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Zhiyu Li

Publications and source records attributed to Zhiyu Li.

At least 19 recordsLinked to original sources

StateFlow: Sequence Pipeline Parallelism for Long-Context Modeling with Linear Recurrence

Long-context training is increasingly important for large language models, and linear attention and state space models have become popular for improving long-context efficiency. However, efficiently parallelizing long-sequence training for recurrent and hybrid models remains challenging. We present StateFlow, a sequence pipeline parallelism system for models with linear recurrence. StateFlow partitions each sequence into chunks and schedules their execution while propagating boundary states and gradients across chunks, thereby reducing activation lifetimes and improving training throughput. StateFlow further uses profile-guided nonuniform chunking to balance recurrence and softmax attention computation in hybrid models, and overlaps state transitions that expose limited parallelism with surrounding computation. Applying StateFlow to models with up to 32B parameters and 256K context length, we achieve up to \(2.22\times\) throughput improvements and \(2.45\times\) memory reduction compared to conventional pipeline parallelism, enabling otherwise infeasible configurations.

cs.DC

PHASE-Tree: Modeling Character-State Evolution in Long-Horizon Role-Playing Dialogue

Long-horizon role-playing demands that characters remain recognizable as they evolve with the narrative. Yet existing work falls short on two fronts: representations are typically static profiles that cannot be updated locally without destabilizing unchanged traits, and benchmarks mainly test persona preservation and memory recall rather than whether a model speaks from a character's currently evolved state. We address both. PHASE-Tree is a multi-timescale character-state tree with an immutable identity root and mutable persona, session, and moment layers, making each mutable field an addressable target for localized within- and cross-episode updates. It conditions generation through explicit textual provision or implicit parametric adaptation. To measure evolved-state generation, we introduce LongEvoRoleBench, which pairs four long-dialogue corpora for cross-episode evolution with four short-dialogue corpora as within-scene state-tracking checks, under a unified next-utterance protocol. On the long-dialogue core, textual PHASE-Tree ranks first in 11 of 12 dataset-metric cells against internal variants and all 12 cells against external textual baselines, improving character-level, semantic, and embedding scores by 19.7%, 12.4%, and 15.1% respectively. In a blinded 200-response study, human ratings correlate with the GPT-4.1 judge (Pearson r= 0.65); on descriptive n= 10 PT and NR prompt subsets, the Overall difference is +0.20. The long-dialogue Sem advantage persists across LLM judges and generation backbones.

cs.CL

MAPLE-Guard: Memory-Aware Link Enforcement Against Memory-Link Poisoning in Multi-Agent Systems

LLM-based multi-agent systems (MAS) increasingly rely on persistent private and shared memories for long-horizon coordination. This memory layer improves continuity, but it also gives attackers a durable channel: a poisoned memory can be written once, continuously retrieved in later tasks, promoted into shared memory, and reused by other agents. A single poisoned write can therefore steer many later decisions and contaminate agents that never saw the original attack, all while no malicious message crosses a visible communication edge at the moment of harm. Further, because existing safeguards mainly inspect prompts, actions, or communication edges, they can miss attacks whose content appears benign at write time but becomes harmful after retrieval. We introduce Memory-Aware Propagation and Link Enforcement Guard, MAPLE-Guard, a memory-link guard for memory-enabled MAS. MAPLE-Guard monitors the memory lifecycle and places gates at write, retrieval, promotion, and cross-agent reuse, so risky memories can be quarantined, unsafe retrievals filtered, and poisoned private memories blocked before they enter shared memory. In the main evaluation, MAPLE-Guard lowers attack success rate (ASR) from 38.2% to 0.9% on LongMemEval and from 34.7% to 0.2% on AppWorld; it also raises multi-agent defense success rate (MDSR) from 54.0% to 74.3% and from 42.5% to 99.8% on the same benchmarks. These results suggest that memory-aware link enforcement covers a gap left by prompt-level and topology-level defenses. Code is available at the link: https://github.com/xiong-wenjun/MAPLE-Guard.

