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Zijun Yao

Publications and source records attributed to Zijun Yao.

At least 55 records · Page 3Linked to original sources

LinguaLens: Towards Interpreting Linguistic Mechanisms of Large Language Models via Sparse Auto-Encoder

Large language models (LLMs) demonstrate exceptional performance on tasks requiring complex linguistic abilities, such as reference disambiguation and metaphor recognition/generation. Although LLMs possess impressive capabilities, their internal mechanisms for processing and representing linguistic knowledge remain largely opaque. Prior research on linguistic mechanisms is limited by coarse granularity, limited analysis scale, and narrow focus. In this study, we propose LinguaLens, a systematic and comprehensive framework for analyzing the linguistic mechanisms of large language models, based on Sparse Auto-Encoders (SAEs). We extract a broad set of Chinese and English linguistic features across four dimensions (morphology, syntax, semantics, and pragmatics). By employing counterfactual methods, we construct a large-scale counterfactual dataset of linguistic features for mechanism analysis. Our findings reveal intrinsic representations of linguistic knowledge in LLMs, uncover patterns of cross-layer and cross-lingual distribution, and demonstrate the potential to control model outputs. This work provides a systematic suite of resources and methods for studying linguistic mechanisms, offers strong evidence that LLMs possess genuine linguistic knowledge, and lays the foundation for more interpretable and controllable language modeling in future research.

cs.CL↗

Steering LVLMs via Sparse Autoencoder for Hallucination Mitigation

Large vision-language models (LVLMs) have achieved remarkable performance on multimodal tasks. However, they still suffer from hallucinations, generating text inconsistent with visual input, posing significant risks in real-world applications. Existing approaches to address this issue focus on incorporating external knowledge bases, alignment training, or decoding strategies, all of which require substantial computational cost and time. Recent works try to explore more efficient alternatives by adjusting LVLMs' internal representations. Although promising, these methods may cause hallucinations to be insufficiently suppressed or lead to excessive interventions that negatively affect normal semantics. In this work, we leverage sparse autoencoders (SAEs) to identify semantic directions closely associated with faithfulness or hallucination, extracting more precise and disentangled hallucination-related representations. Our analysis demonstrates that interventions along the identified faithful direction can mitigate hallucinations, while those along the hallucinatory direction can exacerbate them. Building on these insights, we propose Steering LVLMs via SAE Latent Directions (SSL), a plug-and-play method based on SAE-derived latent directions to mitigate hallucinations in LVLMs. Extensive experiments demonstrate that SSL significantly outperforms existing decoding approaches in mitigating hallucinations, while maintaining transferability across different model architectures with negligible additional time overhead. The code is available at https://github.com/huazhenglin2003/SSL.

cs.CV↗

Multi-Ontology Integration with Dual-Axis Propagation for Medical Concept Representation

Medical ontology graphs map external knowledge to medical codes in electronic health records via structured relationships. By leveraging domain-approved connections (e.g., parent-child), predictive models can generate richer medical concept representations by incorporating contextual information from related concepts. However, existing literature primarily focuses on incorporating domain knowledge from a single ontology system, or from multiple ontology systems (e.g., diseases, drugs, and procedures) in isolation, without integrating them into a unified learning structure. Consequently, concept representation learning often remains limited to intra-ontology relationships, overlooking cross-ontology connections. In this paper, we propose LINKO, a large language model (LLM)-augmented integrative ontology learning framework that leverages multiple ontology graphs simultaneously by enabling dual-axis knowledge propagation both within and across heterogeneous ontology systems to enhance medical concept representation learning. Specifically, LINKO first employs LLMs to provide a graph-retrieval-augmented initialization for ontology concept embedding, through an engineered prompt that includes concept descriptions, and is further augmented with ontology context. Second, our method jointly learns the medical concepts in diverse ontology graphs by performing knowledge propagation in two axes: (1) intra-ontology vertical propagation across hierarchical ontology levels and (2) inter-ontology horizontal propagation within every level in parallel. Last, through extensive experiments on two public datasets, we validate the superior performance of LINKO over state-of-the-art baselines. As a plug-in encoder compatible with existing EHR predictive models, LINKO further demonstrates enhanced robustness in scenarios involving limited data availability and rare disease prediction.

cs.AI↗

SoAy: A Solution-based LLM API-using Methodology for Academic Information Seeking

