarded as a central problem for auto-regressive language models (LM). It claims that teacher forcing would cause the test-time generation to be incrementally distorted due to the training-generation discrepancy. Although a lot of algorithms have been proposed to avoid teacher forcing and therefore alleviate exposure bias, there is little work showing how serious the exposure bias problem actually is. In this work, we focus on the task of open-ended language generation, propose metrics to quantify the impact of exposure bias in the aspects of quality, diversity, and consistency. Our key intuition is that if we feed ground-truth data prefixes (instead of prefixes generated by the model itself) into the model and ask it to continue the generation, the performance should become much better because the training-generation discrepancy in the prefix is removed. Both automatic and human evaluations are conducted in our experiments. On the contrary to the popular belief in exposure bias, we find that the the distortion induced by the prefix discrepancy is limited, and does not seem to be incremental during the generation. Moreover, our analysis reveals an interesting self-recovery ability of the LM, which we hypothesize to be countering the harmful effects from exposure bias.

cs.LG↗

arXiv2021

Towards Generalized Implementation of Wasserstein Distance in GANs

Wasserstein GANs (WGANs), built upon the Kantorovich-Rubinstein (KR) duality of Wasserstein distance, is one of the most theoretically sound GAN models. However, in practice it does not always outperform other variants of GANs. This is mostly due to the imperfect implementation of the Lipschitz condition required by the KR duality. Extensive work has been done in the community with different implementations of the Lipschitz constraint, which, however, is still hard to satisfy the restriction perfectly in practice. In this paper, we argue that the strong Lipschitz constraint might be unnecessary for optimization. Instead, we take a step back and try to relax the Lipschitz constraint. Theoretically, we first demonstrate a more general dual form of the Wasserstein distance called the Sobolev duality, which relaxes the Lipschitz constraint but still maintains the favorable gradient property of the Wasserstein distance. Moreover, we show that the KR duality is actually a special case of the Sobolev duality. Based on the relaxed duality, we further propose a generalized WGAN training scheme named Sobolev Wasserstein GAN (SWGAN), and empirically demonstrate the improvement of SWGAN over existing methods with extensive experiments.

cs.LG↗

arXiv2020

Large-Scale Optimal Transport via Adversarial Training with Cycle-Consistency

Recent advances in large-scale optimal transport have greatly extended its application scenarios in machine learning. However, existing methods either not explicitly learn the transport map or do not support general cost function. In this paper, we propose an end-to-end approach for large-scale optimal transport, which directly solves the transport map and is compatible with general cost function. It models the transport map via stochastic neural networks and enforces the constraint on the marginal distributions via adversarial training. The proposed framework can be further extended towards learning Monge map or optimal bijection via adopting cycle-consistency constraint(s). We verify the effectiveness of the proposed method and demonstrate its superior performance against existing methods with large-scale real-world applications, including domain adaptation, image-to-image translation, and color transfer.

cs.CV↗

arXiv2019

Improving Unsupervised Domain Adaptation with Variational Information Bottleneck

Domain adaptation aims to leverage the supervision signal of source domain to obtain an accurate model for target domain, where the labels are not available. To leverage and adapt the label information from source domain, most existing methods employ a feature extracting function and match the marginal distributions of source and target domains in a shared feature space. In this paper, from the perspective of information theory, we show that representation matching is actually an insufficient constraint on the feature space for obtaining a model with good generalization performance in target domain. We then propose variational bottleneck domain adaptation (VBDA), a new domain adaptation method which improves feature transferability by explicitly enforcing the feature extractor to ignore the task-irrelevant factors and focus on the information that is essential to the task of interest for both source and target domains. Extensive experimental results demonstrate that VBDA significantly outperforms state-of-the-art methods across three domain adaptation benchmark datasets.

cs.LG↗

arXiv2019

Learning to Design Games: Strategic Environments in Reinforcement Learning

In typical reinforcement learning (RL), the environment is assumed given and the goal of the learning is to identify an optimal policy for the agent taking actions through its interactions with the environment. In this paper, we extend this setting by considering the environment is not given, but controllable and learnable through its interaction with the agent at the same time. This extension is motivated by environment design scenarios in the real-world, including game design, shopping space design and traffic signal design. Theoretically, we find a dual Markov decision process (MDP) w.r.t. the environment to that w.r.t. the agent, and derive a policy gradient solution to optimizing the parametrized environment. Furthermore, discontinuous environments are addressed by a proposed general generative framework. Our experiments on a Maze game design task show the effectiveness of the proposed algorithms in generating diverse and challenging Mazes against various agent settings.

