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Zhiyong Cheng

Publications and source records attributed to Zhiyong Cheng.

At least 19 recordsLinked to original sources

Fundamental Limits of Adaptive Beamforming Under Finite Training

Finite training reduces the output signal-to-interference-plus-noise ratio (SINR) of an adaptive beamformer, and a natural question is how much of this loss is unavoidable. This paper determines this question, providing a beamforming counterpart of the Cram\'er--Rao bound in spectral estimation. An exact identity expresses the SINR loss as a bounded function of the error in the clairvoyant minimum-variance distortionless-response (MVDR) weight. It yields a local asymptotic minimax lower bound over all measurable data-dependent beamforming rules, including biased and irregular rules. The first-order coefficient is $\tr(\Mb\Jb_{\rm eff}^{-1})$, where $\Jb_{\rm eff}$ describes the information in the training data and $\Mb$ measures the sensitivity of the output SINR. Matching constructions determine this coefficient in two complex-Gaussian models. For an $N$-sensor uniform linear array with $K$ distinct point interferers and $2K+1\le N$, a data-driven split one-step beamformer attains the coefficient $C_\theta\le K$ at every interior scene of a fixed compact regular parameter set. For unrestricted covariance matrices, sample matrix inversion (SMI) attains the coefficient $N-1$ through the classical Reed--Mallett--Brennan law. The difference quantifies the first-order value of finite-source structure. Geometric formulas and numerical results describe the dependence on interference power and array geometry, and the finite-sample departure near a weak-source boundary.

cs.IT

AtmosERC: Modeling Dialogue-Level Affective Atmosphere for Emotion Recognition in Conversation

Emotion Recognition in Conversation (ERC) aims to predict utterance-level emotions in dialogues and has largely advanced through context-centric modeling. However, global context is a heterogeneous signal, and not all contextual information is equally relevant to emotion prediction. This paper focuses on the affect-oriented component of this signal, termed dialogue-level affective atmosphere, which captures a latent tendency commonly reflected in conversational emotion patterns. To estimate and exploit this tendency, we propose AtmosERC, a graph-based ERC framework that models each dialogue as a conversational graph over utterances and speakers. A relation-aware graph extractor filters and fuses heterogeneous graph signals to produce dialogue-level and speaker-conditioned affective priors. The resulting compact prior guides lightweight sequential emotion prediction and can also be verbalized into prompt-level cues for LLM-based ERC without modifying backbone models. Experiments on four ERC benchmarks show that AtmosERC improves lightweight ERC, enhances LLM-based ERC as a plug-in cue, and yields more stable predictions under local emotional deviations.

cs.CL

Generation or Judgement? A Paradigm Perspective on LLM-Based Emotion-Cause Pair Extraction in Conversation

Emotion-cause pair extraction in conversation (ECPEC) identifies utterance pairs in which one utterance causes an emotion expressed in another. Recent LLM-based approaches formulate ECPEC at markedly different granularities, ranging from generating complete pair sets to judging individual candidate pairs. In this paper, we make the surprising observation that task formulation substantially affects performance, where pair-level judgement outperforms dialogue-level generation in all 18 controlled comparisons. We investigate the sources of this paradigm gap and find that many relations omitted by dialogue-level generation remain recognizable under explicit pair queries, under which the model recognizes 92.7%-98.1% of emotion-cause relations. This suggests that LLMs can recognize emotion-cause relations but struggle to discover and return complete pair sets. Pair-level judgement alleviates this burden, although its candidate rankings are more reliable than the binary decisions produced by a shared threshold. Based on this diagnosis, we introduce an auxiliary retriever that selectively re-examines ambiguous boundary cases, yielding consistent F1 improvements of 0.50-1.46 points across three datasets while maintaining an inference time of only 1.49x that of the baseline paradigm. These findings show that task decomposition and candidate scope are critical to effectively utilizing LLMs for ECPEC.

cs.CL

Direct sampling methods for inverse medium scattering problems of elastic waves

This paper concerns the inverse elastic scattering problem of determining an unknown penetrable obstacle from far-field data. Using the Helmholtz decomposition, the coupled boundary value problem is reformulated as a coupled scalar Helmholtz system. We prove the uniqueness of the associated coupled Helmholtz boundary value problem and of the corresponding boundary integral equation system, which is then discretized by a Nystr\"om method for efficient numerical computation. Leveraging the relation between the compressional and shear far-field patterns of the Navier system and those of the coupled Helmholtz system, we employ three indicators to reconstruct the location and shape of the obstacle. Furthermore, we analyze the decay properties of these indicators and establish corresponding stability estimates. Numerical experiments are presented to illustrate the effectiveness and robustness of the proposed method, even for limited-aperture data.