Applying large language models (LLMs) for academic API usage shows promise in reducing researchers' academic information seeking efforts. However, current LLM API-using methods struggle with complex API coupling commonly encountered in academic queries. To address this, we introduce SoAy, a solution-based LLM API-using methodology for academic information seeking. It uses code with a solution as the reasoning method, where a solution is a pre-constructed API calling sequence. The addition of the solution reduces the difficulty for the model to understand the complex relationships between APIs. Code improves the efficiency of reasoning. To evaluate SoAy, we introduce SoAyBench, an evaluation benchmark accompanied by SoAyEval, built upon a cloned environment of APIs from AMiner. Experimental results demonstrate a 34.58-75.99\% performance improvement compared to state-of-the-art LLM API-based baselines. All datasets, codes, tuned models, and deployed online services are publicly accessible at https://github.com/RUCKBReasoning/SoAy.

cs.CL↗

ECG Latent Feature Extraction with Autoencoders for Downstream Prediction Tasks

The electrocardiogram (ECG) is an inexpensive and widely available tool for cardiac assessment. Despite its standardized format and small file size, the high complexity and inter-individual variability of ECG signals (typically a 60,000-size vector with 12 leads at 500 Hz) make it challenging to use in deep learning models, especially when only small training datasets are available. This study addresses these challenges by exploring feature generation methods from representative beat ECGs, focusing on Principal Component Analysis (PCA) and Autoencoders to reduce data complexity. We introduce three novel Variational Autoencoder (VAE) variants-Stochastic Autoencoder (SAE), Annealed beta-VAE (A beta-VAE), and Cyclical beta VAE (C beta-VAE)-and compare their effectiveness in maintaining signal fidelity and enhancing downstream prediction tasks using a Light Gradient Boost Machine (LGBM). The A beta-VAE achieved superior signal reconstruction, reducing the mean absolute error (MAE) to 15.7+/-3.2 muV, which is at the level of signal noise. Moreover, the SAE encodings, when combined with traditional ECG summary features, improved the prediction of reduced Left Ventricular Ejection Fraction (LVEF), achieving an holdout test set area under the receiver operating characteristic curve (AUROC) of 0.901 with a LGBM classifier. This performance nearly matches the 0.909 AUROC of state-of-the-art CNN model but requires significantly less computational resources. Further, the ECG feature extraction-LGBM pipeline avoids overfitting and retains predictive performance when trained with less data. Our findings demonstrate that these VAE encodings are not only effective in simplifying ECG data but also provide a practical solution for applying deep learning in contexts with limited-scale labeled training data.

cs.LG↗

When Experimental Economics Meets Large Language Models: Evidence-based Tactics

Advancements in large language models (LLMs) have sparked a growing interest in measuring and understanding their behavior through experimental economics. However, there is still a lack of established guidelines for designing economic experiments for LLMs. Inspired by principles from experimental economics with insights from LLM research in artificial intelligence, we outline key considerations in the experimental design and implementation stage, and perform two sets of experiments to assess the impact of these considerations on LLMs' responses. Based on our findings, we discuss seven practical tactics for conducting experiments with LLMs. Our study enhances the design, replicability, and generalizability of LLM experiments, and broadens the scope of experimental economics in the digital age.

econ.GN↗

DeepJ: Graph Convolutional Transformers with Differentiable Pooling for Patient Trajectory Modeling

In recent years, graph learning has gained significant interest for modeling complex interactions among medical events in structured Electronic Health Record (EHR) data. However, existing graph-based approaches often work in a static manner, either restricting interactions within individual encounters or collapsing all historical encounters into a single snapshot. As a result, when it is necessary to identify meaningful groups of medical events spanning longitudinal encounters, existing methods are inadequate in modeling interactions cross encounters while accounting for temporal dependencies. To address this limitation, we introduce Deep Patient Journey (DeepJ), a novel graph convolutional transformer model with differentiable graph pooling to effectively capture intra-encounter and inter-encounter medical event interactions. DeepJ can identify groups of temporally and functionally related medical events, offering valuable insights into key event clusters pertinent to patient outcome prediction. DeepJ significantly outperformed five state-of-the-art baseline models while enhancing interpretability, demonstrating its potential for improved patient risk stratification.

cs.LG↗

We Should Identify and Mitigate Third-Party Safety Risks in MCP-Powered Agent Systems

