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Zhouhang Xie

Publications and source records attributed to Zhouhang Xie.

At least 19 recordsLinked to original sources

PACEvolve: Enabling Progress-Aware Consistent Evolution

Self-evolving agents powered by Large Language Models (LLMs) have emerged as a promising direction across diverse domains, including code optimization and scientific discovery, yet their core failure modes remain underexplored. Through a comprehensive empirical study, we identify that the model's reasoning becomes anchored to the local context of current hypotheses, overemphasizing low-level details while neglecting the broader search landscape. As a result, such agents become prone to context pollution and mode collapse, repeatedly revisiting flawed hypotheses and converging on suboptimal solutions. To address this challenge, we propose Progress-Aware Consistent Evolution (PACEvolve), a systematic framework for governing agent memory and search dynamics. PACEvolve overcomes these limitations through three key techniques: (1) Hierarchical Context Management (HCM), which structures historical trajectories while dynamically pruning branches to preserve a high-signal memory state; (2) Momentum-Based Backtracking (MBB), which monitors optimization progress to escape local minima; and (3) a self-adaptive Collaborative Evolution policy (CE) that balances intra-trajectory refinement with inter-trajectory knowledge transfer. By decoupling high-level idea generation from low-level code evaluation, PACEvolve maintains a global view of search momentum and achieves state-of-the-art results across complex evolutionary benchmarks.

cs.NE

Agentic Chain-of-Thought Steering for Efficient and Controllable LLM Reasoning

Large language models improve final-answer accuracy through extended chain-of-thought reasoning, but often spend tokens inefficiently and offer little inference-time control. Existing efficient reasoning methods control thinking length by shortening, early-stopping, or compressing traces, leaving how the model thinks implicit. In this paper, we propose Agentic Chain-of-Thought Steering (ACTS), which formulates reasoning steering as a Markov decision process where a controller agent adaptively steers a frozen reasoner during inference. At each step, the controller observes the reasoning trace and remaining thinking budget, then issues a steering action consisting of a reasoning strategy and a steering phrase that initiates the next reasoner step. This enables budget-aware strategy control for efficient reasoning while preserving the reasoner's generation continuity. We initialize the controller agent from our constructed synthetic steering trajectories with multi-budget augmentation, and further optimize it via reinforcement learning with budget-conditioned reward shaping. Experiments across multiple benchmarks show that ACTS achieves competitive accuracy with substantial token savings, and enables controllable accuracy-token trade-offs across different reasoners and tasks. The code is available at https://github.com/Andree-9/ACTS.

cs.CL

An Empirical Study on Zero-Data Bootstrapping for Conversational Recommender Systems

Conversational Recommender Systems (CRS) typically require domain-specific dialogue data, which is costly, scarce, and often unavailable in new domains. We conduct a systematic empirical study of zero-data CRS bootstrapping: generating synthetic conversational supervision from non-conversational signals---item reviews, metadata, and user-item interactions---without any in-domain dialogue corpus. We compare two information-theoretic selection strategies, Jensen-Shannon diversity and Fisher information, across domain signals, model architectures, datasets, and fine-tuning paradigms. Our results show that domain-grounded synthetic data consistently outperforms zero-shot prompting and naive synthetic baselines; active selection improves data efficiency over random sampling; metadata and collaborative filtering signals each improve selection quality; and, in low-resource settings, synthetic data can outperform scarce real dialogues while further complementing them. These findings establish non-conversational domain signals as a viable path toward building CRS without conversational training data. The code is available at https://anonymous.4open.science/r/zero_data_crs/ .

cs.IR

PACEvolve++: Improving Test-time Learning for Evolutionary Search Agents

Large language models have become drivers of evolutionary search, but most systems rely on a fixed, prompt-elicited policy to sample next candidates. This limits adaptation in practical engineering and research tasks, where evaluations are expensive, and progress depends on learning task-specific search dynamics. We introduce PACEvolve++, an advisor-model reinforcement learning framework for test-time policy adaptation in evolutionary search agents. PACEvolve++ decouples strategic search decisions from implementation: a trainable advisor generates, assesses, and selects hypotheses, while a stronger frontier model translates selected hypotheses into executable candidates. To train the advisor under non-stationary feedback, we propose a phase-adaptive approach that adapts its optimization strategy to different phases of the evolutionary process. Early in evolution, it uses group-relative feedback to learn broad search preferences; later, as reward gaps compress, it emphasizes best-of-$k$ frontier contribution to support stable refinement. Across expert-parallel load balancing, sequential recommendation, and protein fitness extrapolation, PACEvolve++ outperforms the state-of-the-art evolutionary search framework with frontier models, achieving faster convergence and stabilizing test-time training during evolutionary search.

