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Alexandre Emsenhuber

Publications and source records attributed to Alexandre Emsenhuber.

At least 19 recordsLinked to original sources

The formation of planetary systems: physics, populations, and architectures

We review the progresses made in global theoretical models of planetary system formation in the last decade using the example of the planetary system formation framework known as the Bern Model that has been continuously developed since before the beginning of the NCCR PlanetS. We highlight major developments and applications that have since been implemented, reflecting important recent advancements of planet formation theory overall, such as MHD wind-driven disk evolution, planetesimal evolution including fragmentation, dust evolution and pebble accretion, formation of planets in structured disks, interior structure models allowing for compositional gradients, as well as the analysis of the emerging planetary system architectures and the identification of different classes of architectures. We discuss how these new models impact the formation and evolution process and translate into different populations of planets and planetary systems. We also discuss the major strengths of the Bern Model, including successful predictions of the break in the planetary mass function at 30 MEarth, the prevalence of low-mass planets, the radius pile-up around 1 RJupiter, and the evaporation valley, with the recent New Generation Planetary Population Synthesis models with 100 seeds per disk providing quantitive matches to many RV-survey and Kepler diagnostics. This includes key characteristics of planetary system architectures. We also highlight the limitations of this model, some of them were addressed during the course of the NCCR PlanetS: the inclusion of the early phases of planet formation from dust to planetesimals, the hybrid pebble-planetesimals accretion of solids, simplified interior structure models, reliance on simplified parametrizations that may not encapsulate the full complexity of physical processes, and computational constraints.

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The PAIRS project: a global formation model for planets in binaries. I. Effect of disc truncation on the growth of S-type planets

Binary stars are as common as single stars. The number of detected planets orbiting binaries is rapidly increasing thanks to the synergy between transit surveys, Gaia and high-resolution direct imaging campaigns. However, global planet formation models around binary stars are still underdeveloped, which limits the theoretical understanding of planets orbiting binary star systems. Hereby we introduce the PAIRS project, which aims at building a global planet formation model for planets in binaries, and to produce planet populations synthesis to statistically compare theory and observations. In this first paper, we present the adaptation of the circumstellar disc to simulate the formation of S-type planets. The presence of a secondary star tidally truncates and heats the outer part of the circumprimary disc (and vice-versa for the circumsecondary disc), limiting the material to form planets. We implement and quantify this effect for a range of binary parameters by adapting the Bern Model of planet formation in its pebble-based form and for in-situ planet growth. We find that the disc truncation has a strong impact on reducing the pebble supply for core growth, steadily suppressing planet formation for binary separations below 160 au, when considering all the formed planets more massive than Mars. We find as well that S-type planets tend to form close to the central star with respect to the binary separation and disc truncation radius. Our newly developed model will be the basis of future S-type planet population synthesis studies.

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The PAIRS project: a global formation model for planets in binaries. II. Gravitational perturbation effects from secondary stars

Roughly half of Sun-like stars have at least one stellar companion, whereas it is widely assumed that most known exoplanets orbit single stars, largely due to observational biases. However, astrometric surveys, direct imaging, and speckle interferometry are steadily increasing the number of confirmed exoplanets in binaries. A stellar companion introduces additional effects, such as circumstellar disk truncation and gravitational perturbations, which can strongly impact planet formation. While global planet formation models, for example the Bern model, have been broadly applied to single stars, modeling S-type binaries requires key modifications to capture these effects. This study extends the Bern model by incorporating the gravitational influence of a stellar companion into its N-body integrator, allowing us to quantify how this perturbation affects planetary formation and final system architecture across a range of binary configurations. By comparing binary and single-star systems under identical initial conditions, we can assess the specific impact of binary-induced dynamics. We ran three sets of simulations: (i) a grid of in situ single-embryo cases to quantify gravitational effects; (ii) formation simulations with and without migration to compare outcomes with single-star analogs; and (iii) multi-embryo runs to evaluate impacts on multi-planetary systems. Planets forming beyond half the host star's Hill radius are much more likely to become unbound especially in systems with high binary eccentricity. Even within stable zones, growth is suppressed by both reduced material availability and increased eccentricity from stellar perturbations. Both disk truncation and stellar perturbations must be included to model planet formation in S-type binaries accurately. Neglecting either one will end up misrepresenting planetary growth and survival.

