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Adrienn Ruzsinszky

Publications and source records attributed to Adrienn Ruzsinszky.

At least 19 recordsLinked to original sources

Is there a density-gradient expansion for the electronic exchange energy?

An old but recurring question in ground-state density functional theory, relevant to the construction of density functional approximations, is the existence of a second-order gradient expansion for the exchange energy that is exact for densities that vary slowly over space. Here we will argue that there is such an expansion, with a gradient coefficient 10/7 of Sham's, as suggested by theoretical/mathematical derivations and by numerical calculations on model slowly-varying metallic densities, although some standard derivations do not quite capture the correct gradient coefficient. We also discuss long-range anomalies in the gradient expansions for the exchange and correlation holes around an electron. It is plausible that, as suggested earlier and recently, standard derivations are still correct for the coefficient of the second-order gradient expansion for exchange and correlation together, in which case the correct gradient coefficient for correlation is $C_{\mathrm{c}}$ = $C_{\mathrm{xc}}$ - $C_{\mathrm{x}}$. We propose possible numerical evaluations of $C_{\mathrm{xc}}$ and $C_{\mathrm{x}}$ that are free from long-range anomalies, and discuss implications for density functional approximations. Axel Becke's 1988 generalized gradient approximation (the B88 GGA) for the exchange energy brought density functional theory into chemistry, with a gradient coefficient for exchange that is optimal at the GGA level for atoms and molecules but too large for solids. Meta-GGAs seem to work as well for molecules as for solids, but may not be perfected yet. The article concludes with a few memories that the first author has of discussions with Axel Becke.

physics.chem-ph↗

Balanced and broadly-normed meta-generalized gradient approximation

Conventional semi-local density functional approximations for the exchange-correlation energy systematically underestimate fundamental band gaps. Advanced meta-generalized gradient approximations (meta-GGAs) can partially overcome this limitation through their orbital dependence via the kinetic energy density. In principle, the flexible meta-GGA form should allow for balanced performance across diverse properties. However, atomization energies, reaction barrier heights, and lattice constants, as well as band gaps, exhibit different sensitivities to the large parameter space of meta-GGA functionals. In this work, we explore the space of appropriate norms that guide the r$^2$SCAN-type functional construction through the interpolation function connecting two fundamental paradigms: the one-electron limit and the uniform electron gas limit. We introduce local modifications to a strongly-smoothed interpolation function and investigate their impact on functional performance. To further probe the limits of the meta-GGA framework, we include spin-unpolarized bonded systems among the set of norms. The resulting bonded-norm bn-r$^2$SCAN meta-GGA achieves balance: band-gap predictions approaching the accuracy of the ultra-nonlocal LAK meta-GGA and lattice constants of nearly r$^2$SCAN accuracy.

physics.chem-ph↗

Elusive Exciton Insulator States in 1T-HfTe2: Exciton softening, and Symmetry Breaking by Ab Initio Methods

Recent experiments have provided evidence for excitonic insulator (EI) states in 1T HfTe2. In this work, we investigate EI states in monolayer, bilayer, trilayer, and bulk 1T HfTe2 using advanced meta generalized gradient approximation (meta GGA) calculations and a model Bethe-Salpeter equation (BSE) approach, together with structural and electronic symmetry breaking analyses. Our results show that both the monolayer and bilayer exhibit negative exciton energies, leading to the spontaneous formation of bound excitons and EI states, whereas the trilayer and bulk display positive exciton energies and do not support EI states. Structural symmetry-breaking calculations show very small in-plane displacements of the Hf atoms from their symmetric positions in the monolayer and multilayers, consistent with experimental observations. Interestingly, electronic symmetry-breaking calculations for the monolayer, performed using a symmetric structure and a hybrid functional, show a pronounced unfolded valence-band feature at the M point and no unfolded conduction-band states near the Fermi level at Gamma, in good agreement with experimental results. Overall, our findings support the existence of EI states in low dimensional 1T HfTe2. The methodology developed here can be readily extended to investigate EI behavior in other related quantum material systems.

cond-mat.mtrl-sci↗

Reducing Self-Interaction Error in Transition-Metal Oxides with Different Exact-Exchange Fractions for Energy and Density

