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Zhouxing Shi

Publications and source records attributed to Zhouxing Shi.

27 records · Page 2Linked to original sources

On the Sensitivity and Stability of Model Interpretations in NLP

Recent years have witnessed the emergence of a variety of post-hoc interpretations that aim to uncover how natural language processing (NLP) models make predictions. Despite the surge of new interpretation methods, it remains an open problem how to define and quantitatively measure the faithfulness of interpretations, i.e., to what extent interpretations reflect the reasoning process by a model. We propose two new criteria, sensitivity and stability, that provide complementary notions of faithfulness to the existed removal-based criteria. Our results show that the conclusion for how faithful interpretations are could vary substantially based on different notions. Motivated by the desiderata of sensitivity and stability, we introduce a new class of interpretation methods that adopt techniques from adversarial robustness. Empirical results show that our proposed methods are effective under the new criteria and overcome limitations of gradient-based methods on removal-based criteria. Besides text classification, we also apply interpretation methods and metrics to dependency parsing. Our results shed light on understanding the diverse set of interpretations.

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On the Convergence of Certified Robust Training with Interval Bound Propagation

Interval Bound Propagation (IBP) is so far the base of state-of-the-art methods for training neural networks with certifiable robustness guarantees when potential adversarial perturbations present, while the convergence of IBP training remains unknown in existing literature. In this paper, we present a theoretical analysis on the convergence of IBP training. With an overparameterized assumption, we analyze the convergence of IBP robust training. We show that when using IBP training to train a randomly initialized two-layer ReLU neural network with logistic loss, gradient descent can linearly converge to zero robust training error with a high probability if we have sufficiently small perturbation radius and large network width.

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Fast Certified Robust Training with Short Warmup

Recently, bound propagation based certified robust training methods have been proposed for training neural networks with certifiable robustness guarantees. Despite that state-of-the-art (SOTA) methods including interval bound propagation (IBP) and CROWN-IBP have per-batch training complexity similar to standard neural network training, they usually use a long warmup schedule with hundreds or thousands epochs to reach SOTA performance and are thus still costly. In this paper, we identify two important issues in existing methods, namely exploded bounds at initialization, and the imbalance in ReLU activation states and improve IBP training. These two issues make certified training difficult and unstable, and thereby long warmup schedules were needed in prior works. To mitigate these issues and conduct faster certified training with shorter warmup, we propose three improvements based on IBP training: 1) We derive a new weight initialization method for IBP training; 2) We propose to fully add Batch Normalization (BN) to each layer in the model, since we find BN can reduce the imbalance in ReLU activation states; 3) We also design regularization to explicitly tighten certified bounds and balance ReLU activation states during wamrup. We are able to obtain 65.03% verified error on CIFAR-10 ($ε=\frac{8}{255}$) and 82.36% verified error on TinyImageNet ($ε=\frac{1}{255}$) using very short training schedules (160 and 80 total epochs, respectively), outperforming literature SOTA trained with hundreds or thousands epochs under the same network architecture. The code is available at https://github.com/shizhouxing/Fast-Certified-Robust-Training.

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Robust Text CAPTCHAs Using Adversarial Examples

CAPTCHA (Completely Automated Public Truing test to tell Computers and Humans Apart) is a widely used technology to distinguish real users and automated users such as bots. However, the advance of AI technologies weakens many CAPTCHA tests and can induce security concerns. In this paper, we propose a user-friendly text-based CAPTCHA generation method named Robust Text CAPTCHA (RTC). At the first stage, the foregrounds and backgrounds are constructed with randomly sampled font and background images, which are then synthesized into identifiable pseudo adversarial CAPTCHAs. At the second stage, we design and apply a highly transferable adversarial attack for text CAPTCHAs to better obstruct CAPTCHA solvers. Our experiments cover comprehensive models including shallow models such as KNN, SVM and random forest, various deep neural networks and OCR models. Experiments show that our CAPTCHAs have a failure rate lower than one millionth in general and high usability. They are also robust against various defensive techniques that attackers may employ, including adversarial training, data pre-processing and manual tagging.

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Robustness Verification for Transformers

Robustness verification that aims to formally certify the prediction behavior of neural networks has become an important tool for understanding model behavior and obtaining safety guarantees. However, previous methods can usually only handle neural networks with relatively simple architectures. In this paper, we consider the robustness verification problem for Transformers. Transformers have complex self-attention layers that pose many challenges for verification, including cross-nonlinearity and cross-position dependency, which have not been discussed in previous works. We resolve these challenges and develop the first robustness verification algorithm for Transformers. The certified robustness bounds computed by our method are significantly tighter than those by naive Interval Bound Propagation. These bounds also shed light on interpreting Transformers as they consistently reflect the importance of different words in sentiment analysis.