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The New Generation Planetary Population Synthesis (NGPPS). VII. Statistical comparison with the HARPS/Coralie survey

We seek to quantify the fidelity with which modern population syntheses reproduce observations in view of their use as predictive tools. We compared synthetic populations from the Generation 3 Bern Model of Planet Formation and Evolution (core accretion, solar-type host stars) and the HARPS/Coralie radial velocity sample. We biased the synthetic planet population according to the completeness of the observed data and performed quantitative statistical comparisons and systematically identified agreements and differences. Our nominal population reproduces many of the main features of the HARPS planets: two main groups of planets (close-in sub-Neptunes and distant giants), a bimodal mass function with a less populated `desert', an observed mean multiplicity of about 1.6, and several key correlations. The remaining discrepancies point to areas that are not fully captured in the model. For instance, we find that the synthetic population has 1) in absolute terms too many planets by ~70%, 2) a `desert' that is too deep by ~60%, 3) a relative excess of giant planets by ~40%, 4) planet eccentricities that are on average too low by a factor of about two (median of 0.07 versus 0.15), and 5) a metallicity effect that is too weak. Finally, the synthetic planets are overall too close to the star compared to the HARPS sample. The differences allowed us to find model parameters that better reproduce the observed planet masses, for which we computed additional synthetic populations. We find that physical processes appear to be missing and that planets may originate on wider orbits than our model predicts. Mechanisms leading to higher eccentricities and slower disc-limited gas accretion also seem necessary. We advocate that theoretical models should make a quantitative comparison between the many current and future large surveys to better understand the origins of planetary systems. (Abridged.)

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The New Generation Planetary Population Synthesis (NGPPS) VIII. Impact of host star metallicity on planet occurrence rates, orbital periods, eccentricities, and radius valley morphology

The dust-to-gas ratio in the protoplanetary disk, which is likely imprinted into the host star metallicity, is a property that plays a crucial role during planet formation. We aim at constraining planet formation and evolution processes by statistically analysing planetary systems generated by the Generation III Bern model, comparing with the correlations derived from observational samples. Using synthetic planets biased to observational completeness, we find that (1) the occurrence rates of large giant planets and Neptune-size planets are positively correlated with [Fe/H], while small sub-Earths exhibit an anti-correlation. In between, for sub-Neptune and super-Earth, the occurrence rate first increases and then decreases with increasing [Fe/H] with an inflection point at 0.1 dex. (2) Planets with orbital periods shorter than ten days are more likely to be found around stars with higher metallicity, and this tendency weakens with increasing planet radius. (3) Both giant planets and small planets exhibit a positive correlation between the eccentricity and [Fe/H], which could be explained by the self-excitation and perturbation of outer giant planets. (4) The radius valley deepens and becomes more prominent with increasing [Fe/H], accompanied by a lower super-Earth-to-sub-Neptune ratio. Furthermore, the average radius of the planets above the valley increases with [Fe/H]. Our nominal model successfully reproduces many observed correlations with stellar metallicity, supporting the description of physical processes and parameters included in the Bern model. However, the dependences of orbital eccentricity and period on [Fe/H] predicted by the synthetic population is however significantly weaker than observed. This discrepancy suggests that long-term dynamical interactions between planets, along with the impact of binaries/companions, can drive the system towards a dynamically hotter state.

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Can metal-rich worlds form by giant impacts?

Planets and stars are expected to be compositionally linked because they accrete from the same material reservoir. However, astronomical observations revealed the existence of exoplanets whose bulk density is far higher than what is expected from host-stars' composition. A commonly-invoked theory is that these high-density exoplanets are the metallic cores of super-Earth-sized planets whose rocky mantles were stripped by giant impacts. Here, by combining orbital dynamics and impact physics, we show that mantle-stripping giant impacts between super-Earths are unlikely to occur at rates sufficient to explain the observed size and currently estimated abundance of the high-density exoplanets. We explain this as the interplay of two main factors: the parent super-Earths being in most cases smaller than 2 Earth radii; and the efficiency of mantle stripping decreasing with increasing planetary size. We conclude that most of the observed high-density exoplanets are unlikely to be metal-rich giant-impact remnants.

