arXiv subjects

Zhixuan Chu

Publications and source records attributed to Zhixuan Chu.

At least 37 records · Page 2Linked to original sources

arXiv2026

MIRAGE: Misleading Retrieval-Augmented Generation via Black-box and Query-agnostic Poisoning Attacks

Retrieval-Augmented Generation (RAG) systems enhance LLMs with external knowledge but introduce a critical attack surface: corpus poisoning. While recent studies have demonstrated the potential of such attacks, they typically rely on impractical assumptions, such as white-box access or known user queries, thereby underestimating the difficulty of real-world exploitation. In this paper, we bridge this gap by proposing MIRAGE, a novel multi-stage poisoning pipeline designed for strict black-box and query-agnostic environments. Operating on surrogate model feedback, MIRAGE functions as an automated optimization framework that integrates three key mechanisms: it utilizes persona-driven query synthesis to approximate latent user search distributions, employs semantic anchoring to imperceptibly embed these intents for high retrieval visibility, and leverages an adversarial variant of Test-Time Preference Optimization (TPO) to maximize persuasion. To rigorously evaluate this threat, we construct a new benchmark derived from three long-form, domain-specific datasets. Extensive experiments demonstrate that MIRAGE significantly outperforms existing baselines in both attack efficacy and stealthiness, exhibiting remarkable transferability across diverse retriever-LLM configurations and highlighting the urgent need for robust defense strategies.

cs.CR↗

arXiv2026

REIN: Bridging the Gap between Reasoning and Reliability via Reflection and Abstention Alignment

Large reasoning models (LRMs) are prone to hallucination, which undermines their reliability and poses challenges for safe deployment. Hallucinations in LRMs arise from two distinct failure sources: reasoning hallucination, where flawed inference steps propagate to an incorrect conclusion, and knowledge hallucination, where the model lacks the requisite factual knowledge to answer the query. To address reasoning hallucination, we propose REIN, an alignment framework that trains LRMs to produce a structured reasoning sequence, $\texttt{ } $$\rightarrow$ $\texttt{ } $$\rightarrow$ $\texttt{ }$, enabling explicit self-reflection before committing to a final answer. To address knowledge hallucination, REIN introduces a reward mechanism that encourages explicit abstention (e.g., "I don't know") when none of the sampled reasoning chains yields a correct answer, allowing the model to refrain from unsupported predictions. Extensive evaluations on mathematical and commonsense reasoning benchmarks show that REIN consistently improves selective accuracy, reduces incorrect-but-self-endorsed responses, and maintains high coverage compared with competitive baselines. Notably, REIN achieves these gains within a single forward pass, without requiring process supervision, inference-time controllers, external search, or multi-round critiques. Experiments on multiple backbones show that REIN reduces the hallucination proxy by $58\sim72\%$ relative to the base models while maintaining $86\sim91\%$ average coverage, and improves selective accuracy on attempted questions by $6.6\sim14.2\%$.

cs.AI↗

arXiv2026

EHR-Complex: Benchmarking Medical Agents for Complex Clinical Reasoning

Clinical agents promise to democratize access to electronic health records (EHRs), yet existing benchmarks fail to reflect the complexity of practical EHR analysis, e.g., often operating on idealized, clean EHRs via static SQL generation rather than interactive execution. In this work, we introduce EHR-Complex, a large-scale benchmark designed for interactive clinical database reasoning. Built on the large MIMIC-IV substrate (365K patients, 31 tables, 500M+ records), EHR-Complex comprises about 52K tasks spanning six clinical intents, supporting both patient-level and population-level queries, where each task requires an agent to interact with a sandboxed environment by executing SQL queries or Python code. Notably, EHR-Complex considers the real-world SQL task complexity for longitudinal multi-table aggregation and compositional reasoning, resulting in 31.93 SQL structural components per query on average. Evaluation results on EHR-Complex reveal the clinical difficulty of these EHR reasoning scenarios, with the top-performing model achieving only 62.3% exact-match accuracy. Pass^k consistency drops below 50% for nearly all evaluated models at k=4, exposing broad stochastic fragility. A fine-grained analysis of more than 3,800 failed trajectories for representative LLMs reveals three dominant failure modes: SQL logic errors, medical-code lookup failures, and semantic misunderstandings. EHR-Complex provides a rigorous testbed for clinical agents and highlights remaining gaps in robust reasoning for large-scale EHR analysis.