math.NA

A novel time-domain iterative method for a three-dimensional inverse acoustic obstacle scattering problem

This paper concerns the three-dimensional forward and inverse acoustic obstacle scattering problem in the time domain. For the forward problem, a retarded potential formulation discretized by convolution quadrature and Galerkin methods is introduced. By introducing the retarded boundary integral defined on a homothetic surface, we propose a novel time-domain convolution quadrature based iterative method to reconstruct both the shape and location of a rigid obstacle. The retarded integral in the time domain is reformulated into a system of integrals in the s-domain. The resulting s-domain integrals are very fast to compute, as they only involve non-singular integrals over the homothetic surfaces. Moreover, the Fr\'echet derivative with respect to the boundary can be derived straightforwardly. We also prove that the scattered field generated by the homothetic surface converges to the exact field in the time domain. To improve the stability of the inversion algorithm, an incremental truncation technique is proposed, and numerical experiments confirm the effectiveness and robustness of our method.

math.NA

A highly efficient iterative approach for inverse acoustic obstacle scattering problems in three dimensions

This paper concerns a three-dimensional inverse acoustic obstacle scattering problem from scattered field or phased/phaseless far-field data. Based on the boundary integral defined on a homothetic surface, we propose a highly efficient iterative approach for obstacle reconstruction that completely avoids dealing with any singularity. Here, the injectivity and dense-range property of the Fr\'echet derivative have been proved to ensure the solvability of the linearized equivalent data equation. We also prove that the scattered field generated by the homothetic surface can arbitrarily approximate the exact one. Numerical experiments are presented to verify the superiority and robustness of the proposed approach.

math.NA

Fixed-Threshold One-Bit Toeplitz Covariance Estimation under Sparse-Ruler Sampling

We estimate the Toeplitz covariance matrix of a centered Gaussian distribution from data that are both coarsely quantized and sparsely sampled. Only the coordinates of a sparse ruler are recorded, and each recorded value is kept as a single bit: the sign of its comparison with a fixed threshold. Such data arise in low-precision sensing front ends and sparse sensor arrays. Because the threshold is nonzero, every bit has a common mean. Each bit is also reused across many of the products that build the covariance, so one bit's error enters many of them. Centering removes the shared error. We prove a Gaussian variance contraction theorem for products of a centered, bounded nonlinearity of a Gaussian vector, the non-smooth one-bit sign included; it sets each lag's variance by how well the ruler covers that lag. The resulting estimator needs neither the signal scale nor the bit mean in advance, since the nonzero threshold makes both identifiable from the marginal bits. A matching minimax lower bound shows the resulting coverage rate is optimal up to constants over a neighborhood of white noise; the bound holds even for the unquantized real-valued samples, so one-bit quantization costs only a constant factor.

math.ST

Exploring Adaptive Masked Reconstruction for Self-Supervised Skeleton-Based Action Recognition

Recently, masked skeleton reconstruction models have emerged as strong action representation learners, driving significant progress in self-supervised skeleton-based action recognition. However, existing state-of-the-art methods must predict an exceedingly large number of spatiotemporal patches, significantly prolonging training time. Besides, by treating all spatiotemporal regions equally during reconstruction, these models are distracted from learning the critical motion patterns that underlie action semantics. To address these challenges, we propose Adaptive Masked Reconstruction (AMR), a faster and stronger pre-training framework. We first decouple the decoder from the encoder, enabling flexible prediction of larger spatiotemporal patches and dramatically reducing reconstruction complexity. Given that larger patches contain more complex information, which is challenging to predict and consequently degrades performance, we accordingly introduce an adaptive guidance module. This module identifies regions of high motion informativeness, guiding the model to focus on the most discriminative parts of each patch and alleviating reconstruction difficulty. Experiments on NTU RGB+D 60, NTU RGB+D 120, and PKU-MMD datasets demonstrate that AMR not only accelerates pre-training substantially but also improves downstream recognition accuracy, surpassing current state-of-the-art approaches.

cs.CV

Dynamic Spectral Denoising with Global-Context Attention for Multi-Behavior Recommendation