The development of large language models (LLMs) has entered in a experience-driven era, flagged by the emergence of environment feedback-driven learning via reinforcement learning and tool-using agents. This encourages the emergenece of model context protocol (MCP), which defines the standard on how should a LLM interact with external services, such as \api and data. However, as MCP becomes the de facto standard for LLM agent systems, it also introduces new safety risks. In particular, MCP introduces third-party services, which are not controlled by the LLM developers, into the agent systems. These third-party MCP services provider are potentially malicious and have the economic incentives to exploit vulnerabilities and sabotage user-agent interactions. In this position paper, we advocate the research community in LLM safety to pay close attention to the new safety risks issues introduced by MCP, and develop new techniques to build safe MCP-powered agent systems. To establish our position, we argue with three key parts. (1) We first construct \framework, a controlled framework to examine safety issues in MCP-powered agent systems. (2) We then conduct a series of pilot experiments to demonstrate the safety risks in MCP-powered agent systems is a real threat and its defense is not trivial. (3) Finally, we give our outlook by showing a roadmap to build safe MCP-powered agent systems. In particular, we would call for researchers to persue the following research directions: red teaming, MCP safe LLM development, MCP safety evaluation, MCP safety data accumulation, MCP service safeguard, and MCP safe ecosystem construction. We hope this position paper can raise the awareness of the research community in MCP safety and encourage more researchers to join this important research direction. Our code is available at https://github.com/littlelittlenine/SafeMCP.git.

cs.LG↗

T1: Advancing Language Model Reasoning through Reinforcement Learning and Inference Scaling

Large language models (LLMs) have demonstrated remarkable capabilities in complex reasoning tasks. However, existing approaches mainly rely on imitation learning and struggle to achieve effective test-time scaling. While reinforcement learning (RL) holds promise for enabling self-exploration, recent attempts yield modest improvements in complex reasoning. In this paper, we present T1 to scale RL by encouraging exploration and understand inference scaling. We first initialize the LLM using synthesized chain-of-thought data that integrates trial-and-error and self-verification. To scale RL training, we promote increased sampling diversity through oversampling. We demonstrate that T1 with open LLMs as its base exhibits inference scaling behavior and achieves superior performance on challenging math reasoning benchmarks. More importantly, we present a simple strategy to examine inference scaling, where increased inference budgets directly lead to T1's better performance without any additional verification.

cs.LG↗

Are Reasoning Models More Prone to Hallucination?

Recently evolved large reasoning models (LRMs) show powerful performance in solving complex tasks with long chain-of-thought (CoT) reasoning capability. As these LRMs are mostly developed by post-training on formal reasoning tasks, whether they generalize the reasoning capability to help reduce hallucination in fact-seeking tasks remains unclear and debated. For instance, DeepSeek-R1 reports increased performance on SimpleQA, a fact-seeking benchmark, while OpenAI-o3 observes even severer hallucination. This discrepancy naturally raises the following research question: Are reasoning models more prone to hallucination? This paper addresses the question from three perspectives. (1) We first conduct a holistic evaluation for the hallucination in LRMs. Our analysis reveals that LRMs undergo a full post-training pipeline with cold start supervised fine-tuning (SFT) and verifiable reward RL generally alleviate their hallucination. In contrast, both distillation alone and RL training without cold start fine-tuning introduce more nuanced hallucinations. (2) To explore why different post-training pipelines alters the impact on hallucination in LRMs, we conduct behavior analysis. We characterize two critical cognitive behaviors that directly affect the factuality of a LRM: Flaw Repetition, where the surface-level reasoning attempts repeatedly follow the same underlying flawed logic, and Think-Answer Mismatch, where the final answer fails to faithfully match the previous CoT process. (3) Further, we investigate the mechanism behind the hallucination of LRMs from the perspective of model uncertainty. We find that increased hallucination of LRMs is usually associated with the misalignment between model uncertainty and factual accuracy. Our work provides an initial understanding of the hallucination in LRMs.

cs.CL↗

Toward Generalizable Evaluation in the LLM Era: A Survey Beyond Benchmarks

Large Language Models (LLMs) are advancing at an amazing speed and have become indispensable across academia, industry, and daily applications. To keep pace with the status quo, this survey probes the core challenges that the rise of LLMs poses for evaluation. We identify and analyze two pivotal transitions: (i) from task-specific to capability-based evaluation, which reorganizes benchmarks around core competencies such as knowledge, reasoning, instruction following, multi-modal understanding, and safety; and (ii) from manual to automated evaluation, encompassing dynamic dataset curation and "LLM-as-a-judge" scoring. Yet, even with these transitions, a crucial obstacle persists: the evaluation generalization issue. Bounded test sets cannot scale alongside models whose abilities grow seemingly without limit. We will dissect this issue, along with the core challenges of the above two transitions, from the perspectives of methods, datasets, evaluators, and metrics. Due to the fast evolving of this field, we will maintain a living GitHub repository (links are in each section) to crowd-source updates and corrections, and warmly invite contributors and collaborators.

