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Andrew Yates

Publications and source records attributed to Andrew Yates.

At least 19 recordsLinked to original sources
arXiv2026

Findings of the MAGMaR 2026 Shared Task

This overview paper presents the results of the shared task for the second workshop on Multimodal Augmented Generation via Multimodal Retrieval (MAGMaR). In this shared task participants submitted systems focused on either (i) video retrieval or (ii) grounded generation of articles given retrieved videos. Teams could submit to either task. For the retrieval task, we had 2 participating teams that submitted a total of 17 systems -- all of which beat a baseline derived from the winner of last year's shared task. On the generation side, we had 4 teams submit 16 systems. All teams had at least one generated report that was labeled the best by a human annotator.

cs.CV↗
arXiv2026

ColBERTSaR: Sparsified ColBERT Index via Product Quantization

While ColBERT is an effective neural retrieval architecture, it requires a heavy index structure to support candidate set retrieval based on approximated token embeddings, gathering and decompressing document token embeddings, and applying the MaxSim operation. Indexes in PLAID and similar ColBERT implementations require five to ten times the disk storage of the original raw text, which limits their scalability. Furthermore, prior work has identified that the gathering and decompression stages are the primary inefficiencies at query time. Limiting the number of document tokens that must be gathered by thresholding and score approximation does not eliminate the need for the entire index to support ad hoc queries. In this work, we propose an embedding quantization approach that turns a ColBERT index into a true inverted index. We show that, theoretically, ColBERT with embedding quantization is equivalent to learned-sparse retrieval except for the scoring mechanism. Empirically, we demonstrate that our index is 50-70% smaller than a one-bit PLAID index while retaining retrieval effectiveness.

cs.IR↗
arXiv2026

Search for Coverage: Learning Coverage-Aware Retrieval with Augmented Sub-Question Answerability

Long-form Retrieval-Augmented Generation (RAG) brings the challenge of coverage-based ranking, because ranking methods must ensure the inclusion of comprehensive relevant nuggets (i.e., facts), which can thereby be synthesized into a comprehensive output. In this work, we propose CoveR (Our code is available at https://github.com/DylanJoo/CoveR ) a dense retrieval method optimized for coverage-aware retrieval scenarios. CoveR is a bi-encoder trained with the coverage-based contrastive and distillation objectives, which enables CoveR to capture diverse aspects of information needs. To train CoveR, we create the SCOPE dataset, (Our training data is available at https://huggingface.co/datasets/DylanJHJ/scope ) which comprises 90K training pairs from Researchy Questions with synthetic coverage signals augmented from sub-question answerability judgments generated by LLMs. Our empirical experiments show that CoveR enhances nugget coverage by 10\% over strong dense retrieval baselines without sacrificing its relevance-based retrieval capability. Further ablation studies validate the importance of our proposed learning method, showing that CoveR achieves a superior trade-off between relevance- and coverage-based ranking, which is essential for long-form RAG.

cs.IR↗
arXiv2026

LLM-based Listwise Reranking under the Effect of Positional Bias

LLM-based listwise passage reranking has attracted attention for its effectiveness in ranking candidate passages. However, these models suffer from positional bias, where passages positioned towards the end of the input are less likely to be moved to top positions in the ranking. We hypothesize that there are two primary sources of positional bias: (1) architectural bias inherent in LLMs and (2) the imbalanced positioning of relevant documents. To address this, we propose DebiasFirst, a method that integrates positional calibration and position-aware data augmentation during fine-tuning. Positional calibration uses inverse propensity scoring to adjust for positional bias by re-weighting the contributions of different positions in the loss function when training. Position-aware augmentation augments training data to ensure that each passage appears equally across varied positions in the input list. This approach markedly enhances both effectiveness and robustness to the original ranking across diverse first-stage retrievers, reducing the dependence of NDCG@10 performance on the position of relevant documents. DebiasFirst also complements the inference-stage debiasing methods, offering a practical solution for mitigating positional bias in reranking.