Density functional theory (DFT) in chemistry and materials science aims for "chemical accuracy," but this goal is challenged by the need to approximate the exact exchange-correlation (XC) energy functional. The r$^2$SCAN, meta-generalized gradient approximation to the XC functional fulfills 17 exact constraints of the XC energy, and has significantly boosted prediction accuracy for molecules and materials. However, r$^2$SCAN remains inadequate at predicting properties of open \textit{d} and \textit{f} transition-metal strongly correlated compounds, such as band gaps, magnetic moments, and oxidation energies. Prediction inaccuracies of r$^2$SCAN energies arise from functional and density-driven errors, mainly resulting from the DFT self-interaction error. We propose the r$^2$SCANY@r$^2$SCANX method to mitigate the self-interaction error of XC functionals for the accurate simulations of electronic, magnetic, and thermochemical properties of transition metal oxides. r$^2$SCANY@r$^2$SCANX uses different fractions of exact Hartree-Fock exchange: X for the electronic density and Y for the density functional approximation of the total energy, thereby simultaneously addressing functional-driven and density-driven inaccuracies. Building just on 1 (or maximum 2) parameters that apply unchanged to \emph{s-p}-bonded systems, we demonstrate that, r$^2$SCANY@r$^2$SCANX improves upon the r$^2$SCAN predictions for 20 highly correlated oxides and even outperforms the highly parameterized DFT(r$^2$SCAN)+\emph{U} method -- the state-of-the-art approach to predict strongly correlated materials. Prediction uncertainties for oxidation energies and magnetic moments of transition metal oxides are significantly reduced by r$^2$SCAN10@r$^2$SCAN50 and band gaps with r$^2$SCAN10@r$^2$SCAN. r$^2$SCAN10@r$^2$SCAN50 diminishes the density-driven error of the energy in r$^2$SCAN and r$^2$SCAN10.

cond-mat.mtrl-sci↗

Rotational Phonons Drive Low-Energy Kinks in Cuprate Superconductors

Angle-resolved photoemission spectroscopy (ARPES) reveals ubiquitous quasiparticle ``kinks'' near $\sim$70 meV and $\sim$40 meV across cuprate superconductors, often accompanied by peak--dip--hump (PDH) structures. These features point to strong coupling between electrons and low-energy bosonic excitations, but the microscopic origin has remained elusive due to the limitations of conventional density-functional theory (DFT) and the high cost of beyond-DFT methods. Here, we systematically study the electron--phonon coupling (EPC) in hole-doped infinite-layer CaCuO$_2$ using the Strongly Constrained and Appropriately Normed (SCAN) density functional, explicitly including magnetic effects. We find a substantial EPC strength $λ$ of $\sim$0.5 in the magnetic phase, producing kinks and PDH structures in the 40-80~meV window in excellent agreement with experiments. The dominant contribution arises from rotational oxygen phonons, while breathing modes contribute little. Our results establish strong EPC in cuprates, highlight the key role of rotational phonons, and provide a framework for understanding spectral anomalies in cuprates and beyond.

cond-mat.str-el↗

Unusual Electron-Phonon Interactions in Highly Anisotropic Two-Dimensional $Ta_2$$Ni_3$$Te_5$

Electron-phonon interactions (EPIs) represent a fundamental cornerstone of condensed matter physics, commanding persistent attention due to their pivotal role in driving novel quantum phenomena within low-dimensional materials. Here, we unveil unusual anisotropic electron-phonon coupling behaviors in quasi-one-dimensional $Ta_2$$Ni_3$$Te_5$ nano-flakes through a powerful combination of angle-resolved polarized Raman spectroscopy and density functional perturbation theory (DFPT). High-resolution transmission electron microscopy and scanning tunneling microscopy directly visualize the pronounced quasi-one-dimensional atomic chains within the crystal structure, establishing a structural foundation for the observed anisotropic interactions. Our Raman investigations reveal remarkable polarization-dependent responses in $A_g$ phonon modes that deviate significantly from conventional behavior, which our theoretical analyses attribute to complex anisotropic electron-photon and electron-phonon interactions. Temperature-dependent Raman measurements further uncover an intriguing phonon decay mechanism involving both three- and four-phonon processes, with the latter showing significant contributions in some modes - a possible manifestation of strong anisotropic electron-phonon interactions. Beyond revealing $Ta_2$$Ni_3$$Te_5$ as an exceptional platform for exploring anisotropic EPIs, this work demonstrates that integrating angle-resolved polarized Raman spectroscopy with DFPT calculations offers a powerful methodology for investigating electron-phonon interactions in emerging low-dimensional quantum materials.