cs.MA

Metis: Memory Foundation Model

Recent advances in AI agents have increasingly internalized native capabilities into their underlying foundation models, giving rise to multimodal foundation models and large reasoning models. However, agent memory is still primarily implemented through external modules, leaving the native memory capability largely unexplored. In this paper, we take a first step toward this direction by introducing memory foundation models, which empower foundation models with native memory capabilities. We formalize native memory from two perspectives: a persistent and dynamically evolving memory state within the backbone, and native memory procedures that autonomously store and utilize information through model computation. We show that native memory offers advantages in architecture, end-to-end optimization, and efficiency. Based on this formulation, we propose Metis, the first prototype of memory foundation models. Metis introduces a new architecture that equips a foundation model with a native memory state, allowing historical information to be compressed into the model and accessed through memory attention. We construct large-scale memory-specific training data and introduce multiple optimization objectives to acquire these native memory procedures through mid-training. The online memory maintenance of Metis is gradient-free, and the memory update requires only a forward pass. At inference time, all learned model weights remain frozen, while the native memory states are autonomously transformed through standard forward computation. Through extensive experiments, we show that Metis exhibits native memory capabilities and further provide a detailed analysis of its strengths, limitations, and behaviors. To facilitate future research on memory foundation models, we release our project and model checkpoints.

cs.CL

MemOps: Benchmarking Lifecycle Memory Operations in Long-Horizon Conversations

Long-term memory has become a foundational capability for LLM-based agents that accompany users across extended, multi-session interactions. Existing benchmarks, however, evaluate such memory almost exclusively through downstream question answering, scoring only the correctness of a final answer. This black-box formulation conflates the heterogeneous causes of memory failure, such as missing the introduction of a relevant fact, binding an operation to the wrong target, or relying on stale values after a correction. As a result, it can credit correct answers despite their reliance on inconsistent or unsafe memory states. In this paper, we argue that, in dynamic long-horizon interactions, memory is not a static collection of facts but a lifecycle of explicit operations, including remembering, forgetting, updating, reflecting, and their compositions. We introduce MemOps, a benchmark that reformulates conversational memory as a sequence of lifecycle operations and represents each memory event with a structured trace specifying its trigger, target, scope, state transition, and supporting evidence. A controllable generation pipeline embeds these operations into long, task-oriented conversations and produces gold operation traces together with six categories of operation-level probes, evaluated under both adjacent-evidence and long-context settings. Across long-context, retrieval-based, parametric and managed-memory systems, MemOps disentangles failure modes that final-answer accuracy alone conceals, revealing that current systems remain far from uniformly reliable. For instance, session-level retrieval outperforms turn-level retrieval, and long-context models remain notably weak at reconstructing ordered memory-state trajectories. These results move long-term memory evaluation from final-answer scoring toward interpretable, operation-level diagnosis.

cs.AI

Beyond Accuracy: How Humans Evaluate Legally Correct but Socially Controversial Legal Advice from Machines

AI systems are increasingly used to provide legal advice, raising questions about whether laypeople accept guidance from algorithms--especially when that advice is legally correct but socially controversial. We report a preregistered survey experiment with 3,348 adults in mainland China examining how people evaluate identical legal advice when it is attributed either to an AI system or to a human lawyer, and when it is accompanied by reasoning or not. Contrary to expectations of algorithm aversion, attribution to an AI system has no net effect on perceived reasonableness. However, mediation analyses reveal opposing psychological pathways underlying this null result. AI-attributed advice is perceived as more objective, which increases perceived reasonableness, but also as less comprehensive and less attentive to special circumstances, which decreases perceived reasonableness. By contrast, providing legal reasoning substantially increases perceived reasonableness regardless of source, largely by enhancing perceptions of objectivity. Qualitative responses corroborate this tension between objectivity and contextual sensitivity in evaluations of legal advice. Together, these findings suggest that public responses to AI legal advisors are shaped not by rigid attitudes toward automation, but by the balancing of competing normative expectations. The results have implications for theories of algorithm aversion and the design of AI recommendation systems in normatively salient domains.