cs.IR↗
arXiv2026

Sparton: Fast and Memory-Efficient Triton Kernel for Learned Sparse Retrieval

State-of-the-art Learned Sparse Retrieval (LSR) models, such as Splade, typically employ a Language Modeling (LM) head to project latent hidden states into a lexically-anchored logit matrix. This intermediate matrix is subsequently transformed into a sparse lexical representation through element-wise operations (ReLU, Log1P) and max-pooling over the sequence dimension. Despite its effectiveness, the LM head creates a massive memory bottleneck due to the sheer size of the vocabulary (V), which can range from 30,000 to over 250,000 tokens in recent models. Materializing this matrix creates a significant memory bottleneck, limiting model scaling. The resulting I/O overhead between operators further throttles throughput and runtime performance. In this paper, we propose Sparton, a fast memory-efficient Triton kernel tailored for the LM head in LSR models. Sparton utilizes a fused approach that integrates the tiled matrix multiplication, ReLU, Log1P, and max-reduction into a single GPU kernel. By performing an early online reduction directly on raw logit tiles, Sparton avoids materializing the full logit matrix in memory. Our experiments demonstrate that the Sparton kernel, in isolation, achieves up to a 4.8x speedup and an order-of-magnitude reduction in peak memory usage compared to PyTorch baselines. Integrated into Splade (|V| ~ 30k), Sparton enables a 33% larger batch size and 14% faster training with no effectiveness loss. On a multilingual backbone (|V| ~ 250k), these gains jump to a 26x larger batch size and 2.5x faster training.

cs.IR↗
arXiv2026

CoverageBench: Evaluating Information Coverage across Tasks and Domains

We wish to measure the information coverage of an ad hoc retrieval algorithm, that is, how much of the range of available relevant information is covered by the search results. Information coverage is a central aspect for retrieval, especially when the retrieval system is integrated with generative models in a retrieval-augmented generation (RAG) system. The classic metrics for ad hoc retrieval, precision and recall, reward a system as more and more relevant documents are retrieved. However, since relevance in ad hoc test collections is defined for a document without any relation to other documents that might contain the same information, high recall is sufficient but not necessary to ensure coverage. The same is true for other metrics such as rank-biased precision (RBP), normalized discounted cumulative gain (nDCG), and mean average precision (MAP). Test collections developed around the notion of diversity ranking in web search incorporate multiple aspects that support a concept of coverage in the web domain. In this work, we construct a suite of collections for evaluating information coverage from existing collections. This suite offers researchers a unified testbed spanning multiple genres and tasks. All topics, nuggets, relevance labels, and baseline rankings are released on Hugging Face Datasets, along with instructions for accessing the publicly available document collections.

cs.IR↗
arXiv2026

Beyond Relevance: On the Relationship Between Retrieval and RAG Information Coverage

Retrieval-augmented generation (RAG) systems combine document retrieval with a generative model to address complex information seeking tasks like report generation. While the relationship between retrieval quality and generation effectiveness seems intuitive, it has not been systematically studied. We investigate whether upstream retrieval metrics can serve as reliable early indicators of the final generated response's information coverage. Through experiments across two text RAG benchmarks (TREC NeuCLIR 2024 and TREC RAG 2024) and one multimodal benchmark (WikiVideo), we analyze 15 text retrieval stacks and 10 multimodal retrieval stacks across four RAG pipelines and multiple evaluation frameworks (Auto-ARGUE and MiRAGE). Our findings demonstrate strong correlations between coverage-based retrieval metrics and nugget coverage in generated responses at both topic and system levels. This relationship holds most strongly when retrieval objectives align with generation goals, though more complex iterative RAG pipelines can partially decouple generation quality from retrieval effectiveness. These findings provide empirical support for using retrieval metrics as proxies for RAG performance.

