arXiv subjects

Aobo Kong

Publications and source records attributed to Aobo Kong.

18 recordsLinked to original sources

arXiv2026

Step 3.5 Flash: Open Frontier-Level Intelligence with 11B Active Parameters

We introduce Step 3.5 Flash, a sparse Mixture-of-Experts (MoE) model that bridges frontier-level agentic intelligence and computational efficiency. We focus on what matters most when building agents: sharp reasoning and fast, reliable execution. Step 3.5 Flash pairs a 196B-parameter foundation with 11B active parameters for efficient inference. It is optimized with interleaved 3:1 sliding-window/full attention and Multi-Token Prediction (MTP-3) to reduce the latency and cost of multi-round agentic interactions. To reach frontier-level intelligence, we design a scalable reinforcement learning framework that combines verifiable signals with preference feedback, while remaining stable under large-scale off-policy training, enabling consistent self-improvement across mathematics, code, and tool use. Step 3.5 Flash demonstrates strong performance across agent, coding, and math tasks, achieving 85.4% on IMO-AnswerBench, 86.4% on LiveCodeBench-v6 (2024.08-2025.05), 88.2% on tau2-Bench, 69.0% on BrowseComp (with context management), and 51.0% on Terminal-Bench 2.0, comparable to frontier models such as GPT-5.2 xHigh and Gemini 3.0 Pro. By redefining the efficiency frontier, Step 3.5 Flash provides a high-density foundation for deploying sophisticated agents in real-world industrial environments.

cs.CL↗

arXiv2026

STEP3-VL-10B Technical Report

We present STEP3-VL-10B, a lightweight open-source foundation model designed to redefine the trade-off between compact efficiency and frontier-level multimodal intelligence. STEP3-VL-10B is realized through two strategic shifts: first, a unified, fully unfrozen pre-training strategy on 1.2T multimodal tokens that integrates a language-aligned Perception Encoder with a Qwen3-8B decoder to establish intrinsic vision-language synergy; and second, a scaled post-training pipeline featuring over 1k iterations of reinforcement learning. Crucially, we implement Parallel Coordinated Reasoning (PaCoRe) to scale test-time compute, allocating resources to scalable perceptual reasoning that explores and synthesizes diverse visual hypotheses. Consequently, despite its compact 10B footprint, STEP3-VL-10B rivals or surpasses models 10$\times$-20$\times$ larger (e.g., GLM-4.6V-106B, Qwen3-VL-235B) and top-tier proprietary flagships like Gemini 2.5 Pro and Seed-1.5-VL. Delivering best-in-class performance, it records 92.2% on MMBench and 80.11% on MMMU, while excelling in complex reasoning with 94.43% on AIME2025 and 75.95% on MathVision. We release the full model suite to provide the community with a powerful, efficient, and reproducible baseline.

cs.CV↗

arXiv2025

MECap-R1: Emotion-aware Policy with Reinforcement Learning for Multimodal Emotion Captioning

Speech Emotion Captioning (SEC) has emerged as a notable research direction. The inherent complexity of emotional content in human speech makes it challenging for traditional discrete classification methods to provide an adequate representation. Consequently, utilizing natural language to describe speech emotions presents a novel avenue for more effectively capturing and expressing affect. In this paper, we propose MECap-R1, a pioneering emotion-aware policy with reinforcement learning for multimodal emotion captioning. By employing Group Relative Policy Optimization with emotion-aware reward (Emo-GRPO), the framework precisely captures the emotion and semantic features, thereby addressing the shortcomings of rigid rules in handling the dynamic and flexible nature of captions. Experimental results on the EmotionTalk dataset demonstrate that MECap-R1 performs well in generating emotion descriptions and achieves substantial gains in both accuracy and diversity.

cs.SD↗

arXiv2025

MAPEX: A Multi-Agent Pipeline for Keyphrase Extraction

Keyphrase extraction is a fundamental task in natural language processing. However, existing unsupervised prompt-based methods for Large Language Models (LLMs) often rely on single-stage inference pipelines with uniform prompting, regardless of document length or LLM backbone. Such one-size-fits-all designs hinder the full exploitation of LLMs' reasoning and generation capabilities, especially given the complexity of keyphrase extraction across diverse scenarios. To address these challenges, we propose MAPEX, the first framework that introduces multi-agent collaboration into keyphrase extraction. MAPEX coordinates LLM-based agents through modules for expert recruitment, candidate extraction, topic guidance, knowledge augmentation, and post-processing. A dual-path strategy dynamically adapts to document length: knowledge-driven extraction for short texts and topic-guided extraction for long texts. Extensive experiments on six benchmark datasets across three different LLMs demonstrate its strong generalization and universality, outperforming the state-of-the-art unsupervised method by 2.44% and standard LLM baselines by 4.01% in F1@5 on average. Code is available at https://github.com/NKU-LITI/MAPEX.

