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Ziyu Yao

Publications and source records attributed to Ziyu Yao.

At least 19 recordsLinked to original sources

Guiding AI to Fix Its Own Flaws: An Empirical Study on LLM-Driven Secure Code Generation

Large Language Models have become powerful tools for programming. However, they often overlook essential security practices, producing insecure code with vulnerabilities. Despite this risk, existing work offers limited guidance on steering LLMs toward secure code generation and lacks systematic analysis of how effectively LLMs repair vulnerable code. In this work, we investigate how LLMs can be guided to prevent and repair security vulnerabilities during code generation. Specifically, we examine whether self-generated vulnerability hints help models avoid insecure code, and evaluate how different feedback levels influence post-hoc vulnerability repair. Our study considers proprietary and open-weight models across multiple scales and uses established benchmarks covering diverse vulnerability types. Our results show that self-generated vulnerability hints meaningfully reduce insecure code, with effectiveness depending strongly on relevance and preciseness. We further find that more directive hints, which name the target weakness, explain how it could arise in the task, and specify how to avoid it, more effectively prevent vulnerable code. For post-hoc vulnerability repair, raw detection-tool feedback improves security across all models, while detailed, actionable explanations provide further gains on two of the three benchmarks, especially for models with stronger instruction-following capabilities. Yet, this explained feedback does not consistently outperform the raw feedback for the benchmark containing real-world tasks triggering multiple weaknesses.

cs.SE

Can Language Model Agents be Helpful Circuit Explainers in Mechanistic Interpretability?

Mechanistic interpretability has made substantial progress in automatically localizing circuits, but explaining what localized components do remains labor-intensive and difficult to standardize. In this work, we study whether language model (LM) agents can assist with this explanation problem once a circuit has already been identified. We introduce AgenticInterpBench, a benchmark for circuit explanation built from 84 semi-synthetic transformer circuits with 163 component-level annotations. We propose HyVE (Hypothesize, Validate, Explain), an agentic explainer that analyzes each component through an iterative loop of observation, hypothesis generation, and causal validation, eventually producing a component-level explanation and a circuit-level task description. Across four LM backbones, HyVE recovers useful component- and task-level explanations, but no backbone is uniformly best. Our analysis shows that strong backbones usually form observation-grounded hypotheses, while failures more often arise later in the validation loop, through incomplete validation plans, code execution errors, or unresolved hypotheses. A case study on an arithmetic circuit in Llama-3-8B shows that the same formulation can extend beyond semi-synthetic benchmarks to naturally trained models. Overall, LM agents are promising circuit explainers, but reliable validation remains the key obstacle.

cs.AI

Interpreting and Steering for Safe and Correct Code Generation

Large language models (LLMs) frequently generate source code containing vulnerabilities, yet little work studies the internal mechanisms that distinguish safe from vulnerable generation in them. In this work, we systematically perform a mechanistic interpretation of LLMs, aiming at both understanding how code safety-vs-vulnerability is represented or driven by components in an LM and turning the insights into actionable steering strategies to encourage safer code generation. To this end, we introduce CodeSec-Pairs, a dataset of 9,342 Python safe-and-vulnerable contrastive code pairs, sampled from Llama-3.1-8B-Instruct. Utilizing the dataset, we explore approaches to localize layers and attention heads that relate to code safety, and further experiment with different steering strategies for inference-time vulnerability reduction. In particular, we propose DuoSteer, a double-steering approach that simultaneously applies safety and code-correctness steering to attention heads. In experiments over five vulnerability types, DuoSteer leads to an average of -26.9% vulnerability rate reduction and +7.5% functional correctness improvement, which outperforms not only other steering variants but also prompting and supervised fine-tuning baselines. The advantage also replicates on Qwen-2.5-Coder-7B-Instruct with another 2,500 contrastive pairs sampled from that model.