cond-mat.mtrl-sci↗

The isostructural alpha-gamma phase transition in cerium from the perspective of meta-generalized gradient approximations

Meta-generalized gradient approximations (meta-GGAs) on the third rung of the functional hierarchy are gaining increasing relevance for the electronic structure. Meta-GGAs are constructed from numerous ingredients including the orbital kinetic energy density that make them more flexible than generalized gradient approximations (GGAs) including the heavily used PBE-GGA. Still, most meta-GGAs cope with the expected limitations of a semilocal density functional when band gaps or localization of electrons are needed. On the other hand, meta-GGAs are implicit functionals of the orbitals. This feature resembles hybrid density functionals with exact exchange. Efforts in recent years demonstrate that some meta-GGAs can rise beyond the accuracy of semilocal approximation when band gaps are computed. Cerium is an ideal testbed to challenge some recent meta-GGAs. Cerium shows an isostructural alpha - gamma phase transition with delocalized and localized f electrons in each phase, respectively. Since the phonon entropy term was found negligible in the alpha - gamma phase transition of cerium by accurate experiments, all changes in the transition are driven by electronic correlation. The correlation of f electron systems is hardly captured by semilocal approximations but the recent LAK meta-GGA with ultranonlocality steps out of the framework of conventional semilocal density functionals and delivers spectacular accuracy for the phase transition of cerium. LAK and further meta-GGAs inspired by the success of LAK can open a forefront of meta-GGAs for quantum materials with localized electrons.

cond-mat.mtrl-sci↗

Diverse edge states of nanoribbons and excitonic insulator states of the monolayer Ta2Ni3Te5

Ta2Ni3Te5, a layered transition metal chalcogenide with quasi-one-dimensional electronic states, exhibits rich topological and correlated phenomena. Using first-principles calculations, we explore Ta2Ni3Te5 nanoribbons, demonstrating tunable electronic and magnetic properties-ranging from metallic to semimetallic and semiconducting (band gaps of 29.7-60.8 meV), and from ferromagnetic to antiferromagnetic-controlled by edge (Ni or Ta), ribbon width, and H/F saturation. Additionally, GW and Bethe-Salpeter equation (BSE) calculations, complemented by metaGGA-based modified BSE, reveal that the Ta2Ni3Te5 monolayer is an excitonic insulator, with an exciton binding energy exceeding its band gap. These diverse properties position Ta2Ni3Te5 nanoribbons and monolayers as promising candidates for nanoelectronics, spintronics, and optoelectronics, motivating further experimental exploration.

cond-mat.mtrl-sci↗

Effect of Strain on the Band Gap of Monolayer MoS$_2$

Monolayer molybdenum disulfide ($\mathrm{MoS_2}$) under strain has many interesting properties and possible applications in technology. A recent experimental study examined the effect of strain on the bandgap of monolayer $\mathrm{MoS_2}$ on a mildly curved graphite surface, reporting that under biaxial strain with a Poisson's ratio of 0.44, the bandgap decreases at a rate of 400 meV/\% strain. In this work, we performed density functional theory (DFT) calculations for a free-standing $\mathrm{MoS_2}$ monolayer, using the generalized gradient approximation (GGA) PBE, the hybrid functional HSE06, and many-body perturbation theory with the GW approximation using PBE wavefunctions (G0W0@PBE). For the unstrained monolayer, we found a standard level of agreement for the bandgap between theory and experiment. For biaxial strain at the experimental Poisson's ratio, we found that the bandgap decreases at rates of 63 meV/\% strain (PBE), 73 meV/\% strain (HSE06), and 43 meV/\% strain (G0W0@PBE), which are significantly smaller than the experimental rate. We also found that PBE predicts a similarly smaller rate (90 meV/\% strain) for a different Poisson's ratio of 0.25. Spin-orbit correction (SOC) has little effect on the gap or its strain dependence. The strong disagreement between theory and experiment may reflect an unexpectedly strong effect of the substrate on the strain dependence of the gap. Additionally, we observed a transition from a direct to an indirect bandgap under strain, and (under an equal biaxial strain of 10\%) a semiconductor-to-metal transition, consistent with previous theoretical work.

