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Zhuoran Yang

Publications and source records attributed to Zhuoran Yang.

At least 37 records · Page 2Linked to original sources
arXiv2026

A Reinforcement Learning Approach in Multi-Phase Second-Price Auction Design

We study reserve price optimization in multi-phase second price auctions, where the seller's prior actions affect the bidders' later valuations through a Markov Decision Process (MDP). Compared to the bandit setting in existing works, the setting in ours involves three challenges. First, from the seller's perspective, we need to efficiently explore the environment in the presence of potentially untruthful bidders who aim to manipulate the seller's policy. Second, we want to minimize the seller's revenue regret when the market noise distribution is unknown. Third, the seller's per-step revenue is an unknown, nonlinear random variable, and cannot even be directly observed from the environment but realized values. We propose a mechanism addressing all three challenges. To address the first challenge, we use a combination of a new technique named "buffer periods" and inspirations from Reinforcement Learning (RL) with low switching cost to limit bidders' surplus from untruthful bidding, thereby incentivizing approximately truthful bidding. The second one is tackled by a novel algorithm that removes the need for pure exploration when the market noise distribution is unknown. The third challenge is resolved by an extension of LSVI-UCB, where we use the auction's underlying structure to control the uncertainty of the revenue function. The three techniques culminate in the Contextual-LSVI-UCB-Buffer (CLUB) algorithm which achieves $\tilde{O}(H^{5/2}\sqrt{K})$ revenue regret, where $K$ is the number of episodes and $H$ is the length of each episode, when the market noise is known and $\tilde{O}(H^{3}\sqrt{K})$ revenue regret when the noise is unknown with no assumptions on bidders' truthfulness.

cs.LG↗
arXiv2026

On the Mechanism and Dynamics of Modular Addition: Fourier Features, Lottery Ticket, and Grokking

We present a comprehensive analysis of how two-layer neural networks learn features to solve the modular addition task. Our work provides a full mechanistic interpretation of the learned model and a theoretical explanation of its training dynamics. While prior work has identified that individual neurons learn single-frequency Fourier features and phase alignment, it does not fully explain how these features combine into a global solution. We bridge this gap by formalizing a diversification condition that emerges during training when overparametrized, consisting of two parts: phase symmetry and frequency diversification. We prove that these properties allow the network to collectively approximate a flawed indicator function on the correct logic for the modular addition task. While individual neurons produce noisy signals, the phase symmetry enables a majority-voting scheme that cancels out noise, allowing the network to robustly identify the correct sum. Furthermore, we explain the emergence of these features under random initialization via a lottery ticket mechanism. Our gradient flow analysis proves that frequencies compete within each neuron, with the "winner" determined by its initial spectral magnitude and phase alignment. From a technical standpoint, we provide a rigorous characterization of the layer-wise phase coupling dynamics and formalize the competitive landscape using the ODE comparison lemma. Finally, we use these insights to demystify grokking, characterizing it as a three-stage process involving memorization followed by two generalization phases, driven by the competition between loss minimization and weight decay.

cs.LG↗
arXiv2026

Kelix Technical Report

Autoregressive large language models (LLMs) scale well by expressing diverse tasks as sequences of discrete natural-language tokens and training with next-token prediction, which unifies comprehension and generation under self-supervision. Extending this paradigm to multimodal data requires a shared, discrete representation across modalities. However, most vision-language models (VLMs) still rely on a hybrid interface: discrete text tokens paired with continuous Vision Transformer (ViT) features. Because supervision is largely text-driven, these models are often biased toward understanding and cannot fully leverage large-scale self-supervised learning on non-text data. Recent work has explored discrete visual tokenization to enable fully autoregressive multimodal modeling, showing promising progress toward unified understanding and generation. Yet existing discrete vision tokens frequently lose information due to limited code capacity, resulting in noticeably weaker understanding than continuous-feature VLMs. We present Kelix, a fully discrete autoregressive unified model that closes the understanding gap between discrete and continuous visual representations.

cs.CV↗
arXiv2026

ConsisDrive: Identity-Preserving Driving World Models for Video Generation by Instance Mask