cs.CL↗

arXiv2025

Mind the Gap: Data Rewriting for Stable Off-Policy Supervised Fine-Tuning

Supervised fine-tuning (SFT) of large language models can be viewed as an off-policy learning problem, where expert demonstrations come from a fixed behavior policy while training aims to optimize a target policy. Importance sampling is the standard tool for correcting this distribution mismatch, but large policy gaps lead to skewed weights, high variance, and unstable optimization. Existing methods mitigate this issue with KL penalties or clipping, which passively restrict updates rather than actively reducing the gap. We propose a simple yet effective data rewriting framework that proactively shrinks the policy gap before training. For each problem, correct model-generated solutions are kept as on-policy data, while incorrect ones are rewritten through guided re-solving, falling back to expert demonstrations only when needed. This aligns the training distribution with the target policy, reducing variance and improving stability. To handle residual mismatch after rewriting, we additionally apply importance sampling during training, forming a two-stage approach that combines data-level alignment with lightweight optimization-level correction. Experiments on five mathematical reasoning benchmarks show consistent and significant gains over both vanilla SFT and the state-of-the-art Dynamic Fine-Tuning (DFT) approach. Data and code will be released at https://github.com/NKU-HLT/Off-Policy-SFT.

cs.LG↗

arXiv2025

RealTalk-CN: A Realistic Chinese Speech-Text Dialogue Benchmark With Cross-Modal Interaction Analysis

In recent years, large language models (LLMs) have achieved remarkable advancements in multimodal processing, including end-to-end speech-based language models that enable natural interactions and perform specific tasks in task-oriented dialogue (TOD) systems. However, existing TOD datasets are predominantly text-based, lacking real speech signals that are essential for evaluating the robustness of speech-based LLMs. Moreover, existing speech TOD datasets are primarily English and lack critical aspects such as speech disfluencies and speaker variations. To address these gaps, we introduce RealTalk-CN, the first Chinese multi-turn, multi-domain speech-text dual-modal TOD dataset, comprising 5.4k dialogues (60K utterances, 150 hours) with paired speech-text annotations. RealTalk-CN captures diverse dialogue scenarios with annotated spontaneous speech disfluencies, ensuring comprehensive coverage of real-world complexities in speech dialogue. In addition, we propose a novel cross-modal chat task that authentically simulates real-world user interactions, allowing dynamic switching between speech and text modalities. Our evaluation covers robustness to speech disfluencies, sensitivity to speaker characteristics, and cross-domain performance. Extensive experiments validate the effectiveness of RealTalk-CN, establishing a strong foundation for Chinese speech-based LLMs research.

cs.CL↗

arXiv2025

DIFFA: Large Language Diffusion Models Can Listen and Understand

Recent advances in large language models (LLMs) have shown remarkable capabilities across textual and multimodal domains. In parallel, diffusion-based language models have emerged as a promising alternative to the autoregressive paradigm, offering improved controllability, bidirectional context modeling, and robust generation. However, their application to the audio modality remains underexplored. In this work, we introduce \textbf{DIFFA}, the first diffusion-based large audio-language model designed to perform spoken language understanding. DIFFA integrates a frozen diffusion language model with a lightweight dual-adapter architecture that bridges speech understanding and natural language reasoning. We employ a two-stage training pipeline: first, aligning semantic representations via an ASR objective; then, learning instruction-following abilities through synthetic audio-caption pairs automatically generated by prompting LLMs. Despite being trained on only 960 hours of ASR and 127 hours of synthetic instruction data, DIFFA demonstrates competitive performance on major benchmarks, including MMSU, MMAU, and VoiceBench, outperforming several autoregressive open-source baselines. Our results reveal the potential of diffusion-based language models for efficient and scalable audio understanding, opening a new direction for speech-driven AI. Our code will be available at https://github.com/NKU-HLT/DIFFA.git.

cs.SD↗

arXiv2025

EmotionTalk: An Interactive Chinese Multimodal Emotion Dataset With Rich Annotations