cs.IR↗
arXiv2026

Overview of the TREC 2025 RAGTIME Track

The principal goal of the RAG TREC Instrument for Multilingual Evaluation (RAGTIME) track at TREC is to study report generation from multilingual source documents. The track has created a document collection containing Arabic, Chinese, English, and Russian news stories. RAGTIME includes three task types: Multilingual Report Generation, English Report Generation, and Multilingual Information Retrieval (MLIR). A total of 125 runs were submitted by 13 participating teams (and as baselines by the track coordinators) for three tasks. This overview describes these three tasks and presents the available results.

cs.IR↗
arXiv2026

NeuCLIRTech: Chinese Monolingual and Cross-Language Information Retrieval Evaluation in a Challenging Domain

Measuring advances in retrieval requires test collections with relevance judgments that can faithfully distinguish systems. This paper presents NeuCLIRTech, an evaluation collection for cross-language retrieval over technical information. The collection consists of technical documents written natively in Chinese and those same documents machine translated into English. It includes 110 queries with relevance judgments. The collection supports two retrieval scenarios: monolingual retrieval in Chinese, and cross-language retrieval with English as the query language. NeuCLIRTech combines the TREC NeuCLIR track topics of 2023 and 2024. The 110 queries with 35,962 document judgments provide strong statistical discriminatory power when trying to distinguish retrieval approaches. A fusion baseline of strong neural retrieval systems is included so that developers of reranking algorithms are not reliant on BM25 as their first stage retriever. The dataset and artifacts are released on Huggingface Datasets

cs.IR↗
arXiv2026

LANCER: LLM Reranking for Nugget Coverage

Unlike short-form retrieval-augmented generation (RAG), such as factoid question answering, long-form RAG requires retrieval to provide documents covering a wide range of relevant information. Automated report generation exemplifies this setting: it requires not only relevant information but also a more elaborate response with comprehensive information. Yet, existing retrieval methods are primarily optimized for relevance ranking rather than information coverage. To address this limitation, we propose LANCER, an LLM-based reranking method for nugget coverage. LANCER predicts what sub-questions should be answered to satisfy an information need, predicts which documents answer these sub-questions, and reranks documents in order to provide a ranked list covering as many information nuggets as possible. Our empirical results show that LANCER enhances the quality of retrieval as measured by nugget coverage metrics, achieving higher $\alpha$-nDCG and information coverage than other LLM-based reranking methods. Our oracle analysis further reveals that sub-question generation plays an essential role.

cs.IR↗
arXiv2026

CommonLID: Re-evaluating State-of-the-Art Language Identification Performance on Web Data

Language identification (LID) is a fundamental step in curating multilingual corpora. However, LID models still perform poorly for many languages, especially on the noisy and heterogeneous web data often used to train multilingual language models. In this paper, we introduce CommonLID, a community-driven, human-annotated LID benchmark for the web domain, covering 109 languages. Many of the included languages have been previously under-served, making CommonLID a key resource for developing more representative high-quality text corpora. We show CommonLID's value by using it, alongside five other common evaluation sets, to test eight popular LID models. We analyse our results to situate our contribution and to provide an overview of the state of the art. In particular, we highlight that existing evaluations overestimate LID accuracy for many languages in the web domain. We make CommonLID and the code used to create it available under an open, permissive license.

cs.CL↗
arXiv2026

To Case or Not to Case: An Empirical Study in Learned Sparse Retrieval

Learned Sparse Retrieval (LSR) methods construct sparse lexical representations of queries and documents that can be efficiently searched using inverted indexes. Existing LSR approaches have relied almost exclusively on uncased backbone models, whose vocabularies exclude case-sensitive distinctions, thereby reducing vocabulary mismatch. However, the most recent state-of-the-art language models are only available in cased versions. Despite this shift, the impact of backbone model casing on LSR has not been studied, potentially posing a risk to the viability of the method going forward. To fill this gap, we systematically evaluate paired cased and uncased versions of the same backbone models across multiple datasets to assess their suitability for LSR. Our findings show that LSR models with cased backbone models by default perform substantially worse than their uncased counterparts; however, this gap can be eliminated by pre-processing the text to lowercase. Moreover, our token-level analysis reveals that, under lowercasing, cased models almost entirely suppress cased vocabulary items and behave effectively as uncased models, explaining their restored performance. This result broadens the applicability of recent cased models to the LSR setting and facilitates the integration of stronger backbone architectures into sparse retrieval. The complete code and implementation for this project are available at: https://github.com/lionisakis/Uncased-vs-cased-models-in-LSR