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Automatic Perturbation Analysis for Scalable Certified Robustness and Beyond

Linear relaxation based perturbation analysis (LiRPA) for neural networks, which computes provable linear bounds of output neurons given a certain amount of input perturbation, has become a core component in robustness verification and certified defense. The majority of LiRPA-based methods focus on simple feed-forward networks and need particular manual derivations and implementations when extended to other architectures. In this paper, we develop an automatic framework to enable perturbation analysis on any neural network structures, by generalizing existing LiRPA algorithms such as CROWN to operate on general computational graphs. The flexibility, differentiability and ease of use of our framework allow us to obtain state-of-the-art results on LiRPA based certified defense on fairly complicated networks like DenseNet, ResNeXt and Transformer that are not supported by prior works. Our framework also enables loss fusion, a technique that significantly reduces the computational complexity of LiRPA for certified defense. For the first time, we demonstrate LiRPA based certified defense on Tiny ImageNet and Downscaled ImageNet where previous approaches cannot scale to due to the relatively large number of classes. Our work also yields an open-source library for the community to apply LiRPA to areas beyond certified defense without much LiRPA expertise, e.g., we create a neural network with a probably flat optimization landscape by applying LiRPA to network parameters. Our opensource library is available at https://github.com/KaidiXu/auto_LiRPA.

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Robustness to Modification with Shared Words in Paraphrase Identification

Revealing the robustness issues of natural language processing models and improving their robustness is important to their performance under difficult situations. In this paper, we study the robustness of paraphrase identification models from a new perspective -- via modification with shared words, and we show that the models have significant robustness issues when facing such modifications. To modify an example consisting of a sentence pair, we either replace some words shared by both sentences or introduce new shared words. We aim to construct a valid new example such that a target model makes a wrong prediction. To find a modification solution, we use beam search constrained by heuristic rules, and we leverage a BERT masked language model for generating substitution words compatible with the context. Experiments show that the performance of the target models has a dramatic drop on the modified examples, thereby revealing the robustness issue. We also show that adversarial training can mitigate this issue.

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Knowledge-Aided Open-Domain Question Answering

Open-domain question answering (QA) aims to find the answer to a question from a large collection of documents.Though many models for single-document machine comprehension have achieved strong performance, there is still much room for improving open-domain QA systems since document retrieval and answer reranking are still unsatisfactory. Golden documents that contain the correct answers may not be correctly scored by the retrieval component, and the correct answers that have been extracted may be wrongly ranked after other candidate answers by the reranking component. One of the reasons is derived from the independent principle in which each candidate document (or answer) is scored independently without considering its relationship to other documents (or answers). In this work, we propose a knowledge-aided open-domain QA (KAQA) method which targets at improving relevant document retrieval and candidate answer reranking by considering the relationship between a question and the documents (termed as question-document graph), and the relationship between candidate documents (termed as document-document graph). The graphs are built using knowledge triples from external knowledge resources. During document retrieval, a candidate document is scored by considering its relationship to the question and other documents. During answer reranking, a candidate answer is reranked using not only its own context but also the clues from other documents. The experimental results show that our proposed method improves document retrieval and answer reranking, and thereby enhances the overall performance of open-domain question answering.

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A Deep Sequential Model for Discourse Parsing on Multi-Party Dialogues

Discourse structures are beneficial for various NLP tasks such as dialogue understanding, question answering, sentiment analysis, and so on. This paper presents a deep sequential model for parsing discourse dependency structures of multi-party dialogues. The proposed model aims to construct a discourse dependency tree by predicting dependency relations and constructing the discourse structure jointly and alternately. It makes a sequential scan of the Elementary Discourse Units (EDUs) in a dialogue. For each EDU, the model decides to which previous EDU the current one should link and what the corresponding relation type is. The predicted link and relation type are then used to build the discourse structure incrementally with a structured encoder. During link prediction and relation classification, the model utilizes not only local information that represents the concerned EDUs, but also global information that encodes the EDU sequence and the discourse structure that is already built at the current step. Experiments show that the proposed model outperforms all the state-of-the-art baselines.

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