arXiv subjects

Andrew Yates

Publications and source records attributed to Andrew Yates.

At least 37 records · Page 2Linked to original sources

arXiv2026

Topic-Specific Classifiers are Better Relevance Judges than Prompted LLMs

The unjudged document problem, where systems that did not contribute to the original judgement pool may retrieve documents without a relevance judgement, is a key obstacle to the reuseability of test collections in information retrieval. While the de facto standard to deal with the problem is to treat unjudged documents as non-relevant, many alternatives have been proposed, such as the use of large language models (LLMs) as a relevance judge (LLM-as-a-judge). However, this has been criticized, among other things, as circular, since the same LLM can be used as the ranker and the judge. We propose to train topic-specific relevance classifiers instead: By finetuning monoT5 with independent LoRA weight adaptation on the judgments of a single assessor for a single topic's pool, we align it to that assessor's notion of relevance for the topic. The system rankings obtained through our classifier's relevance judgments achieve a Spearmans' $ρ$ correlation of $>0.94$ with ground truth system rankings. As little as 128 initial human judgments per topic suffice to improve the comparability of models, compared to treating unjudged documents as non-relevant, while achieving more reliability than existing LLM-as-a-judge approaches. Topic-specific relevance classifiers are thus a lightweight and straightforward way to tackle the unjudged document problem, while maintaining human judgments as the gold standard for retrieval evaluation. Code, models, and data are made openly available.

cs.IR↗

arXiv2026

RoutIR: Fast Serving of Retrieval Pipelines for Retrieval-Augmented Generation

Retrieval models are key components of Retrieval-Augmented Generation (RAG) systems, which generate search queries, process the documents returned, and generate a response. RAG systems are often dynamic and may involve multiple rounds of retrieval. While many state-of-the-art retrieval methods are available through academic IR platforms, these platforms are typically designed for the Cranfield paradigm in which all queries are known up front and can be batch processed offline. This simplification accelerates research but leaves state-of-the-art retrieval models unable to support downstream applications that require online services, such as arbitrary dynamic RAG pipelines that involve looping, feedback, or even self-organizing agents. In this work, we introduce RoutIR, a Python package that provides a simple and efficient HTTP API that wraps arbitrary retrieval methods, including first stage retrieval, reranking, query expansion, and result fusion. By providing a minimal JSON configuration file specifying the retrieval models to serve, RoutIR can be used to construct and query retrieval pipelines on-the-fly using any permutation of available models (e.g., fusing the results of several first-stage retrieval methods followed by reranking). The API automatically performs asynchronous query batching and caches results by default. While many state-of-the-art retrieval methods are already supported by the package, RoutIR is also easily expandable by implementing the Engine abstract class. The package is open-sourced and publicly available on GitHub: http://github.com/hltcoe/routir.

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arXiv2026

Revisiting Human-vs-LLM judgments using the TREC Podcast Track

Using large language models (LLMs) to annotate relevance is an increasingly important technique in the information retrieval community. While some studies demonstrate that LLMs can achieve high user agreement with ground truth (human) judgments, other studies have argued for the opposite conclusion. To the best of our knowledge, these studies have primarily focused on classic ad-hoc text search scenarios. In this paper, we conduct an analysis on user agreement between LLM and human experts, and explore the impact disagreement has on system rankings. In contrast to prior studies, we focus on a collection composed of audio files that are transcribed into two-minute segments -- the TREC 2020 and 2021 podcast track. We employ five different LLM models to re-assess all of the query-segment pairs, which were originally annotated by TREC assessors. Furthermore, we re-assess a small subset of pairs where LLM and TREC assessors have the highest disagreement, and found that the human experts tend to agree with LLMs more than with the TREC assessors. Our results reinforce the previous insights of Sormunen in 2002 -- that relying on a single assessor leads to lower user agreement.

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arXiv2026

Controlled Retrieval-augmented Context Evaluation for Long-form RAG

Retrieval-augmented generation (RAG) enhances large language models by incorporating context retrieved from external knowledge sources. While the effectiveness of the retrieval module is typically evaluated with relevance-based ranking metrics, such metrics may be insufficient to reflect the retrieval's impact on the final RAG result, especially in long-form generation scenarios. We argue that providing a comprehensive retrieval-augmented context is important for long-form RAG tasks like report generation and propose metrics for assessing the context independent of generation. We introduce CRUX, a \textbf{C}ontrolled \textbf{R}etrieval-a\textbf{U}gmented conte\textbf{X}t evaluation framework designed to directly assess retrieval-augmented contexts. This framework uses human-written summaries to control the information scope of knowledge, enabling us to measure how well the context covers information essential for long-form generation. CRUX uses question-based evaluation to assess RAG's retrieval in a fine-grained manner. Empirical results show that CRUX offers more reflective and diagnostic evaluation. Our findings also reveal substantial room for improvement in current retrieval methods, pointing to promising directions for advancing RAG's retrieval. Our data and code are publicly available to support and advance future research on retrieval.