cs.LG

AgenticTagger: Structured Item Representation for Recommendation with LLM Agents

High-quality representations are a core requirement for effective recommendation. In this work, we study the problem of LLM-based descriptor generation, i.e., keyphrase-like natural language item representation generation frameworks with minimal constraints on downstream applications. We propose AgenticTagger, a framework that queries LLMs for representing items with sequences of text descriptors. However, open-ended generation provides little control over the generation space, leading to high cardinality, low-performance descriptors that render downstream modeling challenging. To this end, AgenticTagger features two core stages: (1) a vocabulary-building stage in which a set of hierarchical, low-cardinality, and high-quality descriptors is identified, and (2) a vocabulary-assignment stage in which LLMs assign in-vocabulary descriptors to items. To effectively and efficiently ground vocabulary in the item corpus of interest, we design a multi-agent reflection mechanism in which an architect LLM iteratively refines the vocabulary guided by parallelized feedback from annotator LLMs that validate the vocabulary against item data. Experiments on public and private data show AgenticTagger brings consistent improvements across diverse recommendation scenarios, including generative and term-based retrieval, ranking, and controllability-oriented, critique-based recommendation.

cs.IR

Evaluation on Entity Matching in Recommender Systems

Entity matching is a crucial component in various recommender systems, including conversational recommender systems (CRS) and knowledge-based recommender systems. However, the lack of rigorous evaluation frameworks for cross-dataset entity matching impedes progress in areas such as LLM-driven conversational recommendations and knowledge-grounded dataset construction. In this paper, we introduce Reddit-Amazon-EM, a novel dataset comprising naturally occurring items from Reddit and the Amazon '23 dataset. Through careful manual annotation, we identify corresponding movies across Reddit-Movies and Amazon'23, two existing recommender system datasets with inherently overlapping catalogs. Leveraging Reddit-Amazon-EM, we conduct a comprehensive evaluation of state-of-the-art entity matching methods, including rule-based, graph-based, lexical-based, embedding-based, and LLM-based approaches. For reproducible research, we release our manually annotated entity matching gold set and provide the mapping between the two datasets using the best-performing method from our experiments. This serves as a valuable resource for advancing future work on entity matching in recommender systems.Data and Code are accessible at: https://github.com/huang-zihan/Reddit-Amazon-Entity-Matching.

cs.IR

GUI Agents: A Survey

Graphical User Interface (GUI) agents, powered by Large Foundation Models, have emerged as a transformative approach to automating human-computer interaction. These agents autonomously interact with digital systems or software applications via GUIs, emulating human actions such as clicking, typing, and navigating visual elements across diverse platforms. Motivated by the growing interest and fundamental importance of GUI agents, we provide a comprehensive survey that categorizes their benchmarks, evaluation metrics, architectures, and training methods. We propose a unified framework that delineates their perception, reasoning, planning, and acting capabilities. Furthermore, we identify important open challenges and discuss key future directions. Finally, this work serves as a basis for practitioners and researchers to gain an intuitive understanding of current progress, techniques, benchmarks, and critical open problems that remain to be addressed.

cs.AI

Pluralistic Off-policy Evaluation and Alignment

Personalized preference alignment for LLMs with diverse human preferences requires evaluation and alignment methods that capture pluralism. Most existing preference alignment datasets are logged under policies that differ substantially from the evaluated LLMs, and existing off-policy estimators focus solely on overall utility while ignoring preference pluralism. Extending Off-Policy Evaluation (OPE) to pluralistic preference alignment, therefore, remains an open question. Thus, we propose the Pluralistic Off-Policy Evaluation (POPE), the first framework for offline pluralistic preference evaluation and alignment in LLMs. POPE includes a unified reward function that combines (1) a collaborative utility component derived from human preference signals (e.g., upvotes or relevance scores) and (2) a diversity component inspired by entropy-based coverage measures, together reflecting pluralistic alignment. Furthermore, to estimate this reward from logged interactions, we derive decomposable inverse propensity scoring (IPS) estimators that separately evaluate relevance and diversity. Theoretically, we prove that our decomposed IPS estimators establish a lower bound on their variance. With the off-policy evaluated value function, we can directly enable off-policy optimization to further enhance pluralistic alignment. Empirical results demonstrate that POPE efficiently enhances pluralistic response generation and maintains the models' general capabilities on downstream tasks