cond-mat.mtrl-sci↗

A meta-generalized gradient approximation-based time-dependent and dielectric function dependent method for optical properties of solid materials

Accurate and efficient calculation of optical response properties of solid materials is still challenging. We present a meta-generalized gradient approximation (metaGGA) density functional based time-dependent and dielectric function dependent method for calculating optical absorption, exciton binding energy and intrinsic exciton lifetime for bulk solids and two-dimensional (2D) monolayer materials. This method uses advanced metaGGA functionals to describe the band structures, and a dielectric function mBSE (model Bethe-Salpeter equation) to capture the screening effect accurately and efficiently and the interaction between electrons and holes. The calculated optical absorption spectra of bulk Si, diamond, SiC, MgO, and monolayer MoS2 qualitatively agree with experimental results. The exciton binding energies of the first prominent peak in the optical absorption spectra of the direct band gap solids Ar, NaCl and MgO from mBSE qualitatively agree with those from standard GW-BSE. For monolayer MoS2, mBSE predicts quantitatively accurate binding energy for the first prominent peak, better than GW-BSE does. The calculated intrinsic exciton lifetimes for materials considered here show magnitudes of several nanoseconds for most bright excitons. The presented mtaGGA-mBSE method is established as a computationally efficient alternative for optical properties of materials with an overall qualitative accuracy.

cond-mat.mtrl-sci↗

Exploring control of the emergent exciton insulator state in 1T-TiSe$_2$ monolayer by state-of-the-art theory models

The layered transition metal dichalcogenide 1T-TiSe$_2$ is of great research interest, having intriguing properties of charge density waves (CDW) and superconductivity under doping or pressurizing. The monolayer form of 1T-TiSe$_2$ also shows a CDW with a higher transition temperature T_c than the bulk, indicating a stronger CDW interaction. By using the meta-generalized gradient approximation (metaGGA)-based model Bethe-Salpeter Equation (BSE) and many-body perturbation GW+BSE methods, we calculate the exciton binding energies and electron energy loss spectrum (EELS) for the 1T-TiSe$_2$ monolayer under different in-plane biaxial strains. We find that even without strain the 1T-TiSe$_2$ monolayer can have negative exciton energies at the Brillouin zone boundary point M, with a binding energy larger than the gap. The calculated EELS reinforces this picture, indicating EI (exciton insulator) states in 1T-TiSe$_2$ monolayer even without strain. The Wannier-Mott formula calculations of exciton binding energy corroborate results from GW+BSE. Small compressive strains enhance the EI state, and for tensile strains slightly less than 3%, the EI state in this monolayer persists. At large tensile strains, the material makes a transition to a normal semiconductor. Our results provide important information for understanding the quantum nature of this two-dimensional (2D) material. Our results from the standard G0W0@PBE+SOC+U+BSE approach are not qualitatively different from those of a more computationally efficient metaGGA-based SCAN+SOC+U+mBSE+$f_{xc}^{loc}$ approach that employs a model BSE.

physics.comp-ph↗

Inside the Working Mechanism of Meta-generalized Gradient Density Functional Approximations: The Example of Quantum Spin-Hall Insulator 1T`-WTe2