cs.CL↗

SafeMLRM: Demystifying Safety in Multi-modal Large Reasoning Models

The rapid advancement of multi-modal large reasoning models (MLRMs) -- enhanced versions of multimodal language models (MLLMs) equipped with reasoning capabilities -- has revolutionized diverse applications. However, their safety implications remain underexplored. While prior work has exposed critical vulnerabilities in unimodal reasoning models, MLRMs introduce distinct risks from cross-modal reasoning pathways. This work presents the first systematic safety analysis of MLRMs through large-scale empirical studies comparing MLRMs with their base MLLMs. Our experiments reveal three critical findings: (1) The Reasoning Tax: Acquiring reasoning capabilities catastrophically degrades inherited safety alignment. MLRMs exhibit 37.44% higher jailbreaking success rates than base MLLMs under adversarial attacks. (2) Safety Blind Spots: While safety degradation is pervasive, certain scenarios (e.g., Illegal Activity) suffer 25 times higher attack rates -- far exceeding the average 3.4 times increase, revealing scenario-specific vulnerabilities with alarming cross-model and datasets consistency. (3) Emergent Self-Correction: Despite tight reasoning-answer safety coupling, MLRMs demonstrate nascent self-correction -- 16.9% of jailbroken reasoning steps are overridden by safe answers, hinting at intrinsic safeguards. These findings underscore the urgency of scenario-aware safety auditing and mechanisms to amplify MLRMs' self-correction potential. To catalyze research, we open-source OpenSafeMLRM, the first toolkit for MLRM safety evaluation, providing unified interface for mainstream models, datasets, and jailbreaking methods. Our work calls for immediate efforts to harden reasoning-augmented AI, ensuring its transformative potential aligns with ethical safeguards.

cs.LG↗

Agentic Reward Modeling: Integrating Human Preferences with Verifiable Correctness Signals for Reliable Reward Systems

Reward models (RMs) are crucial for the training and inference-time scaling up of large language models (LLMs). However, existing reward models primarily focus on human preferences, neglecting verifiable correctness signals which have shown strong potential in training LLMs. In this paper, we propose agentic reward modeling, a reward system that combines reward models with verifiable correctness signals from different aspects to provide reliable rewards. We empirically implement a reward agent, named RewardAgent, that combines human preference rewards with two verifiable signals: factuality and instruction following, to provide more reliable rewards. We conduct comprehensive experiments on existing reward model benchmarks and inference time best-of-n searches on real-world downstream tasks. RewardAgent significantly outperforms vanilla reward models, demonstrating its effectiveness. We further construct training preference pairs using RewardAgent and train an LLM with the DPO objective, achieving superior performance on various NLP benchmarks compared to conventional reward models. Our codes are publicly released to facilitate further research (https://github.com/THU-KEG/Agentic-Reward-Modeling).

cs.CL↗

PairJudge RM: Perform Best-of-N Sampling with Knockout Tournament

Best-of-N (BoN) sampling, a common strategy for test-time scaling of Large Language Models (LLMs), relies on reward models to select the best candidate solution from multiple generations. However, traditional reward models often assign arbitrary and inconsistent scores, limiting their effectiveness. To address this, we propose a Pairwise Judge Reward Model (PariJudge RM) combined with a knockout tournament for BoN sampling. Instead of assigning absolute scores, given one math problem, PariJudge RM judges two candidate solutions' correctness with chain-of-thought reasoning simultaneously. This approach eliminates the need for scoring and enables cross-validation of solutions through parallel judgment. In the knockout tournament, PariJudge RM conducts pairwise Judgment between candidate solutions and eliminates the incorrect ones iteratively. We construct PairJudge-432K, a large-scale dataset of 432K pairwise judgments derived from NumiaMath and annotated using \texttt{gemini-1.5-flash}, and train the PariJudge RM via supervised fine-tuning. Experiments on MATH-500 and the Olympiad Bench demonstrate significant improvements over baseline reward models. And a 40\% to 60\% relative improvement is achieved on the top 50\% challenging problems.

cs.CL↗

TableLLM: Enabling Tabular Data Manipulation by LLMs in Real Office Usage Scenarios