cs.IR↗

arXiv2025

Making Large Language Models Efficient Dense Retrievers

Recent work has shown that directly fine-tuning large language models (LLMs) for dense retrieval yields strong performance, but their substantial parameter counts make them computationally inefficient. While prior studies have revealed significant layer redundancy in LLMs for generative tasks, it remains unclear whether similar redundancy exists when these models are adapted for retrieval tasks, which require encoding entire sequences into fixed representations rather than generating tokens iteratively. To this end, we conduct a comprehensive analysis of layer redundancy in LLM-based dense retrievers. We find that, in contrast to generative settings, MLP layers are substantially more prunable, while attention layers remain critical for semantic aggregation. Building on this insight, we propose EffiR, a framework for developing efficient retrievers that performs large-scale MLP compression through a coarse-to-fine strategy (coarse-grained depth reduction followed by fine-grained width reduction), combined with retrieval-specific fine-tuning. Across diverse BEIR datasets and LLM backbones, EffiR achieves substantial reductions in model size and inference cost while preserving the performance of full-size models.

cs.IR↗

arXiv2025

NeuCLIRBench: A Modern Evaluation Collection for Monolingual, Cross-Language, and Multilingual Information Retrieval

To measure advances in retrieval, test collections with relevance judgments that can faithfully distinguish systems are required. This paper presents NeuCLIRBench, an evaluation collection for cross-language and multilingual retrieval. The collection consists of documents written natively in Chinese, Persian, and Russian, as well as those same documents machine translated into English. The collection supports several retrieval scenarios including: monolingual retrieval in English, Chinese, Persian, or Russian; cross-language retrieval with English as the query language and one of the other three languages as the document language; and multilingual retrieval, again with English as the query language and relevant documents in all three languages. NeuCLIRBench combines the TREC NeuCLIR track topics of 2022, 2023, and 2024. The 250,128 judgments across approximately 150 queries for the monolingual and cross-language tasks and 100 queries for multilingual retrieval provide strong statistical discriminatory power to distinguish retrieval approaches. A fusion baseline of strong neural retrieval systems is included with the collection so that developers of reranking algorithms are no longer reliant on BM25 as their first-stage retriever. NeuCLIRBench is publicly available.

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arXiv2025

Augmenting Researchy Questions with Sub-question Judgments

The Researchy Questions dataset provides about 100k question queries with complex information needs that require retrieving information about several aspects of a topic. Each query in ResearchyQuestions is associated with sub-questions that were produced by prompting GPT-4. While ResearchyQuestions contains labels indicating what documents were clicked after issuing the query, there are no associations in the dataset between sub-questions and relevant documents. In this work, we augment the Researchy Questions dataset with LLM-judged labels for each sub-question using a Llama3.3 70B model. We intend these sub-question labels to serve as a resource for training retrieval models that better support complex information needs.

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arXiv2025

SERVAL: Surprisingly Effective Zero-Shot Visual Document Retrieval Powered by Large Vision and Language Models

Visual Document Retrieval (VDR) typically operates as text-to-image retrieval using specialized bi-encoders trained to directly embed document images. We revisit a zero-shot generate-and-encode pipeline: a vision-language model first produces a detailed textual description of each document image, which is then embedded by a standard text encoder. On the ViDoRe-v2 benchmark, the method reaches 63.4% nDCG@5, surpassing the strongest specialised multi-vector visual document encoder. It also scales better to large collections and offers broader multilingual coverage. Analysis shows that modern vision-language models capture complex textual and visual cues with sufficient granularity to act as a reusable semantic proxy. By offloading modality alignment to pretrained vision-language models, our approach removes the need for computationally intensive text-image contrastive training and establishes a strong zero-shot baseline for future VDR systems.

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arXiv2025

Rank1: Test-Time Compute for Reranking in Information Retrieval

We introduce Rank1, the first reranking model trained to take advantage of test-time compute. Rank1 demonstrates the applicability within retrieval of using a reasoning language model (i.e. OpenAI's o1, Deepseek's R1, etc.) for distillation in order to rapidly improve the performance of a smaller model. We gather and open-source a dataset of more than 600,000 examples of R1 reasoning traces from queries and passages in MS MARCO. Models trained on this dataset show: (1) state-of-the-art performance on advanced reasoning and instruction following datasets; (2) work remarkably well out of distribution due to the ability to respond to user-input prompts; and (3) have explainable reasoning chains that can be given to users or RAG-based systems. Further, we demonstrate that quantized versions of these models retain strong performance while using less compute/memory. Overall, Rank1 shows that test-time compute allows for a fundamentally new type of explainable and performant reranker model for search.