cs.AI↗

arXiv2026

Uncertainty-Aware Reward Modeling for Stable RLHF

Reinforcement learning from human feedback (RLHF) aligns large language models by training reward models on preference data and optimizing policies to maximize predicted rewards. However, this pipeline faces two fundamental challenges: (1) reward models cannot signal when their predictions are unreliable, since they usually act as deterministic point estimators; and (2) modern group-based policy optimization can amplify unreliable reward signals, as exemplified by GRPO's uniform treatment of rewards during advantage computation. As policies explore increasingly diverse responses, these two limitations create a critical vulnerability: unreliable reward estimates may be granted disproportionate influence, triggering severe reward hacking. We propose Uncertainty-Aware Reward Modeling (UARM), which equips reward models with calibrated uncertainty via quantile-based conformal prediction and reweights GRPO advantages through heteroscedastic variance decomposition. Experiments across HelpSteer, UltraFeedback, and PKU-SafeRLHF demonstrate that UARM significantly improves reward model calibration, reduces reward hacking, and enhances downstream alignment quality compared to standard GRPO and uncertainty-agnostic baselines.

cs.LG↗

arXiv2026

ConsisGuard: Aligning Safety Deliberation with Policy Enforcement in LLM Guardrails

Reasoning-based LLM guardrails improve safety moderation by generating explicit rationales before issuing final decisions. However, their rationales do not always lead to faithful enforcement: a model may recognize a harmful intent in its reasoning but still predict a safe label, or issue an unsafe decision without policy-grounded justification. We identify this safety-critical failure mode as the deliberation-to-enforcement gap. Unlike general chain-of-thought faithfulness, guardrail reliability requires policy execution consistency: the generated reasoning should be grounded in the safety policy, and the final decision should be entailed by that reasoning. We propose ConsisGuard, a consistency-aware framework for reasoning-based LLM guardrails. ConsisGuard performs Policy-to-Decision Trajectory Distillation and Functional Coupling Alignment, aligning the internal coupling between safety deliberation and decision enforcement. Experiments on prompt and response harmfulness detection benchmarks show that ConsisGuard improves detection performance while reducing policy execution failures. These results suggest that reliable reasoning-based guardrails require accurate faithful execution of safety policies.

cs.CL↗

arXiv2026

Make LLM Learn to Synthesize from Streaming Experiences through Feedback

Large language models (LLMs) have been widely adopted for synthetic data generation, significantly reducing annotation costs. However, most existing studies treat synthesis as a set of isolated tasks and overlook a more fundamental question: whether a model can learn to synthesize by accumulating experience from past tasks and transferring it to future ones. In this work, we introduce StreamSynth, a new setting in which synthesis tasks arrive sequentially and experience from historical tasks provides informative signals for future synthesis. To address this setting, we propose SynLearner, a general framework that enables synthesis models to acquire reusable synthesis experience over a task stream. Instead of generating data independently for each task, SynLearner encourages the model to explore diverse synthesis patterns, learn from feedback, and balance sample quality with set-level diversity as tasks evolve. Extensive experiments across multiple benchmarks show that SynLearner effectively leverages experience from earlier tasks to improve synthesis performance on later ones, exhibiting consistent cross-task transferability. These findings provide evidence for the feasibility of StreamSynth and highlight synthetic data generation as an experience-driven process that can benefit from task streams.

