arXiv subjects

Andrea Ferretti

Publications and source records attributed to Andrea Ferretti.

At least 19 recordsLinked to original sources

arXiv2025

Self-consistent dynamical Hubbard functional for correlated solids

Many-body functionals of the Green's function can provide fundamental advances in electronic-structure calculations, due to their ability to accurately predict both spectral and thermodynamic properties, such as angle-resolved photoemission spectroscopy (ARPES) experiments and total energies of materials. However, fully first-principles, self-consistent calculations with these dynamical functionals remain a major challenge, ultimately limiting their application to thermodynamic quantities, and restricting spectral predictions to one-shot calculations. In this paper, we present a fully self-consistent treatment of the electronic structure of solids using a dynamical functional. Our approach leverages the so-called dynamical Hubbard functional, which generalizes the DFT+$U$ correction by incorporating frequency-dependent screening, augmenting the static density functional to accurately describe both spectral and thermodynamic properties of materials with $d$- or $f$-localized orbitals near the Fermi level. To enable this, we employ the algorithmic-inversion method based on a sum-over-poles representation, resulting in a numerically accurate self-consistent scheme for frequency-integrated properties, while keeping real-axis spectral resolution for dynamically-resolved quantities. Using this framework, we study the paradigmatic correlated solid SrVO$_3$, accurately reproducing its spectral features, essentially confirming previous one-shot predictions, and improving the description of its equilibrium properties, such as the equilibrium volume and bulk modulus, bringing these significantly closer to experimental measurements.

cond-mat.str-el↗

arXiv2025

Functional theory of the occupied spectral density

We address the problem of interacting electrons in an external potential by introducing the occupied spectral density $ρ(\mathbf{r},ω)$ as fundamental variable. First, we formulate the problem using an embedding framework, and prove a one-to-one correspondence between a $ρ(\mathbf{r},ω)$ and the local dynamical external potential $v_{\text{ext}}(\mathbf{r},ω)$ that embeds the interacting electrons into an open quantum system. Then, we use the Klein functional to ($i$) define a universal functional of $ρ(\mathbf{r},ω)$, ($ii$) introduce a variational principle for the total energy as a functional of $ρ(\mathbf{r},ω)$, and ($iii$) formulate a non-interacting mapping of spectral self-consistent equations suitable for numerical applications. At variance with time-dependent density-functional theory, this formulation aims at studying charged excitations and electronic spectra -- including electronic correlations -- with a functional theory; An explicit and formally correct description of all electronic levels could also lead to more accurate approximations for the total energy.

cond-mat.mtrl-sci↗

arXiv2025

Efficient GW calculations for metals from an accurate ab initio polarizability

Despite its success in the study of spectroscopic properties, the $GW$ method presents specific methodological challenges when applied to systems with metallic screening. Here, we present an efficient and fully ab-initio implementation for the calculation of the screened potential, specifically designed for 3D and 2D metals. It combines a Monte Carlo integration with an appropriate interpolation of the screened potential between the calculated grid points (W-av), complemented with an extrapolation to the long-wavelength limit, able to seamlessly account for the so-called intraband term. This method greatly accelerates the convergence of GW calculations for metals while improving their accuracy, due to the correct description of the intraband transitions in the long wavelength limit, as shown here for 3D metals and doped monolayers, such as MoS$_2$ and graphene. The use of W-av results in an excellent agreement with ARPES measurements for monolayer doped MoS$_2$. Furthermore, for graphene we show that more robust results are found with the use of higher-order Lorentzians in the description of the self-energy, together with the solution of the QP equation beyond the linearized approximation.

cond-mat.mtrl-sci↗

arXiv2025

Excitonic effects in energy loss spectra of freestanding graphene

In this work we perform electron energy-loss spectroscopy (EELS) of freestanding graphene with high energy and momentum resolution to disentangle the quasielastic scattering from the excitation gap of Dirac electrons close to the optical limit. We show the importance of many-body effects on electronic excitations at finite transferred momentum by comparing measured EELS with ab initio calculations at increasing levels of theory. Quasi-particle corrections and excitonic effects are addressed within the GW approximation and Bethe-Salpeter equation, respectively. Both effects are essential in the description of the EEL spectra to obtain a quantitative agreement with experiments, with the position, dispersion, and shape of both the excitation gap and the $π$ plasmon being significantly affected by excitonic effects.

cond-mat.mtrl-sci↗

arXiv2025

Broken symmetry solutions in one-dimensional lattice models via many-body perturbation theory