cs.CY

Small Initialization Matters for Large Language Models

Large language models provide a tractable system for asking how intelligence itself emerges, rather than only how LLMs can be engineered. Although progress is usually attributed to scale, data and architecture, we show that parameter initialization is a gene-like determinant of training and, in particular, of model capacity. Reducing the initialization scale consistently improves pretraining, with the largest gains on reasoning-demanding tasks. We identify two widely used empirical settings that restrain the advantage of small initialization, and show how relaxing them restores favorable scaling. We further uncover a critical initialization that balances the reasoning and training. Mechanistically, small initialization drives a distinct developmental trajectory: parameters first condense into low-complexity structures and later expand into richer representations, giving concrete form to the idea that compression is intelligence. Token-level analyses show that the gains concentrate on non-trivial, context-constrained predictions rather than all tokens uniformly. These results motivate a simple $γ$-initialization rule: expose initialization rage as an explicit knob and use small initialization by default, an almost cost-free intervention that improves pretraining and strengthens reasoning across model scales.

cs.AI

Are We Ready For An Agent-Native Memory System?

Memory for large language model (LLM) agents has rapidly evolved from simple retrieval-augmented mechanisms into a data management system that supports persistent information storage, retrieval, update, consolidation, and dynamic lifecycle governance throughout agent execution. Despite this evolution, existing evaluations still benchmark agent memory mainly through end-to-end task success metrics (e.g., F1, BLEU), while treating the underlying system as a monolithic black box. As a result, critical system-level concerns, including operational costs, architectural trade-offs across memory modules, and robustness under dynamic knowledge updates, remain insufficiently explored. In this paper, we present a systematic experimental study of agent memory from a data management perspective. We propose an analytical framework that decomposes agent memory into four core modules: memory representation and storage, extraction, retrieval and routing, and maintenance. Under this framework, we evaluate 12 representative memory systems and two reference baselines across five benchmark workloads spanning 11 datasets. Our extensive end-to-end evaluation shows that no single architecture dominates across all scenarios; instead, effectiveness depends heavily on how well the memory structure aligns with the workload bottleneck. Furthermore, through fine-grained ablation studies, we quantify their individual effects on representation fidelity, retrieval precision, update correctness, and long-horizon stability. Finally, we reveal cost-performance trade-offs under realistic workloads, showing localized maintenance is more cost-efficient than global reorganization. Based on these findings, we identify promising directions towards building truly agent-native memory systems. The code is publicly available at https://github.com/OpenDataBox/MemoryData.

cs.CL

Escaping the Variance Trap: Jacobian-Free Dynamics for Root-Finding Bilevel Optimization

Many central machine learning tasks, from entropy tuning in reinforcement learning to equilibrating generative adversarial networks, are fundamentally stochastic root-finding problems rather than loss minimization. Yet, they are frequently forced into a minimization framework via squared residuals, introducing a critical flaw we identify as the Variance Trap. Standard bilevel minimization algorithms require estimating hypergradients involving implicit Jacobians; in stochastic settings, these terms act as noise amplifiers, destabilizing convergence. We formalize Root-Finding Bilevel Optimization (RF-BO) as a distinct problem class that bypasses this pathology. We propose a Jacobian-free solution using Two-Time-Scale Stochastic Approximation (TTSA) that updates directly along the root error, structurally avoiding variance amplification. We provide the first non-asymptotic convergence guarantees for TTSA in this setting under Markovian noise. Extensive experiments demonstrate the decisive advantage of this paradigm: compared to squared-residual and implicit-gradient baselines, our framework achieves a 2.6\% top-1 accuracy gain in SimCLR, 17$\times$ faster convergence in non-linear ODE control where baselines fail, significantly improved entropy stability in reinforcement learning, and an 11.1\% quality improvement in generative modeling.