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Constraints on the formation history and composition of Kepler planets from their distribution of orbital period ratios

The Kepler high-precision planetary sample has revealed a radius valley, separating compact super-Earths from sub-Neptunes with lower density. Super-Earths are generally assumed to be rocky planets that were probably born in-situ, while the composition and origin of sub-Neptunes remains debated. To provide more constraints on the formation history and composition, based on the planetary sample of Kepler multiple planet systems, we derive the distributions of orbital period ratios of sub-Neptune and super-Earth planet pairs and calculate the normalised fraction of near-first-order mean motion resonances. Using synthetic planetary systems generated by the Generation III Bern Model, we also obtain theoretical predictions of period ratio distributions of planet pairs of different compositions and origins. We find that actual Kepler sub-Neptune pairs show a normalised fraction smaller (larger) than the model predictions for water-rich (water-poor) pairs with confidence levels of about two sigma. The derived normalised fraction of actual Kepler Super-Earth pairs is generally consistent with that of water-poor model planet pairs but significantly smaller than that of synthetic water-rich planet pairs. Based on the distributions of orbital period ratios, we conclude that orbital migration has been more important for sub-Neptunes than for super-Earths, suggesting a partial ex situ formation of the former and an origin of the radius valley caused in part by distinct formation pathways. However, the model comparisons also show that sub-Neptunes in actual Kepler multiple systems are not likely to be all water-rich/ex situ planets but a mixture of the two (in situ/ex situ) pathways. Whereas, Kepler super-Earth planets are predominantly composed by of water-poor planets that were born inside the ice line, likely through a series of giant impacts without large scale migration.

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A New Database of Giant Impacts over a Wide Range of Masses and with Material Strength: A First Analysis of Outcomes

In the late stage of terrestrial planet formation, planets are predicted to undergo pairwise collisions known as giant impacts. Here we present a high-resolution database of giant impacts for differentiated colliding bodies of iron-silicate composition, with target masses ranging from 10^-4 M_Earth up to super-Earths (5 M_Earth). We vary impactor-to-target mass ratio, core-mantle (iron-silicate) fraction, impact velocity, and impact angle. Strength in the form of friction is included in all simulations. We find that due to strength, collisions with bodies smaller than about 2*10^-3 M_Earth can result in irregular shapes, compound core structures, and captured binaries. We observe that the characteristic escaping velocity of smaller remnants (debris) is approximately half of the impact velocity, significantly faster than currently assumed in N-body simulations of planet formation. Incorporating these results in N-body planet formation studies would provide more realistic debris-debris and debris-planet interactions.

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A radius valley between migrated steam worlds and evaporated rocky cores

The radius valley (or gap) in the observed distribution of exoplanet radii, which separates smaller super-Earths from larger sub-Neptunes, is a key feature that theoretical models must explain. Conventionally, it is interpreted as the result of the loss of primordial H/He envelopes atop rocky cores. However, planet formation models predict that water-rich planets migrate from regions outside the snowline toward the star. Assuming water to be in the form of solid ice in their interior, many of these planets would be located in the radius gap, in disagreement with observations. Here we use an advanced coupled formation and evolution model that describes the planets' origin and evolution starting from moon-sized, planetary seed embryos in the protoplanetary disk to mature Gyr-old planetary systems. Employing new equations of state and interior structure models to treat water as vapor mixed with H/He, we naturally reproduce the valley at the observed location. The model results indicate that the valley separates less massive, in-situ, rocky super-Earths from more massive, ex-situ, water-rich sub-Neptunes. Furthermore, the occurrence drop at larger radii, the so-called radius cliff, is also matched by planets with water-dominated envelopes. Owing to our statistical approach, we can assess that the synthetic distribution of radii quantitatively agrees with observations for the close-in population of planets; but only if atmospheric photoevaporation is also acting, populating the super-Earth peak with evaporated rocky cores. Therefore, we provide a hybrid theoretical explanation of the radius gap and cliff caused by both formation (orbital migration) as well as evolution (atmospheric escape).

