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Zhixu Du

Publications and source records attributed to Zhixu Du.

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AUDITA: certified auditing and causal attribution of adverse outcomes in autonomous multi-agent systems

Physical automation is scaling toward fleets of embodied machines commanded by an AI brain. Early deployments already run factories and warehouses at production rates beyond any human line, and their adoption is accelerating. But when their joint decisions cause harm, everyone involved has reason to blame everyone else, the machine vendor, the algorithm provider, the factory operator, the insurer, and the regulator, and no method can divide the responsibility between them. Existing methods read logs whose origin they cannot verify and name a single culprit, misrepresenting outcomes that are overdetermined, preempted, or caused by an omission. We present AUDITA, an audit layer pairing a tamper-evident record of every inter-agent command with a certified, graded causal-attribution engine. We prove its verdict cannot be gamed: a rule-following agent can never be made to look guilty, an attempt to shift blame is itself caught and graded, and we establish the exact limit of what an evidence-based auditor can certify. On live language-model pipelines it reduces the standard judge baseline's responsibility error roughly threefold; on a benchmark of accident-grounded structures it recovers responsibility where single-culprit baselines fail, and stays invariant under forgery. AUDITA turns the question of who is to blame from an argument about logs into a calculation over evidence.

cs.AI

DecodeShare: Tracing the Shared Subspace of LLM Decode-Time Decisions

Large language models (LLMs) handle many tasks with one set of parameters, but under KV-cached inference it is unclear what task-general structure, if any, is used at decode time rather than during prefill. We propose DecodeShare, a protocol that identifies a low-dimensional subspace consistently shared across tasks in decode-time hidden states, and then tests its causal role by removing that subspace only during decoding. In our experiments, disturbing the discovered shared subspace degrades decision performance far more than disturbing either a prefill-derived or random subspace under the same intervention budget. We further show this decode-shared subspace has practical consequences for activation steering: common steering directions can overlap the task-general decode channel. Projecting out this shared subspace directly separates the functional roles of the two components, while evaluating steering vectors at decode-time yields more reliable signal for downstream deployment than prefill-based proxies. Despite its compactness, the shared subspace can serve as a high-leverage causal channel at decode time. Code is available at: https://github.com/Zishan-Shao/decodeshare.git.

cs.AI

Swimba: Switch Mamba Model Scales State Space Models

Mixture-of-experts (MoE) is a common approach for increasing parameter capacity, but applying MoE to state space model (SSM) token mixers can multiply the cost of the recurrent state update. We study how to introduce expert specialization into selective SSMs while preserving computational efficiency. We show that MoE--SSM can refer to two designs: (1) MoE over separated SSMs, which maintains multiple state trajectories and thus scales compute with the number of experts; and (2) MoE-parameterized SSM, which mixes experts in parameter space, maintains a single state trajectory, and evaluates the recurrence once. Our method, Switch Mamba (Swimba), follows the second design by routing over expert-produced SSM streams. Theoretically, we establish well-definedness and stability for MoE-parameterized SSMs and characterize the relationship between the two designs. Empirically, we evaluate Swimba on standard benchmark tasks and measure real-time throughput and latency. Under matched FLOPs, Swimba achieves slightly better average performance than the baseline, with a small slowdown in real-time latency and throughput. Overall, these results suggest that parameter-space MoE can increase SSM capacity while keeping the dominant recurrence cost fixed.

cs.LG

FlashSVD: Memory-Efficient Inference with Streaming for Low-Rank Models

Singular Value Decomposition (SVD) has recently seen a surge of interest as a simple yet powerful tool for large language models (LLMs) compression, with a growing number of works demonstrating 20-80% parameter reductions at minimal accuracy loss. Previous SVD-based approaches have focused primarily on reducing the memory footprint of model weights, largely overlooking the additional activation memory overhead incurred during inference when applying truncated factors via standard dense CUDA kernels. Our experiments demonstrate that this activation overhead, scaling with sequence length and hidden dimension, prevents current SVD compression techniques from achieving any reduction in peak inference memory, thereby limiting their viability for real-world, on-device deployments. We introduce FlashSVD, a novel, end-to-end rank-aware streaming inference framework specifically designed for SVD-compressed large language models. FlashSVD can be seamlessly integrated with any model that employs SVD-based methods for parameter reduction. By fusing low-rank projection kernels directly into both the self-attention and feed-forward network (FFN) pipelines, FlashSVD avoid materializing full-size activation buffers. Instead, small tiles of the truncated factors are loaded into on-chip SRAM, multiplied and reduced on the fly, and immediately evicted, preserving high GPU occupancy and adding no extra latency. On standard encoder benchmarks (e.g., BERT-Base), FlashSVD cuts peak activation memory by up to 70.2% and intermediate transient memory by 75%, all while incur no accuracy loss with upstreaming compression methods, offering a practical path toward memory-constrained deployment of low-rank LLMs.