Multi-behavior recommendation improves target-behavior prediction by exploiting heterogeneous auxiliary feedback (e.g., view, collect, and cart), yet its robustness is undermined by behavior-dependent noise and inconsistency. We argue that the key bottleneck is a representation-level failure caused by two coupled heterogeneities. First, intra-behavior representation entanglement arises when multi-hop propagation blends incidental signals with true preferences in the embedding space, making coarse spatial denoising unable to suppress noise without sacrificing informative niche signals. Second, inter-behavior reliability heterogeneity complicates cross-behavior fusion because the predictive value of auxiliary behaviors varies across users and contexts. Without reliability calibration, frequent yet unreliable signals may dominate aggregation and cause target-intent drift. To address this bottleneck, we propose Dynamic Spectral Denoising with Global-Context Attention for Multi-Behavior Recommendation (SpectraMB), a target-oriented model that performs representation purification before reliability-aware fusion. SpectraMB introduces Dynamic Feature-Level Spectral Filtering, which re-parameterizes embeddings along the feature dimension into a feature-frequency space and learns view-adaptive spectral modulation under target supervision, enabling component-wise purification without hand-crafted frequency assumptions. It further proposes Global-Context Attention Fusion, which uses a purified global representation as a context anchor to assess view compatibility and perform reliability-aware aggregation, while a residual global backbone preserves collaborative structure. Extensive experiments on three real-world datasets show that SpectraMB achieves the best results in most evaluation settings and exhibits improved robustness under noisy interactions.

cs.IR

Post-hoc Provider Fairness Adaptation via Hierarchical Exposure Alignment

Provider exposure fairness is crucial for sustaining a healthy content ecosystem and preventing monopolization in recommender systems. Yet, most existing methods either incorporate fairness constraints during model training, requiring expensive retraining when fairness objectives change, or rely on post-hoc reranking with fixed criteria, which lacks adaptability to diverse fairness requirements. To overcome these limitations, we propose Post-hoc Fairness Adaptation (PFA), a lightweight framework that equips a frozen recommender with a fairness adapter, enabling flexible fairness control without retraining the backbone model. Specifically, the fairness adapter learns personalized additive score adjustments from user-item embeddings, which are injected into the original ranking scores to steer provider exposure toward fairness. To train the adapter, we minimize the KL divergence between the actual and the target fair exposure distributions. However, this global objective implicitly treats all providers equally, ignoring structural disparities such as imbalanced provider group sizes and heterogeneous exposure within groups. Consequently, fairness may appear satisfied at an aggregate level while severe inter-group and intra-group exposure imbalances persist, undermining practical fairness. To address this, we design Hierarchical Exposure Fairness Alignment (HEFA), which explicitly balances inter- and intra-group provider exposure disparities, enabling flexible adaptation to diverse fairness requirements. To mitigate potential accuracy degradation, PFA jointly optimizes HEFA with a differentiable NDCG loss, enabling end-to-end fairness optimization while preserving ranking quality. Extensive experiments on three public datasets demonstrate that PFA achieves substantial fairness gains with negligible accuracy loss, consistently outperforming strong baselines.

cs.IR

Emotion-Cause Pair Extraction in Conversations via Semantic Decoupling and Graph Alignment

Emotion-Cause Pair Extraction in Conversations (ECPEC) aims to identify the set of causal relations between emotion utterances and their triggering causes within a dialogue. Most existing approaches formulate ECPEC as an independent pairwise classification task, overlooking the distinct semantics of emotion diffusion and cause explanation, and failing to capture globally consistent many-to-many conversational causality. To address these limitations, we revisit ECPEC from a semantic perspective and seek to disentangle emotion-oriented semantics from cause-oriented semantics, mapping them into two complementary representation spaces to better capture their distinct conversational roles. Building on this semantic decoupling, we naturally formulate ECPEC as a global alignment problem between the emotion-side and cause-side representations, and employ optimal transport to enable many-to-many and globally consistent emotion-cause matching. Based on this perspective, we propose a unified framework SCALE that instantiates the above semantic decoupling and alignment principle within a shared conversational structure. Extensive experiments on several benchmark datasets demonstrate that SCALE consistently achieves state-of-the-art performance. Our codes are released at https://github.com/CoCoSphere/SCALE.