cs.IR↗
arXiv2026

RoutIR: Fast Serving of Retrieval Pipelines for Retrieval-Augmented Generation

Retrieval models are key components of Retrieval-Augmented Generation (RAG) systems, which generate search queries, process the documents returned, and generate a response. RAG systems are often dynamic and may involve multiple rounds of retrieval. While many state-of-the-art retrieval methods are available through academic IR platforms, these platforms are typically designed for the Cranfield paradigm in which all queries are known up front and can be batch processed offline. This simplification accelerates research but leaves state-of-the-art retrieval models unable to support downstream applications that require online services, such as arbitrary dynamic RAG pipelines that involve looping, feedback, or even self-organizing agents. In this work, we introduce RoutIR, a Python package that provides a simple and efficient HTTP API that wraps arbitrary retrieval methods, including first stage retrieval, reranking, query expansion, and result fusion. By providing a minimal JSON configuration file specifying the retrieval models to serve, RoutIR can be used to construct and query retrieval pipelines on-the-fly using any permutation of available models (e.g., fusing the results of several first-stage retrieval methods followed by reranking). The API automatically performs asynchronous query batching and caches results by default. While many state-of-the-art retrieval methods are already supported by the package, RoutIR is also easily expandable by implementing the Engine abstract class. The package is open-sourced and publicly available on GitHub: http://github.com/hltcoe/routir.

cs.IR↗
arXiv2026

Revisiting Human-vs-LLM judgments using the TREC Podcast Track

Using large language models (LLMs) to annotate relevance is an increasingly important technique in the information retrieval community. While some studies demonstrate that LLMs can achieve high user agreement with ground truth (human) judgments, other studies have argued for the opposite conclusion. To the best of our knowledge, these studies have primarily focused on classic ad-hoc text search scenarios. In this paper, we conduct an analysis on user agreement between LLM and human experts, and explore the impact disagreement has on system rankings. In contrast to prior studies, we focus on a collection composed of audio files that are transcribed into two-minute segments -- the TREC 2020 and 2021 podcast track. We employ five different LLM models to re-assess all of the query-segment pairs, which were originally annotated by TREC assessors. Furthermore, we re-assess a small subset of pairs where LLM and TREC assessors have the highest disagreement, and found that the human experts tend to agree with LLMs more than with the TREC assessors. Our results reinforce the previous insights of Sormunen in 2002 -- that relying on a single assessor leads to lower user agreement.

cs.IR↗
arXiv2026

FACTUM: Mechanistic Detection of Citation Hallucination in Long-Form RAG

Retrieval-Augmented Generation (RAG) models are critically undermined by citation hallucinations, a deceptive failure where a model cites a source that fails to support its claim. While existing work attributes hallucination to a simple over-reliance on parametric knowledge, we reframe this failure as an evolving, scale-dependent coordination failure between the Attention (reading) and Feed-Forward Network (recalling) pathways. We introduce FACTUM (Framework for Attesting Citation Trustworthiness via Underlying Mechanisms), a framework of four mechanistic scores: Contextual Alignment (CAS), Attention Sink Usage (BAS), Parametric Force (PFS), and Pathway Alignment (PAS). Our analysis reveals that correct citations are consistently marked by higher parametric force (PFS) and greater use of the attention sink (BAS) for information synthesis. Crucially, we find that "one-size-fits-all" theories are insufficient as the signature of correctness evolves with scale: while the 3B model relies on high pathway alignment (PAS), our best-performing 8B detector identifies a shift toward a specialized strategy where pathways provide distinct, orthogonal information. By capturing this complex interplay, FACTUM outperforms state-of-the-art baselines by up to 37.5% in AUC. Our results demonstrate that high parametric force is constructive when successfully coordinated with the Attention pathway, paving the way for more nuanced and reliable RAG systems.