cs.AI↗

arXiv2026

SWAP: Towards Copyright Auditing of Soft Prompts via Sequential Watermarking

Large-scale vision-language models, especially CLIP, have demonstrated remarkable performance across diverse downstream tasks. Soft prompts, as carefully crafted modules that efficiently adapt vision-language models to specific tasks, necessitate effective copyright protection. In this paper, we investigate model copyright protection by auditing whether suspicious third-party models incorporate protected soft prompts. While this can be viewed as a special case of model ownership auditing, our analysis shows that existing techniques are ineffective due to prompt learning's unique characteristics. Non-intrusive auditing is inherently prone to false positives when independent models share similar data distributions with victim models. Intrusive approaches also fail: backdoor methods designed for CLIP cannot embed functional triggers, while extending traditional DNN backdoor techniques to prompt learning suffers from harmfulness and ambiguity challenges. We find that these failures in intrusive auditing stem from the same fundamental reason: watermarking operates within the same decision space as the primary task yet pursues opposing objectives. Motivated by these findings, we propose sequential watermarking for soft prompts (SWAP), which implants watermarks into a different and more complex space. SWAP encodes watermarks through a specific order of defender-specified out-of-distribution classes, inspired by the zero-shot prediction capability of CLIP. This watermark, which is embedded in a more complex space, keeps the original prediction label unchanged, making it less opposed to the primary task. We further design a hypothesis-test-guided verification protocol for SWAP and provide a theoretical analysis of when verification works. Extensive experiments on 11 datasets demonstrate SWAP's effectiveness, harmlessness, and robustness against potential attacks.

cs.CR↗

arXiv2026

Inducing Overthink: Hierarchical Genetic Algorithm-based DoS Attack on Black-Box Large Language Reasoning Models

Large Reasoning Models (LRMs) are increasingly integrated into systems requiring reliable multi-step inference, yet this growing dependence exposes new vulnerabilities related to computational availability. In particular, LRMs exhibit a tendency to "overthink", producing excessively long and redundant reasoning traces, when confronted with incomplete or logically inconsistent inputs. This behavior significantly increases inference latency and energy consumption, forming a potential vector for denial-of-service (DoS) style resource exhaustion. In this work, we investigate this attack surface and propose an automated black-box framework that induces overthinking in LRMs by systematically perturbing the logical structure of input problems. Our method employs a hierarchical genetic algorithm (HGA) operating on structured problem decompositions, and optimizes a composite fitness function designed to maximize both response length and reflective overthinking markers. Across four state-of-the-art reasoning models, the proposed method substantially amplifies output length, achieving up to a 26.1x increase on the MATH benchmark and consistently outperforming benign and manually crafted missing-premise baselines. We further demonstrate strong transferability, showing that adversarial inputs evolved using a small proxy model retain high effectiveness against large commercial LRMs. These findings highlight overthinking as a shared and exploitable vulnerability in modern reasoning systems, underscoring the need for more robust defenses.

cs.CR↗

arXiv2026

Optimal Transport for LLM Reward Modeling from Noisy Preference

Reward models are fundamental to Reinforcement Learning from Human Feedback (RLHF), yet real-world datasets are inevitably corrupted by noisy preference. Conventional training objectives tend to overfit these errors, while existing denoising approaches often rely on homogeneous noise assumptions that fail to capture the complexity of linguistic preferences. To handle these challenges, we propose SelectiveRM, a framework grounded in optimal transport. We first devise a Joint Consistency Discrepancy to align the distribution of model predictions with preference data. Furthermore, to address the limitation of strict mass conservation which compels the model to fit outliers, we incorporate a Mass Relaxation mechanism via partial transport. This enables the autonomous exclusion of samples with noisy preference that contradict semantic consistency. Theoretically, we demonstrate that SelectiveRM optimizes a tighter upper bound on the unobserved clean risk. Extensive experiments validate that our approach significantly outperforms state-of-the-art baselines across diverse benchmarks.

cs.LG↗

arXiv2026

LFRAG: Layout-oriented Fine-grained Retrieval-Augmented Generation on Multimodal Document Understanding

