Eigenvalue bounds, spectral partitioning, and metrical deformations via flows

Abstract

We present a new method for upper bounding the second eigenvalue of the Laplacian of graphs. Our approach uses multi-commodity flows to deform the geometry of the graph; we embed the resulting metric into Euclidean space to recover a bound on the Rayleigh quotient. Using this, we show that every $n$-vertex graph of genus $g$ and maximum degree $d$ satisfies $λ_2(G) = O((g+1)^3 d/n)$. This recovers the $O(d/n)$ bound of Spielman and Teng for planar graphs, and compares to Kelner's bound of $O((g+1) poly(d)/n)$, but our proof does not make use of conformal mappings or circle packings. We are thus able to extend this to resolve positively a conjecture of Spielman and Teng, by proving that $λ_2(G) = O(d h^6 \log h/n)$ whenever $G$ is $K_h$-minor free. This shows, in particular, that spectral partitioning can be used to recover $O(\sqrt{n})$-sized separators in bounded degree graphs that exclude a fixed minor. We extend this further by obtaining nearly optimal bounds on $λ_2$ for graphs which exclude small-depth minors in the sense of Plotkin, Rao, and Smith. Consequently, we show that spectral algorithms find small separators in a general class of geometric graphs. Moreover, while the standard "sweep" algorithm applied to the second eigenvector may fail to find good quotient cuts in graphs of unbounded degree, our approach produces a vector that works for arbitrary graphs. This yields an alternate proof of the result of Alon, Seymour, and Thomas that every excluded-minor family of graphs has $O(\sqrt{n})$-node balanced separators.