cs.CL↗
arXiv2025

Making Large Language Models Efficient Dense Retrievers

Recent work has shown that directly fine-tuning large language models (LLMs) for dense retrieval yields strong performance, but their substantial parameter counts make them computationally inefficient. While prior studies have revealed significant layer redundancy in LLMs for generative tasks, it remains unclear whether similar redundancy exists when these models are adapted for retrieval tasks, which require encoding entire sequences into fixed representations rather than generating tokens iteratively. To this end, we conduct a comprehensive analysis of layer redundancy in LLM-based dense retrievers. We find that, in contrast to generative settings, MLP layers are substantially more prunable, while attention layers remain critical for semantic aggregation. Building on this insight, we propose EffiR, a framework for developing efficient retrievers that performs large-scale MLP compression through a coarse-to-fine strategy (coarse-grained depth reduction followed by fine-grained width reduction), combined with retrieval-specific fine-tuning. Across diverse BEIR datasets and LLM backbones, EffiR achieves substantial reductions in model size and inference cost while preserving the performance of full-size models.

cs.IR↗
arXiv2025

NeuCLIRBench: A Modern Evaluation Collection for Monolingual, Cross-Language, and Multilingual Information Retrieval

To measure advances in retrieval, test collections with relevance judgments that can faithfully distinguish systems are required. This paper presents NeuCLIRBench, an evaluation collection for cross-language and multilingual retrieval. The collection consists of documents written natively in Chinese, Persian, and Russian, as well as those same documents machine translated into English. The collection supports several retrieval scenarios including: monolingual retrieval in English, Chinese, Persian, or Russian; cross-language retrieval with English as the query language and one of the other three languages as the document language; and multilingual retrieval, again with English as the query language and relevant documents in all three languages. NeuCLIRBench combines the TREC NeuCLIR track topics of 2022, 2023, and 2024. The 250,128 judgments across approximately 150 queries for the monolingual and cross-language tasks and 100 queries for multilingual retrieval provide strong statistical discriminatory power to distinguish retrieval approaches. A fusion baseline of strong neural retrieval systems is included with the collection so that developers of reranking algorithms are no longer reliant on BM25 as their first-stage retriever. NeuCLIRBench is publicly available.

cs.IR↗
arXiv2025

Topic-Specific Classifiers are Better Relevance Judges than Prompted LLMs

The unjudged document problem, where systems that did not contribute to the original judgement pool may retrieve documents without a relevance judgement, is a key obstacle to the reuseability of test collections in information retrieval. While the de facto standard to deal with the problem is to treat unjudged documents as non-relevant, many alternatives have been proposed, such as the use of large language models (LLMs) as a relevance judge (LLM-as-a-judge). However, this has been criticized, among other things, as circular, since the same LLM can be used as the ranker and the judge. We propose to train topic-specific relevance classifiers instead: By finetuning monoT5 with independent LoRA weight adaptation on the judgments of a single assessor for a single topic's pool, we align it to that assessor's notion of relevance for the topic. The system rankings obtained through our classifier's relevance judgments achieve a Spearmans' $\rho$ correlation of $>0.94$ with ground truth system rankings. As little as 128 initial human judgments per topic suffice to improve the comparability of models, compared to treating unjudged documents as non-relevant, while achieving more reliability than existing LLM-as-a-judge approaches. Topic-specific relevance classifiers are thus a lightweight and straightforward way to tackle the unjudged document problem, while maintaining human judgments as the gold standard for retrieval evaluation. Code, models, and data are made openly available.

cs.IR↗