Autonomous driving relies on robust models trained on large-scale, high-quality multi-view driving videos. Although world models provide a cost-effective solution for generating realistic driving data, they often suffer from identity drift, where the same object changes its appearance or category across frames due to the absence of instance-level temporal constraints. We introduce ConsisDrive, an identity-preserving driving world model designed to enforce temporal consistency at the instance level. Our framework incorporates two key components: (1) Instance-Masked Attention, which applies instance identity masks and trajectory masks within attention blocks to ensure that visual tokens interact only with their corresponding instance features across spatial and temporal dimensions, thereby preserving object identity consistency; and (2) Instance-Masked Loss, which adaptively emphasizes foreground regions with probabilistic instance masking, reducing background noise while maintaining overall scene fidelity. By integrating these mechanisms, ConsisDrive achieves state-of-the-art driving video generation quality and demonstrates significant improvements in downstream autonomous driving tasks on the nuScenes dataset. Our project page is https://shanpoyang654.github.io/ConsisDrive/page.html.

cs.CV↗
arXiv2026

Learning in Context, Guided by Choice: A Reward-Free Paradigm for Reinforcement Learning with Transformers

In-context reinforcement learning (ICRL) leverages the in-context learning capabilities of transformer models (TMs) to efficiently generalize to unseen sequential decision-making tasks without parameter updates. However, existing ICRL methods rely on explicit reward signals during pretraining, which limits their applicability when rewards are ambiguous, hard to specify, or costly to obtain. To overcome this limitation, we propose a new learning paradigm, In-Context Preference-based Reinforcement Learning (ICPRL), in which both pretraining and deployment rely solely on preference feedback, eliminating the need for reward supervision. We study two variants that differ in the granularity of feedback: Immediate Preference-based RL (I-PRL) with per-step preferences, and Trajectory Preference-based RL (T-PRL) with trajectory-level comparisons. We first show that supervised pretraining, a standard approach in ICRL, remains effective under preference-only context datasets, demonstrating the feasibility of in-context reinforcement learning using only preference signals. To further improve data efficiency, we introduce alternative preference-native frameworks for I-PRL and T-PRL that directly optimize TM policies from preference data without requiring reward signals nor optimal action labels.Experiments on dueling bandits, navigation, and continuous control tasks demonstrate that ICPRL enables strong in-context generalization to unseen tasks, achieving performance comparable to ICRL methods trained with full reward supervision.

cs.LG↗
arXiv2026

InstaDrive: Instance-Aware Driving World Models for Realistic and Consistent Video Generation

Autonomous driving relies on robust models trained on high-quality, large-scale multi-view driving videos. While world models offer a cost-effective solution for generating realistic driving videos, they struggle to maintain instance-level temporal consistency and spatial geometric fidelity. To address these challenges, we propose InstaDrive, a novel framework that enhances driving video realism through two key advancements: (1) Instance Flow Guider, which extracts and propagates instance features across frames to enforce temporal consistency, preserving instance identity over time. (2) Spatial Geometric Aligner, which improves spatial reasoning, ensures precise instance positioning, and explicitly models occlusion hierarchies. By incorporating these instance-aware mechanisms, InstaDrive achieves state-of-the-art video generation quality and enhances downstream autonomous driving tasks on the nuScenes dataset. Additionally, we utilize CARLA's autopilot to procedurally and stochastically simulate rare but safety-critical driving scenarios across diverse maps and regions, enabling rigorous safety evaluation for autonomous systems. Our project page is https://shanpoyang654.github.io/InstaDrive/page.html.

cs.CV↗
arXiv2026

Large-Scale Auto-bidding with Nash Equilibrium Constraints

Auto-bidding has become a cornerstone of modern online advertising platforms, enabling many advertisers to automate bidding at scale and optimize campaign performance. However, prevailing industrial systems rely on single-agent auto-bidding methods that are scalable but overlook the strategic interdependence among advertisers' bids, leading to unstable or suboptimal outcomes. While recent works recognize the game-theoretic nature of auto-bidding, existing approaches remain either computationally intractable at scale or lack a principled equilibrium-selection that aligns with platform-wide objectives. In this paper, we bridge this gap by introducing Nash Equilibrium-Constrained Bidding (NCB), a principled and scalable auto-bidding framework that recasts auto-bidding as a platform-wide optimization problem subject to Nash equilibrium constraints. This approach accounts for fine-grained strategic interdependencies among advertisers, ensuring both agent-level stability and ecosystem-level optimality. Notably, we develop a theoretically sound penalty-based primal-dual gradient method with rigorous convergence guarantees, supported by an efficient algorithm suitable for industrial deployment. Extensive experiments validate the effectiveness of our approach.