In recent years, emotion recognition plays a critical role in applications such as human-computer interaction, mental health monitoring, and sentiment analysis. While datasets for emotion analysis in languages such as English have proliferated, there remains a pressing need for high-quality, comprehensive datasets tailored to the unique linguistic, cultural, and multimodal characteristics of Chinese. In this work, we propose \textbf{EmotionTalk}, an interactive Chinese multimodal emotion dataset with rich annotations. This dataset provides multimodal information from 19 actors participating in dyadic conversational settings, incorporating acoustic, visual, and textual modalities. It includes 23.6 hours of speech (19,250 utterances), annotations for 7 utterance-level emotion categories (happy, surprise, sad, disgust, anger, fear, and neutral), 5-dimensional sentiment labels (negative, weakly negative, neutral, weakly positive, and positive) and 4-dimensional speech captions (speaker, speaking style, emotion and overall). The dataset is well-suited for research on unimodal and multimodal emotion recognition, missing modality challenges, and speech captioning tasks. To our knowledge, it represents the first high-quality and versatile Chinese dialogue multimodal emotion dataset, which is a valuable contribution to research on cross-cultural emotion analysis and recognition. Additionally, we conduct experiments on EmotionTalk to demonstrate the effectiveness and quality of the dataset. It will be open-source and freely available for all academic purposes. The dataset and codes will be made available at: https://github.com/NKU-HLT/EmotionTalk.

cs.MM↗

arXiv2025

CS-Dialogue: A 104-Hour Dataset of Spontaneous Mandarin-English Code-Switching Dialogues for Speech Recognition

Code-switching (CS), the alternation between two or more languages within a single conversation, presents significant challenges for automatic speech recognition (ASR) systems. Existing Mandarin-English code-switching datasets often suffer from limitations in size, spontaneity, and the lack of full-length dialogue recordings with transcriptions, hindering the development of robust ASR models for real-world conversational scenarios. This paper introduces CS-Dialogue, a novel large-scale Mandarin-English code-switching speech dataset comprising 104 hours of spontaneous conversations from 200 speakers. Unlike previous datasets, CS-Dialogue provides full-length dialogue recordings with complete transcriptions, capturing naturalistic code-switching patterns in continuous speech. We describe the data collection and annotation processes, present detailed statistics of the dataset, and establish benchmark ASR performance using state-of-the-art models. Our experiments, using Transformer, Conformer, and Branchformer, demonstrate the challenges of code-switching ASR, and show that existing pre-trained models such as Whisper still have the space to improve. The CS-Dialogue dataset will be made freely available for all academic purposes.

cs.CL↗

arXiv2025

EPO: Explicit Policy Optimization for Strategic Reasoning in LLMs via Reinforcement Learning

Large Language Models (LLMs) have shown impressive reasoning capabilities in well-defined problems with clear solutions, such as mathematics and coding. However, they still struggle with complex real-world scenarios like business negotiations, which require strategic reasoning-an ability to navigate dynamic environments and align long-term goals amidst uncertainty. Existing methods for strategic reasoning face challenges in adaptability, scalability, and transferring strategies to new contexts. To address these issues, we propose explicit policy optimization (EPO) for strategic reasoning, featuring an LLM that provides strategies in open-ended action space and can be plugged into arbitrary LLM agents to motivate goal-directed behavior. To improve adaptability and policy transferability, we train the strategic reasoning model via multi-turn reinforcement learning (RL),utilizing process rewards and iterative self-play. Experiments across social and physical domains demonstrate EPO's ability of long-term goal alignment through enhanced strategic reasoning, achieving state-of-the-art performance on social dialogue and web navigation tasks. Our findings reveal various collaborative reasoning mechanisms emergent in EPO and its effectiveness in generating novel strategies, underscoring its potential for strategic reasoning in real-world applications. Code and data are available at https://github.com/AlibabaResearch/DAMO-ConvAI/tree/main/EPO.

cs.CL↗

arXiv2025

SDPO: Segment-Level Direct Preference Optimization for Social Agents

Social agents powered by large language models (LLMs) can simulate human social behaviors but fall short in handling complex social dialogues. Direct Preference Optimization (DPO) has proven effective in aligning LLM behavior with human preferences across various agent tasks. However, standard DPO focuses solely on individual turns, which limits its effectiveness in multi-turn social interactions. Several DPO-based multi-turn alignment methods with session-level data have shown potential in addressing this problem.While these methods consider multiple turns across entire sessions, they are often overly coarse-grained, introducing training noise, and lack robust theoretical support. To resolve these limitations, we propose Segment-Level Direct Preference Optimization (SDPO), which dynamically select key segments within interactions to optimize multi-turn agent behavior. SDPO minimizes training noise and is grounded in a rigorous theoretical framework. Evaluations on the SOTOPIA benchmark demonstrate that SDPO-tuned agents consistently outperform both existing DPO-based methods and proprietary LLMs like GPT-4o, underscoring SDPO's potential to advance the social intelligence of LLM-based agents. We release our code and data at https://github.com/AlibabaResearch/DAMO-ConvAI/tree/main/SDPO.