cs.LG

Distribution-Aware Robust Bilevel Optimization: Quantile-Guided Huber Updates in Two-Timescale Stochastic Approximation

Bilevel optimization (BLO) is fundamental to hierarchical decision-making but suffers from critical instability under heavy-tailed stochastic noise. Existing variance-reduction techniques typically rely on myopic magnitude checks, which fail to distinguish informative geometric signals from impulsive outliers. To resolve this, we propose \textbf{RQ-TTSA} (Robust Quantile-guided TTSA), a distribution-aware framework that leverages historical gradient buffers to estimate rolling quantiles for adaptive Huber-style clipping, effectively preserving local optimization geometry while strictly bounding effective variance. Theoretically, we provide a convergence analysis for quantile-guided TTSA under nonconvex-strongly convex assumptions with infinite-variance noise ($p \in (1,2]$), deriving a rate of $\mathcal{O}(T^{-\frac{p-1}{3p-2}})$ that recovers optimal dependence on the heavy-tailed parameter. Empirically, across six diverse tasks, spanning heterogeneous vision benchmarks, dynamic games under momentum poisoning, and offline reinforcement learning, RQ-TTSA consistently outperforms state-of-the-art baselines by eliminating divergence spikes and ensuring stable convergence. Our method demonstrates significant robustness to hyperparameter variations and incurs negligible computational overhead ($\approx 2.7\%$ increase), validating distribution-aware gradient control as a practical and necessary component for reliable bilevel learning.

cs.LG

OmniDrive: An LLM-Choreographed Multi-Agent World Model with Unified Latent Co-Compression for Multi-View Driving Video Generation

Generative world models for autonomous driving face two unresolved tensions: heterogeneous control injection, where free-form language, HD-maps, trajectories, and camera poses reside in incompatible representational spaces, and post-hoc cross-view fusion, where per-camera latents fail to encode global 3-D geometry. We trace both to a single root cause: the absence of a shared symbolic interlingua aligning language, geometry, and pixels at the latent-token level. We present DRIVE-CHOREO, an LLM-choreographed multi-agent world model that recasts controllable multi-view video generation as latent choreography. Three Qwen2.5-VL agents - a Director parsing user intent into a structured WorldScript, a Cartographer grounding it into spatially-anchored layout tokens, and an Auditor feeding cross-view critiques back as auxiliary supervision - jointly author a single position-aware token sequence. This sequence is co-compressed with the multi-view video via a view-time permutation that enforces inter-camera geometry within the convolutional receptive field of a 3-D VAE. On nuScenes, DRIVE-CHOREO sets new state-of-the-art multi-view consistency and BEV mAP (21.6) with competitive FVD (45.7); a detector trained purely on our synthetic data gains +2.4 NDS on the real validation split, validating downstream utility.

cs.CV

TRIDENT: Breaking the Hybrid-Safety-Physics Coupling for Provably Safe Multi-Agent Reinforcement Learning

Safe coordination in networked cyber-physical systems forces learning algorithms to simultaneously handle hybrid discrete-continuous actions, hard training-time safety constraints, and physics-governed dynamics. We show that these three features form a directed cycle of biases that defeats any naive composition of off-the-shelf modules, and formalize this as a three-way coupling lemma. We then introduce TRIDENT, the first MARL framework whose three components are co-designed to cancel each leak: a Richardson-Romberg gradient correction reducing Gumbel-Softmax bias from O(tau) to O(tau^2), a Lyapunov-constrained sequential trust-region update enforcing per-iterate feasibility, and a physics-informed residual critic that decomposes value rather than reward. We prove an O~(1/sqrt(K)) convergence rate to a constrained Nash equilibrium and an O(sqrt(K)) cumulative-violation bound. On multi-UAV mobile-edge computing, autonomous intersection management, and a hybrid SMAC variant, TRIDENT cuts training-time violations by 95.5% over MADDPG and 76.3% over MACPO, while improving reward by 13.5% over the strongest unconstrained baseline.