cs.LG

MoE-GPS: Guidlines for Prediction Strategy for Dynamic Expert Duplication in MoE Load Balancing

In multi-GPU Mixture-of-Experts (MoE) network, experts are distributed across different GPUs, which creates load imbalance as each expert processes different number of tokens. Recent works improve MoE inference load balance by dynamically duplicating popular experts to more GPUs to process excessive tokens, which requires predicting the distribution before routing. In this paper, we discuss the tradeoff of prediction strategies, accuracies, overhead, and end-to-end system performance. We propose MoE-GPS, a framework that guides the selection of the optimal predictor design under various system configurations, by quantifying the performance impact to system-level model runtime. Specifically, we advocate for Distribution-Only Prediction, a prediction strategy that only predicts overall token distribution which significantly reduces overhead compared to the traditional Token-to-Expert Prediction. On Mixtral 8x7B MMLU dataset, MoE-GPS suggests Distribution-Only Prediction which improves end-to-end inference performance by more than 23% compared with Token-to-Expert Prediction.

cs.LG

A Survey: Collaborative Hardware and Software Design in the Era of Large Language Models

The rapid development of large language models (LLMs) has significantly transformed the field of artificial intelligence, demonstrating remarkable capabilities in natural language processing and moving towards multi-modal functionality. These models are increasingly integrated into diverse applications, impacting both research and industry. However, their development and deployment present substantial challenges, including the need for extensive computational resources, high energy consumption, and complex software optimizations. Unlike traditional deep learning systems, LLMs require unique optimization strategies for training and inference, focusing on system-level efficiency. This paper surveys hardware and software co-design approaches specifically tailored to address the unique characteristics and constraints of large language models. This survey analyzes the challenges and impacts of LLMs on hardware and algorithm research, exploring algorithm optimization, hardware design, and system-level innovations. It aims to provide a comprehensive understanding of the trade-offs and considerations in LLM-centric computing systems, guiding future advancements in AI. Finally, we summarize the existing efforts in this space and outline future directions toward realizing production-grade co-design methodologies for the next generation of large language models and AI systems.

cs.AR

Knowledge Graph Tuning: Real-time Large Language Model Personalization based on Human Feedback

Large language models (LLMs) have demonstrated remarkable proficiency in a range of natural language processing tasks. Once deployed, LLMs encounter users with personalized factual knowledge, and such personalized knowledge is consistently reflected through users' interactions with the LLMs. To enhance user experience, real-time model personalization is essential, allowing LLMs to adapt user-specific knowledge based on user feedback during human-LLM interactions. Existing methods mostly require back-propagation to finetune the model parameters, which incurs high computational and memory costs. In addition, these methods suffer from low interpretability, which will cause unforeseen impacts on model performance during long-term use, where the user's personalized knowledge is accumulated extensively.To address these challenges, we propose Knowledge Graph Tuning (KGT), a novel approach that leverages knowledge graphs (KGs) to personalize LLMs. KGT extracts personalized factual knowledge triples from users' queries and feedback and optimizes KGs without modifying the LLM parameters. Our method improves computational and memory efficiency by avoiding back-propagation and ensures interpretability by making the KG adjustments comprehensible to humans.Experiments with state-of-the-art LLMs, including GPT-2, Llama2, and Llama3, show that KGT significantly improves personalization performance while reducing latency and GPU memory costs. Ultimately, KGT offers a promising solution of effective, efficient, and interpretable real-time LLM personalization during user interactions with the LLMs.

cs.AI

SiDA-MoE: Sparsity-Inspired Data-Aware Serving for Efficient and Scalable Large Mixture-of-Experts Models