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Population study on MHD wind-driven disc evolution -- Confronting theory and observation

Context. Current research has established magnetised disc winds as a promising way of driving accretion in protoplanetary discs. Aims. We investigate the evolution of large protoplanetary disc populations under the influence of magnetically driven disc winds as well as internal and external photoevaporation. We aim to constrain magnetic disc wind models through comparisons with observations. Methods. We ran 1D vertically integrated evolutionary simulations for low-viscosity discs, including magnetic braking and various outflows. The initial conditions were varied and chosen to produce populations that are representative of actual disc populations inferred from observations. We then compared the observables from the simulations (e.g. stellar accretion rate, disc mass evolution, disc lifetime, etc.) with observational data. Results. Our simulations show that to reach stellar accretion rates comparable to those found by observations $\sim 10^{-8}\mathrm{M}_\odot / \mathrm{yr}$, it is necessary to have access not only to strong magnetic torques, but weak magnetic winds as well. The presence of a strong magnetic disc wind, in combination with internal photoevaporation, leads to the rapid opening of an inner cavity early on, allowing the stellar accretion rate to drop while the disc is still massive. Furthermore, our model supports the notion that external photoevaporation via the ambient far-ultraviolet radiation of surrounding stars is a driving force in disc evolution and could potentially exert a strong influence on planetary formation. Conclusions. Our disc population syntheses show that for a subset of magnetohydrodynamic wind models (weak disc wind, strong torque), it is possible to reproduce important statistical observational constraints. The magnetic disc wind paradigm thus represents a novel and appealing alternative to the classical $α$-viscosity scenario.

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Planetary Population Synthesis and the Emergence of Four Classes of Planetary System Architectures

Planetary population synthesis is a tool to understand the physics of planetary system formation. It builds on a model that includes a multitude of physical processes. The outcome can be statistically compared with exoplanet observations. Here, we review the population synthesis method and then use one population to explore how different planetary system architectures emerge and which conditions lead to their formation. The systems can be classified into four main architectures: Class I of near-in situ compositionally ordered terrestrial and ice planets, Class II of migrated sub-Neptunes, Class III of mixed low-mass and giant planets, broadly similar to the Solar System, and Class IV of dynamically active giants without inner low-mass planets. These four classes exhibit distinct typical formation pathways and are characterised by certain mass scales. Class I systems form from the local accretion of planetesimals followed by a giant impact phase, and the final planet masses correspond to the `Goldreich mass'. Class II systems form when planets reach the `equality mass' (equal accretion and migration timescales) before the dispersal of the gas disc, but not large enough to allow for rapid gas accretion. Giant planets form when the `equality mass' allows for rapid gas accretion while the planet are migrating, i.e. when the critical core mass is reached. The main discriminant of the four classes is the initial mass of solids in the disc, with contributions from the lifetime and mass of the gas disc. The breakdown into classes allows to better understand which physical processes are dominant. Comparison with observations reveals certain differences to the actual population, pointing at limitation of theoretical understanding. For example, the overrepresentation of synthetic super Earths and sub-Neptunes in Class I causes these planets to be found at lower metallicities than in observations.

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Towards a population synthesis of discs and planets. II. Confronting disc models and observations at the population level

Aims. We want to find the distribution of initial conditions that best reproduces disc observations at the population level. Methods. We first ran a parameter study using a 1D model that includes the viscous evolution of a gas disc, dust, and pebbles, coupled with an emission model to compute the millimetre flux observable with ALMA. This was used to train a machine learning surrogate model that can compute the relevant quantity for comparison with observations in seconds. This surrogate model was used to perform parameter studies and synthetic disc populations. Results. Performing a parameter study, we find that internal photoevaporation leads to a lower dependency of disc lifetime on stellar mass than external photoevaporation. This dependence should be investigated in the future. Performing population synthesis, we find that under the combined losses of internal and external photoevaporation, discs are too short lived. Conclusions. To match observational constraints, future models of disc evolution need to include one or a combination of the following processes: infall of material to replenish the discs, shielding of the disc from internal photoevaporation due to magnetically driven disc winds, and extinction of external high-energy radiation. Nevertheless, disc properties in low-external-photoevaporation regions can be reproduced by having more massive and compact discs. Here, the optimum values of the $α$ viscosity parameter lie between $3\times10^{-4}$ and $10^{-3}$ and with internal photoevaporation being the main mode of disc dispersal.