We introduce TableLLM, a robust large language model (LLM) with 8 billion parameters, purpose-built for proficiently handling tabular data manipulation tasks, whether they are embedded within documents or spreadsheets, catering to real-world office scenarios. We propose a distant supervision method for training, which comprises a reasoning process extension strategy, aiding in training LLMs to understand reasoning patterns more effectively as well as a cross-way validation strategy, ensuring the quality of the automatically generated data. To evaluate the performance of TableLLM, we have crafted benchmarks tailored to address both document and spreadsheet formats as well as constructed a well-organized evaluation pipeline capable of handling both scenarios. Thorough evaluations underscore the advantages of TableLLM when compared to various existing general-purpose and tabular data-focused LLMs. We have publicly released the model checkpoint, source code, benchmarks, and a web application for user interaction. Our codes and data are publicly available at https://github.com/TableLLM/TableLLM.

cs.CL↗

SurvAttack: Black-Box Attack On Survival Models through Ontology-Informed EHR Perturbation

Survival analysis (SA) models have been widely studied in mining electronic health records (EHRs), particularly in forecasting the risk of critical conditions for prioritizing high-risk patients. However, their vulnerability to adversarial attacks is much less explored in the literature. Developing black-box perturbation algorithms and evaluating their impact on state-of-the-art survival models brings two benefits to medical applications. First, it can effectively evaluate the robustness of models in pre-deployment testing. Also, exploring how subtle perturbations would result in significantly different outcomes can provide counterfactual insights into the clinical interpretation of model prediction. In this work, we introduce SurvAttack, a novel black-box adversarial attack framework leveraging subtle clinically compatible, and semantically consistent perturbations on longitudinal EHRs to degrade survival models' predictive performance. We specifically develop a greedy algorithm to manipulate medical codes with various adversarial actions throughout a patient's medical history. Then, these adversarial actions are prioritized using a composite scoring strategy based on multi-aspect perturbation quality, including saliency, perturbation stealthiness, and clinical meaningfulness. The proposed adversarial EHR perturbation algorithm is then used in an efficient SA-specific strategy to attack a survival model when estimating the temporal ranking of survival urgency for patients. To demonstrate the significance of our work, we conduct extensive experiments, including baseline comparisons, explainability analysis, and case studies. The experimental results affirm our research's effectiveness in illustrating the vulnerabilities of patient survival models, model interpretation, and ultimately contributing to healthcare quality.

cs.LG↗

Comparison of Autoencoder Encodings for ECG Representation in Downstream Prediction Tasks

The electrocardiogram (ECG) is an inexpensive and widely available tool for cardiovascular assessment. Despite its standardized format and small file size, the high complexity and inter-individual variability of ECG signals (typically a 60,000-size vector) make it challenging to use in deep learning models, especially when only small datasets are available. This study addresses these challenges by exploring feature generation methods from representative beat ECGs, focusing on Principal Component Analysis (PCA) and Autoencoders to reduce data complexity. We introduce three novel Variational Autoencoder (VAE) variants: Stochastic Autoencoder (SAE), Annealed beta-VAE (Abeta-VAE), and cyclical beta-VAE (Cbeta-VAE), and compare their effectiveness in maintaining signal fidelity and enhancing downstream prediction tasks. The Abeta-VAE achieved superior signal reconstruction, reducing the mean absolute error (MAE) to 15.7 plus-minus 3.2 microvolts, which is at the level of signal noise. Moreover, the SAE encodings, when combined with ECG summary features, improved the prediction of reduced Left Ventricular Ejection Fraction (LVEF), achieving an area under the receiver operating characteristic curve (AUROC) of 0.901. This performance nearly matches the 0.910 AUROC of state-of-the-art CNN models but requires significantly less data and computational resources. Our findings demonstrate that these VAE encodings are not only effective in simplifying ECG data but also provide a practical solution for applying deep learning in contexts with limited-scale labeled training data.

cs.LG↗

RM-Bench: Benchmarking Reward Models of Language Models with Subtlety and Style

Reward models are critical in techniques like Reinforcement Learning from Human Feedback (RLHF) and Inference Scaling Laws, where they guide language model alignment and select optimal responses. Despite their importance, existing reward model benchmarks often evaluate models by asking them to distinguish between responses generated by models of varying power. However, this approach fails to assess reward models on subtle but critical content changes and variations in style, resulting in a low correlation with policy model performance. To this end, we introduce RM-Bench, a novel benchmark designed to evaluate reward models based on their sensitivity to subtle content differences and resistance to style biases. Extensive experiments demonstrate that RM-Bench strongly correlates with policy model performance, making it a reliable reference for selecting reward models to align language models effectively. We evaluate nearly 40 reward models on RM-Bench. Our results reveal that even state-of-the-art models achieve an average performance of only 46.6%, which falls short of random-level accuracy (50%) when faced with style bias interference. These findings highlight the significant room for improvement in current reward models. Related code and data are available at https://github.com/THU-KEG/RM-Bench.

cs.CL↗