Quantum spin Hall (QSH) insulators have attracted intensive experimental and theoretical studies due to their beneficial applications in spintronic devices. Density functional theory (DFT) meets challenges when describing the electronic structure of QSH materials. Only the Heyd-Scuseria-Ernzerhof (HSE06) with spin-orbit coupling (SOC) is effective in revealing the band opening in the typical QSH 1T`-WTe2, but with increased computational demands. Here, using DFT, Wannier function simulations, the screened hybrid HSE06 functional, and first-principles-based many body perturbation theory GW, we investigate the sensitive electronic structure in monolayer 1T`-WTe2, with advanced meta-generalized gradient (meta-GGA) density functional approximations. The success of the recent SCAN and r2SCAN meta-GGAs left their predecessor meta-GGA made very simple (MVS) ignored by the scientific community. Largely unnoticed were the increased band gaps of MVS compared to any semilocal approximation including SCAN. We find that the non-empirical MVS approximation yields a positive fundamental band gap, without any help from exact exchange, Hubbard U, or SOC correction. We explain the success of the meta-GGA MVS for the band gap in 1T`-WTe2 by presenting two working mechanisms in meta-GGA approximations. Besides, we point out the difficulty of using G0W0 for 1T`-WTe2. Although the single shot GW correction with an MVS reference yields a smaller band gap than GW with PBE, the G0W0@MVS is still not suitable for simulating 1T`-WTe2, due to its negative band gap. These DFT and beyond DFT results highlight the importance of meta-GGAs and novel construction schemes with enhanced kinetic energy density dependence. The MVS approximation re-appears as an appealing alternative for accurately describing 1T`-WTe2, paving an efficient way for exploring other two-dimensional QSH materials in high-throughput calculations.

cond-mat.mtrl-sci↗

A Pathway to Efficient Simulations of Charge Density Waves in Transition Metal Dichalcogenides: A Case Study for TiSe2

Charge density waves (CDWs) in transition metal dichalcogenides are the subject of growing scientific interest due to their rich interplay with exotic phases of matter and their potential technological applications. Here, using density functional theory with advanced meta-generalized gradient approximations (meta-GGAs) and linear response time-dependent density functional theory (TDDFT) with state-of-the-art exchange-correlation kernels, we investigate the electronic, vibrational, and optical properties in 1T-TiSe2 with and without CDW. In both bulk and monolayer TiSe2, the electronic bands and phonon dispersions in either normal (semi-metallic) or CDW (semiconducting) phase are described well via meta-GGAs, which separate the valence and conduction bands just as HSE06 does but with significantly more computational feasibility. Instead of the underestimated gap with standard exchange-correlation approximations and the overestimated gap with screened hybrid functional HSE06, the band gap of the monolayer TiSe2 CDW phase calculated by the meta-GGA MVS (151 meV) is consistent with the angle-resolved photoemission spectroscopy (ARPES) gap of 153 meV measured at 10 K. In addition, the gap of bulk TiSe2 CDW phase reaches 67 meV within the TASK approximation, close to the ARPES gap of 82 meV. Regarding excitations of many-body nature, for bulk TiSe2 in normal and CDW phases, the experimentally observed humps of electron energy loss spectroscopy and plasmon peak are successfully reproduced in TDDFT, without an obvious kernel dependence. To unleash the full scientific and technological potential of CDWs in transition metal dichalcogenides, the chemical doping, heterostructure engineering, and pump-probe techniques are needed. Our study opens the door to simulating these complexities in CDW compounds from first principles by revealing meta-GGAs as an accurate low-cost alternative to HSE06.

cond-mat.mtrl-sci↗

Comparing first-principles density functionals plus corrections for the lattice dynamics of YBa$_2$Cu$_3$O$_6$

The enigmatic mechanism underlying unconventional high-temperature superconductivity, especially the role of lattice dynamics, has remained a subject of debate. Theoretical insights have long been hindered due to the lack of an accurate first-principles description of the lattice dynamics of cuprates. Recently, using the r2SCAN meta-GGA functional, we were able to achieve accurate phonon spectra of an insulating cuprate YBa$_2$Cu$_3$O$_6$, and discover significant magnetoelastic coupling in experimentally interesting Cu-O bond stretching optical modes [Ning et al., Phys. Rev. B 107, 045126 (2023)]. We extend this work by comparing PBE and r2SCAN performances with corrections from the on-site Hubbard U and the D4 van der Waals (vdW) methods, aiming at further understanding on both the materials science side and the density functional side. We demonstrate the importance of vdW and self-interaction corrections for accurate first-principles YBa2 Cu3 O6 lattice dynamics. Since r2SCAN by itself partially accounts for these effects, the good performance of r2SCAN is now more fully explained. In addition, the performances of the Tao-Mo series of meta-GGAs, which are constructed in a different way from SCAN/r2SCAN, are also compared and discussed.

cond-mat.mtrl-sci↗

Revealing quasi-excitations in the low-density homogeneous electron gas with model exchange-correlation kernels