Multimodal Retrieval-Augmented Generation (RAG) has emerged as an effective paradigm for enhancing Large Language Models (LLMs) with external knowledge. However, existing multimodal RAG systems predominantly rely on coarse-grained page-level retrieval, which fails to capture fine-grained semantic and layout structures in visually rich documents, thereby compromising retrieval accuracy and leading to redundant context in downstream tasks. To address these issues, we propose Layout-oriented Fine-grained Retrieval-Augmented Generation (LFRAG), a novel framework that advances multimodal RAG from page-level to block-level retrieval. We perform layout segmentation to construct semantically coherent fine-grained retrieval units and design a semantic-layout fusion encoder that integrates local semantics with global context via cross-attention. With block-level late interaction retrieval, LFRAG enables precise query-content alignment and reduces irrelevant content for downstream generation. To enable rigorous evaluation, we construct LFDocQA, a large-scale benchmark with block-level annotations spanning diverse document types, designed to assess both multimodal document retrieval and question answering with greater granularity than existing datasets. Extensive experiments on LFDocQA demonstrate that LFRAG achieves state-of-the-art performance on retrieval tasks, outperforms the best baseline by 7.20% in answer accuracy, and reduces token consumption by 73.07% in generation tasks, confirming LFRAG as an accurate and efficient framework for multimodal RAG over visually rich documents. Our code and datasets will be released soon.

cs.IR↗

arXiv2026

Robust Reward Modeling for Large Language Models via Causal Decomposition

Reward models are central to aligning large language models, yet they often overfit to spurious cues such as response length and overly agreeable tone. Most prior work weakens these cues directly by penalizing or controlling specific artifacts, but it does not explicitly encourage the model to ground preferences in the prompt's intent. We learn a decoder that maps a candidate answer to the latent intent embedding of the input. The reconstruction error is used as a signal to regularize the reward model training. We provide theoretical evidence that this signal emphasizes prompt-dependent information while suppressing prompt-independent shortcuts. Across math, helpfulness, and safety benchmarks, the decoder selects shorter and less sycophantic candidates with 0.877 accuracy. Incorporating this signal into RM training in Gemma-2-2B-it and Gemma-2-9B-it increases RewardBench accuracy from 0.832 to 0.868. For Best-of-N selection, our framework increases length-controlled win rates while producing shorter outputs, and remains robust to lengthening and mild off-topic drift in controlled rewrite tests.

cs.CL↗

arXiv2026

Safe-SAIL: Towards a Fine-grained Safety Landscape of Large Language Models via Sparse Autoencoder Interpretation Framework

Sparse autoencoders (SAEs) enable interpretability research by decomposing entangled model activations into monosemantic features. However, under what circumstances SAEs derive most fine-grained latent features for safety, a low-frequency concept domain, remains unexplored. Two key challenges exist: identifying SAEs with the greatest potential for generating safety domain-specific features, and the prohibitively high cost of detailed feature explanation. In this paper, we propose Safe-SAIL, a unified framework for interpreting SAE features in safety-critical domains to advance mechanistic understanding of large language models. Safe-SAIL introduces a pre-explanation evaluation metric to efficiently identify SAEs with strong safety domain-specific interpretability, and reduces interpretation cost by 55% through a segment-level simulation strategy. Building on Safe-SAIL, we train a comprehensive suite of SAEs with human-readable explanations and systematic evaluations for 1,758 safety-related features spanning four domains: pornography, politics, violence, and terror. Using this resource, we conduct empirical analyses and provide insights on the effectiveness of Safe-SAIL for risk feature identification and how safety-critical entities and concepts are encoded across model layers. All models, explanations, and tools are publicly released in our open-source toolkit and companion product.

