Concept Concentration for Faithful Representation Intervention

Abstract

Representation intervention aims to localize and modify the representations that encode the underlying concepts in large language models (LLMs) to elicit the aligned and expected behaviors. Despite the empirical success, it has never been examined whether one could localize the faithful concepts for intervention. In this work, we explore the question in safety alignment. If the interventions are faithful, the intervened LLMs should erase the harmful concepts and be robust to both in-distribution adversarial prompts and the out-of-distribution (OOD) jailbreaks. While it is feasible to erase harmful concepts without degrading the benign utility of LLMs in linear settings, we show that it is infeasible in the general non-linear setting. To tackle the issue, we propose COncept ConcentrAtion (COCA). COCA refactors the training data with an explicit reasoning process, which first identifies the potential unsafe concepts and then decides the responses. Essentially, COCA simplifies the decision boundary between harmful and benign representations, enabling more effective linear erasure. Extensive experiments with multiple representation intervention methods and model architectures demonstrate that COCA significantly reduces both in-distribution and OOD jailbreak success rates, and meanwhile maintaining strong performance on regular tasks such as math and code generation. Our code is publicly available at: https://github.com/tmlr-group/COCA .