cs.LG

SkillsVote: Lifecycle Governance of Agent Skills from Collection, Recommendation to Evolution

Long-horizon LLM agents generate traces that could become reusable experience, but raw trajectories are noisy, local, and hard to govern. Agent Skills offer a structured artifact for combining procedural guidance, executable resources, and applicability boundaries. Yet open skill ecosystems contain redundant, uneven, environment-sensitive artifacts, and indiscriminate updates can pollute future context. We present SkillsVote, a lifecycle-governance framework for Agent Skills across collection, recommendation, attribution, and evolution. SkillsVote profiles a million-scale open source corpus for environment requirements, quality, and verifiability, and synthesizes tasks for verifiable skills. Before execution, it performs agentic library search over structured skill folders to expose instructional context. After execution, it decomposes trajectories into skill-linked subtasks, attributes outcomes to skill-guided execution, agent exploration, environment, and result signals, and admits only successful reusable discoveries to evidence-gated updates. Experiments on Terminal-Bench 2.0 and SWE-Bench Pro show that SkillsVote improves agent performance on challenging agentic coding benchmarks. The gains arise from two complementary pathways: online evolution over task streams at test time and offline transfer via frozen libraries built from either historical trajectories or curated open source skills.

cs.CL

A Survey on Long-Term Memory Security in LLM Agents: Attacks, Defenses, and Governance Across the Memory Lifecycle

The emergence of writable, cross-session persistent memory in LLM agents introduces a qualitatively different threat landscape from conventional input-centric security concerns, characterized by three properties: persistence, statefulness, and propagation. To systematically characterize this landscape, we propose a Memory Lifecycle Framework that organizes attacks, defenses, and their cross-phase dependencies along two axes: six lifecycle phases (Write, Store, Retrieve, Execute, Share & Propagate, Forget & Rollback) and four security objectives (Integrity, Confidentiality, Availability, Governance). This analysis in turn exposes the need for formal security guarantees at the system level, motivating Verifiable Memory Governance(VMG), a framework of five architectural primitives that specifies what verifiable mechanisms a long-term-memory system must provide to maintain auditable, recoverable control over its memory state. Our analysis indicates that robust Long-Term Memory (LTM) security cannot be retrofitted at retrieval or execution time alone, but must be anchored in storage-time provenance, versioning, and policy-aware retention from the outset.

cs.CR

SparseX: Efficient Segment-Level KV Cache Sharing for Interleaved LLM Serving

In long-context LLM serving, the prefill stage often dominates time-to-first-token and computational cost. Although Prefix Cache in vLLM/PagedAttention has been widely used to reuse identical prompt prefixes, repeated content in practical applications frequently appears as non-prefix, cross-request, cross-turn, and cross-agent segments, which makes conventional cache mechanisms insufficient. This paper presents SparseX, a segment-level KV Cache sharing method for common serving scenarios. SparseX uses contiguous token segments as reuse units and exploits Sparse-Q indices that naturally arise in KV Cache reuse workloads to estimate the key tokens that require correction. Based on this estimate, SparseX performs Sparse-KV Recomputation within a single forward pass, thereby restoring cross-segment contextual interactions under complex interleaved reuse patterns while avoiding additional models or separate preprocessing stages for token selection. SparseX further implements a full+sparse hybrid attention mode based on a layer-specific threshold: early layers retain full attention to obtain a more stable token-importance signal, and later layers switch to sparse recomputation to improve reuse quality on complex long-context tasks. We implement SparseX-vLLM on top of vLLM, integrating segment-level cache lookup, PagedAttention management, RoPE alignment, Sparse-Q token selection, and FlashAttention backends into a unified execution path. SparseX is model-agnostic, training-free, and compatible with Prefix Cache, and it provides unified support for common online serving scenarios including multi-round chat, retrieval-augmented generation (RAG), and agent workflows.

cs.PF

HetCCL: Enabling Collective Communication For Mixed-Vendor Heterogeneous Clusters