Mixture-of-Experts (MoE) has emerged as a favorable architecture in the era of large models due to its inherent advantage, i.e., enlarging model capacity without incurring notable computational overhead. Yet, the realization of such benefits often results in ineffective GPU memory utilization, as large portions of the model parameters remain dormant during inference. Moreover, the memory demands of large models consistently outpace the memory capacity of contemporary GPUs. Addressing this, we introduce SiDA-MoE ($\textbf{S}$parsity-$\textbf{i}$nspired $\textbf{D}$ata-$\textbf{A}$ware), an efficient inference approach tailored for large MoE models. SiDA-MoE judiciously exploits both the system's main memory, which is now abundant and readily scalable, and GPU memory by capitalizing on the inherent sparsity on expert activation in MoE models. By adopting a data-aware perspective, SiDA-MoE achieves enhanced model efficiency with a neglectable performance drop. Specifically, SiDA-MoE attains a remarkable speedup in MoE inference with up to $3.93\times$ throughput increasing, up to $72\%$ latency reduction, and up to $80\%$ GPU memory saving with down to $1\%$ performance drop. This work paves the way for scalable and efficient deployment of large MoE models, even with constrained resources. Code is available at: https://github.com/timlee0212/SiDA-MoE.

cs.LG

Robust and IP-Protecting Vertical Federated Learning against Unexpected Quitting of Parties

Vertical federated learning (VFL) enables a service provider (i.e., active party) who owns labeled features to collaborate with passive parties who possess auxiliary features to improve model performance. Existing VFL approaches, however, have two major vulnerabilities when passive parties unexpectedly quit in the deployment phase of VFL - severe performance degradation and intellectual property (IP) leakage of the active party's labels. In this paper, we propose \textbf{Party-wise Dropout} to improve the VFL model's robustness against the unexpected exit of passive parties and a defense method called \textbf{DIMIP} to protect the active party's IP in the deployment phase. We evaluate our proposed methods on multiple datasets against different inference attacks. The results show that Party-wise Dropout effectively maintains model performance after the passive party quits, and DIMIP successfully disguises label information from the passive party's feature extractor, thereby mitigating IP leakage.

cs.CR

Rethinking Normalization Methods in Federated Learning

Federated learning (FL) is a popular distributed learning framework that can reduce privacy risks by not explicitly sharing private data. In this work, we explicitly uncover external covariate shift problem in FL, which is caused by the independent local training processes on different devices. We demonstrate that external covariate shifts will lead to the obliteration of some devices' contributions to the global model. Further, we show that normalization layers are indispensable in FL since their inherited properties can alleviate the problem of obliterating some devices' contributions. However, recent works have shown that batch normalization, which is one of the standard components in many deep neural networks, will incur accuracy drop of the global model in FL. The essential reason for the failure of batch normalization in FL is poorly studied. We unveil that external covariate shift is the key reason why batch normalization is ineffective in FL. We also show that layer normalization is a better choice in FL which can mitigate the external covariate shift and improve the performance of the global model. We conduct experiments on CIFAR10 under non-IID settings. The results demonstrate that models with layer normalization converge fastest and achieve the best or comparable accuracy for three different model architectures.

cs.LG

Improved Input Reprogramming for GAN Conditioning

We study the GAN conditioning problem, whose goal is to convert a pretrained unconditional GAN into a conditional GAN using labeled data. We first identify and analyze three approaches to this problem -- conditional GAN training from scratch, fine-tuning, and input reprogramming. Our analysis reveals that when the amount of labeled data is small, input reprogramming performs the best. Motivated by real-world scenarios with scarce labeled data, we focus on the input reprogramming approach and carefully analyze the existing algorithm. After identifying a few critical issues of the previous input reprogramming approach, we propose a new algorithm called InRep+. Our algorithm InRep+ addresses the existing issues with the novel uses of invertible neural networks and Positive-Unlabeled (PU) learning. Via extensive experiments, we show that InRep+ outperforms all existing methods, particularly when label information is scarce, noisy, and/or imbalanced. For instance, for the task of conditioning a CIFAR10 GAN with 1% labeled data, InRep+ achieves an average Intra-FID of 76.24, whereas the second-best method achieves 114.51.

cs.LG