cs.AI

Reassessing Code Authorship Attribution in the Era of Language Models

The study of Code Stylometry, and in particular Code Authorship Attribution (CAA), aims to analyze coding styles to identify the authors of code samples. CAA has been illustrated to be an important component of automating software engineering (SE) tasks such as bug triaging, fault localization, and test prioritization. In addition, CAA is also important in cybersecurity and software forensics for addressing copyright disputes and detecting plagiarism. Past techniques for CAA tend to leverage hand-crafted code-related features typically carry limitations that prevent proper authorship characterization and lead to sensitivities to adversarial attacks. Recently, transformer-based Language Models (LMs) have shown remarkable efficacy across a range of SE tasks, and in authorship attribution for natural language in the NLP domain. However, their effectiveness in CAA is not well understood. As such, we conduct the first extensive empirical study applying two larger state-of-the-art code LMs, and five smaller code LMs to the task of CAA on six diverse datasets that encompass 12k code snippets written by 463 developers. Furthermore, we perform an in-depth quantitative and qualitative analysis of our studied models' performance on CAA using established interpretability techniques. Our results illustrate important aspects of the behavior of LMs in understanding stylometric code patterns.

cs.SE

Evaluating the Effectiveness of Persona Simulation in Opinion Prediction with GPT-4.1

Persona simulation involves utilizing large language models (LLMs) to anticipate human choices or interactions based on specific characteristic information. To further understand current limitations and future directions, we tested persona simulation in opinion prediction with GPT-4.1 (knowledge cutoff by June 2024). Using personas from nine U.S. states provided by Columbia University's Personas dataset, GPT-4.1 accurately predicted 2024 election outcomes in eight out of the nine states, only failing in one of the swing states. We then focused on opinions related to medicine and healthcare. With the American Trends Panel Wave 123 dataset from Pew Research Center, GPT-4.1 was able to anticipate beliefs about childhood vaccines with an accuracy of up to 0.94. Furthermore, we applied GPT-4.1 to generate conversations among personas and observed that the simulated dialogues and opinions adhered well to personas' personalities and backgrounds, albeit lacking natural human-like flow. Persona simulation proves to be a promising application of artificial intelligence as long as biases are addressed. In the near future, it will be beneficial to apply it to opinion analysis and reaction prediction in diverse fields ranging from public health to lawmaking to economics.

cs.CL

PeerMathDial: A Middle School Dialogue Dataset for Student Collaborative Math Problem Solving

Collaborative Problem Solving (CPS) is a core skill in education, where the process of peer interaction is highly important. However, existing educational dialogue datasets mostly focus on classroom instruction or tutoring (i.e., teacher/tutor-student interaction), yet datasets centering small-group, student-student interaction are limited. This thus leaves research with limited resources for studying how students interact, coordinate, and solve problems together in real educational settings. To address this, we introduce PeerMathDial, the first dataset of peer CPS dialogues collected from authentic middle school math classrooms. It contains 55 dialogues from 27 students, totaling 6,406 turns. To facilitate research on CPS discourse analysis, we further build a corpus-grounded dialogue act taxonomy assisted by LLMs. Using the dataset and the dialogue act taxonomy, we demonstrate the practical applications of PeerMathDial across three use cases. First, we track how dialogues evolve over time and measure the impact of teacher interventions. Second, we align dialogue actions with student surveys to reveal the connection between students' traits (e.g., confidence, leadership) and their actual behaviors. Third, by evaluating LLMs on dialogue act prediction, we glimpse at the potential of LLMs for student simulation in educational applications. Our dataset and source code will be released to the community.

cs.CL

Failure by Interference: Language Models Make Balanced Parentheses Errors When Faulty Mechanisms Overshadow Sound Ones

Despite remarkable advances in coding capabilities, language models (LMs) still struggle with simple syntactic tasks such as generating balanced parentheses. In this study, we investigate the underlying mechanisms behind the persistence of these errors across LMs of varying sizes (124M-7B) to both understand and mitigate the errors. Our study reveals that LMs rely on a number of components (attention heads and FF neurons) that independently make their own predictions. While some components reliably promote correct answers across a generalized range of inputs (i.e., implementing "sound mechanisms''), others are less reliable and introduce noise by promoting incorrect tokens (i.e., implementing "faulty mechanisms''). Errors occur when the faulty mechanisms overshadow the sound ones and dominantly affect the predictions. Motivated by this insight, we introduce RASteer, a steering method to systematically identify and increase the contribution of reliable components for improving model performance. RASteer substantially improves performance on balanced parentheses tasks, boosting accuracy of some models from $0$% to around $100$% without impairing the models' general coding ability. We further demonstrate its broader applicability in arithmetic reasoning tasks, achieving performance gains of up to around $20$%.