cs.LG↗

arXiv2026

Why Steering Works: Toward a Unified View of Language Model Parameter Dynamics

Methods for controlling large language models (LLMs), including local weight fine-tuning, LoRA-based adaptation, and activation-based interventions, are often studied in isolation, obscuring their connections and making comparison difficult. In this work, we present a unified view that frames these interventions as dynamic weight updates induced by a control signal, placing them within a single conceptual framework. Building on this view, we propose a unified preference-utility analysis that separates control effects into preference, defined as the tendency toward a target concept, and utility, defined as coherent and task-valid generation, and measures both on a shared log-odds scale using polarity-paired contrastive examples. Across methods, we observe a consistent trade-off between preference and utility: stronger control increases preference while predictably reducing utility. We further explain this behavior through an activation manifold perspective, in which control shifts representations along target-concept directions to enhance preference, while utility declines primarily when interventions push representations off the model's valid-generation manifold. Finally, we introduce a new steering approach SPLIT guided by this analysis that improves preference while better preserving utility. Code is available at https://github.com/zjunlp/EasyEdit/blob/main/examples/SPLIT.md.

cs.CL↗

arXiv2026

JANUS: A Lightweight Framework for Jailbreaking Text-to-Image Models via Distribution Optimization

Text-to-image (T2I) models such as Stable Diffusion and DALLE remain susceptible to generating harmful or Not-Safe-For-Work (NSFW) content under jailbreak attacks despite deployed safety filters. Existing jailbreak attacks either rely on proxy-loss optimization instead of the true end-to-end objective, or depend on large-scale and costly RL-trained generators. Motivated by these limitations, we propose JANUS , a lightweight framework that formulates jailbreak as optimizing a structured prompt distribution under a black-box, end-to-end reward from the T2I system and its safety filters. JANUS replaces a high-capacity generator with a low-dimensional mixing policy over two semantically anchored prompt distributions, enabling efficient exploration while preserving the target semantics. On modern T2I models, we outperform state-of-the-art jailbreak methods, improving ASR-8 from 25.30% to 43.15% on Stable Diffusion 3.5 Large Turbo with consistently higher CLIP and NSFW scores. JANUS succeeds across both open-source and commercial models. These findings expose structural weaknesses in current T2I safety pipelines and motivate stronger, distribution-aware defenses. Warning: This paper contains model outputs that may be offensive.

cs.CV↗

arXiv2026

CausalRM: Causal-Theoretic Reward Modeling for RLHF from Observational User Feedbacks

Despite the success of reinforcement learning from human feedback (RLHF) in aligning language models, current reward modeling heavily relies on experimental feedback data collected from human annotators under controlled and costly conditions. In this work, we introduce observational reward modeling -- learning reward models with observational user feedback (e.g., clicks, copies, and upvotes) -- as a scalable and cost-effective alternative. We identify two fundamental challenges in this setting: (1) observational feedback is noisy due to annotation errors, which deviates it from true user preference; (2) observational feedback is biased by user preference, where users preferentially provide feedback on responses they feel strongly about, which creats a distribution shift between training and inference data. To address these challenges, we propose CausalRM, a causal-theoretic reward modeling framework that aims to learn unbiased reward models from observational feedback. To tackle challenge (1), CausalRM introduces a noise-aware surrogate loss term that is provably equivalent to the primal loss under noise-free conditions by explicitly modeling the annotation error generation process. To tackle challenge (2), CausalRM uses propensity scores -- the probability of a user providing feedback for a given response -- to reweight training samples, yielding a loss function that eliminates user preference bias. Extensive experiments across diverse LLM backbones and benchmark datasets validate that CausalRM effectively learns accurate reward signals from noisy and biased observational feedback and delivers substantial performance improvements on downstream RLHF tasks -- including a 49.2% gain on WildGuardMix and a 32.7% improvement on HarmBench. Code is available on our project website.