In this work we study self-consistent solutions in one-dimensional lattice models obtained via many-body perturbation theory. The Dyson equation is solved in a fully self-consistent manner via the algorithmic-inversion method based on the sum-over-poles representation (AIM-SOP) of dynamical operators. In particular, we focus on the GW approximation, analyzing the spectral properties and the emergence of possible magnetic- or charge-density-wave broken symmetry solutions. We start by validating our self-consistent AIM-SOP implementation by taking as test case the one-dimensional Hubbard model. We then move to the study of antiferromagnetic and charge density wave solutions in one-dimensional lattice models, taking into account a long-range Coulomb interaction between the electrons. We show that moving from local to non-local electronic interactions leads to a competition between antiferromagnetic and charge-density-wave broken symmetry solutions. Complementary, by solving the Sham-Schlüter equation, we can compute the non-interacting Green's function reproducing the same charge density of the interacting system. In turn, this allows for the evaluation of the derivative discontinuity of the Kohn-Sham (KS) potential, showing that its contribution to the fundamental gap can become dominating in some of the studied cases.

cond-mat.str-el↗

arXiv2024

Energies and spectra of solids from the algorithmic inversion of dynamical Hubbard functionals

Energy functionals of the Green's function can simultaneously provide spectral and thermodynamic properties of interacting electrons' systems. Though powerful in principle, these formulations need to deal with dynamical (frequency-dependent) quantities, increasing the algorithmic and numerical complexity and limiting applications. We first show that, when representing all frequency-dependent propagators as sums over poles, the typical operations of dynamical formulations become closed (i.e., all quantities are expressed as sums over poles) and analytical. Importantly, we map the Dyson equation into a nonlinear eigenvalue problem that can be solved exactly; this is achieved by introducing a fictitious non-interacting system with additional degrees of freedom which shares, upon projection, the same Green's function of the real system. Last, we introduce an approximation to the exchange-correlation part of the Klein functional adopting a localized $GW$ approach; this is a generalization of the static Hubbard extension of density-functional theory with a dynamical screened potential $U(ω)$. We showcase the algorithmic efficiency of the methods, and the physical accuracy of the functional, by computing the spectral, thermodynamic, and vibrational properties of SrVO$_3$, finding results in close agreement with experiments and state-of-the-art methods, at highly reduced computational costs and with a transparent physical interpretation.

cond-mat.mtrl-sci↗

arXiv2023

Efficient GW calculations via the interpolation of the screened interaction in momentum and frequency space: The case of graphene

The GW self-energy may become computationally challenging to evaluate because of frequency and momentum convolutions. These difficulties were recently addressed by the development of the multipole approximation (MPA) and the W-av methods: MPA accurately approximates full-frequency response functions using a small number of poles, while W-av improves the convergence with respect to the k-point sampling in 2D materials. In this work we (i) present a theoretical scheme to combine them, and (ii) apply the newly developed approach to the paradigmatic case of graphene. Our findings show an excellent agreement of the calculated QP band structure with angle resolved photoemission spectroscopy (ARPES) data. Furthermore, the computational efficiency of MPA and W-av allows us to explore the logarithmic renormalization of the Dirac cone. To this aim, we develop an analytical model, derived from a Dirac Hamiltonian, that we parameterize using ab-initio data. The comparison of the models obtained with PPA and MPA results highlights an important role of the dynamical screening in the cone renormalization.

cond-mat.mtrl-sci↗

arXiv2023

On Green's function embedding using sum-over-pole representations

In Green's function theory, the total energy of an interacting many-electron system can be expressed in a variational form using the Klein or Luttinger-Ward functionals. Green's function theory also naturally addresses the case where the interacting system is embedded into a bath. This latter can then act as a dynamical (i.e., frequency-dependent) potential, providing a more general framework than that of conventional static external potentials. Notably, the Klein functional includes a term of the form $\text{Tr}_ω\text{Ln}\left\{G_0^{-1}G\right\}$, where $\text{Tr}_ω$ is the frequency integration of the trace operator. Here, we show that using a sum-over-pole representation for the Green's functions and the algorithmic-inversion method one can obtain in full generality an explicit analytical expression for $\text{Tr}_ω\text{Ln}\left\{G_0^{-1}G\right\}$. This allows one, e.g., to derive a variational expression for the Klein functional in the presence of an embedding bath, or to provide an explicit expression of the RPA correlation energy in the framework of the optimized effective potential.

cond-mat.mtrl-sci↗

arXiv2023

koopmans: an open-source package for accurately and efficiently predicting spectral properties with Koopmans functionals