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arXiv2025

HLTCOE at LiveRAG: GPT-Researcher using ColBERT retrieval

The HLTCOE LiveRAG submission utilized the GPT-researcher framework for researching the context of the question, filtering the returned results, and generating the final answer. The retrieval system was a ColBERT bi-encoder architecture, which represents a passage with many dense tokens. Retrieval used a local, compressed index of the FineWeb10-BT collection created with PLAID-X, using a model fine-tuned for multilingual retrieval. Query generation from context was done with Qwen2.5-7B-Instruct, while filtering was accomplished with m2-bert-80M-8k-retrieval. Up to nine passages were used as context to generate an answer using Falcon3-10B. This system placed 5th in the LiveRAG automatic evaluation for correctness with a score of 1.07.

cs.IR↗

arXiv2025

Rank-K: Test-Time Reasoning for Listwise Reranking

Retrieve-and-rerank is a popular retrieval pipeline because of its ability to make slow but effective rerankers efficient enough at query time by reducing the number of comparisons. Recent works in neural rerankers take advantage of large language models for their capability in reasoning between queries and passages and have achieved state-of-the-art retrieval effectiveness. However, such rerankers are resource-intensive, even after heavy optimization. In this work, we introduce Rank-K, a listwise passage reranking model that leverages the reasoning capability of the reasoning language model at query time that provides test time scalability to serve hard queries. We show that Rank-K improves retrieval effectiveness by 23\% over the RankZephyr, the state-of-the-art listwise reranker, when reranking a BM25 initial ranked list and 19\% when reranking strong retrieval results by SPLADE-v3. Since Rank-K is inherently a multilingual model, we found that it ranks passages based on queries in different languages as effectively as it does in monolingual retrieval.

cs.IR↗

arXiv2025

Reproducibility, Replicability, and Insights into Visual Document Retrieval with Late Interaction

Visual Document Retrieval (VDR) is an emerging research area that focuses on encoding and retrieving document images directly, bypassing the dependence on Optical Character Recognition (OCR) for document search. A recent advance in VDR was introduced by ColPali, which significantly improved retrieval effectiveness through a late interaction mechanism. ColPali's approach demonstrated substantial performance gains over existing baselines that do not use late interaction on an established benchmark. In this study, we investigate the reproducibility and replicability of VDR methods with and without late interaction mechanisms by systematically evaluating their performance across multiple pre-trained vision-language models. Our findings confirm that late interaction yields considerable improvements in retrieval effectiveness; however, it also introduces computational inefficiencies during inference. Additionally, we examine the adaptability of VDR models to textual inputs and assess their robustness across text-intensive datasets within the proposed benchmark, particularly when scaling the indexing mechanism. Furthermore, our research investigates the specific contributions of late interaction by looking into query-patch matching in the context of visual document retrieval. We find that although query tokens cannot explicitly match image patches as in the text retrieval scenario, they tend to match the patch contains visually similar tokens or their surrounding patches.

cs.IR↗

arXiv2025

MMMORRF: Multimodal Multilingual Modularized Reciprocal Rank Fusion

Videos inherently contain multiple modalities, including visual events, text overlays, sounds, and speech, all of which are important for retrieval. However, state-of-the-art multimodal language models like VAST and LanguageBind are built on vision-language models (VLMs), and thus overly prioritize visual signals. Retrieval benchmarks further reinforce this bias by focusing on visual queries and neglecting other modalities. We create a search system MMMORRF that extracts text and features from both visual and audio modalities and integrates them with a novel modality-aware weighted reciprocal rank fusion. MMMORRF is both effective and efficient, demonstrating practicality in searching videos based on users' information needs instead of visual descriptive queries. We evaluate MMMORRF on MultiVENT 2.0 and TVR, two multimodal benchmarks designed for more targeted information needs, and find that it improves nDCG@20 by 81% over leading multimodal encoders and 37% over single-modality retrieval, demonstrating the value of integrating diverse modalities.