cs.LG↗

arXiv2026

A Causal Perspective for Enhancing Jailbreak Attack and Defense

Uncovering the mechanisms behind "jailbreaks" in large language models (LLMs) is crucial for enhancing their safety and reliability, yet these mechanisms remain poorly understood. Existing studies predominantly analyze jailbreak prompts by probing latent representations, often overlooking the causal relationships between interpretable prompt features and jailbreak occurrences. In this work, we propose Causal Analyst, a framework that integrates LLMs into data-driven causal discovery to identify the direct causes of jailbreaks and leverage them for both attack and defense. We introduce a comprehensive dataset comprising 35k jailbreak attempts across seven LLMs, systematically constructed from 100 attack templates and 50 harmful queries, annotated with 37 meticulously designed human-readable prompt features. By jointly training LLM-based prompt encoding and GNN-based causal graph learning, we reconstruct causal pathways linking prompt features to jailbreak responses. Our analysis reveals that specific features, such as "Positive Character" and "Number of Task Steps", act as direct causal drivers of jailbreaks. We demonstrate the practical utility of these insights through two applications: (1) a Jailbreaking Enhancer that targets identified causal features to significantly boost attack success rates on public benchmarks, and (2) a Guardrail Advisor that utilizes the learned causal graph to extract true malicious intent from obfuscated queries. Extensive experiments, including baseline comparisons and causal structure validation, confirm the robustness of our causal analysis and its superiority over non-causal approaches. Our results suggest that analyzing jailbreak features from a causal perspective is an effective and interpretable approach for improving LLM reliability. Our code is available at https://github.com/Master-PLC/Causal-Analyst.

cs.LG↗

arXiv2026

V2P: Visual Attention Calibration for GUI Grounding via Background Suppression and Center Peaking

Precise localization of GUI elements is crucial for the development of GUI agents. Traditional methods rely on bounding box or center-point regression, neglecting spatial interaction uncertainty and visual-semantic hierarchies. Recent methods incorporate attention mechanisms but still face two key issues: (1) ignoring processing background regions causes attention drift from the desired area, and (2) uniform modeling the target UI element fails to distinguish between its center and edges, leading to click imprecision. Inspired by how humans visually process and interact with GUI elements, we propose the Valley-to-Peak (V2P) method to address these issues. To mitigate background distractions, V2P introduces a suppression attention mechanism that minimizes the model's focus on irrelevant regions to highlight the intended region. For the issue of center-edge distinction, V2P applies a Fitts' Law-inspired approach by modeling GUI interactions as 2D Gaussian heatmaps where the weight gradually decreases from the center towards the edges. The weight distribution follows a Gaussian function, with the variance determined by the target's size. Consequently, V2P effectively isolates the target area and teaches the model to concentrate on the most essential point of the UI element. The model trained by V2P achieves the performance with 92.4\% and 52.5\% on two benchmarks ScreenSpot-v2 and ScreenSpot-Pro. Ablations further confirm each component's contribution, underscoring V2P's generalizability in precise GUI grounding tasks and its potential for real-world deployment in future GUI agents.

cs.AI↗

arXiv2026

V2P: Visual Attention Calibration for GUI Grounding via Background Suppression and Center Peaking

Precise localization of GUI elements is crucial for the development of GUI agents. Traditional methods rely on bounding box or center-point regression, neglecting spatial interaction uncertainty and visual-semantic hierarchies. Recent methods incorporate attention mechanisms but still face two key issues: (1) ignoring processing background regions causes attention drift from the desired area, and (2) uniform modeling the target UI element fails to distinguish between its center and edges, leading to click imprecision. Inspired by how humans visually process and interact with GUI elements, we propose the Valley-to-Peak (V2P) method to address these issues. To mitigate background distractions, V2P introduces a suppression attention mechanism that minimizes the model's focus on irrelevant regions to highlight the intended region. For the issue of center-edge distinction, V2P applies a Fitts' Law-inspired approach by modeling GUI interactions as 2D Gaussian heatmaps where the weight gradually decreases from the center towards the edges. The weight distribution follows a Gaussian function, with the variance determined by the target's size. Consequently, V2P effectively isolates the target area and teaches the model to concentrate on the most essential point of the UI element. The model trained by V2P achieves the performance with 92.4\% and 52.5\% on two benchmarks ScreenSpot-v2 and ScreenSpot-Pro (see Fig.~\ref{fig:main_results_charts}). Ablations further confirm each component's contribution, underscoring V2P's generalizability in precise GUI grounding tasks and its potential for real-world deployment in future GUI agents.

cs.AI↗