Over the past decade we have developed Koopmans functionals, a computationally efficient approach for predicting spectral properties with an orbital-density-dependent functional framework. These functionals impose a generalized piecewise linearity condition to the entire electronic manifold, ensuring that orbital energies match the corresponding electron removal/addition energy differences (in contrast to semi-local DFT, where a mismatch between the two lies at the heart of the band gap problem and, more generally, the unreliability of Kohn-Sham orbital energies). This strategy has proven to be very powerful, yielding molecular orbital energies and solid-state band structures with comparable accuracy to many-body perturbation theory but at greatly reduced computational cost while preserving a functional formulation. This paper reviews the theory of Koopmans functionals, discusses the algorithms necessary for their implementation, and introduces koopmans, an open-source package that contains all of the code and workflows needed to perform Koopmans functional calculations and obtain reliable spectral properties of molecules and materials.

cond-mat.mtrl-sci↗

arXiv2023

Quenching of low-energy optical absorption in bilayer C$_3$N polytypes

In this work we provide a first principles description of the electronic and optical properties of bilayers C$_3$N, with different stacking motifs AB, AB$'$ and AA$'$. Starting from quasi-particle electronic band-structures, we solve the Bethe Salpeter Equation (BSE) to access the excitonic properties of these bilayers. For all stacking sequences, we see strong optical absorption at energies lower than but close to that of the monolayer. Most relevant, we predict a strong quenching of the low-energy optical absorption, with negligible oscillator strength of low-lying bound excitons. This is a unique phenomenology that does not arise in the monolayer case, nor in other common homo-bilayers. We explain these findings in terms of the small interband dipole matrix elements associated to the valence-conduction transitions involved in these excitons, and discuss them in view of the different stacking motifs.

cond-mat.mtrl-sci↗

arXiv2023

Towards high-throughput many-body perturbation theory: efficient algorithms and automated workflows

The automation of ab initio simulations is essential in view of performing high-throughput (HT) computational screenings oriented to the discovery of novel materials with desired physical properties. In this work, we propose algorithms and implementations that are relevant to extend this approach beyond density functional theory (DFT), in order to automate many-body perturbation theory (MBPT) calculations. Notably, a novel algorithm pursuing the goal of an efficient and robust convergence procedure for GW and BSE simulations is provided, together with its implementation in a fully automated framework. This is accompanied by an automatic GW band interpolation scheme based on maximally-localized Wannier functions, aiming at a reduction of the computational burden of quasiparticle band structures while preserving high accuracy. The proposed developments are validated on a set of representative semiconductor and metallic systems.

cond-mat.mtrl-sci↗

arXiv2023

Efficient full frequency GW for metals using a multipole approach for the dielectric screening

The properties of metallic systems with important and structured excitations at low energies, such as Cu, are challenging to describe with simple models like the plasmon pole approximation (PPA), and more accurate and sometimes prohibitive full frequency approaches are usually required. In this paper we propose a numerical approach to $GW$ calculations on metals that takes into account the frequency dependence of the screening via the multipole approximation (MPA), an accurate and efficient alternative to current full-frequency methods that was recently developed and validated for semiconductors and overcomes several limitations of PPA. We now demonstrate that MPA can be successfully extended to metallic systems by optimizing the frequency sampling for this class of materials and introducing a simple method to include the $\mathbf{q}\to 0$ limit of the intra-band contributions. The good agreement between MPA and full frequency results for the calculations of quasi-particle energies, polarizability, self-energy and spectral functions in different metallic systems confirms the accuracy and computational efficiency of the method. Finally, we discuss the physical interpretation of the MPA poles through a comparison with experimental electron energy loss spectra for Cu.

cond-mat.mtrl-sci↗

arXiv2022

Graphene decoupling through oxygen intercalation on Gr/Co and Gr/Co/Ir interfaces

We perform a density functional theory study of the effects of oxygen adsorption on the structural and electronic properties of Gr/Co(0001) and Gr/Co/Ir(111) interfaces. In both interfaces, the graphene-Co distance increases with increasing O concentration. The oxygen intercalation effectively decreases the electronic interaction, preventing the hybridization of graphene states with Co $d$-orbitals, hence (partly) restoring the typical Dirac cone of pristine graphene. In the case of graphene/Co 1ML/Ir(111), which presents a moiré pattern, the interplay between the O distribution and the continuous change of the graphene-Co registry can be used to tune graphene corrugation and electronic properties. The computed electronic properties are in very good agreement with previously reported angle resolved photoemission spectroscopy and photoemission electron microscopy measurements for Gr/Co(0001).

cond-mat.mtrl-sci↗

arXiv2022

Efficient GW calculations in two dimensional materials through a stochastic integration of the screened potential