cs.CV↗

arXiv2025

Effective Inference-Free Retrieval for Learned Sparse Representations

Learned Sparse Retrieval (LSR) is an effective IR approach that exploits pre-trained language models for encoding text into a learned bag of words. Several efforts in the literature have shown that sparsity is key to enabling a good trade-off between the efficiency and effectiveness of the query processor. To induce the right degree of sparsity, researchers typically use regularization techniques when training LSR models. Recently, new efficient -- inverted index-based -- retrieval engines have been proposed, leading to a natural question: has the role of regularization changed in training LSR models? In this paper, we conduct an extended evaluation of regularization approaches for LSR where we discuss their effectiveness, efficiency, and out-of-domain generalization capabilities. We first show that regularization can be relaxed to produce more effective LSR encoders. We also show that query encoding is now the bottleneck limiting the overall query processor performance. To remove this bottleneck, we advance the state-of-the-art of inference-free LSR by proposing Learned Inference-free Retrieval (Li-LSR). At training time, Li-LSR learns a score for each token, casting the query encoding step into a seamless table lookup. Our approach yields state-of-the-art effectiveness for both in-domain and out-of-domain evaluation, surpassing Splade-v3-Doc by 1 point of mRR@10 on MS MARCO and 1.8 points of nDCG@10 on BEIR.

cs.IR↗

arXiv2025

Leveraging Decoder Architectures for Learned Sparse Retrieval

Learned Sparse Retrieval (LSR) has traditionally focused on small-scale encoder-only transformer architectures. With the advent of large-scale pre-trained language models, their capability to generate sparse representations for retrieval tasks across different transformer-based architectures, including encoder-only, decoder-only, and encoder-decoder models, remains largely unexplored. This study investigates the effectiveness of LSR across these architectures, exploring various sparse representation heads and model scales. Our results highlight the limitations of using large language models to create effective sparse representations in zero-shot settings, identifying challenges such as inappropriate term expansions and reduced performance due to the lack of expansion. We find that the encoder-decoder architecture with multi-tokens decoding approach achieves the best performance among the three backbones. While the decoder-only model performs worse than the encoder-only model, it demonstrates the potential to outperform when scaled to a high number of parameters.

cs.IR↗

arXiv2025

Video-ColBERT: Contextualized Late Interaction for Text-to-Video Retrieval

In this work, we tackle the problem of text-to-video retrieval (T2VR). Inspired by the success of late interaction techniques in text-document, text-image, and text-video retrieval, our approach, Video-ColBERT, introduces a simple and efficient mechanism for fine-grained similarity assessment between queries and videos. Video-ColBERT is built upon 3 main components: a fine-grained spatial and temporal token-wise interaction, query and visual expansions, and a dual sigmoid loss during training. We find that this interaction and training paradigm leads to strong individual, yet compatible, representations for encoding video content. These representations lead to increases in performance on common text-to-video retrieval benchmarks compared to other bi-encoder methods.

cs.CV↗

arXiv2025

Recommendations by Concise User Profiles from Review Text

Recommender systems perform well for popular items and users with ample interactions (likes, ratings etc.). This work addresses the difficult and underexplored case of users who have very sparse interactions but post informative review texts. This setting naturally calls for encoding user-specific text with large language models (LLM). However, feeding the full text of all reviews through an LLM has a weak signal-to-noise ratio and incurs high costs of processed tokens. This paper addresses these two issues. It presents a light-weight framework, called CUP, which first computes concise user profiles and feeds only these into the training of transformer-based recommenders. For user profiles, we devise various techniques to select the most informative cues from noisy reviews. Experiments, with book reviews data, show that fine-tuning a small language model with judiciously constructed profiles achieves the best performance, even in comparison to LLM-generated rankings.

cs.IR↗

arXiv2025

Constructing Set-Compositional and Negated Representations for First-Stage Ranking

Set compositional and negated queries are crucial for expressing complex information needs and enable the discovery of niche items like Books about non-European monarchs. Despite the recent advances in LLMs, first-stage ranking remains challenging due to the requirement of encoding documents and queries independently from each other. This limitation calls for constructing compositional query representations that encapsulate logical operations or negations, and can be used to match relevant documents effectively. In the first part of this work, we explore constructing such representations in a zero-shot setting using vector operations between lexically grounded Learned Sparse Retrieval (LSR) representations. Specifically, we introduce Disentangled Negation that penalizes only the negated parts of a query, and a Combined Pseudo-Term approach that enhances LSRs ability to handle intersections. We find that our zero-shot approach is competitive and often outperforms retrievers fine-tuned on compositional data, highlighting certain limitations of LSR and Dense Retrievers. Finally, we address some of these limitations and improve LSRs representation power for negation, by allowing them to attribute negative term scores and effectively penalize documents containing the negated terms.

cs.IR↗