cs.LG↗
arXiv2026

Demystifying the Slash Pattern in Attention: The Role of RoPE

Large Language Models (LLMs) often exhibit slash attention patterns, where attention scores concentrate along the $Δ$-th sub-diagonal for some offset $Δ$. These patterns play a key role in passing information across tokens. But why do they emerge? In this paper, we demystify the emergence of these Slash-Dominant Heads (SDHs) from both empirical and theoretical perspectives. First, by analyzing open-source LLMs, we find that SDHs are intrinsic to models and generalize to out-of-distribution prompts. To explain the intrinsic emergence, we analyze the queries, keys, and Rotary Position Embedding (RoPE), which jointly determine attention scores. Our empirical analysis reveals two characteristic conditions of SDHs: (1) Queries and keys are almost rank-one, and (2) RoPE is dominated by medium- and high-frequency components. Under these conditions, queries and keys are nearly identical across tokens, and interactions between medium- and high-frequency components of RoPE give rise to SDHs. Beyond empirical evidence, we theoretically show that these conditions are sufficient to ensure the emergence of SDHs by formalizing them as our modeling assumptions. Particularly, we analyze the training dynamics of a shallow Transformer equipped with RoPE under these conditions, and prove that models trained via gradient descent exhibit SDHs. The SDHs generalize to out-of-distribution prompts.

cs.LG↗
arXiv2026

Llama-3.1-FoundationAI-SecurityLLM-Reasoning-8B Technical Report

We present Foundation-Sec-8B-Reasoning, the first open-source native reasoning model for cybersecurity. Built upon our previously released Foundation-Sec-8B base model (derived from Llama-3.1-8B-Base), the model is trained through a two-stage process combining supervised fine-tuning (SFT) and reinforcement learning from verifiable rewards (RLVR). Our training leverages proprietary reasoning data spanning cybersecurity analysis, instruction-following, and mathematical reasoning. Evaluation across 10 cybersecurity benchmarks and 10 general-purpose benchmarks demonstrates performance competitive with significantly larger models on cybersecurity tasks while maintaining strong general capabilities. The model shows effective generalization on multi-hop reasoning tasks and strong safety performance when deployed with appropriate system prompts and guardrails. This work demonstrates that domain-specialized reasoning models can achieve strong performance on specialized tasks while maintaining broad general capabilities. We release the model publicly at https://huggingface.co/fdtn-ai/Foundation-Sec-8B-Reasoning.

cs.AI↗
arXiv2026

In-Context Reinforcement Learning From Suboptimal Historical Data

Transformer models have achieved remarkable empirical successes, largely due to their in-context learning capabilities. Inspired by this, we explore training an autoregressive transformer for in-context reinforcement learning (ICRL). In this setting, we initially train a transformer on an offline dataset consisting of trajectories collected from various RL tasks, and then fix and use this transformer to create an action policy for new RL tasks. Notably, we consider the setting where the offline dataset contains trajectories sampled from suboptimal behavioral policies. In this case, standard autoregressive training corresponds to imitation learning and results in suboptimal performance. To address this, we propose the Decision Importance Transformer(DIT) framework, which emulates the actor-critic algorithm in an in-context manner. In particular, we first train a transformer-based value function that estimates the advantage functions of the behavior policies that collected the suboptimal trajectories. Then we train a transformer-based policy via a weighted maximum likelihood estimation loss, where the weights are constructed based on the trained value function to steer the suboptimal policies to the optimal ones. We conduct extensive experiments to test the performance of DIT on both bandit and Markov Decision Process problems. Our results show that DIT achieves superior performance, particularly when the offline dataset contains suboptimal historical data.