cs.CL

Data-driven Circuit Discovery for Interpretability of Language Models

Circuit discovery aims to explain how language models (LMs) implement a specific task by localizing and interpreting a circuit, a computational subgraph responsible for the LM's behavior. Existing circuit discovery methods are hypothesis-driven; they first informally define a task with a dataset, and then apply a circuit discovery algorithm over that dataset to obtain a single circuit. This imposes two strong assumptions: that the LM implements the task with a single circuit, and that the dataset adequately represents the task as humans understand it. We systematically test these assumptions across four previously studied tasks and find that even minor dataset variations that preserve task semantics can produce circuits with low edge overlap and cross-dataset faithfulness. More strikingly, when applied to a mixed dataset with two distinct tasks whose separately discovered circuits have near-zero cross-faithfulness, existing methods still return a single circuit with high faithfulness across both tasks. This indicates that current methods discover dataset-specific circuits, rather than general task circuits. We propose Data-driven Circuit Discovery (DCD), a new discovery framework that drops both assumptions: instead of returning a single circuit for a dataset, DCD first clusters examples in the dataset by how similarly the model processes them and discovers a separate circuit for each group. This allows distinct mechanisms to appear separately rather than merged into a single circuit; each circuit explains its group, not the full task. Experiments show that DCD discovers multiple circuits per dataset, each more faithful to its group than a single circuit discovered by existing methods. Broadly, DCD lets the data reveal mechanistic structure within LMs, rather than relying on human-defined task boundaries that may not align with how models organize their computation.

cs.AI

AutoSpatial: Visual-Language Reasoning for Social Robot Navigation through Efficient Spatial Reasoning Learning

We present a novel method, AutoSpatial, an efficient approach with structured spatial grounding to enhance VLMs' spatial reasoning. By combining minimal manual supervision with large-scale Visual Question-Answering (VQA) pairs auto-labeling, our approach tackles the challenge of VLMs' limited spatial understanding in social navigation tasks. By applying a hierarchical two-round VQA strategy during training, AutoSpatial achieves both global and detailed understanding of scenarios, demonstrating more accurate spatial perception, movement prediction, Chain of Thought (CoT) reasoning, final action, and explanation compared to other SOTA approaches. These five components are essential for comprehensive social navigation reasoning. Our approach was evaluated using both expert systems (GPT-4o, Gemini 2.0 Flash, and Claude 3.5 Sonnet) that provided cross-validation scores and human evaluators who assigned relative rankings to compare model performances across four key aspects. Augmented by the enhanced spatial reasoning capabilities, AutoSpatial demonstrates substantial improvements by averaged cross-validation score from expert systems in: perception & prediction (up to 10.71%), reasoning (up to 16.26%), action (up to 20.50%), and explanation (up to 18.73%) compared to baseline models trained only on manually annotated data.

cs.RO

Why Do LLM-based Web Agents Fail? A Hierarchical Planning Perspective

Large language model (LLM) web agents are increasingly used for web navigation but remain far from human reliability on realistic, long-horizon tasks. Existing evaluations focus primarily on end-to-end success, offering limited insight into where failures arise. We propose a hierarchical planning framework to analyze web agents across three layers (i.e., high-level planning, low-level execution, and replanning), enabling process-based evaluation of reasoning, grounding, and recovery. Our experiments show that structured Planning Domain Definition Language (PDDL) plans produce more concise and goal-directed strategies than natural language (NL) plans, but low-level execution remains the dominant bottleneck. These results indicate that improving perceptual grounding and adaptive control, not only high-level reasoning, is critical for achieving human-level reliability. This hierarchical perspective provides a principled foundation for diagnosing and advancing LLM web agents.

cs.AI

Inside-Out: Measuring Generalization in Vision Transformers Through Inner Workings