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L-band nulling interferometry at the VLTI with Asgard/Hi-5: status and plans

Hi-5 is the L'-band (3.5-4.0 $μ$m) high-contrast imager of Asgard, an instrument suite in preparation for the visitor focus of the VLTI. The system is optimized for high-contrast and high-sensitivity imaging within the diffraction limit of a single UT/AT telescope. It is designed as a double-Bracewell nulling instrument producing spectrally-dispersed (R=20, 400, or 2000) complementary nulling outputs and simultaneous photometric outputs for self-calibration purposes. In this paper, we present an update of the project with a particular focus on the overall architecture, opto-mechanical design of the warm and cold optics, injection system, and development of the photonic beam combiner. The key science projects are to survey (i) nearby young planetary systems near the snow line, where most giant planets are expected to be formed, and (ii) nearby main sequence stars near the habitable zone where exozodiacal dust that may hinder the detection of Earth-like planets. We present an update of the expected instrumental performance based on full end-to-end simulations using the new GRAVITY+ specifications of the VLTI and the latest planet formation models.

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Toward a Population Synthesis of Disks and Planets I. Evolution of Dust with Entrainment in Winds and Radiation Pressure

Millimeter astronomy provides valuable information on the birthplaces of planetary systems. In order to compare theoretical models with observations, the dust component has to be carefully calculated. Here, we aim to study the effects of dust entrainment in photoevaporative winds and the ejection and drag of dust due to effects caused by radiation from the central star. We improved and extended the existing implementation of a two-population dust and pebble description in the global Bern/Heidelberg planet formation and evolution model. Modern prescriptions for photoevaporative winds were used and we account for settling and advection of dust when calculating entrainment rates. In order to prepare for future population studies with varying conditions, we explore a wide range of disk-, photoevaporation-, and dust-parameters. We find that if dust can grow to pebble sizes, that is, if they are resistant to fragmentation or turbulence is weak, drift dominates and the entrained mass is small but larger than under the assumption of no vertical advection of grains with the gas flow. For the case of fragile dust shattering at velocities of 1 m/s - as indicated in laboratory experiments -, an order of magnitude more dust is entrained which becomes the main dust removal process. Radiation pressure effects disperse massive, dusty disks on timescales of a few 100 Myr. These results highlight the importance of dust entrainment in winds as a solid mass removal process. Furthermore, this model extension lies the basis for future statistical studies of planet formation in their birth environment.

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RV-detected planets around M dwarfs: Challenges for core accretion models

Planet formation is sensitive to the conditions in protoplanetary disks, for which scaling laws as a function of stellar mass are known. We aim to test whether the observed population of planets around low-mass stars can be explained by these trends, or if separate formation channels are needed. We address this question by confronting a state-of-the-art planet population synthesis model with a sample of planets around M dwarfs observed by the HARPS and CARMENES radial velocity (RV) surveys. To account for detection biases, we performed injection and retrieval experiments on the actual RV data to produce synthetic observations of planets that we simulated following the core accretion paradigm. These simulations robustly yield the previously reported high occurrence of rocky planets around M dwarfs and generally agree with their planetary mass function. In contrast, our simulations cannot reproduce a population of giant planets around stars less massive than 0.5 solar masses. This potentially indicates an alternative formation channel for giant planets around the least massive stars that cannot be explained with current core accretion theories. We further find a stellar mass dependency in the detection rate of short-period planets. A lack of close-in planets around the earlier-type stars ($M_\star \gtrsim 0.4\, M_\odot$) in our sample remains unexplained by our model and indicates dissimilar planet migration barriers in disks of different spectral subtypes. Both discrepancies can be attributed to gaps in our understanding of planet migration in nascent M dwarf systems. They underline the different conditions around young stars of different spectral subtypes, and the importance of taking these differences into account when studying planet formation.