Time-dependent density functional theory (TDDFT) within the linear response regime provides a solid mathematical framework to capture excitations. The accuracy of the theory, however, largely depends on the approximations for the exchange-correlation (xc) kernels. Away from the long-wavelength (or $q=0$ short wave-vector) and zero-frequency ($ω=0$) limit, the correlation contribution to the kernel becomes more relevant and dominant over exchange. The dielectric function in principle can encompass xc effects relevant to describe low-density physics. Furthermore, besides collective plasmon excitations, the dielectric function can reveal collective electron-hole excitations, often dubbed ``ghost excitons.'' Beside collective excitons, the physics in the low-density regime is rich, as exemplified by a static charge-density wave that was recently found for $r_\mathrm{s} > 69$, and was shown to be associated with softening of the plasmon mode. These excitations are seen to be present in much higher density 2D HEGs, of $r_\mathrm{s} \geq 4$. In this work we perform a thorough analysis with xc model kernels for excitations of various nature. The uniform electron gas as a useful model of real metallic systems is used as a platform of our analysis. We highlight the relevance of exact constraints as we display and explain screening and excitations in the low-density region.

cond-mat.str-el↗

Defect-induced states, defect-induced phase transition and excitonic states in bent transition metal dichalcogenide (TMD) nanoribbons: density functional vs. many body theory

Two-dimensional (2D) transition metal dichalcogenide (TMD) materials have versatile electronic and optical properties. TMD nanoribbons show interesting properties due to reduced dimensionality, quantum confinement, and edge states. Tang et al. showed that the edge bands evolved with bending can tune the optical properties for various widths of TMD nanoribbons. Defects are commonly present in 2D TMD materials, and can dramatically change the material properties. In this following work, we investigate the interaction between the edge and the defect states in WS2 nanoribbons with line defects under different bending conditions, using density functional theory (DFT). We reveal interesting semiconducting-to-metallic phase transitions, suggesting potential applications in nano-electronics or molecular electronics. We also calculate the optical absorption of the nanoribbons with different defect positions with the many-body GW-BSE (Bethe-Salpeter equation) approach, revealing a tunable optical spectrum and diverse exciton states in the defected TMD nanoribbons.

cond-mat.mtrl-sci↗

Bending effects and optical properties of WSe2 nanoribbons of topological phase

A WSe2 monolayer of 1T' phase is a large band gap quantum spin Hall insulator, supporting dissipationless charge and spin transports through the topologically protected edge states. In this work, we explore the nanoribbon forms of 1T' phase WSe2 by first-principles density functional calculations and the many-body perturbation GW and Bethe-Salpeter equation method. We found that the 1T' WSe2 nanoribbon can show topological edge states with a ribbon width of ~4-6 nm. Those edge bands show crossing through the Fermi level an odd number of times, with one kind of spin-polarization connecting the valence band continuum and conduction band continuum. The topological features of the edge bands hold even under small and medium bending in the nanoribbon, while large bending induces large band splitting, resulting in a topological switch-off in the edge bands. The semiconducting 1T' WSe2 nanoribbon shows a large tunability with bending in optical absorption spectra and exciton states. The lowest-energy exciton is changed from optically dark in the flat nanoribbon to bright in the bent nanoribbons. These properties in the 1T' WSe2 nanoribbons suggest potential applications in controllable quantum electronics and exciton-based quantum information processes.

cond-mat.mes-hall↗

Tunable band gaps and optical absorption properties of bent MoS$_2$ nanoribbons

The large tunability of band gaps and optical absorptions of armchair MoS$_2$ nanoribbons of different widths under bending is studied using density functional theory and many-body perturbation GW and Bethe-Salpeter equation approaches. We find that there are two critical bending curvatures, and the non-edge and edge band gaps generally show a non-monotonic trend with bending. The non-degenerate edge gap splits show an oscillating feature with ribbon width n, with a period delta_n=3, due to quantum confinement effects. The complex strain patterns on the bent nanoribbons control the varying features of band structures and band gaps that result in varying exciton formations and optical properties. The binding energy and the spin singlet-triplet split of the exciton forming the lowest absorption peak generally decrease with bending curvatures. The large tunability of optical properties of bent MoS$_2$ nanoribbons is promising and will find applications in tunable optoelectronic nanodevices.

physics.comp-ph↗