Training Large Language Models (LLMs) on heterogeneous clusters presents significant challenges for collective communication, as hardware from multiple vendors introduces diverse network and computational characteristics. Existing collective communication frameworks (e.g., NCCL, RCCL) designed for homogeneous environments fail to address mixed-hardware setups, while communication libraries with heterogeneous support (e.g., Gloo, OpenMPI) incur heavy overhead in the data path. This paper presents HetCCL, a framework that enables heterogeneous collective communication by efficient P2P transport across heterogeneous devices (e.g., GPUs), eliminating the host-device memory copy overhead while offloading the control to the CPUs. For combining collectives (e.g., AllReduce, ReduceScatter), HetCCL introduces a border-communicator mechanism that achieves vendor independence by using the intrinsic reduction in the combining collectives in vendor collective communication libraries. With efficient heterogeneous P2P transport and portable reduction mechanism, HetCCL proposes a hierarchical topology abstraction for heterogeneous clusters, dissecting collective communication into cluster-level primitives that guarantee optimal cross-cluster data transfer volume and optimal bandwidth utilization. We implement HetCCL with 4 different vendor support and evaluate it in 4 heterogeneous settings with benchmarks and end-to-end LLM tasks. Our evaluation shows that HetCCL achieves 17-19x higher bandwidth than Gloo in heterogeneous communications, and speeds up end-to-end training by up to 16.9% in the per-step-time.

cs.NI

Adaptive Preconditioners Trigger Loss Spikes in Adam

Loss spikes commonly emerge during neural network training with the Adam optimizer across diverse architectures and scales, yet their underlying mechanism remains elusive. While previous explanations attribute these phenomena to sharper loss landscapes at lower loss, we show that landscape geometry alone is insufficient to explain the phenomenon. In this work, we pinpoint the root cause in the internal dynamics of Adam's second moment estimator. We identify a critical ``decoupling'' mechanism where the adaptive preconditioner $v_t$ fails to track the instantaneous squared gradients $g_t^2$, causing the adaptive mechanism to effectively fail. This decoupling allows the preconditioner to decay autonomously despite rising gradients, which pushes the maximum eigenvalue of the preconditioned Hessian beyond the stability threshold $2/η$ for sustained periods, manifesting as dramatic loss spikes. Through a quadratic approximation analysis, we theoretically and experimentally characterize five distinct stages of spike evolution and propose a predictor for anticipating spikes based on gradient-directional curvature. We empirically find that the proposed loss spike mechanism, although derived from simplified models, generalizes well to practical scenarios ranging from small neural networks to large-scale Transformers.

cs.LG

MemConflict: Evaluating Long-Term Memory Systems Under Memory Conflicts

Long-term memory systems enable conversational agents based on large language models (LLMs) to retain, retrieve, and apply user-specific information across multi-session interactions. However, existing evaluations mainly assess outcome-level performance or temporal updating, providing limited insight into how systems retrieve and rank temporally valid, factually correct, and contextually applicable memory evidence under conflicting alternatives. To address this gap, we propose MemConflict, a diagnostic framework that treats memory validity as a query-conditioned fitness-for-use problem. MemConflict formalizes dynamic, static, and conditional conflicts over temporal validity, factual correctness, and contextual applicability. It simulates controlled long-horizon histories from structured user profiles, introduces cross-session conflicts, and injects semantically similar distractors to create competition among memory candidates. The resulting multi-session dialogue benchmark supports black-box evaluation of final answers and white-box analysis of supporting-memory retrieval and ranking. Experiments on six representative long-term memory systems show uneven strengths across conflict types, with answer correctness often diverging from memory retrieval and ranking. Sensitivity analyses reveal that longer histories, distractors, implicit queries, and larger conflict distances degrade performance. Diagnostics show failures from missing supporting memories and ineffective use of retrieved memories. Collectively, MemConflict advances principled long-term memory governance through retrieval-aware, conflict-aware reliability assessment.

cs.IR