Reliable generalization metrics are fundamental to the evaluation of machine learning models. Especially in high-stakes applications where labeled target data are scarce, evaluation of models' generalization performance under distribution shift is a pressing need. We focus on two practical scenarios: (1) Before deployment, how to select the best model for unlabeled target data? (2) After deployment, how to monitor model performance under distribution shift? The central need in both cases is a reliable and label-free proxy metric. Yet existing proxy metrics, such as model confidence or accuracy-on-the-line, are often unreliable as they only assess model output while ignoring the internal mechanisms that produce them. We address this limitation by introducing a new perspective: using the inner workings of a model, i.e., circuits, as a predictive metric of generalization performance. Leveraging circuit discovery, we extract the causal interactions between internal representations as a circuit, from which we derive two metrics tailored to the two practical scenarios. (1) Before deployment, we introduce Dependency Depth Bias, which measures different models' generalization capability on target data. (2) After deployment, we propose Circuit Shift Score, which predicts a model's generalization under different distribution shifts. Across various tasks, both metrics demonstrate significantly improved correlation with generalization performance, outperforming existing proxies by an average of 13.4\% and 34.1\%, respectively. Our code is available at https://github.com/deep-real/GenCircuit.

cs.LG

Can LLMs Simulate Personas with Reversed Performance? A Systematic Investigation for Counterfactual Instruction Following in Math Reasoning Context

Large Language Models (LLMs) are now increasingly widely used to simulate personas in virtual environments, leveraging their instruction-following capability. However, we discovered that even state-of-the-art LLMs cannot simulate personas with reversed performance (e.g., student personas with low proficiency in educational settings), which impairs the simulation diversity and limits the practical applications of the simulated environments. In this work, using mathematical reasoning as a representative scenario, we propose the first benchmark dataset for evaluating LLMs on simulating personas with reversed performance, a capability that we dub "counterfactual instruction following". We evaluate both open-weight and closed-source LLMs on this task and find that LLMs, including the OpenAI o1 reasoning model, all struggle to follow counterfactual instructions for simulating reversedly performing personas. Intersectionally simulating both the performance level and the race population of a persona worsens the effect even further. These results highlight the challenges of counterfactual instruction following and the need for further research.

cs.CL

Designing AI Peers for Collaborative Mathematical Problem Solving with Middle School Students: A Participatory Design Study

Collaborative problem solving (CPS) is a fundamental practice in middle-school mathematics education; however, student groups frequently stall or struggle without ongoing teacher support. Recent work has explored how Generative AI tools can be designed to support one-on-one tutoring, but little is known about how AI can be designed as peer learning partners in collaborative learning contexts. We conducted a participatory design study with 24 middle school students, who first engaged in mathematics CPS tasks with AI peers in a technology probe, and then collaboratively designed their ideal AI peer. Our findings reveal that students envision an AI peer as competent in mathematics yet explicitly deferential, providing progressive scaffolds such as hints and checks under clear student control. Students preferred a tone of friendly expertise over exaggerated personas. We also discuss design recommendations and implications for AI peers in middle school mathematics CPS.

cs.HC

Lens: A Knowledge-Guided Foundation Model for Network Traffic

Network traffic refers to the amount of data being sent and received over the Internet or any system that connects computers. Analyzing network traffic is vital for security and management, yet remains challenging due to the heterogeneity of plain-text packet headers and encrypted payloads. To capture the latent semantics of traffic, recent studies have adopted Transformer-based pretraining techniques to learn network representations from massive traffic data. However, these methods pre-train on data-driven tasks but overlook network knowledge, such as masking partial digits of the indivisible network port numbers for prediction, thereby limiting semantic understanding. In addition, they struggle to extend classification to new classes during fine-tuning due to the distribution shift. Motivated by these limitations, we propose \Lens, a unified knowledge-guided foundation model for both network traffic classification and generation. In pretraining, we propose a Knowledge-Guided Mask Span Prediction method with textual context for learning knowledge-enriched representations. For extending to new classes in finetuning, we reframe the traffic classification as a closed-ended generation task and introduce context-aware finetuning to adapt to the distribution shift. Evaluation results across various benchmark datasets demonstrate that the proposed Lens~achieves superior performance on both classification and generation tasks. For traffic classification, Lens~outperforms competitive baselines substantially on 8 out of 12 tasks with an average accuracy of \textbf{96.33\%} and extends to novel classes with significantly better performance. For traffic generation, Lens~generates better high-fidelity network traffic for network simulation, gaining up to \textbf{30.46\%} and \textbf{33.3\%} better accuracy and F1 in fuzzing tests. We will open-source the code upon publication.

cs.LG

Revisiting Prompt Optimization with Large Reasoning Models-A Case Study on Event Extraction