cs.AI↗

arXiv2019

AdaShift: Decorrelation and Convergence of Adaptive Learning Rate Methods

Adam is shown not being able to converge to the optimal solution in certain cases. Researchers recently propose several algorithms to avoid the issue of non-convergence of Adam, but their efficiency turns out to be unsatisfactory in practice. In this paper, we provide new insight into the non-convergence issue of Adam as well as other adaptive learning rate methods. We argue that there exists an inappropriate correlation between gradient $g_t$ and the second-moment term $v_t$ in Adam ($t$ is the timestep), which results in that a large gradient is likely to have small step size while a small gradient may have a large step size. We demonstrate that such biased step sizes are the fundamental cause of non-convergence of Adam, and we further prove that decorrelating $v_t$ and $g_t$ will lead to unbiased step size for each gradient, thus solving the non-convergence problem of Adam. Finally, we propose AdaShift, a novel adaptive learning rate method that decorrelates $v_t$ and $g_t$ by temporal shifting, i.e., using temporally shifted gradient $g_{t-n}$ to calculate $v_t$. The experiment results demonstrate that AdaShift is able to address the non-convergence issue of Adam, while still maintaining a competitive performance with Adam in terms of both training speed and generalization.

cs.LG↗

arXiv2019

Lipschitz Generative Adversarial Nets

In this paper, we study the convergence of generative adversarial networks (GANs) from the perspective of the informativeness of the gradient of the optimal discriminative function. We show that GANs without restriction on the discriminative function space commonly suffer from the problem that the gradient produced by the discriminator is uninformative to guide the generator. By contrast, Wasserstein GAN (WGAN), where the discriminative function is restricted to 1-Lipschitz, does not suffer from such a gradient uninformativeness problem. We further show in the paper that the model with a compact dual form of Wasserstein distance, where the Lipschitz condition is relaxed, may also theoretically suffer from this issue. This implies the importance of Lipschitz condition and motivates us to study the general formulation of GANs with Lipschitz constraint, which leads to a new family of GANs that we call Lipschitz GANs (LGANs). We show that LGANs guarantee the existence and uniqueness of the optimal discriminative function as well as the existence of a unique Nash equilibrium. We prove that LGANs are generally capable of eliminating the gradient uninformativeness problem. According to our empirical analysis, LGANs are more stable and generate consistently higher quality samples compared with WGAN.

cs.LG↗

arXiv2019

Triple-to-Text: Converting RDF Triples into High-Quality Natural Languages via Optimizing an Inverse KL Divergence

Knowledge base is one of the main forms to represent information in a structured way. A knowledge base typically consists of Resource Description Frameworks (RDF) triples which describe the entities and their relations. Generating natural language description of the knowledge base is an important task in NLP, which has been formulated as a conditional language generation task and tackled using the sequence-to-sequence framework. Current works mostly train the language models by maximum likelihood estimation, which tends to generate lousy sentences. In this paper, we argue that such a problem of maximum likelihood estimation is intrinsic, which is generally irrevocable via changing network structures. Accordingly, we propose a novel Triple-to-Text (T2T) framework, which approximately optimizes the inverse Kullback-Leibler (KL) divergence between the distributions of the real and generated sentences. Due to the nature that inverse KL imposes large penalty on fake-looking samples, the proposed method can significantly reduce the probability of generating low-quality sentences. Our experiments on three real-world datasets demonstrate that T2T can generate higher-quality sentences and outperform baseline models in several evaluation metrics.

cs.CL↗

arXiv2019

Towards Efficient and Unbiased Implementation of Lipschitz Continuity in GANs

Lipschitz continuity recently becomes popular in generative adversarial networks (GANs). It was observed that the Lipschitz regularized discriminator leads to improved training stability and sample quality. The mainstream implementations of Lipschitz continuity include gradient penalty and spectral normalization. In this paper, we demonstrate that gradient penalty introduces undesired bias, while spectral normalization might be over restrictive. We accordingly propose a new method which is efficient and unbiased. Our experiments verify our analysis and show that the proposed method is able to achieve successful training in various situations where gradient penalty and spectral normalization fail.

cs.LG↗

arXiv2018

Understanding the Effectiveness of Lipschitz-Continuity in Generative Adversarial Nets

In this paper, we investigate the underlying factor that leads to failure and success in the training of GANs. We study the property of the optimal discriminative function and show that in many GANs, the gradient from the optimal discriminative function is not reliable, which turns out to be the fundamental cause of failure in training of GANs. We further demonstrate that a well-defined distance metric does not necessarily guarantee the convergence of GANs. Finally, we prove in this paper that Lipschitz-continuity condition is a general solution to make the gradient of the optimal discriminative function reliable, and characterized the necessary condition where Lipschitz-continuity ensures the convergence, which leads to a broad family of valid GAN objectives under Lipschitz-continuity condition, where Wasserstein distance is one special case. We experiment with several new objectives, which are sound according to our theorems, and we found that, compared with Wasserstein distance, the outputs of the discriminator with new objectives are more stable and the final qualities of generated samples are also consistently higher than those produced by Wasserstein distance.

cs.LG↗