cs.LG↗
arXiv2025

Error Analyses of Auto-Regressive Video Diffusion Models: A Unified Framework

Auto-Regressive Video Diffusion Models (AR-VDMs) have shown strong capabilities in generating long, photorealistic videos, but suffer from two key limitations: (i) history forgetting, where the model loses track of previously generated content, and (ii) temporal degradation, where frame quality deteriorates over time. Yet a rigorous theoretical analysis of these phenomena is lacking, and existing empirical understanding remains insufficiently grounded. In this paper, we introduce Meta-ARVDM, a unified analytical framework that studies both errors through the shared autoregressive structure of AR-VDMs. We show that history forgetting is characterized by the conditional mutual information between the generated output and preceding frames, conditioned on inputs, and prove that incorporating more past frames monotonically alleviates history forgetting, thereby theoretically justifying a common belief in existing works. Moreover, our theory reveals that standard metrics fail to capture this effect, motivating a new evaluation protocol based on a ``needle-in-a-haystack'' task in closed-ended environments (DMLab and Minecraft). We further show that temporal degradation can be quantified by the cumulative sum of per-step errors, enabling prediction of degradation for different schedulers without video rollout. Finally, our evaluation uncovers a strong empirical correlation between history forgetting and temporal degradation, a connection not previously reported.

cs.CV↗
arXiv2025

LightDefense: A Lightweight Uncertainty-Driven Defense against Jailbreaks via Shifted Token Distribution

Large Language Models (LLMs) face threats from jailbreak prompts. Existing methods for defending against jailbreak attacks are primarily based on auxiliary models. These strategies, however, often require extensive data collection or training. We propose LightDefense, a lightweight defense mechanism targeted at white-box models, which utilizes a safety-oriented direction to adjust the probabilities of tokens in the vocabulary, making safety disclaimers appear among the top tokens after sorting tokens by probability in descending order. We further innovatively leverage LLM's uncertainty about prompts to measure their harmfulness and adaptively adjust defense strength, effectively balancing safety and helpfulness. The effectiveness of LightDefense in defending against 5 attack methods across 2 target LLMs, without compromising helpfulness to benign user queries, highlights its potential as a novel and lightweight defense mechanism, enhancing security of LLMs.

cs.CR↗
arXiv2025

BanditSpec: Adaptive Speculative Decoding via Bandit Algorithms

Speculative decoding has emerged as a popular method to accelerate the inference of Large Language Models (LLMs) while retaining their superior text generation performance. Previous methods either adopt a fixed speculative decoding configuration regardless of the prefix tokens, or train draft models in an offline or online manner to align them with the context. This paper proposes a training-free online learning framework to adaptively choose the configuration of the hyperparameters for speculative decoding as text is being generated. We first formulate this hyperparameter selection problem as a Multi-Armed Bandit problem and provide a general speculative decoding framework BanditSpec. Furthermore, two bandit-based hyperparameter selection algorithms, UCBSpec and EXP3Spec, are designed and analyzed in terms of a novel quantity, the stopping time regret. We upper bound this regret under both stochastic and adversarial reward settings. By deriving an information-theoretic impossibility result, it is shown that the regret performance of UCBSpec is optimal up to universal constants. Finally, extensive empirical experiments with LLaMA3 and Qwen2 demonstrate that our algorithms are effective compared to existing methods, and the throughput is close to the oracle best hyperparameter in simulated real-life LLM serving scenarios with diverse input prompts.

cs.LG↗
arXiv2025

Learning Task Representations from In-Context Learning

Large language models (LLMs) have demonstrated remarkable proficiency in in-context learning (ICL), where models adapt to new tasks through example-based prompts without requiring parameter updates. However, understanding how tasks are internally encoded and generalized remains a challenge. To address some of the empirical and technical gaps in the literature, we introduce an automated formulation for encoding task information in ICL prompts as a function of attention heads within the transformer architecture. This approach computes a single task vector as a weighted sum of attention heads, with the weights optimized causally via gradient descent. Our findings show that existing methods fail to generalize effectively to modalities beyond text. In response, we also design a benchmark to evaluate whether a task vector can preserve task fidelity in functional regression tasks. The proposed method successfully extracts task-specific information from in-context demonstrations and excels in both text and regression tasks, demonstrating its generalizability across modalities.

cs.CL↗
arXiv2025

Build Your Personalized Research Group: A Multiagent Framework for Continual and Interactive Science Automation