cs.CL

In-context Ranking Preference Optimization

Recent developments in Direct Preference Optimization (DPO) allow large language models (LLMs) to function as implicit ranking models by maximizing the margin between preferred and non-preferred responses. In practice, user feedback on such lists typically involves identifying a few relevant items in context rather than providing detailed pairwise comparisons for every possible item pair. Moreover, many complex information retrieval tasks, such as conversational agents and summarization systems, critically depend on ranking the highest-quality outputs at the top, emphasizing the need to support natural and flexible forms of user feedback. To address the challenge of limited and sparse pairwise feedback in the in-context setting, we propose an In-context Ranking Preference Optimization (IRPO) framework that directly optimizes LLMs based on ranking lists constructed during inference. To further capture flexible forms of feedback, IRPO extends the DPO objective by incorporating both the relevance of items and their positions in the list. Modeling these aspects jointly is non-trivial, as ranking metrics are inherently discrete and non-differentiable, making direct optimization difficult. To overcome this, IRPO introduces a differentiable objective based on positional aggregation of pairwise item preferences, enabling effective gradient-based optimization of discrete ranking metrics. We further provide theoretical insights showing that IRPO (i) automatically emphasizes items with greater disagreement between the model and the reference ranking, and (ii) links its gradient to an importance sampling estimator, yielding an unbiased estimator with reduced variance. Empirical results show IRPO outperforms standard DPO approaches in ranking performance, highlighting its effectiveness in aligning LLMs with direct in-context ranking preferences.

cs.LG

From Selection to Generation: A Survey of LLM-based Active Learning

Active Learning (AL) has been a powerful paradigm for improving model efficiency and performance by selecting the most informative data points for labeling and training. In recent active learning frameworks, Large Language Models (LLMs) have been employed not only for selection but also for generating entirely new data instances and providing more cost-effective annotations. Motivated by the increasing importance of high-quality data and efficient model training in the era of LLMs, we present a comprehensive survey on LLM-based Active Learning. We introduce an intuitive taxonomy that categorizes these techniques and discuss the transformative roles LLMs can play in the active learning loop. We further examine the impact of AL on LLM learning paradigms and its applications across various domains. Finally, we identify open challenges and propose future research directions. This survey aims to serve as an up-to-date resource for researchers and practitioners seeking to gain an intuitive understanding of LLM-based AL techniques and deploy them to new applications.

cs.LG

Latent Factor Models Meets Instructions: Goal-conditioned Latent Factor Discovery without Task Supervision

Instruction-following LLMs have recently allowed systems to discover hidden concepts from a collection of unstructured documents based on a natural language description of the purpose of the discovery (i.e., goal). Still, the quality of the discovered concepts remains mixed, as it depends heavily on LLM's reasoning ability and drops when the data is noisy or beyond LLM's knowledge. We present Instruct-LF, a goal-oriented latent factor discovery system that integrates LLM's instruction-following ability with statistical models to handle large, noisy datasets where LLM reasoning alone falls short. Instruct-LF uses LLMs to propose fine-grained, goal-related properties from documents, estimates their presence across the dataset, and applies gradient-based optimization to uncover hidden factors, where each factor is represented by a cluster of co-occurring properties. We evaluate latent factors produced by Instruct-LF on movie recommendation, text-world navigation, and legal document categorization tasks. These interpretable representations improve downstream task performance by 5-52% than the best baselines and were preferred 1.8 times as often as the best alternative, on average, in human evaluation.

cs.CL

Improving In-Context Learning with Reasoning Distillation

Language models rely on semantic priors to perform in-context learning, which leads to poor performance on tasks involving inductive reasoning. Instruction-tuning methods based on imitation learning can superficially enhance the in-context learning performance of language models, but they often fail to improve the model's understanding of the underlying rules that connect inputs and outputs in few-shot demonstrations. We propose ReDis, a reasoning distillation technique designed to improve the inductive reasoning capabilities of language models. Through a careful combination of data augmentation, filtering, supervised fine-tuning, and alignment, ReDis achieves significant performance improvements across a diverse range of tasks, including 1D-ARC, List Function, ACRE, and MiniSCAN. Experiments on three language model backbones show that ReDis outperforms equivalent few-shot prompting baselines across all tasks and even surpasses the teacher model, GPT-4o, in some cases. ReDis, based on the LLaMA-3 backbone, achieves relative improvements of 23.2%, 2.8%, and 66.6% over GPT-4o on 1D-ARC, ACRE, and MiniSCAN, respectively, within a similar hypothesis search space. The code, dataset, and model checkpoints will be made available at https://github.com/NafisSadeq/reasoning-distillation.git.

cs.CL

A Survey on Personalized and Pluralistic Preference Alignment in Large Language Models

