SearcharxivSearch

arXiv · 2404.16763

The asymptotic spectrum distance, graph limits, and the Shannon capacity

Abstract

Determining the Shannon capacity of graphs is a long-standing open problem in information theory, graph theory and combinatorial optimization. Over decades, a wide range of upper and lower bound methods have been developed to analyze this problem. However, despite tremendous effort, even small instances of the problem have remained open. In recent years, a new dual characterization of the Shannon capacity of graphs, asymptotic spectrum duality, has unified and extended known upper bound methods and structural theorems. In this paper, building on asymptotic spectrum duality, we develop a new theory of graph distance, that we call asymptotic spectrum distance, and corresponding limits (reminiscent of, but different from, the celebrated theory of cut-norm, graphons and flag algebras). We propose a graph limit approach to the Shannon capacity problem: to determine the Shannon capacity of a graph, construct a sequence of easier to analyse graphs converging to it. (1) We give a very general construction of non-trivial converging sequences of graphs (in a family of circulant graphs). (2) We construct Cauchy sequences of finite graphs that do not converge to any finite graph, but do converge to an infinite graph. We establish strong connections between convergence questions of finite graphs and the asymptotic properties of Borsuk-like infinite graphs on the circle. (3) We observe that all best-known lower bound constructions for Shannon capacity of small odd cycles can be obtained from a "finite" version of the graph limit approach. We develop computational and theoretical aspects of this approach and use these to obtain a new Shannon capacity lower bound for the fifteen-cycle. The theory of asymptotic spectrum distance applies not only to Shannon capacity of graphs; indeed, we will develop it for a general class of mathematical objects and their asymptotic properties.

Explore related subjects

Keep this discovery

Explore connections, maps & timelines

BibTeXRIS

David de Boer, Pjotr Buys, Jeroen Zuiddam. 2024-04-25. The asymptotic spectrum distance, graph limits, and the Shannon capacity. https://arxiv.org/abs/2404.16763

Cite the original work for its findings. Save a collection to share your selection of sources.

KEEP EXPLORING

Related papers

Balanced even cycles in signed graphs:Tur\'an bounds, double covers, and parity obstructions

We study Tur\'an problems for balanced even cycles in simple signed graphs, where signed subgraphs are considered up to switching. For every balanced bipartite signed graph, the signed and ordinary Tur\'an numbers differ by at most a factor of two. Our main structural results concern the underlying graphs that admit a signing in which every $2k$-cycle is unbalanced. We characterize these graphs by the absence of an odd dependence among their $2k$-cycle incidence vectors, give a cohomological formulation, and construct subgraph-minimal obstructions of arbitrarily large order. In particular, there is no finite forbidden-subgraph characterization. We also give an exact closed-walk criterion for cycles in double covers and derive a direct signed breadth-first-search upper bound. As applications, we prove \[ \hex(n,C_{+4})=\left(\frac{\sqrt2}{2}+o(1)\right)n^{3/2} \] and study the signed hexagon number $R_6(n)=\hex(n,\{C_{-3},C_{+6}\})$. We characterize the underlying graphs counted by $R_6$ and express it as an extremal problem for ordinary $C_6$-free graphs with a prescribed involution. For every sufficiently large $n$, we construct examples with $\Omega(n^{4/3})$ edges, and we give an equivariant construction attaining the coefficient obtained from the F\"uredi--Naor--Verstra\"ete lower bound by double-cover transfer. Finally, we give $n$-vertex $C_{+10}$-free signed graphs with $\Omega(n^{6/5})$ edges and use octagon examples to illustrate the limitations of theta-freeness as a signing criterion.

math.CO

Fractional DP-colorings of $d$-degenerate locally sparse graphs

Bernshteyn, Kostochka, and Zhu (2020) introduced the notion of fractional DP-coloring, which generalizes both fractional coloring and fractional list coloring. Among several foundational results, they proved that every $d$-degenerate bipartite graph $G$ satisfies $\chi_f^{\mathrm{DP}} \le (1 + o(1))\frac{d}{\log d}$, and that this bound is optimal---a stark contrast to ordinary fractional coloring. In this paper, we extend this upper bound to all $d$-degenerate triangle-free graphs, proving that $\chi_f^{\mathrm{DP}} \le (4 + o(1))\frac{d}{\log d}$. This generalizes a recent result of Martinsson and Steiner (2025) for ordinary fractional coloring. We derive this result as a corollary of a more general upper bound concerning locally sparse graph orderings. Specifically, a $d$-degenerate graph $G$ is left $k$-locally-sparse if it admits a degeneracy ordering in which, for every vertex $v$, the subgraph induced by its back-neighbors contains at most $k$ edges. We show that if a $d$-degenerate graph $G$ is left $\frac{d^2}{f}$-locally-sparse, then \[ \chi_f^{\mathrm{DP}}(G) \le (8 + o(1))\frac{d}{\log f}. \] This immediately yields an identical upper bound on the ordinary fractional chromatic number $\chi_f(G)$, improving upon the leading constants of previously known bounds. Additionally, we establish the asymptotic sharpness of this result up to the leading constant. For any $1 \ll f \le d^2$, we construct $d$-degenerate graphs that are left $\frac{d^2}{f}$-locally-sparse and satisfy $\chi_f(G) \ge (1 - o(1))\frac{d}{\log f}$. Finally, as applications of our main theorem, we obtain improved upper bounds on the fractional DP-chromatic number of $d$-degenerate $K_{1,t,t}$-free graphs, as well as $K_{t,t,t}$-free graphs with maximum degree $\Delta$. Notably, these bounds improve upon existing results even in the setting of ordinary fractional coloring.

math.CO

Erd\H{o}s-S\'{o}s for digraphs

It is shown that every Eulerian digraph on $n$ vertices with more than $(t-1)n$ arcs contains every oriented tree with $t$ edges. The digraphs have no loops or repeated arcs, but opposite arcs are permitted. The bound is sharp for each fixed oriented tree, as witnessed by disjoint unions of complete bidirected graphs. Previously, such tight bounds were not known, even just for directed paths. This can be considered as a directed analog of the recently proved Erd\H{o}s-S\'os conjecture. The result was proved by GPT-6 Astra.

math.CO