The automation of scientific discovery represents a critical milestone in Artificial Intelligence (AI) research. However, existing agentic systems for science suffer from two fundamental limitations: rigid, pre-programmed workflows that cannot adapt to intermediate findings, and inadequate context management that hinders long-horizon research. We present \texttt{freephdlabor}, an open-source multiagent framework featuring \textit{fully dynamic workflows} determined by real-time agent reasoning and a \coloremph{\textit{modular architecture}} enabling seamless customization -- users can modify, add, or remove agents to address domain-specific requirements. The framework provides comprehensive infrastructure including \textit{automatic context compaction}, \textit{workspace-based communication} to prevent information degradation, \textit{memory persistence} across sessions, and \textit{non-blocking human intervention} mechanisms. These features collectively transform automated research from isolated, single-run attempts into \textit{continual research programs} that build systematically on prior explorations and incorporate human feedback. By providing both the architectural principles and practical implementation for building customizable co-scientist systems, this work aims to facilitate broader adoption of automated research across scientific domains, enabling practitioners to deploy interactive multiagent systems that autonomously conduct end-to-end research -- from ideation through experimentation to publication-ready manuscripts.

cs.AI↗
arXiv2025

Unlocking Out-of-Distribution Generalization in Transformers via Recursive Latent Space Reasoning

Systematic, compositional generalization beyond the training distribution remains a core challenge in machine learning -- and a critical bottleneck for the emergent reasoning abilities of modern language models. This work investigates out-of-distribution (OOD) generalization in Transformer networks using a GSM8K-style modular arithmetic on computational graphs task as a testbed. We introduce and explore a set of four architectural mechanisms aimed at enhancing OOD generalization: (i) input-adaptive recurrence; (ii) algorithmic supervision; (iii) anchored latent representations via a discrete bottleneck; and (iv) an explicit error-correction mechanism. Collectively, these mechanisms yield an architectural approach for native and scalable latent space reasoning in Transformer networks with robust algorithmic generalization capabilities. We complement these empirical results with a detailed mechanistic interpretability analysis that reveals how these mechanisms give rise to robust OOD generalization abilities.

cs.LG↗
arXiv2025

Muon Outperforms Adam in Tail-End Associative Memory Learning

The Muon optimizer is consistently faster than Adam in training Large Language Models (LLMs), yet the mechanism underlying its success remains unclear. This paper demystifies this mechanism through the lens of associative memory. By ablating the transformer components optimized by Muon, we reveal that the associative memory parameters of LLMs, namely the Value and Output (VO) attention weights and Feed-Forward Networks (FFNs), are the primary contributors to Muon's superiority. Motivated by this associative memory view, we then explain Muon's superiority on real-world corpora, which are intrinsically heavy-tailed: a few classes (tail classes) appear far less frequently than others. The superiority is explained through two key properties: (i) its update rule consistently yields a more isotropic singular spectrum than Adam; and as a result, (ii) on heavy-tailed data, it optimizes tail classes more effectively than Adam. Beyond empirical evidence, we theoretically confirm these findings by analyzing a one-layer associative memory model under class-imbalanced data. We prove that Muon consistently achieves balanced learning across classes regardless of feature embeddings, whereas Adam can induce large disparities in learning errors depending on embedding properties. In summary, our empirical observations and theoretical analyses reveal Muon's core advantage: its update rule aligns with the outer-product structure of linear associative memories, enabling more balanced and effective learning of tail classes in heavy-tailed distributions than Adam.

cs.LG↗
arXiv2025

Kwai Keye-VL 1.5 Technical Report

In recent years, the development of Large Language Models (LLMs) has significantly advanced, extending their capabilities to multimodal tasks through Multimodal Large Language Models (MLLMs). However, video understanding remains a challenging area due to the dynamic and information-dense nature of videos. Existing models struggle with the trade-off between spatial resolution and temporal coverage when processing video content. We present Keye-VL-1.5, which addresses fundamental challenges in video comprehension through three key innovations. First, we introduce a novel Slow-Fast video encoding strategy that dynamically allocates computational resources based on inter-frame similarity, processing key frames with significant visual changes at higher resolution (Slow pathway) while handling relatively static frames with increased temporal coverage at lower resolution (Fast pathway). Second, we implement a progressive four-stage pre-training methodology that systematically extends the model's context length from 8K to 128K tokens, enabling processing of longer videos and more complex visual content. Third, we develop a comprehensive post-training pipeline focusing on reasoning enhancement and human preference alignment, incorporating a 5-step chain-of-thought data construction process, iterative GSPO-based reinforcement learning with progressive prompt hinting for difficult cases, and alignment training. Through extensive evaluation on public benchmarks and rigorous internal human assessment, Keye-VL-1.5 demonstrates significant improvements over existing models, particularly excelling in video understanding tasks while maintaining competitive performance on general multimodal benchmarks.

cs.CV↗