cs.CL

Latent Factor Modeling with Expert Network for Multi-Behavior Recommendation

Traditional recommendation methods, which typically focus on modeling a single user behavior (e.g., purchase), often face severe data sparsity issues. Multi-behavior recommendation methods offer a promising solution by leveraging user data from diverse behaviors. However, most existing approaches entangle multiple behavioral factors, learning holistic but imprecise representations that fail to capture specific user intents. To address this issue, we propose a multi-behavior method by modeling latent factors with an expert network (MBLFE). In our approach, we design a gating expert network, where the expert network models all latent factors within the entire recommendation scenario, with each expert specializing in a specific latent factor. The gating network dynamically selects the optimal combination of experts for each user, enabling a more accurate representation of user preferences. To ensure independence among experts and factor consistency of a particular expert, we incorporate self-supervised learning during the training process. Furthermore, we enrich embeddings with multi-behavior data to provide the expert network with more comprehensive collaborative information for factor extraction. Extensive experiments on three real-world datasets demonstrate that our method significantly outperforms state-of-the-art baselines, validating its effectiveness.

cs.IR

Modeling Stage-wise Evolution of User Interests for News Recommendation

Personalized news recommendation is highly time-sensitive, as user interests are often driven by emerging events, trending topics, and shifting real-world contexts. These dynamics make it essential to model not only users' long-term preferences, which reflect stable reading habits and high-order collaborative patterns, but also their short-term, context-dependent interests that change rapidly over time. However, most existing approaches rely on a single static interaction graph, which struggles to capture both long-term preference patterns and short-term interest changes as user behavior evolves. To address this challenge, we propose a unified framework that learns user preferences from both global and local temporal perspectives. A global preference modeling component captures long-term collaborative signals from the overall interaction graph, while a local preference modeling component partitions historical interactions into stage-wise temporal subgraphs to represent short-term dynamics. Within this module, an LSTM branch models the progressive evolution of recent interests, and a self-attention branch captures long-range temporal dependencies. Extensive experiments on two large-scale real-world datasets show that our approach consistently outperforms strong baselines and delivers fresher and more relevant recommendations across diverse user behaviors and temporal settings.

cs.IR

RMBRec: Robust Multi-Behavior Recommendation towards Target Behaviors

Multi-behavior recommendation faces a critical challenge in practice: auxiliary behaviors (e.g., clicks, carts) are often noisy, weakly correlated, or semantically misaligned with the target behavior (e.g., purchase), which leads to biased preference learning and suboptimal performance. While existing methods attempt to fuse these heterogeneous signals, they inherently lack a principled mechanism to ensure robustness against such behavioral inconsistency. In this work, we propose Robust Multi-Behavior Recommendation towards Target Behaviors (RMBRec), a robust multi-behavior recommendation framework grounded in an information-theoretic robustness principle. We interpret robustness as a joint process of maximizing predictive information while minimizing its variance across heterogeneous behavioral environments. Under this perspective, the Representation Robustness Module (RRM) enhances local semantic consistency by maximizing the mutual information between users' auxiliary and target representations, whereas the Optimization Robustness Module (ORM) enforces global stability by minimizing the variance of predictive risks across behaviors, which is an efficient approximation to invariant risk minimization. This local-global collaboration bridges representation purification and optimization invariance in a theoretically coherent way. Extensive experiments on three real-world datasets demonstrate that RMBRec not only outperforms state-of-the-art methods in accuracy but also maintains remarkable stability under various noise perturbations. For reproducibility, our code is available at https://github.com/miaomiao-cai2/RMBRec/.

cs.IR

Towards Efficient General Feature Prediction in Masked Skeleton Modeling

Recent advances in the masked autoencoder (MAE) paradigm have significantly propelled self-supervised skeleton-based action recognition. However, most existing approaches limit reconstruction targets to raw joint coordinates or their simple variants, resulting in computational redundancy and limited semantic representation. To address this, we propose a novel General Feature Prediction framework (GFP) for efficient mask skeleton modeling. Our key innovation is replacing conventional low-level reconstruction with high-level feature prediction that spans from local motion patterns to global semantic representations. Specifically, we introduce a collaborative learning framework where a lightweight target generation network dynamically produces diversified supervision signals across spatial-temporal hierarchies, avoiding reliance on pre-computed offline features. The framework incorporates constrained optimization to ensure feature diversity while preventing model collapse. Experiments on NTU RGB+D 60, NTU RGB+D 120 and PKU-MMD demonstrate the benefits of our approach: Computational efficiency (with 6.2$\times$ faster training than standard masked skeleton modeling methods) and superior representation quality, achieving state-of-the-art performance in various downstream tasks.