Many-body perturbation theory methods, such as the $G_0W_0$ approximation, are able to accurately predict quasiparticle (QP) properties of several classes of materials. However, the calculation of the QP band structure of two-dimensional (2D) semiconductors is known to require a very dense BZ sampling, due to the sharp $q$-dependence of the dielectric matrix in the long-wavelength limit ($\mathbf{q} \to 0$). In this work, we show how the convergence of the QP corrections of 2D semiconductors with respect to the BZ sampling can be drastically improved, by combining a Monte Carlo integration with an interpolation scheme able to represent the screened potential between the calculated grid points. The method has been validated by computing the band gap of three different prototype monolayer materials: a transition metal dichalcogenide (MoS$_2$), a wide band gap insulator (hBN) and an anisotropic semiconductor (phosphorene). The proposed scheme shows that the convergence of the gap for these three materials up to 50meV is achieved by using $\k$-point grids comparable to those needed by DFT calculations, while keeping the grid uniform.

cond-mat.mtrl-sci↗

arXiv2022

Excitonic effects in graphene-like C$_3$N

Monolayer C$_3$N is an emerging two-dimensional indirect band gap semiconductor with interesting mechanical, thermal, and electronic properties. In this work we present a description of C$_3$N electronic and dielectric properties, focusing on the so-called momentum-resolved exciton band structure. Excitation energies and oscillator strengths are computed in order to characterize bright and dark states, and discussed also with respect to the crystal symmetry. Activation of excitonic states is observed for finite transferred momenta: Indeed, we find an active indirect exciton at $\sim$ 0.9 eV, significantly lower than the direct optical gap of 1.96 eV, with excitonic binding energies in the range 0.6-0.9 eV for the lowest states. As for other 2D materials, we find a quasi-linear excitonic dispersion close to $Γ$, which however shows a downward convexity related to the indirect band gap of C$_3$N as well as to the dark nature of the involved excitons.

cond-mat.mes-hall↗

arXiv2021

A unified Green's function approach for spectral and thermodynamic properties from algorithmic inversion of dynamical potentials

Dynamical potentials appear in many advanced electronic-structure methods, including self-energies from many-body perturbation theory, dynamical mean-field theory, electronic-transport formulations, and many embedding approaches. Here, we propose a novel treatment for the frequency dependence, introducing an algorithmic inversion method that can be applied to dynamical potentials expanded as sum over poles. This approach allows for an exact solution of Dyson-like equations at all frequencies via a mapping to a matrix diagonalization, and provides simultaneously frequency-dependent (spectral) and frequency-integrated (thermodynamic) properties of the Dyson-inverted propagators. The transformation to a sum over poles is performed introducing $n$-th order generalized Lorentzians as an improved basis set to represent the spectral function of a propagator, and using analytic expressions to recover the sum-over-poles form. Numerical results for the homogeneous electron gas at the $G_0W_0$ level are provided to argue for the accuracy and efficiency of such unified approach.

cond-mat.mtrl-sci↗

arXiv2021

Frequency dependence in GW made simple using a multi-pole approximation

In the $GW$ approximation, the screened interaction $W$ is a non-local and dynamical potential that usually has a complex frequency dependence. A full description of such dependence is possible but often computationally demanding. For this reason, it is still common practice to approximate $W(ω)$ using a plasmon pole (PP) model. Such approach, however, may deliver an accuracy limited by its simplistic description of the frequency dependence of the polarizability, i.e. of $W$. In this work we explore a multi-pole approach (MPA) and develop an effective representation of the frequency dependence of $W$. We show that an appropriate sampling of the polarizability in the frequency complex plane and a multi-pole interpolation can lead to a level of accuracy comparable with full-frequency methods at much lower computational cost. Moreover, both accuracy and cost are controllable by the number of poles used in MPA. Eventually we validate the MPA approach in selected prototype systems, showing that full-frequency quality results can be obtained with a limited number of poles.

cond-mat.mtrl-sci↗

arXiv2021

Quantum ESPRESSO toward the exascale

Quantum ESPRESSO is an open-source distribution of computer codes for quantum-mechanical materials modeling, based on density-functional theory, pseudopotentials, and plane waves, and renowned for its performance on a wide range of hardware architectures, from laptops to massively parallel computers, as well as for the breadth of its applications. In this paper we present a motivation and brief review of the ongoing effort to port Quantum ESPRESSO onto heterogeneous architectures based on hardware accelerators, which will overcome the energy constraints that are currently hindering the way towards exascale computing.

physics.comp-ph↗