SearcharxivSearch

arXiv · 2304.09361

Evaluating Spillover Effects in Network-Based Studies In the Presence of Missing Outcomes

Abstract

Estimating causal effects in the presence of spillover among individuals embedded within a social network is often challenging with missing information. The spillover effect is the effect of an intervention if a participant is not exposed to the intervention themselves but is connected to intervention recipients in the network. In network-based studies, outcomes may be missing due to the administrative end of a study or participants being lost to follow-up due to study dropout, also known as censoring. We propose an inverse probability censoring weighted (IPCW) estimator, which is an extension of an IPW estimator for network-based observational studies to settings where the outcome is subject to possible censoring. We demonstrated that the proposed estimator was consistent and asymptotically normal. We also derived a closed-form estimator of the asymptotic variance estimator. We used the IPCW estimator to quantify the spillover effects in a network-based study of a nonrandomized intervention with censoring of the outcome. A simulation study was conducted to evaluate the finite-sample performance of the IPCW estimators. The simulation study demonstrated that the estimator performed well in finite samples when the sample size and number of connected subnetworks (components) were fairly large. We then employed the method to evaluate the spillover effects of community alerts on self-reported HIV risk behavior among people who inject drugs and their contacts in the Transmission Reduction Intervention Project (TRIP), 2013 to 2015, Athens, Greece. Community alerts were protective not only for the person who received the alert from the study but also among others in the network likely through information shared between participants. In this study, we found that the risk of HIV behavior was reduced by increasing the proportion of a participant's immediate contacts exposed to community alerts.

Explore related subjects

Keep this discovery

BibTeXRIS

TingFang Lee, Ashley L. Buchanan, Natallia Katenka, Laura Forastiere, M. Elizabeth Halloran, Georgios Nikolopoulos. 2023-04-19. Evaluating Spillover Effects in Network-Based Studies In the Presence of Missing Outcomes. https://arxiv.org/abs/2304.09361

Cite the original work for its findings. Save a collection to share your selection of sources.

KEEP EXPLORING

Related papers

Surprise Reduction and Nullification in Bayesian and Inverse Bayesian Inference under Ambiguous Prediction-Error Attribution

In non-stationary environments, prediction errors may signal environmental change or transient outliers, and adaptive systems must track such changes without overreacting to outliers. We distinguish surprise reduction, which updates beliefs to fit observations, from surprise nullification, which weakens constraints imposed by the predictive structure, and formalize both within Bayesian and inverse Bayesian (BIB) inference. Belief and likelihood updates are derived from variational objectives sharing a nullification strength, determined endogenously by minimizing surprise under the candidate post-update predictive distribution. In the Gaussian case, nullification expands belief and likelihood variances by a common factor relative to standard Bayesian updating, leaving the ratio unchanged. BIB thus defers attribution of the prediction error, committing to neither latent-state change nor observation-process uncertainty. The nullification strength is carried over as a candidate and is maintained or released according to the predictive surprise of the next observation. In a mean estimation task with outliers and changepoints, no scanned parameter setting of a Sage-Husa-type adaptive Kalman filter, fixed-strength BIB variant, or belief-forgetting-only variant outperforms BIB in both changepoint tracking and post-outlier stability. An oracle-informed reduced Bayesian model tracks changepoints better but is less stable after outliers. Although BIB maintains no explicit hypotheses about changepoints or outliers, it generates event-dependent dynamics. The learning rate increases after changepoints, whereas after outliers, nullification is released, and this increase is suppressed. Deferring attribution and letting subsequent observations differentiate the responses may constitute a principle of adaptive inference in non-stationary environments.

stat.ME

Generalized Ridge Refitting for the Lasso and Prediction Improvement Bounds

We study a class of Lasso based estimators obtained by applying a quadratic correction on the Lasso equicorrelation set. The penalty matrix determines both the magnitude and geometry of the correction and contains, among other cases, the isotropic Lasso--Ridge correction, least squares refitting, Gram proportional interpolation between the Lasso and least squares, and coordinate specific penalties. We first derive a closed form representation and isolate the positive gain component of the resulting prediction improvement. We then control the remaining stochastic linear term in expectation by localizing the random signed equicorrelation model around a deterministic reference support. This yields a finite sample expectation bound that explicitly accounts for the randomness induced by Lasso model selection. The resulting decomposition provides a unified framework for understanding when Lasso based quadratic corrections can improve prediction.

stat.ME

Discretization in covariate-adaptive randomization: gains and losses

Covariate-adaptive randomization(CAR) is widely implemented in clinical trials to balance prognostic covariates across treatment arms. Continuous covariates are often discretized into strata in practice, yet their consequences are not clearly understood. This paper provides a comprehensive study of the impact of discretization on both the CAR design process and the inferential results thereafter. We establish the asymptotic properties of both imbalance measures and treatment effect estimators under discretized and non-discretized settings. Practical recommendations are given on when and how discretization should be employed. We show that discretization in design is generally recommended, as it enhances robustness against model misspecification. However, if the true model is known, the most efficient strategy is to balance covariates according to that model in the design. The theoretical results are corroborated by extensive simulation studies and an empirical application to a diabetes trial dataset. Together, the results clarify the gains and losses of discretization in CAR and pave the way for learning impact of discretization to other designs and beyond.

stat.ME