Personalized preference alignment for large language models (LLMs), the process of tailoring LLMs to individual users' preferences, is an emerging research direction spanning the area of NLP and personalization. In this survey, we present an analysis of works on personalized alignment and modeling for LLMs. We introduce a taxonomy of preference alignment techniques, including training time, inference time, and additionally, user-modeling based methods. We provide analysis and discussion on the strengths and limitations of each group of techniques and then cover evaluation, benchmarks, as well as open problems in the field.

cs.CL

Mitigating Hallucination in Fictional Character Role-Play

Role-playing has wide-ranging applications in customer support, embodied agents, and computational social science. The influence of parametric world knowledge of large language models (LLMs) often causes role-playing characters to act out of character and to hallucinate about things outside the scope of their knowledge. In this work, we focus on the evaluation and mitigation of hallucination in fictional character role-play. We introduce a dataset with over 2,000 characters and 72,000 interviews, including 18,000 adversarial questions. We propose RoleFact, a role-playing method that mitigates hallucination by modulating the influence of parametric knowledge using a pre-calibrated confidence threshold. Experiments show that the proposed method improves the factual precision of generated responses by 18% for adversarial questions with a 44% reduction in temporal hallucination for time-sensitive interviews. The code and the dataset are available at https://github.com/NafisSadeq/rolefact.git.

cs.CL

Futga: Towards Fine-grained Music Understanding through Temporally-enhanced Generative Augmentation

Existing music captioning methods are limited to generating concise global descriptions of short music clips, which fail to capture fine-grained musical characteristics and time-aware musical changes. To address these limitations, we propose FUTGA, a model equipped with fined-grained music understanding capabilities through learning from generative augmentation with temporal compositions. We leverage existing music caption datasets and large language models (LLMs) to synthesize fine-grained music captions with structural descriptions and time boundaries for full-length songs. Augmented by the proposed synthetic dataset, FUTGA is enabled to identify the music's temporal changes at key transition points and their musical functions, as well as generate detailed descriptions for each music segment. We further introduce a full-length music caption dataset generated by FUTGA, as the augmentation of the MusicCaps and the Song Describer datasets. We evaluate the automatically generated captions on several downstream tasks, including music generation and retrieval. The experiments demonstrate the quality of the generated captions and the better performance in various downstream tasks achieved by the proposed music captioning approach. Our code and datasets can be found in \href{https://huggingface.co/JoshuaW1997/FUTGA}{\textcolor{blue}{https://huggingface.co/JoshuaW1997/FUTGA}}.

cs.SD

Reindex-Then-Adapt: Improving Large Language Models for Conversational Recommendation

Large language models (LLMs) are revolutionizing conversational recommender systems by adeptly indexing item content, understanding complex conversational contexts, and generating relevant item titles. However, controlling the distribution of recommended items remains a challenge. This leads to suboptimal performance due to the failure to capture rapidly changing data distributions, such as item popularity, on targeted conversational recommendation platforms. In conversational recommendation, LLMs recommend items by generating the titles (as multiple tokens) autoregressively, making it difficult to obtain and control the recommendations over all items. Thus, we propose a Reindex-Then-Adapt (RTA) framework, which converts multi-token item titles into single tokens within LLMs, and then adjusts the probability distributions over these single-token item titles accordingly. The RTA framework marries the benefits of both LLMs and traditional recommender systems (RecSys): understanding complex queries as LLMs do; while efficiently controlling the recommended item distributions in conversational recommendations as traditional RecSys do. Our framework demonstrates improved accuracy metrics across three different conversational recommendation datasets and two adaptation settings

cs.IR

Few-shot Dialogue Strategy Learning for Motivational Interviewing via Inductive Reasoning

We consider the task of building a dialogue system that can motivate users to adopt positive lifestyle changes: Motivational Interviewing. Addressing such a task requires a system that can infer \textit{how} to motivate a user effectively. We propose DIIT, a framework that is capable of learning and applying conversation strategies in the form of natural language inductive rules from expert demonstrations. Automatic and human evaluation on instruction-following large language models show natural language strategy descriptions discovered by DIIR can improve active listening skills, reduce unsolicited advice, and promote more collaborative and less authoritative responses, outperforming various demonstration utilization methods.

cs.CL

RecWizard: A Toolkit for Conversational Recommendation with Modular, Portable Models and Interactive User Interface

We present a new Python toolkit called RecWizard for Conversational Recommender Systems (CRS). RecWizard offers support for development of models and interactive user interface, drawing from the best practices of the Huggingface ecosystems. CRS with RecWizard are modular, portable, interactive and Large Language Models (LLMs)-friendly, to streamline the learning process and reduce the additional effort for CRS research. For more comprehensive information about RecWizard, please check our GitHub https://github.com/McAuley-Lab/RecWizard.

cs.IR