cs.AI↗

arXiv2024

ChildMandarin: A Comprehensive Mandarin Speech Dataset for Young Children Aged 3-5

Automatic speech recognition (ASR) systems have advanced significantly with models like Whisper, Conformer, and self-supervised frameworks such as Wav2vec 2.0 and HuBERT. However, developing robust ASR models for young children's speech remains challenging due to differences in pronunciation, tone, and pace compared to adult speech. In this paper, we introduce a new Mandarin speech dataset focused on children aged 3 to 5, addressing the scarcity of resources in this area. The dataset comprises 41.25 hours of speech with carefully crafted manual transcriptions, collected from 397 speakers across various provinces in China, with balanced gender representation. We provide a comprehensive analysis of speaker demographics, speech duration distribution and geographic coverage. Additionally, we evaluate ASR performance on models trained from scratch, such as Conformer, as well as fine-tuned pre-trained models like HuBERT and Whisper, where fine-tuning demonstrates significant performance improvements. Furthermore, we assess speaker verification (SV) on our dataset, showing that, despite the challenges posed by the unique vocal characteristics of young children, the dataset effectively supports both ASR and SV tasks. This dataset is a valuable contribution to Mandarin child speech research. The dataset is now open-source and freely available for all academic purposes on https://github.com/flageval-baai/ChildMandarin.

cs.SD↗

arXiv2024

M2R-Whisper: Multi-stage and Multi-scale Retrieval Augmentation for Enhancing Whisper

State-of-the-art models like OpenAI's Whisper exhibit strong performance in multilingual automatic speech recognition (ASR), but they still face challenges in accurately recognizing diverse subdialects. In this paper, we propose M2R-whisper, a novel multi-stage and multi-scale retrieval augmentation approach designed to enhance ASR performance in low-resource settings. Building on the principles of in-context learning (ICL) and retrieval-augmented techniques, our method employs sentence-level ICL in the pre-processing stage to harness contextual information, while integrating token-level k-Nearest Neighbors (kNN) retrieval as a post-processing step to further refine the final output distribution. By synergistically combining sentence-level and token-level retrieval strategies, M2R-whisper effectively mitigates various types of recognition errors. Experiments conducted on Mandarin and subdialect datasets, including AISHELL-1 and KeSpeech, demonstrate substantial improvements in ASR accuracy, all achieved without any parameter updates.

cs.SD↗

arXiv2024

Enhancing Dysarthric Speech Recognition for Unseen Speakers via Prototype-Based Adaptation

Dysarthric speech recognition (DSR) presents a formidable challenge due to inherent inter-speaker variability, leading to severe performance degradation when applying DSR models to new dysarthric speakers. Traditional speaker adaptation methodologies typically involve fine-tuning models for each speaker, but this strategy is cost-prohibitive and inconvenient for disabled users, requiring substantial data collection. To address this issue, we introduce a prototype-based approach that markedly improves DSR performance for unseen dysarthric speakers without additional fine-tuning. Our method employs a feature extractor trained with HuBERT to produce per-word prototypes that encapsulate the characteristics of previously unseen speakers. These prototypes serve as the basis for classification. Additionally, we incorporate supervised contrastive learning to refine feature extraction. By enhancing representation quality, we further improve DSR performance, enabling effective personalized DSR. We release our code at https://github.com/NKU-HLT/PB-DSR.