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On the multiple generations of planetary embryos

Global models of planet formation tend to begin with an initial set of planetary embryos for the sake simplicity. While this approach gives valuable insights on the evolution of the initial embryos, the initial distribution itself is a bold assumption. Limiting oneself to an initial distribution may neglect essential physics that precedes, or follows said initial distribution. We wish to investigate the effect of dynamic planetary embryo formation on the formation of planetary systems. The presented framework begins with an initial disk of gas, dust and pebbles. The disk evolution, the formation of planetesimals and the formation of planetary embryos is modeled consistently. Embryos then grow by pebble, planetesimal and eventually gas accretion. Planet disk interactions and N-body dynamics with other simultaneously growing embryos is included in the framework. We show that the formation of planets can occur in multiple consecutive phases. Earlier generations grow massive by pebble accretion but are subject to fast type I migration and thus accretion to the star. The later generations of embryos that form grow to much smaller masses by planetesimal accretion, as the amount of pebbles in the disk has vanished. The formation history of planetary systems may be far more complex than an initial distribution of embryos could reflect. The dynamic formation of planetary embryos needs to be considered in global models of planet formation to allow for a complete picture of the systems evolution.

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The New Generation Planetary Population Synthesis (NGPPS). IV. Planetary systems around low-mass stars

Previous work concerning planet formation around low-mass stars has often been limited to large planets and individual systems. As current surveys routinely detect planets down to terrestrial size in these systems, a more holistic approach that reflects their diverse architectures is timely. Here, we investigate planet formation around low-mass stars and identify differences in the statistical distribution of planets. We compare the synthetic planet populations to observed exoplanets. We used the Generation III Bern model of planet formation and evolution to calculate synthetic populations varying the central star from solar-like stars to ultra-late M dwarfs. This model includes planetary migration, N-body interactions between embryos, accretion of planetesimals and gas, and long-term contraction and loss of the gaseous atmospheres. We find that temperate, Earth-sized planets are most frequent around early M dwarfs and more rare for solar-type stars and late M dwarfs. The planetary mass distribution does not linearly scale with the disk mass. The reason is the emergence of giant planets for M*>0.5 Msol, which leads to the ejection of smaller planets. For M*>0.3 Msol there is sufficient mass in the majority of systems to form Earth-like planets, leading to a similar amount of Exo-Earths going from M to G dwarfs. In contrast, the number of super-Earths and larger planets increases monotonically with stellar mass. We further identify a regime of disk parameters that reproduces observed M-dwarf systems such as TRAPPIST-1. However, giant planets around late M dwarfs such as GJ 3512b only form when type I migration is substantially reduced. We quantify the stellar mass dependence of multi-planet systems using global simulations of planet formation and evolution. The results compare well to current observational data and predicts trends that can be tested with future observations.

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The New Generation Planetary Population Synthesis (NGPPS). II. Planetary population of solar-like stars and overview of statistical results

We want to understand global observable consequences of different physical processes and initial properties on the demographics of the planetary population. We use the Generation III Bern model to perform planetary population synthesis. We synthesise five populations with each a different initial number of Moon-mass embryos per disc: 1, 10, 20, 50, and 100. The last is our nominal population around 1 Sun-mass stars. The properties of giant planets do not change much as long as there are at least 10 embryos in each system. The study of giants can thus be done with simulations requiring less computational resources. For inner terrestrial planets, only the 100-embryos population is able to attain the giant-impact stage. In that population, each planetary system contains on average 8 planets more massive than 1 $M_\oplus$. The fraction of systems with giants planets at all orbital distances is 18%, but only 1.6% are at > 10 au. Systems with giants contain on average 1.6 such planets. The frequency of terrestrial and super-Earth planets peaks at a stellar [Fe/H] of -0.2 and 0.0, respectively, being limited at lower [Fe/H] by a lack of building blocks, and by (for them) detrimental growth of more massive dynamically active planets at higher [Fe/H]. The frequency of more massive planets (Neptunian, giants) increases monotonically with [Fe/H]. The fast migration of planets in the 5-50 $M_\oplus$ range is reduced by the presence of multiple lower-mass inner planets in the multi-embryos populations. We present one of the most comprehensive simulations of (exo)planetary system formation and evolution to date. For theory, they provide the framework to observationally test the global statistical consequences of theoretical models for specific physical processes. This is a important ingredient towards the development of a standard model of planetary formation and evolution.

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