Large Reasoning Models (LRMs) such as DeepSeek-R1 and OpenAI o1 have demonstrated remarkable capabilities in various reasoning tasks. Their strong capability to generate and reason over intermediate thoughts has also led to arguments that they may no longer require extensive prompt engineering or optimization to interpret human instructions and produce accurate outputs. In this work, we aim to systematically study this open question, using the structured task of event extraction for a case study. We experimented with two LRMs (DeepSeek-R1 and o1) and two general-purpose Large Language Models (LLMs) (GPT-4o and GPT-4.5), when they were used as task models or prompt optimizers. Our results show that on tasks as complicated as event extraction, LRMs as task models still benefit from prompt optimization, and that using LRMs as prompt optimizers yields more effective prompts. Our finding also generalizes to tasks beyond event extraction. Finally, we provide an error analysis of common errors made by LRMs and highlight the stability and consistency of LRMs in refining task instructions and event guidelines.

cs.CL

A Practical Review of Mechanistic Interpretability for Transformer-Based Language Models

Mechanistic interpretability (MI) is an emerging sub-field of interpretability that seeks to understand a neural network model by reverse-engineering its internal computations. Recently, MI has garnered significant attention for interpreting transformer-based language models (LMs), resulting in many novel insights yet introducing new challenges. However, there has not been work that comprehensively reviews these insights and challenges, particularly as a guide for newcomers to this field. To fill this gap, we provide a comprehensive survey from a task-centric perspective, organizing the taxonomy of MI research around specific research questions or tasks. We outline the fundamental objects of study in MI, along with the techniques, evaluation methods, and key findings for each task in the taxonomy. In particular, we present a task-centric taxonomy as a roadmap for beginners to navigate the field by helping them quickly identify impactful problems in which they are most interested and leverage MI for their benefit. Finally, we discuss the current gaps in the field and suggest potential future directions for MI research.

cs.AI

ToolLibGen: Scalable Automatic Tool Creation and Aggregation for LLM Reasoning

Large Language Models (LLMs) equipped with external tools have demonstrated enhanced performance on complex reasoning tasks. The widespread adoption of this tool-augmented reasoning is hindered by the scarcity of domain-specific tools. For instance, in domains such as physics question answering, suitable and specialized tools are often missing. Recent work has explored automating tool creation by extracting reusable functions from Chain-of-Thought (CoT) reasoning traces; however, these approaches face a critical scalability bottleneck. As the number of generated tools grows, storing them in an unstructured collection leads to significant retrieval challenges, including an expanding search space and ambiguity between function-related tools. To address this, we propose a systematic approach to automatically refactor an unstructured collection of tools into a structured tool library. Our system first generates discrete, task-specific tools and clusters them into semantically coherent topics. Within each cluster, we introduce a multi-agent framework to consolidate scattered functionalities: a code agent refactors code to extract shared logic and creates versatile, aggregated tools, while a reviewing agent ensures that these aggregated tools maintain the complete functional capabilities of the original set. This process transforms numerous question-specific tools into a smaller set of powerful, aggregated tools without loss of functionality. Experimental results demonstrate that our approach significantly improves tool retrieval accuracy and overall reasoning performance across multiple reasoning tasks. Furthermore, our method shows enhanced scalability compared with baselines as the number of question-specific increases.

cs.CL

MathVC: An LLM-Simulated Multi-Character Virtual Classroom for Mathematics Education

Collaborative problem solving (CPS) is essential in mathematics education, fostering deeper learning through the exchange of ideas. Yet, classrooms often lack the resources, time, and peer dynamics needed to sustain productive CPS. Recent advancements in Large Language Models (LLMs) offer a promising avenue to enhance CPS in mathematical education. We designed and developed MathVC, a multi-persona LLM simulated virtual classroom platform to facilitate CPS in mathematics. MathVC combines a meta planning controller that monitors CPS stages-sense-making, team organization, planning, execution, validation, and predicts the next speaker, with a persona simulation stack that encodes mathematical thinking via a task schema and error-injected persona schemas seeded from teacher-specified misconceptions. We evaluated MathVC with 14 U.S. middle schoolers. Students reported constructive interaction and reaching shared solutions, describing gains in engagement, motivation, and confidence through diverse perspectives, immediate scaffolding, and human-like fallibility. Our findings also provide insights into simulating peers via LLM-based technologies for collaboration to support learning.

cs.CL