cs.SD↗

arXiv2024

Self-Prompt Tuning: Enable Autonomous Role-Playing in LLMs

Recent advancements in LLMs have showcased their remarkable role-playing capabilities, able to accurately simulate the dialogue styles and cognitive processes of various roles based on different instructions and contexts. Studies indicate that assigning LLMs the roles of experts, a strategy known as role-play prompting, can enhance their performance in the corresponding domains. However, the prompt needs to be manually designed for the given problem, requiring certain expertise and iterative modifications. To this end, we propose self-prompt tuning, making LLMs themselves generate role-play prompts through fine-tuning. Leveraging the LIMA dataset as our foundational corpus, we employ GPT-4 to annotate role-play prompts for each data points, resulting in the creation of the LIMA-Role dataset. We then fine-tune LLMs like Llama-2-7B and Mistral-7B on LIMA-Role. Consequently, the self-prompt tuned LLMs can automatically generate expert role prompts for any given question. We extensively evaluate self-prompt tuned LLMs on widely used NLP benchmarks and open-ended question test. Our empirical results illustrate that self-prompt tuned LLMs outperform standard instruction tuned baselines across most datasets. This highlights the great potential of utilizing fine-tuning to enable LLMs to self-prompt, thereby automating complex prompting strategies. We release the dataset, models, and code at this \href{https://anonymous.4open.science/r/Self-Prompt-Tuning-739E/}{url}.

cs.CL↗

arXiv2024

Enhancing Emotion Recognition in Incomplete Data: A Novel Cross-Modal Alignment, Reconstruction, and Refinement Framework

Multimodal emotion recognition systems rely heavily on the full availability of modalities, suffering significant performance declines when modal data is incomplete. To tackle this issue, we present the Cross-Modal Alignment, Reconstruction, and Refinement (CM-ARR) framework, an innovative approach that sequentially engages in cross-modal alignment, reconstruction, and refinement phases to handle missing modalities and enhance emotion recognition. This framework utilizes unsupervised distribution-based contrastive learning to align heterogeneous modal distributions, reducing discrepancies and modeling semantic uncertainty effectively. The reconstruction phase applies normalizing flow models to transform these aligned distributions and recover missing modalities. The refinement phase employs supervised point-based contrastive learning to disrupt semantic correlations and accentuate emotional traits, thereby enriching the affective content of the reconstructed representations. Extensive experiments on the IEMOCAP and MSP-IMPROV datasets confirm the superior performance of CM-ARR under conditions of both missing and complete modalities. Notably, averaged across six scenarios of missing modalities, CM-ARR achieves absolute improvements of 2.11% in WAR and 2.12% in UAR on the IEMOCAP dataset, and 1.71% and 1.96% in WAR and UAR, respectively, on the MSP-IMPROV dataset.

cs.MM↗

arXiv2024

Better Zero-Shot Reasoning with Role-Play Prompting

Modern large language models (LLMs) exhibit a remarkable capacity for role-playing, enabling them to embody not only human characters but also non-human entities. This versatility allows them to simulate complex human-like interactions and behaviors within various contexts, as well as to emulate specific objects or systems. While these capabilities have enhanced user engagement and introduced novel modes of interaction, the influence of role-playing on LLMs' reasoning abilities remains underexplored. In this study, we introduce a strategically designed role-play prompting methodology and assess its performance under the zero-shot setting across twelve diverse reasoning benchmarks. Our empirical results illustrate that role-play prompting consistently surpasses the standard zero-shot approach across most datasets. Notably, in experiments conducted using ChatGPT, accuracy on AQuA rises from 53.5% to 63.8%, and on Last Letter from 23.8% to 84.2%.Upon further comparison with the Zero-Shot-CoT technique, which prompts the model to "think step by step", our study demonstrates that role-play prompting acts as a more effective trigger for the CoT process. This highlights its potential to augment the reasoning capabilities of LLMs. We release our code at https://github.com/NKU-HLT/Role-Play-Prompting.

cs.CL↗

arXiv2023

PromptRank: Unsupervised Keyphrase Extraction Using Prompt

The keyphrase extraction task refers to the automatic selection of phrases from a given document to summarize its core content. State-of-the-art (SOTA) performance has recently been achieved by embedding-based algorithms, which rank candidates according to how similar their embeddings are to document embeddings. However, such solutions either struggle with the document and candidate length discrepancies or fail to fully utilize the pre-trained language model (PLM) without further fine-tuning. To this end, in this paper, we propose a simple yet effective unsupervised approach, PromptRank, based on the PLM with an encoder-decoder architecture. Specifically, PromptRank feeds the document into the encoder and calculates the probability of generating the candidate with a designed prompt by the decoder. We extensively evaluate the proposed PromptRank on six widely used benchmarks. PromptRank outperforms the SOTA approach MDERank, improving the F1 score relatively by 34.18%, 24.87%, and 17.57% for 5, 10, and 15 returned results, respectively. This demonstrates the great potential of using prompt for unsupervised keyphrase extraction. We release our code at https://github.com/HLT-NLP/PromptRank.

cs.IR↗