cs.CV

I$^3$-MRec: Invariant Learning with Information Bottleneck for Incomplete Modality Recommendation

Multimodal recommender systems (MRS) improve recommendation performance by integrating complementary semantic information from multiple modalities. However, the assumption of complete multimodality rarely holds in practice due to missing images and incomplete descriptions, hindering model robustness and generalization. To address these challenges, we introduce a novel method called \textbf{I$^3$-MRec}, which uses \textbf{I}nvariant learning with \textbf{I}nformation bottleneck principle for \textbf{I}ncomplete \textbf{M}odality \textbf{Rec}ommendation. To achieve robust performance in missing modality scenarios, I$^3$-MRec enforces two pivotal properties: (i) cross-modal preference invariance, ensuring consistent user preference modeling across varying modality environments, and (ii) compact yet effective multimodal representation, as modality information becomes unreliable in such scenarios, reducing the dependence on modality-specific information is particularly important. By treating each modality as a distinct semantic environment, I$^3$-MRec employs invariant risk minimization (IRM) to learn preference-oriented representations. In parallel, a missing-aware fusion module is developed to explicitly simulate modality-missing scenarios. Built upon the Information Bottleneck (IB) principle, the module aims to preserve essential user preference signals across these scenarios while effectively compressing modality-specific information. Extensive experiments conducted on three real-world datasets demonstrate that I$^3$-MRec consistently outperforms existing state-of-the-art MRS methods across various modality-missing scenarios, highlighting its effectiveness and robustness in practical applications.

cs.IR

User Invariant Preference Learning for Multi-Behavior Recommendation

In multi-behavior recommendation scenarios, analyzing users' diverse behaviors, such as click, purchase, and rating, enables a more comprehensive understanding of their interests, facilitating personalized and accurate recommendations. A fundamental assumption of multi-behavior recommendation methods is the existence of shared user preferences across behaviors, representing users' intrinsic interests. Based on this assumption, existing approaches aim to integrate information from various behaviors to enrich user representations. However, they often overlook the presence of both commonalities and individualities in users' multi-behavior preferences. These individualities reflect distinct aspects of preferences captured by different behaviors, where certain auxiliary behaviors may introduce noise, hindering the prediction of the target behavior. To address this issue, we propose a user invariant preference learning for multi-behavior recommendation (UIPL for short), aiming to capture users' intrinsic interests (referred to as invariant preferences) from multi-behavior interactions to mitigate the introduction of noise. Specifically, UIPL leverages the paradigm of invariant risk minimization to learn invariant preferences. To implement this, we employ a variational autoencoder (VAE) to extract users' invariant preferences, replacing the standard reconstruction loss with an invariant risk minimization constraint. Additionally, we construct distinct environments by combining multi-behavior data to enhance robustness in learning these preferences. Finally, the learned invariant preferences are used to provide recommendations for the target behavior. Extensive experiments on four real-world datasets demonstrate that UIPL significantly outperforms current state-of-the-art methods.

cs.IR

Graph-Structured Driven Dual Adaptation for Mitigating Popularity Bias

Popularity bias is a common challenge in recommender systems. It often causes unbalanced item recommendation performance and intensifies the Matthew effect. Due to limited user-item interactions, unpopular items are frequently constrained to the embedding neighborhoods of only a few users, leading to representation collapse and weakening the model's generalization. Although existing supervised alignment and reweighting methods can help mitigate this problem, they still face two major limitations: (1) they overlook the inherent variability among different Graph Convolutional Networks (GCNs) layers, which can result in negative gains in deeper layers; (2) they rely heavily on fixed hyperparameters to balance popular and unpopular items, limiting adaptability to diverse data distributions and increasing model complexity. To address these challenges, we propose Graph-Structured Dual Adaptation Framework (GSDA), a dual adaptive framework for mitigating popularity bias in recommendation. Our theoretical analysis shows that supervised alignment in GCNs is hindered by the over-smoothing effect, where the distinction between popular and unpopular items diminishes as layers deepen, reducing the effectiveness of alignment at deeper levels. To overcome this limitation, GSDA integrates a hierarchical adaptive alignment mechanism that counteracts entropy decay across layers together with a distribution-aware contrastive weighting strategy based on the Gini coefficient, enabling the model to adapt its debiasing strength dynamically without relying on fixed hyperparameters. Extensive experiments on three benchmark datasets demonstrate that GSDA effectively alleviates popularity bias while consistently outperforming state-of-the-art methods in recommendation performance.

cs.IR